infants at birth
Pas, A.B. de
Citation
Pas, A. B. de. (2009, March 5). Spontaneous breathing and respiratory support of preterm infants at birth. Retrieved from
https://hdl.handle.net/1887/13595
Version: Corrected Publisher’s Version
License: Licence agreement concerning inclusion of doctoral thesis in the Institutional Repository of the University of Leiden
Downloaded from: https://hdl.handle.net/1887/13595
Note: To cite this publication please use the final published version (if applicable).
Breathing patterns in preterm and term infants immediately after birth
Arjan B te Pas, Connie Wong, C Omar F Kamlin, Jennifer A Dawson, Colin J Morley, Peter G Davis
I]Z9^k^h^dcd[CZlWdgcHZgk^XZh!GdnVaLdbZc¼h=dhe^iVa!&('<gViiVcHigZZi!
Pediatr Res. 2009, in press
Abstract
I]ZgZ ^h a^b^iZY YViV YZhXg^W^c\ ]dl egZiZgb VcY iZgb ^c[Vcih WgZVi]Z hedciVcZdjhan
^bbZY^ViZanV[iZgW^gi]#LZhijY^ZYhedciVcZdjhanWgZVi]^c\^c[Vcihr'.lZZ`h^bbZY^"
ViZanV[iZgW^gi]#6^glVnÅdlVcYi^YVakdajbZlZgZbZVhjgZY[dg.%hZXdcYhjh^c\V]di
l^gZVcZbdbZiZgViiVX]ZYidV[VXZbVh`#IlZakZegZiZgbVcY&(iZgb^c[Vcih]VYgZXdgY"
^c\hhj^iVWaZ[dgVcVanh^h#I]ZbZY^Vc>FGegdedgi^dcd[Zme^gVidgnWgV`^c\lVhkZgn]^\]
^c Wdi] \gdjeh egZiZgb .% ,)".. kh iZgb -, ,)".) 0 ch# 8gn^c\ eViiZgc lVh i]Z
egZYdb^cVciWgZVi]^c\eViiZgc[dgWdi]\gdjeh+'(+",,kh#+))+",.0ch#EgZiZgb
^c[Vcihh]dlZYV]^\]Zg^cX^YZcXZd[Zme^gVidgn]daYeViiZgc.)"&,kh#'%"+0E2
%#%'#7di]\gdjeh]VYaVg\Zi^YVakdajbZh+#,(#.kh#+#*)#&ba$`\!]^\]eZV`^che^gV"
idgnÅdlh*#,(#-kh#-#%*A$b^c!adlZgeZV`Zme^gVidgnÅdl(#+'#)kh#)#-(#'A$b^c!
h]dgi^che^gVi^dci^bZ%#(&%#&(kh#%#('%#&+hVcYadc\Zme^gVi^dci^bZ%#.(%#+)kh#
&#&)%#-+h#9^gZXianV[iZgW^gi]!Wdi]egZiZgbVcYiZgb^c[Vcih[gZfjZciWgV`Zi]Z^gZme^"
gVi^dc!bdhianWnXgn^c\#EgZiZgb^c[VcihjhZh^\c^ÄXVcianbdgZZme^gVidgnWgZVi]]daYhid
YZ[ZcYi]Z^gajc\kdajbZ#
Introduction
7ZilZZc&.+%VcY&.-+dWhZgkVi^dcVaYViVlZgZ\Vi]ZgZYdcWgZVi]^c\eViiZgch^bbZY^"
ViZanV[iZgW^gi][gdbhbVaacjbWZghd[iZgb^c[VcihVcYlZgZjhZYid^c[dgb^ciZgcVi^dcVa
\j^YZa^cZh[dgcZdcViVagZhjhX^iVi^dc&"-#I]ZhZhijY^ZhYZbdchigViZYi]Vii]ZÄghiWgZVi]h
iZcYidWZYZZeZgVcYadc\Zgi]VchjWhZfjZciWgZVi]hVcYVgZX]VgVXiZg^oZYWnVh]dgi
YZZe ^che^gVi^dc [daadlZY Wn V egdadc\ZY Zme^gVidgn e]VhZ# I]^h ^h `cdlc Vh Zme^gVidgn
WgV`^c\VcY]ZaehidYZkZadeVcYbV^ciV^c[jcXi^dcVagZh^YjVaXVeVX^in;G8Yjg^c\i]Z
^bbZY^ViZcZlWdgceZg^dYl]Zci]Zajc\^heVgi^Vaana^fj^Y"ÄaaZYVcYi]ZX]ZhilVaa^hkZgn
Xdbea^Vci.!&%#6ai]dj\]i]^hgZhe^gVidgneViiZgc]VhVahdWZZcdWhZgkZY^cegZiZgbVcY
iZgb^c[VcihaViZg^ca^[Z&&"&*!i]ZgZVgZcdYViVYZhXg^W^c\i]ZWgZVi]^c\eViiZgcd[kZgn
egZiZgb^c[Vcih^bbZY^ViZanV[iZgW^gi]#
6ciZcViVa\ajXdXdgi^Xd^YigZVibZci]Vh\gZVian^begdkZYedhicViVaajc\[jcXi^dcVcYbVcn
egZiZgb^c[VcihWgZVi]ZlZaaVcYZhiVWa^h]Vc;G8ViW^gi]Wni]ZbhZakZhdgl^i]dcani]Z
hjeedgi d[ Xdci^cjdjh edh^i^kZ V^glVn egZhhjgZ&+"'%# =dlZkZg! egZiZgb ^c[Vcih ]VkZ V
eddggZhe^gVidgnYg^kZ!lZV`bjhXaZh!ÅZm^WaZg^Wh!hjg[VXiVciYZÄX^ZcXnVcY^beV^gZYajc\
a^fj^Y XaZVgVcXZ! l]^X] bV`Z ^i Y^[ÄXjai [dg i]Zb id WgZVi]Z ZVh^an Vi W^gi] '&"')# L^i]
i]ZhZ^c]ZgZciegdWaZbh!lZ]nedi]Zh^oZYi]ViegZiZgb^c[Vcih^ci]Zb^cjiZhV[iZgW^gi]
l^aah]dlbdgZZme^gVidgnWgV`^c\i]VciZgb^c[Vcih#
I]ZV^bd[i]^hhijYnlVhidXdbeVgZi]ZWgZVi]^c\eViiZgchd[egZiZgbVcYiZgb^c[Vcih
^bbZY^ViZanV[iZgW^gi]#
Methods
6aa^cWdgc^c[Vcih!iZgbVcYegZiZgb≥'.lZZ`h\ZhiVi^dc!l]dlZgZZmeZXiZYidgZfj^gZ
cdgZhe^gVidgnhjeedgiViW^gi]!lZgZZa^\^WaZ[dgi]^hhijYn#I]ZhijYnlVhVeegdkZYWni]Z
GdnVaLdbZc¼h=dhe^iVaGZhZVgX]VcY:i]^XhXdbb^iiZZh#EVgZciVaXdchZcilVhdWiV^cZY
WZ[dgZW^gi]#
>bbZY^ViZan V[iZg W^gi]! Vh hddc Vh i]Z ^c[Vci lVh eaVXZY dc i]Z gZhjhX^iVi^dc igdaaZn!
V [VXZbVh` AVZgYVa gdjcY bVh`! AVZgYVa HiVkVc\Zg! CdglVn lVh Veea^ZY id i]Z [VXZ!
ZcXadh^c\i]Zbdji]VcYcdhZ#IdZchjgZi]Vii]ZgZlVhcdbVh`aZV`VÄc\ZglVhVeea^ZY
VgdjcYi]Z^c[Vci¼hX]^cVcYlVh]ZaYÄgbanYjg^c\i]ZgZXdgY^c\#6]dil^gZVcZbdbZiZg
;adg^Vc/6Xjigdc^XBZY^XVaHnhiZbh6<!Oj\!Hl^ioZgaVcYlVhViiVX]ZYegdm^bVaanidi]Z
AVZgYVabVh`bZVhjg^c\^che^gVidgnVcYZme^gVidgn\VhÅdl;^\#&'*#I]ZÅdlh^\cValVh
^ciZ\gViZYidegdk^YZ^che^gZYVcYZme^gZYi^YVakdajbZ#I]Zh^\cVahd[V^glVnÅdlVcYi^YVa
kdajbZhlZgZY^\^i^hZYVcYgZXdgYZYVi'%%=ojh^c\VcZdcViVagZhe^gVidgne]nh^dad\^XVa
gZXdgY^c\egd\gVbHeZXigV!<gdkZBZY^XVaA^b^iZY!=Vbeidc!J@#
IdZa^b^cViZi]Zg^h`d[XVgWdcY^dm^YZgZiZci^dcXVjhZYWni]ZbVh`'+!VW^VhÅdld[
'A$b^cd[V^glVh[ZY^ci]gdj\]i]Z[VXZbVh`VcYi]ZVcZbdbZiZggZ"oZgdZY;^\#&'+#
I]ZYZVYheVXZd[i]Z]dil^gZVcZbdbZiZgh^h&baVcYXa^c^XVaancZ\a^\^WaZ',#
Figure 1. EaVXZbZci d[ i]Z deZc [VXZ bVh` YZbdchigViZY dc V
bVccZfj^c#I]Z[VXZbVh`lVhVeea^ZYidi]Z[VXZ!ZcXadh^c\i]Z
bdji]VcYcdhZ#IdZchjgZi]Vii]ZgZlVhcdbVh`aZV`VÄc\Zg
lVhVeea^ZYVgdjcYi]Z^c[Vci¼hX]^clVh]ZaYÄgbanYjg^c\i]Z
gZXdgY^c\#6]dil^gZVcZbdbZiZglVhViiVX]ZYegdm^bVaanidi]Z
AVZgYVabVh`#6W^VhÅdld['A$b^cd[V^glVh\^kZci]gdj\]i]Z
[VXZbVh`#
>cdgYZgidb^c^b^oZ^ciZg[ZgZcXZl^i]i]ZcdgbVabdc^idg^c\VcYhiVW^a^hVi^dcd[egZiZgb
VcYiZgb^c[VcihViW^gi]!lZgZXdgYZY[dgdcan.%hZXdcYh#>[i]ZgZlZgZh^\chd[gZhe^gVidgn
Xdbegdb^hZ!i]ZhijYnlVhVWVcYdcZYVcYkZci^aVidgnhjeedgilVh\^kZcVXXdgY^c\idi]Z
6jhigVa^VcCZdcViVaGZhjhX^iVi^dc\j^YZa^cZh'-#
Data collection
I]Z [daadl^c\ Xa^c^XVa YViV lZgZ XdaaZXiZY/ \ZhiVi^dcVa V\Z! W^gi] lZ^\]i! hZm! bdYZ d[
YZa^kZgnVcY6e\VghXdgZ#I]ZidiVacjbWZgd[WgZVi]hVcVanhZY[dgZVX]^c[VcilVhcdiZY!
^cXajY^c\i]Z^gi^bZV[iZgW^gi]#9ZiV^ahd[i]ZlVkZ[dgbhd[egZhhjgZ!ÅdlVcYi^YVakdajbZ
lZgZXVgZ[jaanVcVanhZYid^YZci^[nWgZVi]^c\eViiZgch#7gZVi]hd[ZVX]eViiZgclZgZVcVanhZY
^cYZiV^aWnVWgZVi]"id"WgZVi]VcVanh^hVcYi]Z[daadl^c\eVgVbZiZghlZgZXVaXjaViZY/gZhe^"
gVidgngViZ!^che^gVi^dceViiZgcVcYYjgVi^dc!Zme^gVidgn]daYi]Zi^bZ[gdboZgdÅdlVii]Z
ZcYd[^che^gVi^dcidi]ZhiVgid[i]ZbV^cZme^gVidgnÅdl!Zme^gVidgnYjgVi^dc!edhi"Zme^gV"
idgneVjhZi]Zi^bZ[gdboZgdÅdlVii]ZZcYd[Zme^gVi^dcidi]ZhiVgid[edh^i^kZÅdlVi
i]ZWZ\^cc^c\d[^che^gVi^dc!YjgVi^dcd[ZVX]WgZVi]!eZV`^che^gVidgnÅdl!eZV`Zme^gV"
idgnÅdl0^che^gVidgnVcYZme^gVidgni^YVakdajbZh'.#
GZXdgY^c\h lZgZ ZmXajYZY ^[/ V i]ZgZ lZgZ h^\ch d[ bVh` aZV`! W i]Z Ådl h^\cVa lVh
Y^hijgWZYWnhZXgZi^dchdg^c[VcibdkZbZcih!Xi]ZgZlZgZh^\chd[bdkZbZcid[i]ZbVh`!
dg^[kZci^aVidgnhjeedgilVh\^kZc#
7VhZY dc djg ZVga^Zg dWhZgkVi^dch d[ hedciVcZdjh WgZVi]^c\ eViiZgch ^c ^c[Vcih Vi W^gi]
lZ Y^k^YZY i]Z WgZVi]^c\ eViiZgch Wn i]Z ineZ d[ Zme^gVi^dc/ WgV`ZY dg jcWgV`ZY# I]ZhZ
eViiZgchlZgZYZÄcZYVh[daadlh/
Braked expiration patterns
Expiratory hold (Fig. 2)::me^gVi^dc^hWgV`ZYidVXdbeaZiZ]daY!edhiedc^c\i]ZbV^cZme^gV"
idgnÅdl#I]^heViiZgc^hX]VgVXiZg^oZYWnVeZg^dYd[cdZme^gVidgnÅdlZcY^c\l^i]Vh^c\aZ
Zme^gVidgnÅdleZV`dgbjai^eaZZme^gVidgnÅdleZV`h#:me^gVi^dc^h^bbZY^ViZan[daadlZY
WnVc^che^gVi^dc!^#Z#i]ZgZ^hcdedhi"Zme^gVidgneVjhZ#
Slow expiration (Fig. 3): :me^gVi^dc ^h X]VgVXiZg^oZY Wn Vc ^c^i^Va adl Zme^gVidgn Ådl gViZ
ZcY^c\l^i]Vh^c\aZZme^gVidgnÅdleZV`aViZ^cZme^gVi^dcVcY$dg[gZfjZcian^ciZggjeiZY
Zme^gVidgnÅdllVkZh#I]ZhZVgZ^bbZY^ViZan[daadlZYWnVc^che^gVi^dc#
Crying (Fig. 4)::me^gVi^dc^hhadlZYWnXgn^c\#I]^heViiZgc^hX]VgVXiZg^oZYWnVaVg\Z^che^"
gVi^dc [daadlZY Wn ]^\] [gZfjZcXn ^ciZggjei^dch id i]Z Zme^gVidgn Ådl lVkZ! l]^X] XVc
WZhZZc^ci]ZlVkZVhVcd^hZh^\cVa#:me^gVi^dc^hi]Zc^bbZY^ViZan[daadlZYWn^che^gV"
Flow L/min
Volume ml
50
-50
Volume in
Volume out inspiration
expiration hold
12
-12
1 sec
0
0
Flow L/min
Volume ml
50
-50
Volume in
Volume out inspiration
Frequent interrupted expiration
12
-12
1 sec
0
0
Figure 2. 6c ZmVbeaZ d[ i]gZZ WgZVi]h h]dl^c\ Vc Zme^gVidgn
]daYeViiZgc^cVhedciVcZdjhanWgZVi]^c\^c[Vcid[(&lZZ`h#I]Z
eViiZgc^hX]VgVXiZg^oZYWnVeZg^dYd[cdZme^gVidgnÅdlZcY^c\
l^i] V h^c\aZ Zme^gVidgn Ådl eZV` dg bjai^eaZ Zme^gVidgn Ådl
eZV`h#:me^gVi^dc^h^bbZY^ViZan[daadlZYWnVc^che^gVi^dc!i]ZgZ
^hcdedhi"Zme^gVidgneVjhZ#
CdiZ ^c Vaa Ä\jgZh i]Vi i]Z hd[ilVgZ gZhZih i]Z kdajbZ igVXZ Vi
i]ZZcYd[^che^gVi^dcVcYZcYd[Zme^gVi^dcVhhddcVhi]ZÅdl
gZVX]ZhWVhZa^cZ#
>ci]^hZmVbeaZbdgZkdajbZZciZghi]VcaZVkZhi]Zajc\!l]^X]
^bea^ZhVc^cXgZVhZ^c[jcXi^dcVagZh^YjVaXVeVX^in#
Figure 3# 6c ZmVbeaZ d[ V WgZVi]
l^i]VhadlZme^gVi^dceViiZgc^cVc
^c[Vcid[(%lZZ`h\ZhiVi^dc#>ci]^h
eViiZgc Zme^gVidgn Ådl ^h hadlZY
dg [gZfjZcian ^ciZggjeiZY# :me^gV"
i^dc ^h ^bbZY^ViZan [daadlZY Wn
Vc^che^gVi^dc!^#Z#i]ZgZ^hcdedhi"
Zme^gVidgneVjhZ#
i^dc#6XgnlVhY^[[ZgZci^ViZY[gdbV\gjci^ci]ZgZXdgY^c\Wni]Z[daadl^c\/&Yjg^c\i]Z
gZXdgY^c\hZhh^dclZaVWZaZYi]ZWgZVi]^ci]ZgZXdgY^c\i]ZbdbZciVXgndgV\gjcilVh
]ZVgY!'^c\ZcZgVai]Zcd^hZh^\cVa^ci]ZZme^gVidgneViiZgcd[VXgn]VhVaVg\ZgVbea^ijYZ
VcY]^\]Zg[gZfjZcXni]VcV\gjci#
Grunting (Fig. 5): :me^gVi^dc^hhadlZYWn\gjci^c\#I]^heViiZgc^hX]VgVXiZg^oZYWnVaVg\Z^che^"
gVi^dc[daadlZYWn]^\][gZfjZcXn^ciZggjei^dchidi]ZZme^gVidgnÅdllVkZ!l]^X]XVcWZ
hZZc^ci]ZlVkZVhVcd^hZh^\cVa#:me^gVi^dc^hi]Zc^bbZY^ViZan[daadlZYWn^che^gVi^dc#
Unbraked expiration patterns
I]ZhZVgZX]VgVXiZg^oZYWnjc^ciZggjeiZYZme^gVi^dcl^i]eZV`Zme^gVidgnÅdlZVgan^cZme^"
gVi^dc#:me^gVi^dc^hcdiegdadc\ZY>/:i^bZVeegdm^bViZan&/&#*Vai]dj\]hdbZi^bZhi]Z
Zme^gVidgnÅdl^h[daadlZYWnVcZme^gVidgneVjhZWZ[dgZi]ZcZmi^che^gVi^dc;^\#+#
I]ZjcWgV`ZYWgZVi]^c\eViiZgclVhXVaaZYeVci^c\l]Zci]ZgZhe^gVidgngViZlVh\gZViZg
i]Vc+%$b^c#I]^h^hVX]^ZkZYWnh]dgiZc^c\i]ZZme^gVidgni^bZ>/:i^bZidVeegdm^bViZan
&/&VcYd[iZchbVaai^YVakdajbZhlZgZcdiZY#>ci]ZhZWgZVi]hi]ZgZlVhcdedhi"Zme^gV"
idgneVjhZWZ[dgZ^che^gVi^dc;^\#,#
Flow L/min
18
- 6
Volume ml
50
- 50
Term 40 wk Preterm 29 wk
1 sec
cry cry
0
0
cry
Figure 4#:mVbeaZhd[Xgn^c\eViiZgc^cViZgb^c[Vcid[)%lZZ`h\ZhiVi^dcVcYVegZiZgb^c[Vcid['.lZZ`h
\ZhiVi^dc#I]^heViiZgc^hX]VgVXiZg^oZYWnVaVg\Z^che^gVi^dc[daadlZYWn]^\][gZfjZcXn^ciZggjei^dchid
i]ZZme^gVidgnÅdllVkZ!l]^X]XVcWZhZZc^ci]ZlVkZVhVcd^hZh^\cVa#:me^gVi^dc^hi]Zc^bbZY^ViZan
[daadlZYWn^che^gVi^dc#6Xgn]VhV]^\]ZgVbea^ijYZVcY[gZfjZcXni]VcV\gjci#
Flow L/min
Volume ml
50
-50
Volume in
Volume out inspiration
12
-12
grunting
0
0
1 sec
Figure 5. 6cZmVbeaZd[Zme^gVi^dchadlZYWn\gjci^c\
^c Vc ^c[Vci d[ (( lZZ`h d[ \ZhiVi^dc# I]^h eViiZgc ^h
X]VgVXiZg^oZY Wn V aVg\Z ^che^gVi^dc [daadlZY Wn ]^\]
[gZfjZcXn ^ciZggjei^dch id i]Z Zme^gVidgn Ådl lVkZ!
l]^X]XVcWZhZZc^ci]ZlVkZVhVcd^hZh^\cVa#:me^"
gVi^dc ^h i]Zc ^bbZY^ViZan [daadlZY Wn ^che^gVi^dc# >c
\ZcZgVa V \gjci ]Vh adlZg Vbea^ijYZ VcY [gZfjZcXn
i]VcVXgn#
Flow L/min
Volume ml
50
-50
Volume in
Volume out inspiration
12
-12
Post expiratory pause
0
0
1 sec
Figure 6. 6c ZmVbeaZ d[ V WgZVi] l^i]
V ¹cdgbVaº Zme^gVidgn eViiZgc l^i]dji
WgV`^c\^cVc^c[Vcid[('lZZ`h\ZhiVi^dc#
I]^h eViiZgc ^h X]VgVXiZg^oZY Wn V eZV`
Zme^gVidgnÅdlVii]ZWZ\^cc^c\d[Zme^gV"
i^dc VcY hdbZi^bZh h]dl^c\ V edhi"Zme^"
gVidgneVjhZ#
Figure 7. :mVbeaZd[eVci^c\eViiZgc^cViZgb^c[Vci#I]^heViiZgc^hX]VgVX"
iZg^oZYWnVgZhe^gVidgngViZ\gZViZgi]Vc+%$b^c^ci]^hZmVbeaZ&(%$b^c
Wnh]dgiZc^c\i]ZZme^gVidgni^bZ>/:i^bZidVeegdm^bViZan&/&VcYhbVaa
i^YVakdajbZhVgZcdiZY^ci]^hZmVbeaZ'#*"(#%ba$`\#>ci]ZhZWgZVi]h
i]ZgZ^hcdedhi"Zme^gVidgneVjhZWZ[dgZ^che^gVi^dc#
Flow L/min
Volume ml
50
-50
Volume in 2.5-3 ml/kg
Volume out inspiration
12
-12 0
0
1 sec
Data Analysis
9ViVVgZegZhZciZYVhcjbWZghVcYegdedgi^dch[dgXViZ\dg^XVakVg^VWaZh!VcYbZVchl^i]
hiVcYVgY YZk^Vi^dc H9 [dg cdgbVaan Y^hig^WjiZY Xdci^cjdjh kVg^VWaZh VcY bZY^Vc ^ciZg"
fjVgi^aZgVc\Zl]Zci]ZY^hig^Wji^dclVhh`ZlZY#I]Zχ'iZhilVhjhZYidYZiZXiY^[[ZgZcXZh
WZilZZci]Zild\gdjeh[dgXViZ\dg^XVakVg^VWaZhVcYhijYZcih"tiZhi[dgXdci^cjdjhkVg^VWaZh#
9ViVlZgZVcVanhZYjh^c\HEHHhd[ilVgZHEHH[dgl^cYdlh!kZgh^dc&*#%!'%%+!8]^XV\d!>A#
Results
9jg^c\i]ZeZg^dY6j\jhi'%%,·;ZWgjVgn'%%-i]ZgZlZgZ+'Za^\^WaZ^c[Vcih#>c,i]Zbdi]Zgh
lZgZcdiVeegdVX]ZYWZXVjhZi]Zb^Yl^[Z$YdXidgXdch^YZgZY^ildjaYWZiddhigZhh[ja[dg
i]ZeVgZcih#>c&%^c[Vcihi]ZeVgZcihY^YcdiXdchZci#>c)^c[VcihcdgZXdgY^c\lVhdWiV^cZY
YjZidiZX]c^XVaegdWaZbh#;dgindcZgZXdgY^c\hlZgZbVYZ^c',egZiZgb^c[VcihVcY&)
iZgb^c[Vcih#D[i]ZhZ&+gZXdgY^c\hlZgZZmXajYZY[gdbVcVanh^hWZXVjhZ/hZXgZi^dchXVjh^c\
Y^ginÅdlh^\cVa^cdcZiZgbVcYdcZegZiZgb^c[VciVcYV[jgi]Zg&)egZiZgb^c[VcihcZZYZY
kZci^aVidgnhjeedgi#I]jh!i]ZgZlZgZ'*gZXdgY^c\hVkV^aVWaZ[dgVcVanh^h!&'egZiZgbVcY&(
iZgb^c[Vcih#LZVcVanoZY,+.WgZVi]h^ci]ZegZiZgb^c[VcihVcY,).WgZVi]h^ci]ZiZgb
^c[Vcih#I]ZX]VgVXiZg^hi^Xhd[i]Z^c[VcihhijY^ZYVgZh]dlc^cIVWaZ&#
Patterns of breathing
I]Z^cX^YZcXZd[WgZVi]hd[ZVX]eViiZgc[dgWdi]\gdjehVgZh]dlc^cIVWaZ'VcYZmVbeaZh
d[ZVX]eViiZgcVgZh]dlc^cÄ\jgZh'",#
I]ZbZY^Vc>FGegdedgi^dcd[Zme^gVidgnWgV`^c\eViiZgchlVhkZgn]^\]^cWdi]\gdjeh!
^cegZiZgb^c[Vcih.%,)"..VcY^ciZgb^c[Vcih-,,)".)e2%#+#D[i]ZWgV`ZY
eViiZgch!Zme^gVidgn]daYeViiZgcdXXjggZYbdgZd[iZc^cegZiZgb^c[Vcih.)"&,kh#'%"
+0e2%#%'#I]ZbdhiXdbbdcWgZVi]^c\eViiZgc[dgWdi]\gdjehlVhi]ZXgn^c\eViiZgc
+'(+",,kh#+))+",.0e2%#)#I]Z^cX^YZcXZd[jcWgV`ZYeViiZgclVhadl^cWdi]
\gdjeh&%("',kh#&(+"'*0e2%#+#
Table 1. 8]VgVXiZg^hi^Xhd[i]ZiZgbVcYegZiZgb^c[Vcih#
Characteristics Preterm
C2&'
Term
C2&( P
<ZhiVi^dcVaV\Z!l`!bZVcH9 (''#' (-#.%#. 1%#%%&
7^gi]lZ^\]i!\!bZVcH9 '%%%*+% (()%*(% 1%#%%&
6e\VgVi*b^c!bZY^Vc>FG ..". .-". ch
I^bZhiVgigZXdgY^c\!h!bZVcH9 (%&* '.&) ch
8VZhVgZVcYZa^kZgn! (( *) ch
Respiratory parameters
I]ZgZlVhcdY^[[ZgZcXZ^ci]ZVkZgV\Zi^YVakdajbZbZVhjgZYWZilZZcegZiZgbVcYiZgb
^c[Vcih+#,(#.kh#+#*)#&ba$`\0e2%#*#I]ZWgZVi]h^cWdi]\gdjehlZgZX]VgVXiZg^oZY
WnV]^\]eZV`ÅdlYjg^c\^che^gVi^dc*#,(#-kh#-#%*ba$`\0e1%#%%&VcYVadlZgeZV`
ÅdlYjg^c\Zme^gVi^dc(#+'#)kh#)#-(#'ba$`\0e1%#%%&#I]ZVkZgV\Z^che^gVi^dci^bZ
lVhh]dgiVcYcdiY^[[ZgZciWZilZZci]Z\gdjeh%#(&%#&(kh#%#('%#&+h0e2%#*#I]Z
VkZgV\ZZme^gVi^dci^bZ^cWdi]\gdjehlVhadc\!Wji^cegZiZgb^c[Vcih^ilVhh]dgiZgi]Vc
^ciZgb^c[Vcih%#.(%#+)kh#&#&)%#-+h0e1%#%%&#
I]ZkVajZhd[i]ZgZhe^gVidgneVgVbZiZghd[Wdi]\gdjehl]ZcY^k^YZY^cidWgZVi]hl^i]
WgV`ZYVcYjc"WgV`ZYZme^gVi^dcVgZh]dlc^cIVWaZ(#>cWdi]\gdjehWgZVi]hl^i]WgV`ZY
Zme^gVi^dclZgZX]VgVXiZg^oZYWnaVg\Zgi^YVakdajbZ!aVg\ZgeZV`^che^gVidgnÅdl!adc\Zg
Zme^gVi^dci^bZVcYhbVaaZggZhe^gVidgngViZIVWaZ(#
Table 2. I]Zegdedgi^dcd[WgZVi]hl^i]Y^[[ZgZciZme^gVidgneViiZgch[dgegZiZgbVcYiZgb^c[Vcih#
12 Preterm 13 Term P
C7gZVi]h *-)*"-' +'()",( %#*
7gV`ZYZme^gVi^dc
egdadc\ZY &'("&, &&("&- %#.
]daY .)"&, '%"+ %#%'
\gjci '%"&% %%"+ %#*
Xgn +'(+",, +))+",. %#)
JcWgV`ZYZme^gVi^dc
cdgbVa )%"&+ &&("&- %#.
eVci^c\ %%"& %%"&' %#*
Table 3#I]ZgZhe^gVidgneVgVbZiZghd[i]ZWgV`ZYVcYjc"WgV`ZYWgZVi]h[dgWdi]\gdjeh
Respiratory parameters, mean, (SD)
Braked expiration Unbraked expiration EgZiZgb
C2+*'
WgZVi]h
IZgb
C2*.-
WgZVi]h E
EgZiZgb
C2&&,
WgZVi]h
IZgb
C2&*&
WgZVi]h E
I^YVakdajbZba$`\ ,#'(#- +#-)#' ns (#,'#' *#*(#) < 0.001
>che^gVi^dci^bZh %#('%#&) %#((%#&+ ns %#(%%#%. %#(%%#&( ns :me^gVi^dci^bZh &#%(%#-) &#((&#%' < 0.001 %#)&%#&+ %#)(%#'+ ns EZV`Ådl^che^gVi^dcA$b^c +#'(#. -#)*#' < 0.001 '#.&#- +#*)#' < 0.001 EZV`ÅdlZme^gVi^dcA$b^c "(#-'#) ")#('#- < 0.001 "(#%'#) "+#()#% < 0.001 GZhe^gVi^dcgViZb^c"& +%(% *%'( < 0.001 .%'+ .&(& ns
kVajZhd[WgV`ZYkhjcWgV`ZYeViiZgclZgZh^\c^ÄXVcianY^[[ZgZci^cWdi]\gdjehe1%#%%&#
Discussion
LZ ]VkZ h]dlc ^c i]^h hijYn i]Vi Wdi] iZgb VcY egZiZgb ^c[Vcih [gZfjZcian WgV`Z i]Z^g
Zme^gVi^dc^ci]ZÄghib^cjiZhd[a^[Z#I]^h^hVX]^ZkZYbdhiXdbbdcanWnXgn^c\#I]ZXgn^c\
eViiZgc]VhcdiWZZcYZhXg^WZY^cZVga^ZggZedgih,!(%!(aadi]Zg^ciZggjeiZYZme^gVidgn
eViiZgchh]dlc^ci]^hhijYnlZgZYZhXg^WZYegZk^djhanVcYlZgZXdch^YZgZYhigViZ\^Zhid
YZ[ZcYajc\kdajbZ&&!&'!&)!&*!('"(*#LZlZgZcdiVWaZidh]dlVY^[[ZgZcXZ^cWgZVi]^c\
WZilZZci]Z\gdjeh!ZmXZeii]ViegZiZgb^c[VcihjhZi]ZZme^gVidgnWgZVi]]daYbdgZd[iZc
i]VciZgb^c[Vcih#
I]^h^hi]ZÄghihijYnXdbeVg^c\i]ZWgZVi]^c\eViiZgchd[iZgbVcYegZiZgb^c[Vcih^bbZ"
Y^ViZanV[iZgW^gi]#@VgaWZg\ZiVa#(%VcYBdgidaVZiVa#,gZedgiZYi]ZÄghi[ZlWgZVi]h^c
iZgb^c[VcihVcYYZhXg^WZYh^b^aVg^ciZggjei^dch^cZme^gVi^dcl^i]hbVaadgoZgdÅdl#I]ZhZ
Zme^gVidgn^ciZggjei^dchdgWgV`^c\lZgZVahddWhZgkZY^ciZgb^c[VcihVi&%b^cjiZhd[a^[Z
&&#I]ZnVahddXXjg^cegZiZgbVcYiZgb^c[VcihaViZg^ca^[ZYjg^c\VXi^kZhaZZe&*!((#
>ccZlWdgch!l^i]VkZgnXdbea^VciX]ZhilVaa!^i^ha^`Zani]ViZme^gVidgnWgV`^c\bZX]Vc^hbh
]ZaebV^ciV^c;G8#I]ZgZVgZildbZX]Vc^hbh[dghidee^c\dghadl^c\Zme^gVidgnÅdlVcY
bV^ciV^c^c\ Vc ZaZkViZY ajc\ kdajbZ Yjg^c\ Zme^gVi^dc# 9^Ve]gV\bVi^X edhi"^che^gVidgn
VXi^k^inhadlhi]ZgViZd[ajc\YZÅVi^dcWnXdjciZgVXi^c\^iheVhh^kZgZXd^a&'!&)!&*!('!((#
8adhjgZ dg cVggdl^c\ d[ i]Z aVgncm ^cXgZVhZh i]Z gZh^hiVcXZ id Zme^gVi^dc &&!&*!()!(*#
9jg^c\WgV`ZYZme^gVi^dci]ZXadhZYdgcVggdlZY\adii^h!l^i]^cXgZVhZY^cigV"ejabdcVgn
egZhhjgZ[gdbVWYdb^cVabjhXaZXdcigVXi^dc!XVjhZhi]ZV^glVnegZhhjgZidWZbV^ciV^cZY
VWdkZVibdhe]Zg^X#I]^h]ZaehXaZVgÅj^Y[gdbi]Zajc\![VX^a^iViZY^hig^Wji^dcd[\Vhl^i]^c
i]Zajc\!VcYhea^cii]ZVakZda^VcYV^glVnhdeZc(!)!,!-!&&!(%#
6XgnViW^gi]gZVhhjgZhXa^c^X^Vchi]Vii]Z^c[Vci^hXVeVWaZd[iV`^c\VYZZe^che^gVi^dc(+#
I]ZhdjcY^hegdYjXZYYjg^c\[dgXZYZme^gVi^dcWnk^WgVi^dcd[i]ZkdXVaXdgYh(,#>ci]^h
hijYnlZ]VkZh]dlci]ViXgn^c\^hVh^b^aVgWgZVi]^c\eViiZgcid\gjci^c\#>i^hVc^ciZggje"
i^dcd[i]ZZme^gVidgnÅdll^i]V]^\]Zg[gZfjZcXn;^\#(VcYVbea^ijYZi]Vc\gjci^c\#
<gjci^c\]VhWZZcgZXd\c^oZYVhVYncVb^XWgV`^c\d[Zme^gVi^dcWni]ZaVgncm&&!&(!Wji
Xgn^c\]VhcdiWZZcYZhXg^WZYZVga^ZgVhVWgV`^c\bZX]Vc^hb#I]Zbdhia^`ZangZVhdc[dg
i]^h^hi]Vi^cZVga^ZghijY^ZhWgZVi]hlZgZZmXajYZY[gdbVcVanh^h^[i]Z^c[VcilVhXgn^c\
,!&&#>ciZgZhi^c\an!:c\higdbZiVa#gZXdgYZYhdjcYVcY^cigV"Zhde]V\ZVaegZhhjgZ^ci]Z
Äghib^cjiZhd[a^[Z#6ai]dj\]i]ZnY^Yc¼igZXdgYÅdlVcYkdajbZ!i]ZnYZhXg^WZYWgZVi]^c\
^ci]ZÄghib^cjiZhd[a^[ZVhV¹Xgn^c\eZg^dYºX]VgVXiZg^oZYWnYZZeWgZVi]h(&#>i^ha^`Zan
i]Vii]Zegdadc\ZY]^\]^cigVi]dgVX^XegZhhjgZdcZme^gVi^dcYjg^c\Xgn^c\gZegZhZcihVc
^bedgiVci[dgXZ[dgXaZVg^c\Åj^Y[gdbi]Zajc\VcY[VX^a^iVi^c\ajc\VZgVi^dc#
I]Z i^YVa kdajbZh ^c i]Z cdc"WgV`ZY eViiZgch VgZ h^\c^ÄXVcian adlZg ^c egZiZgb ^c[Vcih
XdbeVgZYidiZgb^c[Vcih#EgZiZgb^c[Vcih]VkZY^[ÄXjai^ZhVZgVi^c\i]Z^gajc\hWZXVjhZd[
eddggZhe^gVidgnYg^kZ!lZV`bjhXaZh!ÅZm^WaZg^Wh!hjg[VXiVciYZÄX^ZcXnVcY^beV^gZYajc\
a^fj^Y XaZVgVcXZ '&!''!')# LZ heZXjaViZ i]Vi i]ZhZ [VXidgh WZXdbZ bdgZ dWk^djh l]Zc
WgZVi]hVgZcdiWgV`ZY#
LZdWhZgkZYVcZme^gVidgn]daYeViiZgcbdgZd[iZc^cegZiZgb^c[Vcih#EgZiZgb^c[VcihbVn
]VkZY^[ÄXjainVZgVi^c\i]Z^gajc\hVcY`ZZe^c\i]ZbdeZcVcYbVncZZYi]ZhZZme^gVidgn
]daYbVcdZjkgZhbdgZd[iZc#>i^hedhh^WaZi]Vil]Zci]ZhZeViiZgchVgZdWhZgkZYkZgn[gZ"
fjZcian!^iXdjaY^cY^XViZi]Z^c[VcibVncZZYgZhe^gVidgnhjeedgidg!l]ZcVagZVYnhiVgiZY!
cZZYidWZdei^b^oZY#
I]ZWgV`ZYeViiZgclVhX]VgVXiZg^oZY^cWdi]\gdjehWnVaVg\Zgi^YVakdajbZ#I]^hegdWVWan
gZÅZXihi]ZaVg\Zegdedgi^dcd[Xgn^c\eViiZgci]Vi^hVXXdbeVc^ZYWnVaVg\Z^che^gVi^dc#
I]ZeZV`^che^gVidgnÅdllZbZVhjgZYYjg^c\i]ZXgn^c\eViiZgc^ciZgb^c[Vcih^hXdb"
eVgVWaZidl]Vi]VhWZZcbZVhjgZY^cXgn^c\iZgb^c[VcihaViZg^ca^[Z(+#=dlZkZg!lZ
bZVhjgZYVbjX]adlZgeZV`Zme^gVidgnÅdl!l]^X]XdjaY^cY^XViZbdgZWgV`^c\dXXjggZY
ViW^gi]i]VcYjg^c\Xgn^c\aViZg^ca^[Z(+#
BV`^c\gZhe^gVidgnbZVhjgZbZcih^bbZY^ViZanV[iZgW^gi]^hkZgnY^[ÄXjai#I]^h^hVcVgZV
d[ gZhZVgX] l]ZgZ ^i ^h cdi edhh^WaZ id hijYn aVg\Z cjbWZgh ^c YZiV^a# LZ lZgZ dcan VWaZ
idgZXdgYbdgZbVijgZegZiZgb^c[VcihWZXVjhZlZV^bZYidgZXdgYdcani]dhZl]dlZgZ
WgZVi]^c\l^i]djiVhh^hiVcXZ#>cdgYZgid]VkZb^c^bVa^ciZg[ZgZcXZl^i]i]Zbdc^idg^c\VcY
hiVW^a^hVi^dcd[egZiZgbVcYiZgb^c[VcihViYZa^kZgn!lZgZXdgYZY[dgdcan.%hZXdcYh#>i^h
edhh^WaZi]VibdgZY^[[ZgZcXZhWZilZZci]Z\gdjehldjaY]VkZVeeZVgZY^[bdgZ^bbVijgZ
egZiZgb^c[VcihlZgZhijY^ZYdg^[gZXdgY^c\hlZgZbVYZ[dgadc\ZgeZg^dYh#
6ai]dj\]jh^c\V[VXZbVh`l^i]VcecZjbdiVX]dbZiZgViiVX]ZY^hVcVXXZeiZYVcYdcan
bZi]dY [dg bZVhjg^c\ gZhe^gVidgn eVgVbZiZgh V[iZg W^gi] (,!(-! ^i bVn ]VkZ ^cÅjZcXZY
i]ZWgZVi]^c\eViiZgcWnhi^bjaVi^c\gZhe^gVidgngZÅZmZhVcYi]ZgZWn^cÅjZcX^c\i]Zi^YVa
kdajbZVcYgZhe^gVidgngViZ(.!)%#>cegZk^djhhijY^ZhcdVYkZghZZ[[ZXihd[jh^c\V[VXZ
bVh`Yjg^c\i]ZÄghiWgZVi]hlZgZgZedgiZY&!'!,!&&#>cVYY^i^dc!VcdeZc[VXZbVh`l^i]
VhbVaaecZjbdiVX]d\gVe]ViiVX]ZYXVjhZhaZhh^ciZg[ZgZcXZidi]Z^c[Vcih¼WgZVi]^c\i]Vc
bZi]dYhjhZY^cegZk^djhhijY^Zh&"+!-#
>cXdcXajh^dc!i]^h^hi]ZÄghigZedgii]ViYZhXg^WZh^cYZiV^ai]ZWgZVi]^c\eViiZgchd[egZiZgb
VcY iZgb ^c[Vcih ^bbZY^ViZan V[iZg W^gi]# 7di] egZiZgb VcY iZgb ^c[Vcih [gZfjZci WgV`Z
Zme^gVi^dc!bdhid[iZcgZegZhZciZYWnVXgn^c\eViiZgc#I]ZXgn^c\eViiZgc]VhcdiWZZc
YZhXg^WZYWZ[dgZWjiVeeZVghidWZVbZi]dYd[WgZVi]^c\i]VijhZhZme^gVidgnWgV`^c\VcY
[VX^a^iViZhajc\kdajbZgZXgj^ibZci#LZ]VkZh]dlci]ViegZiZgb^c[VcihjhZh^\c^ÄXVcian
bdgZZme^gVidgnWgZVi]]daYhidYZ[ZcYi]Z^gajc\kdajbZ#
Reference List
&# @VgaWZg\ E! @dX] < &.+' GZhe^gVidgn hijY^Zh ^c cZlWdgc ^c[Vcih# >>># 9ZkZadebZci d[ bZX]Vc^Xh d[
WgZVi]^c\Yjg^c\i]ZÄghilZZ`d[a^[Z#6adc\^ijY^cVahijYn#6XiVEVZY^VigHjeea&(*/&'&"&'.
'# @VgaWZg\E&.+%I]ZVYVei^kZX]Vc\Zh^ci]Z^bbZY^ViZedhicViVaeZg^dY!l^i]eVgi^XjaVggZ[ZgZcXZid
gZhe^gVi^dc#?EZY^Vig*+/*-*"+%)
(# B^acZg69!HVjYZghG6&.,,EgZhhjgZVcYkdajbZX]Vc\ZhYjg^c\i]ZÄghiWgZVi]d[]jbVccZdcViZh#
6gX]9^h8]^aY*'/.&-".')
)# KnVh=!B^acZg69!=de`^ch>:&.-&>cigVi]dgVX^XegZhhjgZVcYkdajbZX]Vc\ZhYjg^c\i]ZhedciVcZdjh
dchZid[gZhe^gVi^dc^cWVW^ZhWdgcWnXZhVgZVchZXi^dcVcYWnkV\^cVaYZa^kZgn#?EZY^Vig../,-,",.&
*# KnVh=!B^acZg69!=de`^c>:!;VaXdcZg69&.-(GdaZd[aVWdjg^ci]ZZhiVWa^h]bZcid[[jcXi^dcVagZh^YjVa
XVeVX^inViW^gi]#6gX]9^h8]^aY*-/*&'"*&,
+# KnVh=!;^ZaY9!B^acZg69!=de`^c>:&.-+9ZiZgb^cVcihd[i]ZÄghi^che^gVidgnkdajbZVcY[jcXi^dcVa
gZh^YjVaXVeVX^inViW^gi]#EZY^VigEjabdcda'/&-."&.(
,# BdgidaV?E!;^h]Zg?I!Hb^i]?7!;dm<H!LZZ`hH!L^aa^h9&.-'DchZid[gZhe^gVi^dc^c^c[VcihYZa^kZgZYWn
XZhVgZVchZXi^dc#?6eeaE]nh^da*'/,&+",')
-# HVjcYZghG6!B^acZg69&.,-EjabdcVgnegZhhjgZ$kdajbZgZaVi^dch]^ehYjg^c\i]ZaVhie]VhZd[YZa^kZgn
VcYi]ZÄghiedhicViVaWgZVi]h^c]jbVchjW_ZXih#?EZY^Vig.(/++,"+,(
.# BdgidaV ?E! ;^h]Zg ?I! Hb^i] 7! ;dm <! LZZ`h H &.-' 9ncVb^Xh d[ WgZVi]^c\ ^c ^c[Vcih# ? 6eea E]nh^da
*'/&'%."&'&*
&%# ;gVeeZaa E7! BVX;VgaVcZ EB '%%* 9ZkZadebZci d[ bZX]Vc^Xh VcY ejabdcVgn gZÅZmZh# GZhe^g E]nh^da
CZjgdW^da&)./&)("&*)
&&# ;^h]Zg ?I! BdgidaV ?E! Hb^i] ?7! ;dm <H! LZZ`h H &.-' GZhe^gVi^dc ^c cZlWdgch/ YZkZadebZci d[ i]Z
Xdcigdad[WgZVi]^c\#6bGZkGZhe^g9^h&'*/+*%"+*,
&'# @dhX]E8!HiVg`6G&.-)9ncVb^XbV^ciZcVcXZd[ZcY"Zme^gVidgnajc\kdajbZ^c[jaa"iZgb^c[Vcih#?6eea
E]nh^da*,/&&'+"&&((
&(# A^cYgdi]B!?d]chdc7!6]ahigdb=!HkZcc^c\hZcCL&.-&EjabdcVgnbZX]Vc^Xh^cZVgan^c[VcXn#HjW"
Xa^c^XVa\gjci^c\^cadl"W^gi]"lZ^\]i^c[Vcih#EZY^VigGZh&*/.,.".-)
&)# BdgidaV?E!B^a^X":b^a^?!CdldgV_6!Hb^i]7!;dm<!LZZ`hH&.-)BjhXaZegZhhjgZVcYÅdlYjg^c\Zme^"
gVi^dc^c^c[Vcih#6bGZkGZhe^g9^h&'./)."*(
&*# GVYkVcn^"7djkZiB;!BdchZi"8djX]VgYB!BdgZa"@V]c;!K^XZciZ<!9gZn[jh"7g^hVX8&.-':me^gVidgn
eViiZgchYjg^c\haZZe^ccdgbVa[jaa"iZgbVcYegZbVijgZcZdcViZh#7^daCZdcViZ)&/,)"-)
&+# 7daiG?!kVcLZ^hhZcWgjX]BB!AV[ZWZg=C!9ZaZbVggZ"kVcYZLVVa=6'%%&<ajXdXdgi^Xd^YhVcYajc\
YZkZadebZci^ci]Z[ZijhVcYegZiZgb^c[Vci#EZY^VigEjabdcda('/,+".&
&,# ?V^cA!:Vidc98'%%+E]nh^dad\nd[[ZiVaajc\Åj^YXaZVgVcXZVcYi]ZZ[[ZXid[aVWdg#HZb^cEZg^cVida
(%/()")(
&-# 6an=!BVhhVgd6C!EViZa@!:aBd]VcYZh66'%%*>h^ihV[Zgid^cijWViZegZbVijgZ^c[Vcih^ci]ZYZa^kZgn
gddb4EZY^Vig^Xh&&*/&++%"&++*
&.# I]dbhdc B6 '%%' 8dci^cjdjh edh^i^kZ V^glVn egZhhjgZ VcY hjg[VXiVci0 XdbW^cZY YViV [gdb Vc^bVa
ZmeZg^bZcihVcYXa^c^XVaig^Vah#7^daCZdcViZ-&Hjeea&/&+"&.
'%# BdgaZn8?!9Vk^hE<!9dnaZAL!7g^dcAE!=VhXdZi?B!8Vga^c?7'%%-CVhVa8E6Edg^cijWVi^dcViW^gi][dg
kZgnegZiZgb^c[Vcih#C:c\a?BZY(*-/,%%",%-
'&# <Zg]VgYi I! 7VcXVaVg^ : &.-% 8]ZhilVaa Xdbea^VcXZ ^c [jaa"iZgb VcY egZbVijgZ ^c[Vcih# 6XiV EVZY^Vig
HXVcY+./(*."(+)
''# =ZaYi<E!BX>agdnB7&.-,9ncVb^Xhd[X]ZhilVaa^cegZiZgb^c[Vcih#?6eeaE]nh^da+'/&,%"&,) '(# 7Vg`Zg EB! <dlZc 8L! AVlhdc ::! @cdlaZh BG &.., 9ZXgZVhZY hdY^jb ^dc VWhdgei^dc VXgdhh cVhVa
Ze^i]Za^jbd[kZgnegZbVijgZ^c[Vcihl^i]gZhe^gVidgnY^higZhhhncYgdbZ#?EZY^Vig&(%/(,("(,,
')# OZaZc^cVB!OZaZc^cH!6eZg^V6'%%*LViZgX]VccZahVfjVedg^chVcYi]Z^ggdaZ[dgedhicViVaVYVeiV"
i^dc#EZY^VigGZh*,/),G"*(G
'*# EaV``E!A^^`E!@^c\^hZeeE=&..-=di"l^gZVcZbdbZiZg[dghe^gd\gVe]n#BZY7^da:c\8dbeji(+/&,"
'&
'+# BVgh]B?!>c\gVb9!B^acZg69&..(I]ZZ[[ZXid[^chigjbZciVaYZVYheVXZdcbZVhjgZbZcid[WgZVi]^c\
eViiZgcVcYejabdcVgnbZX]Vc^Xh^ci]ZcZlWdgc#EZY^VigEjabdcda&+/(&+"(''
',# Bdgg^hB<&...6h^beaZcZliZX]c^fjZidbZVhjgZi]ZZ[[ZXi^kZYZVYheVXZd[i]Z[VXZbVh`l^i]V
lViZgkdajbZiZg^c^c[Vcih#:jgGZhe^g?&)/&&+("&&++
'-# BdgaZn8'%%,CZl6jhigVa^VcCZdcViVaGZhjhX^iVi^dc<j^YZa^cZh#?EVZY^Vig8]^aY=ZVai])(/+"- '.# Hi^X`H&..+BZVhjgZbZcihYjg^c\i^YVaWgZVi]^c\#>c/HidX`h!?#!HanE9!IZeeZgGH!VcYBdg\VcL?ZYh
>c[VcigZhe^gVidgn[jcXi^dciZhi^c\#?d]cL^aZnHdch>cX!CZlNdg`!ee&&-".
(%# @VgaWZg\E!8]ZggnG7!:hXVgYd;:!@dX]<&.+'ejabdcVgnkZci^aVi^dcVcYbZX]Vc^Xhd[WgZVi]^c\^ci]Z
Äghib^cjiZhd[a^[Z!^cXajY^c\i]ZdchZid[gZhe^gVi^dc#6XiVEVZY^VigHXVcY*&/&'&"&(+
(&# :c\higdb A! @VgaWZg\ E! Gddi] <! IjcZaa G &.++ I]Z dchZi d[ gZhe^gVi^dc! V hijYn d[ gZhe^gVi^dc VcY
X]Vc\Zh^cWaddY\VhZhVcYVX^Y"WVhZWVaVcXZ#6hhdX^Vi^dc[dgi]ZV^Yd[Xg^eeaZYX]^aYgZc!CZlNdg`!
('# AdeZh?!BjaaZgCA!7gnVcB=!7gnVc68&.-&>bedgiVcXZd[^che^gVidgnbjhXaZidcZ^cbV^ciZcVcXZd[
;G8^ci]ZcZlWdgc#?6eeaE]nh^da*&/-(%"-()
((# HiVg`6G!8d]aVc76!LV\\ZcZgI7!;gVcio>9!>>>!@dhX]E8&.-,GZ\jaVi^dcd[ZcY"Zme^gVidgnajc\kdajbZ
Yjg^c\haZZe^cegZbVijgZ^c[Vcih#?6eeaE]nh^da+'/&&&,"&&'(
()# B^acZg69!HVjcYZghG6!=de`^c>:&.,->hV^gigVee^c\^bedgiVci^ci]ZbV^ciZcVcXZd[i]Z[jcXi^dcVa
gZh^YjVaXVeVX^in^ci]Z]djghV[iZgW^gi]4:Vgan=jb9Zk'/.,"&%*
(*# BdgidaV?E!BV\cVciZ9!HVZiiVB&.-*:me^gVidgneViiZgcd[cZlWdgcbVbbVah#?6eeaE]nh^da*-/*'-"
*((
(+# Adc\:8!=jaaL:&.+&GZhe^gVidgnkdajbZ"Ådl^ci]ZXgn^c\cZlWdgc^c[Vci#EZY^Vig^Xh',/(,("(,, (,# HidX`h?&...Ajc\[jcXi^dciZhi^c\^c^c[Vcih#EZY^VigEjabdcdaHjeea&-/&)"'%
(-# HX]bVa^hX]<!;d^io^`7!LVjZgGG!HidX`h?'%%&:[[ZXid[VeeVgVijhYZVYheVXZdcWgZVi]^c\eVgVbZiZgh
^ccZlWdgch/¹Ådl"i]gdj\]ºkZghjhXdckZci^dcVaiZX]c^fjZh#:jgGZhe^g?&,/&%-"&&)
(.# ;aZb^c\ E?! AZk^cZ BG! <dcXVakZh 6 &.-' 8]Vc\Zh ^c gZhe^gVidgn eViiZgc gZhjai^c\ [gdb i]Z jhZ d[ V
[VXZbVh`idgZXdgYgZhe^gVi^dc^ccZlWdgc^c[Vcih#EZY^VigGZh&+/&%(&"&%()
)%# 9daÄcI!9j[[inE!L^a`Zh9!:c\aVcYH!7gnVc=&.-(:[[ZXihd[V[VXZbVh`VcYecZjbdiVX]d\gVe]dc
WgZVi]^c\^chaZZe^c\^c[Vcih#6bGZkGZhe^g9^h&'-/.,,".,.