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Uncertain  realities:  The  complexities  of  

diagnosing  autism  in  deaf  children  

 

A  qualitative  study  of  multi-­‐disciplinary  professionals  in  the  UK  

 

 

 

Master’s  Thesis,  June  2014    

Natassia  F.  Brenman   Student  Number:  10599835   Contact:  nfbrenman@gmail.com  

 

Supervisor:  Anja  Hiddinga   Second  Reader:  Stuart  Blume  

                     

MSc  Medical  Anthropology  and  Sociology   Graduate  School  of  Social  Sciences  

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Acknowledgements    

I  would  like  to  thank  all  the  staff  at  the  Deaf  Service,  where  I  was  based  for  my  fieldwork.   I  learnt  a  huge  amount  from  the  team  there  and  I  am  grateful  to  the  Deaf  colleagues  for  all   their  cultural  insights.  The  interpreters  and  the  research  team  at  the  service  were  a  great   support  during  data  collection.  I  am  also  grateful  to  my  informants  from  other  services   who   took   the   time   to   speak   with   me   and   offer   their   perspectives.   A   big   thank   you   to   Professor  Barry  Wright,  who  was  my  second  supervisor  and  who  facilitated  the  project.   His  advice  and  deep  knowledge  of  this  subject  has  been  invaluable.  Finally,  thank  you  to   my   supervisor,   Anja   Hiddinga,   who   has   given   fantastic   academic   guidance   and   support   throughout.                                              

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Abstract    

Uncertainty  is  an  enduring  feature  of  Western  medicine,  particularly  within  the  field  of   psychiatry,  where  disorder  categories  are  never  entirely  stable.  This  study  is  about  the   clinical  uncertainty  surrounding  the  assessment  and  diagnosis  of  autism  in  deaf  children.   Although   autism   diagnoses   are   known   to   be   complicated   and   are   often   delayed   in   deaf   children,   the   social,   cultural   and   systemic   processes   surrounding   them   remain   unexplored    (Mandell,  Novak,  &  Zubritsky,  2005;  Wright  &  Oakes,  2012).    Fieldwork  was   conducted   within   NHS   child   and   adolescent   mental   health   services   in   the   UK,   and   was   based  at  a  specialist  deaf  service,  which  adopts  a  cultural  model  of  deafness.  Qualitative   research  methods  were  used  to  investigate  the  practices,  perceptions  and  attitudes  of  16   multidisciplinary  professionals  in  generic  services  and  specialist  deaf  services.  Findings   about   clinical   uncertainty   in   this   context   are   presented   within   a   Critical   Realist   framework,   which   posits   that   reality   can   be   understood   in   different   domains   (the   Empirical,  the  Actual,  and  the  Real)    (Archer,  Bhaskar,  Collier,  Lawson,  &  Norrie,  1998).   Within   these   three   ‘realities’,   uncertainty   was   characterised   by:   an   ambivalence   from   professionals   about   the   act   of   diagnosis   and   its   function   within   the   health   system;   the  

liminality  of  cases  in  which  it  is  unclear  whether  behaviour  should  be  attributed  to  the  

construct   of   autism   and/or   deafness   (including   cultural   Deafness);   and   finally,   the  

disruption  of  norms  that  occurs  when  children  do  not  fit  easily  into  diagnostic  categories.  

Within  this  final  domain,  the  work  of  Georges  Canguilhem  (1943/  1991)  is  drawn  upon  to   explore  why  the  Western  diagnostic  system,  based  on  statistical  norms,  is  problematic  in   this  context  and  generates  so  much  uncertainty.  Despite  being  associated  with  problems   in  the  diagnostic  system,  uncertainty  in  itself  was  accepted  as  an  inherent  by-­‐product  of   complexity  in  this  clinical  practice.  

           

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Table  of  Contents    

   

Introduction………...   4  

1.    Key  Concepts  and  Theoretical  Framework……….   7  

Objectivity  and  (un)certainty     7   Normality,  pathology  and  “alternative  socialities”   9   Fallible  theories  of  a  complex  reality   11   Towards  an  ‘anthropology  of  uncertainty’   11   A  supporting  framework   13   2.    Context………...   15  

British  and  bilingual:  An  introduction  to  the  Deaf  Service   15   A  cultural  perspective  on  clinical  practice   16   A  (recent)  historical  perspective  on  CAMHS  and  autism  assessment   17   A  research  perspective:  Validating  diagnoses  for  deaf  children     19   3.    Methods……….   20  

Development  of  Research  Questions   20   Access  and  ethics   21   Informants     22   Observational  work     23   Focus  group  discussion  and  interviews   24   Analysis   25   4.  The  Act  of  Diagnosis  (The  Empirical)………..   26  

5.  From  Behaviour  to  Construct  (The  Actual)……….   34  

6.    Norms,  Normality  and  Pathology  (The  Real)………   43  

7.    Discussion  and  Conclusions………...   55  

Connecting  realities:  interconnections  and  implications   56   Missing  data   58   Missing  theory?   59   Future  questions     61   Conclusions   62   References……….…   64   Annexes……….   70  

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Introduction    

This   began   as   a   study   about   the   act   of   diagnosis.   Whilst   my   empirical   starting   point   remains  within  this  immediate  and  observable  realm  of  clinical  work,  it  has  become  an   investigation  into  something  less  visible.  I  am  interested  in  the  clinical  uncertainty  that   permeates  the  many  layers  of  a  diagnostic  process.  This  involves  engaging  not  only  with   professionals’  feelings  of  uncertainty–  the  doubts  and  concerns  they  express  about  their   clinical  practice–  but  also  the  source  of  their  uncertainty.  I  have  grounded  my  exploration   in   a   specific   diagnostic   practice,   which,   even   for   the   most   experienced   clinicians,   is   characterised  by  complexity  and  ambiguity.  

 

“But   the   way   she   communicates–   it’s   just   so   odd…”   A   clinical   psychologist   has   come   to   consult  Dr  M  (a  child  psychiatrist)  at  the  Deaf  Service:  a  specialised  mental  health  centre  for   deaf  children  and  their  families.  Both  clinicians  are  highly  qualified  experts  in  the  field  of   developmental   disorders,   including   autism.   Both   are   hearing.     The   psychologist   has   been   leading  a  team  of  mental  health  professionals  in  assessing  a  deaf  child  for  what  they  suspect   to  be  an  autistic  spectrum  disorder.  After  an  extensive  battery  of  assessments,  they  were  still   undecided   about   whether   they   should   make   the   diagnosis.   The   psychologist   has   a   “strong   sense”   that   the   girl   is   autistic,   but   she   needs   the   team’s   support   and   a   more   robust   set   of   results  to  back  this  up.  Dr  M  is  not  so  sure.    

 

What   made   her   say   the   child’s   behaviour   was   so   ‘odd’?   “Well   its   simple   things,   like   eye   contact.  She  doesn’t  make  eye  contact  when  we  try  to  communicate.”  Dr  M  agrees  that  this   is  a  sign  of  autism  (in  deaf  as  well  as  hearing  children)  but  given  that  the  child  has  been   placed  in  a  mainstream  school  with  no  other  sign  language  users,  it  is  likely  that  the  girl   would   have   to   devote   most   of   her   visual   attention   to   lip   reading   rather   than   eye   contact.   They   toss   questions   back   and   forth,   struggling   to   get   beyond   the   first   indication   that   the   psychologist’s  intuition  may  be  leading  her  astray.  The  more  they  talk,  the  more  complex  the   case   becomes.   “I   think   we’d   better   refer   this   one   to   you,”   the   psychologist   resolves.   “This   child   is   not   receiving   the   support   she   needs   and   the   school   is   struggling   enough   with   the   deafness,  let  alone  something  else.  We  need  a  diagnosis,  but  at  the  moment  there’s  just  too   much  doubt  from  our  side  to  give  one.”  

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It   is   customary   to   introduce   an   issue   such   as   this   with   a   ‘typical   case’   but   what   this   anecdote   tells   us   is   that   diagnosing   autism   in   a   deaf   child   is   an   expressly   non-­‐typical   practice.  There  is  no  blueprint  from  which  to  work  from  and  whether  they  realise  it  or   not,   professionals   cannot   simply   apply   their   existing   knowledge   of   autism   in   hearing   children   to   deaf   children.   Here,   one   of   the   most   basic   indicators   that   a   child   may   be   autistic  (a  lack  of  eye  contact)  is  thrown  into  a  very  different  light,  not  just  because  that   child   was   deaf,   but   because   of   the   context   she   had   been   observed   in.   The   complexity   doesn’t   stop   here   but   it   is   enough   to   illustrate   what   professionals   in   this   situation   are   grappling   with:   their   understanding   of   what   is   ‘normal’–   even   within   diagnostic   categories–  is  profoundly  challenged.  

 

Although   there   are   studies   that   highlight   the   complicating   factors   associated   with   the   presentation   of   autism   in   deaf   people     (Wright   &   Oakes,   2012,   for   example)   the   small   body   of   scientific   literature   in   this   field   leaves   clinicians   with   very   little   in-­‐depth   understanding  of  the  issues    (Szymanski  &  Brice,  2008).  Despite  the  myriad  of  prevalence   studies  on  autism  in  the  general  population,  there  are  no  representative  figures  for  deaf   children1.  What  we  do  know  is  that  there  are  more  autism  diagnoses  in  deaf  children  than  

hearing   children,   at   least   in   the   US     (ibid.);   that   deaf   children   are   diagnosed   later   than   their   hearing   peers   (Mandell   et   al.,   2005);   and   that   there   are   many   reasons   why   misdiagnoses   in   deaf   children   are   particularly   likely     (Szymanski,   Brice,   Lam,   &   Hotto,   2012).  This  indicates  that  the  lack  of  knowledge  and  understanding  documented  in  the   scientific  discourse  on  this  issue  is  likely  to  have  very  real  consequences  for  deaf  children   and  their  journey  into  the  mental  health  care  system.  

 

If  we  know  little  about  the  prevalence  and  accuracy  of  autism  diagnoses  in  deaf  children,   we  know  even  less  about  the  social,  cultural  and  organisational  processes  that  underpin   them.  I  have  been  cautious  in  drawing  on  the  dearth  of  social  science  literature  focusing   on   autism     (Lester   &   Paulus,   2012;   Solomon,   2010),   or   the   burgeoning   field   of   Deaf   studies  (Ladd,  2003)  as  starting  points,  because  they  are  necessarily  bound  to  one  or  the   other  category  (autism  or  d/Deafness).  This  would  preclude  important  discussions  about  

                                                                                                               

1  The  most  comprehensive  and  commonly  quoted  study  on  this    (Jure,  Rapin,  &  Tuchman,  1991)  was  taken  

from  a  clinical  sample  (deaf  children  who  had  been  referred  for  neurology  consultations)  which  was  likely   to  have  affected  the  very  high  rates  of  autism  they  found  in  deaf  children  (Hindley,  1997)  

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what   happens   when   these   categories   collide:   when   professionals   encounter   the   “something  else”  that  the  psychologist  in  the  above  anecdote  was  struggling  to  identify.  I   have  therefore  grounded  myself  in  the  practice  of  psychiatric  diagnosis  and  have  let  the   unknowns   about   this   particular   example   guide   my   line   of   enquiry.   Attending   to   unknowns,  or  the  ‘unknowability’  of  some  clinical  phenomena  has  been  a  key  theme  in   the  sociological  study  of  medical  uncertainty  (Fox,  2000).  

 

The  elusive  concept  of  ‘uncertainty’  in  science  and  medicine  has  received  a  great  deal  of   attention,  particularly  in  relation  to  the  field  of  psychiatry,  which  seems  to  be  in  constant   pursuit   of   legitimacy,   consensus   and   security   (Leibing,   2009;   Pickersgill,   2014;   Rose,   2005).  This  is  my  theoretical  starting  point,  and  will  be  expounded  further  in  Chapter  1,   where   I   will   set   out   the   key   concepts   guiding   this   thesis.   Here,   I   will   also   present   a   theoretical   framework,   which   will   support   the   exploration   of   uncertainty   on   multiple   levels:   Critical   Realism   posits   that   reality   can   be   divided   into   3   different   domains   of   increasing   depth     (Archer,   Bhaskar,   Collier,   Lawson,   &   Norrie,   1998).     I   have   explored   these   multiple   ‘realities’   through   empirical   work   based   in   Child   and   Adolescent   Mental   Health   Services   (CAMHS)   in   the   UK.   In   Chapter   2,   I   will   introduce   this   context,   with   a   focus  on  the  Deaf  CAMHS  centre  where  I  was  based  during  the  fieldwork.  Chapter  3  lays   out   my   overarching   research   questions   and   the   methodology   I   used   to   tap   into   the   practices,   perceptions   and   attitudes   of   my   informants.   Chapters   4,   5   and   6   present   my   core   findings   and   are   divided   into   the   three   Critical   Realist   domains   of   reality:   The   Empirical  domain,  where  I  will  focus  on  the  act  of  diagnosis  and  the  sense  of  ambivalence   surrounding   it   in   the   health   system;   the   Actual   domain,   where   I   will   explore   the   often   ambiguous  process  of  attributing  behaviours  to  the  constructs  of  autism  and/or  deafness;   and   finally,   the   Real   domain,   where   I   will   present   a   critical   view   on   the   system   of   assessing   mental   disorders.   Here,   I   will   draw   on   the   work   of   Georges   Canguilhem   (1943/1991)   to   argue   that   the   Western   diagnostic   system,   based   on   statistical   norms,   underlies  a  great  deal  of  diagnostic  uncertainty.  Finally,  in  Chapter  7,  I  will  discuss  how   these   three   domains   interlink   and   fit   into   the   wider   context   of   Western   psychiatry   and   health  systems  in  the  UK.  

 

 

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   Key  concepts  and  theoretical  framework    

Objectivity  and  (un)certainty      

The  development  of  scientific  medicine,  then,  has  both  uncovered  and  created  uncertainties   and  risks  that  were  not  previously  known  or  experienced  

(Fox,  1980:19)    

A  core  concept  underlying  the  challenges  of  psychiatric  diagnosis  is  clinical  uncertainty.   Rene   Fox   (1957;   1980;   2000)   has   traced   a   growing   preoccupation   with   this   notion   in   public,  academic  and  medical  spheres,  over  the  second  half  of  the  20th  century.  But  before  

exploring  what  we  mean  by  clinical  uncertainty,  and  its  place  within  diagnostic  practice,   it  is  necessary  to  establish  why  this  preoccupation  exists.  A  logical  starting  point  is  to  look   first  at  the  concept  of  certainty  in  the  historical  context  of  Western  science  and  medicine:   how   it   gained   its   significance   and   later   defined   our   current   fixation   with   that   which   opposes  or  disrupts  it.  Certainty  is  about  having  confidence  in  knowledge  and  rejecting   the   possibility   of   error,   something   that   became   crucial   in   post-­‐enlightenment   science     (Lock  &  Nguyen,  2011).  At  this  point,  the  method  by  which  such  certainty  was  achieved   was   paramount,   giving   rise   to   the   fundamental   principle   of   modern   scientific   thought:  

objectivity.   The   principle   of   objectivity   became   an   ideal   within   scientific   (and   later  

medical)   worlds,   which   guided   knowledge   seeking   and   buttressed   truth   claims   (Porter,   1995).   In   the   19th   century,   objectivity   was   associated   with   progress,   and,   according   to  

Daston  and  Galison,  was  a  response  to  the  “crisis  of  anxiety  and  denial”  triggered  by  the   subjectivity  of  science  in  the  previous  era  (2007:  66).  

 

This  “anxiety  and  denial”  marks  the  beginnings  of  a  systemic  intolerance  of  uncertainty  in   science  and  medicine.  Although  Daston  and  Galison  identify  a  further  progression  into  an   era  of  more  interpretive  scientific  judgment  (ibid:  309),  the  ebb  and  flow  of  certainty  and   uncertainty   in   the   history   of   science   is   by   no   means   linear.   Instead   of   overcoming   the   uncertainty   that   became   so   undesirable   in   the   mid   19th   century,   the   development   of  

science  and  technology  has  in  fact  intensified  our  experience  of  it.  This  echoes  the  words   (quoted   above)   of   Fox   (1980),   and   is   striking   in   the   medical   world,   which   has   only   relatively  recently  adopted  the  standardised,  objective  principles  of  experimental  science.  

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Lambert   (2006)   identifies   the   ‘movement’   of   evidence-­‐based   medicine,   which,   from   the   1960’s   onwards,   sought   to   bolster   declining   levels   of   trust   in   medical   knowledge   and   practice,   by   adopting   a   “more   ‘science-­‐based   approach’”   within   medicine   (ibid:   2633).   This  held  health  systems  accountable  for  keeping  clinical  judgements  objective  and  free   of   risk.   Arguably,   this   has   simply   politicised   uncertainty   and   made   it   the   business   of   public  organisations,  rather  than  just  the  scientific  community  (Power,  2004).  

 

This  second  wave  of  struggle  against  uncertainty  was  particularly  strong  in  the  field  of   psychiatry   in   the   aftermath   of   the   antipsychiatry   movement   and   on-­‐going   contention   about   psychiatric   diagnosis   in   the   late   20th   century   (Pilgrim,   2007).   This   shift   towards  

objectivity   in   psychiatry   bore   out   most   obviously   in   the   third   edition   of   the   Diagnostic   Statistical   Manual   of   Mental   Disorders   (DSM)   in   the   United   States.   This   provided   a   classificatory  system  that  moved  away  from  the  implicit  knowledge  base  of  psychiatrists,   to   a   more   prescriptive   classificatory   system,   aiming   at   objectivity   and   universal   applicability.   Since   its   publication   in   1980,   it   has   enabled   the   field   of   psychiatry   to   maintain   huge   authority   over   how   mental   disorders   are   understood   and   treated   throughout   the   Western   world2,   whilst   at   the   same   time   being   a   huge   source   of  

controversy   and   contention   (Strand,   2011).   One   fundamental   difficulty   in   creating   a   ‘universal’  diagnostic  manual  has  been  that  it  is  impossible  to  discount  the  huge  diversity   of  cultures  that  affect  its  applicability.  In  the  words  of  Good  (1996:  128)  “there  can  be  no   'God's  eye  point  of  view,'  free  of  culture,  from  which  to  assess  a  person  suffering  a  mental   illness”.   Failure   to   acknowledge   this   can   result   in   uncertainties   such   as   the   Category   Fallacy  (Kleinman,  1988),  where  DSM  categories  may  obscure  cultural  differences  in  the   way  that  distress  is  experienced.  Ultimately,  these  examples  indicate  that  our  appeals  to   objectivity   and   standardisation   propagate,   rather   than   eliminate   uncertainty.   It   seems   Pickersgill’s  final  analysis  of  psychiatry  in  the  UK  since  the  1950’s,  rings  true  throughout   the  biomedical  world:  that  ultimately,  “uncertainty  endures.”  (Pickersgill,  2014:  166).        

   

                                                                                                               

2  The  ICD-­‐10  system  of  the  WHO  maintains  its  own  parallel  system  for  classifying  mental  disorders,  in  order  

to  ensure  all  member  countries  must  approve  it.  However,  the  organizations  collaborate  closely  and  the   two  have  diverged  significantly.  The  DSM  IV  (currently  in  use  but  soon  to  be  replaced)  and  ICD-­‐10  criteria   for  autism  are  identical.  The  latter  are  adopted  in  this  research  context  in  the  UK.  

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Normality,  pathology  and  “alternative  socialities”        

As  well  as  propagating  uncertainty,  the  rise  of  objectivity  quantified  the  world  of  science,   medicine   and   public   health   (Porter,   1995).   A   Foucauldian   reading   of   this   “avalanche   of   numbers”  is  that  it  gave  the  concept  of  the  ‘norm’  huge  weight  in  society  and  was  used  as   an  instrument  of  social  control  (Hacking,  1982:  279).  The  former  point  (on  the  concept  of   norms)   will   lead   to   a   central   theme   in   this   thesis,   whilst   the   latter   (on   social   control)   takes  us  outside  of  the  scope  of  this  theoretical  framework.  We  will,  then,  take  a  step  back   and   use   the   less   well-­‐trodden,   but   highly   influential,   theoretical   path   of   Foucault’s   predecessor   and   supervisor,   Georges   Canguilhem.     In   the   Normal   and   the   Pathological   (1991,   first   published   in   France,   1943),   Canguilem   brought   the   history   of   science   away   from  the  “heights”  of  physic  and  mathematics,  to  the:  

 

“Middle  regions,  where  knowledge  is  much  less  deductive,  much  more  dependent  on  external   processes…  and  tied  much  longer  to  the  marvels  of  the  imagination”  

(Foucault,  in  Canguilhem,  1943/1991:13).      

In  this  domain  of  medicine  and  the  life  sciences,  such  inductive  and  imaginative  practices   underlie  Canguilhem’s  core  argument:  that  what  is  deemed  normal  or  pathological  in  a   clinical   setting   is   not   an   objective   fact.   It   is   situated   in   context,   challenging   the   appropriateness  of  statistics  to  determine  the  norm  for  a  living  being’s  functional  activity  

outside  the  laboratory  (ibid:  145).  He  proposes  an  alternative  way  of  conceptualising  the  

normal,  which  foregrounds  the  individual’s  ability  to  adapt  to  their  environment  and  is  by   nature  “imprecise”  (ibid:  182).  We  will  return  to  this  in  more  detail  in  chapter  6,  but  it  is   important  to  establish  now  that  (just  as  certainty  defines  uncertainty)  it  is  important  to   address  the  ‘normal’  before  exploring  the  abnormal  and  the  pathological.  

 

Davis  (1995)  takes  a  historically  situated  concept  of  ‘normalcy’  as  a  starting  point  for  his   critical   examination   of   how   we   have   come   to   see   deafness   and   disability   within   the   Western  world.  This  remains  central  to  his  aims  to  “reverse  the  hegemony  of  the  normal   and  institute  new  ways  of  thinking  about  the  abnormal”  (ibid:  49):  to  bring  disability  and   deafness   into   progressive   cultural   studies   such   as   feminism   and   multiculturalism.   This   de-­‐medicalisation  of  deafness  in  particular,  has  been  hugely  influential  in  establishing  it  

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as  a  minority  culture  (Deaf  culture  with  a  capital  ‘D’).    As  an  activist  and  academic  within   the   Deaf   community,   Paddy   Ladd   (2003:   213)   has   located   the   marginalisation   of   deaf   people  in  a  theoretical  framework,  which  also  draws  on  Gramsci’s  concept  of  hegemony.   He  uses  this  to  illuminate  the  invisible  (but  powerful)  assumption  that  the  norm  amongst   the  majority  ‘oral’  culture  is  right  and  healthy.  The  minority  culture  of  Deaf  signers  fall   outside  of  this,  paving  the  way  for  being  oppressed  or  dragged  closer  to  the  norm  by  the   ‘specialists’   of   the   oral   culture   (ibid:   215).   It   is   essential   to   be   sensitive   to   the   Deaf   community’s    “healthy  mistrust”  of  mainstream  (mental)  health  professionals  that  ensued   from  a  history  of  abuse  in  healthcare  and  psychiatric  settings    (Williams  &  Abeles,  2004;   Padden,  2005).  

 

The   establishment   of   the   cultural   model   of   Deafness   has   been   a   unique   social   and   academic   movement,   although   it   does   “overlap   nicely”   with   the   history   of   disability   studies   (Padden,   2005:   508).   This   is   perhaps   an   oversimplification   of   what   has   been   a   nebulous  issue  between  these  disciplines,  and  within  this  thesis  I  will  honour  the  strong   view  of  some  of  my  informants  that  d/Deafness  is  not  a  disability.  It  will  certainty  not  be   conflated  with  the  mental  disability  of  autism.  At  a  conceptual  level,  however,  it  is  useful   to   experiment   with   applying   similar   principles   to   both:   can   a   mental   disability   also   be   recast  as  difference  (or  even  culture),  rather  than  pathology?  Ginsburg  and  Rapp  (2013:   61)  make  this  link  between  the  constructions  of  deafness  and  autism,  calling  them  both   “alternative   socialities”   in   their   anthropological   review   of   disability   studies.   Similarly,   Malloy   and   Vasil   (2002)   suggest   that   Asperger’s   Syndrome3  is   a   neurological   difference  

that   has   been   socially   constructed   as   pathology.   Although   they   speak   of   social   constructivism,   the   authors   are   not   strong   constructivists:   they   do   not   question   the   existence   (ontology)   of   the   condition.   One   thing   we   have   learnt   from   the   turbulent   debates  around  the  Social  Model  of  disability  (Oliver,  1996)  is  that  physical  and  mental   differences   are   real,   enduring   and   ‘embodied’     (Hughes   &   Paterson,   1997;   Mulvany,   2000).  In  the  case  of  autism,  it  is  important  to  acknowledge  that,  yes,  the  behaviour  and   neurology   associated   with   it   need   not   be   considered   pathological,   but   there   is   no   uncertainty  that  these  differences  exist.    

                                                                                                               

3  This  is  a  hotly  debated  subcategory  of  autism,  which  has  been  removed  from  the  DSM  V  since  Molloy  and  

Vasil’s  (2002)  publication.      

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Fallible  theories  of  a  complex  reality    

Uncertainty,   then,   lies   not   in   reality   itself   but   in   our   theories   about   reality.   This   is   a   central  tenet  of  Critical  Realism:  a  theoretical  framework  that  has  provided  a  ‘third  way’   between  positivism  and  relativism  in  mental  health  theorising  and  offered  an  integrative   agenda  for  disability  studies    (Pilgrim  &  Rogers,  1999;  Bhaskar  &  Danermark,  2006).  This   is  made  possible  by  its  capacity  to  embrace  the  complexity  of  reality.  It  posits  a  shared   ontology   and   epistemology   for   the   natural   and   social   sciences   by   spanning   multiple   domains   of   reality     (Bergin,   Wells,   &   Owen,   2008:   170).   This   will   be   expounded   throughout  the  coming  chapters,  but  our  first  concern  is  how  it  can  help  us  to  understand   the  uncertainty  involved  in  clinical  mental  health  practice.    

 

Bentall   and   Pilgrim’s   in-­‐depth   case   study   of   the   development   of   the   depression   as   a   diagnostic   category  (the  “medicalization  of  misery”)  takes  a  critical  realist  stance.  They   argue  that  there  is  a  reality  beyond  our  knowledge  (such  as  the  experience  of  misery)  but   that  our  theories  about  reality  (such  as  the  category  of  depression)  are  constructed  and   therefore   fallible.   This   is   fertile   ground   for   a   discussion   of   how   neurological   disorders   such   as   autism   are   diagnosed,   because   it   encompasses   both   the   biomedical   model   of   a   disorder  and  the  many  ‘confounding’  social  and  cultural  factors  that  help  to  shape  it.  As   there   are   no   biological   markers   for   autism,   scientific   theories   and   clinical   judgements   about  it  are  never  purely  objective,  despite  the  aforementioned  trend  towards  making  all   clinical   practice   evidence-­‐based   (Lambert,   2006).   This   leads   to   a     “profound   epistemological   uncertainty”   surrounding   this   type   of   psychiatric   diagnosis   (Fox,   2000,   cited  in  Rafalovich,  2005:  306).    

 

Towards  an  ‘anthropology  of  uncertainty’    

This   ‘epistemological   uncertainty’   that   Fox   refers   to,   and   which   Rafalovich   (2005)   identifies   in   his   study   of   clinical   uncertainty   in   ADHD   diagnosis,   is   concerned   with   the  

actual   ‘unknowability’   of   clinical   phenomena.   This   is   apparent   in   the   academic   and  

scientific   discourse   about   autism   (Nadesan,   2013;   Singh,   2002).   However,   from   an   anthropological   perspective,   it   is   important   to   ground   this   in   the   practices   and   experiences   of   clinicians:   to   examine   the   “enactment   of   uncertainty”   as   well   as   the  

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articulation   of   it   (Leibing,   2009:   184).     This   ethnographic   work,   combined   with   her   analysis   of   scientific   discourse,   allows   Leibling   to   build   on   what   she   describes   as   an   ‘anthropology  of  uncertainty’.      

 

Paul  Atkinson  urges  researchers  to  pay  close  attention  to  the  “talk  and  work”  of  medical   professionals,   in   order   to   pick   apart   the   many   facets   of   uncertainty   in   clinical   practice   (1995).  This  approach  is  also  vital  for  anchoring  findings  to  their  context:  not  necessarily   the  broader  historical  context  discussed  above,  but  the  particularities  of  the  immediate   clinical  context.  Finally,  an  anthropology  of  clinical  uncertainty  will  need  to  attend  to  the   personal   experiences   of   practitioners:   their   perceived   uncertainty.   This   is   pertinent   to   contexts  in  which  diagnoses  are  particularly  challenging  for  the  clinician,  such  as  in  those   made  in  trans-­‐cultural  psychiatric  work.  Kirmayer  (2013)  draws  on  the  work  of  Rene  Fox   to  explore  the  destabilising  effect  of  uncertainty  on  practitioners,  something  that  must  be   managed  on  a  very  personal  level.    

                                     

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A  supporting  framework  

   

Given   the   many   levels   on   which   uncertainty   can   operate,   the   critical   realist   framework   provides  a  useful  structure  in  which  to  present  and  explicate  the  coming  findings.  I  will   take  advantage  of  its  multidimensional  view  of  reality  and  explore  the  clinical  uncertainty   that  emerged  from  my  data  within  the  three  domains  defined  by  Baskar  et  al.    (Archer,   1998;   Bhaskar   &   Danermark,   2006):     the   domain   of   the   Empirical,   the   domain   of   the   Actual  and  the  domain  of  the  Real.  The  Empirical  is  the  observable  world,  the  world  of   that  we  (directly  or  indirectly)  experience  (Bergin  et  al.,  2008).  This  is  the  platform  for   my  informants’  attitudes  and  experiences  of  ‘diagnosis’:  the  act  of  naming  disorders,  and   how   this   is   perceived   within   a   specific   healthcare   system.   The   Actual   is   the   realm   of   events  and  actions,  whether  or  not  they  are  perceived  by  people.  This  is  a  springboard   from   which   to   understand   the   ‘actual’   uncertainty   surrounding   the   categorisation   of  

observable   behaviours  4.   The   Real   is   the   deepest   level   of   reality   and   is   where   invisible  

social   and   cultural   structures   exist,   as   well   as   human   potential   that   has   not   yet   been   activated   (Sayer,   2000).   It   is   where   actual   and   observed   mechanisms   ‘emerge’   from   (Bhaskar,   1989).   This   will   encompass   the   more   fundamental   mechanisms   underlying   clinical   judgement:   not   just   what   a   disorder   ‘is’,   but   whether   it   can   or   should   be   considered  a  disorder  at  all.    

 

The   concept   of   ‘emergence’   helps   us   to   understand   that   these   realities   do   not   exist   independently.   The   mechanisms   in   the   deep   level   of   the   real   influence   those   in   higher   levels,   meaning   that   underlying   social   or   cultural   structures   can   play   an   active   role   in   generating   observable   events.   Gorski   (2013)   argues   that   this   is   an   important   idea   for   social  scientists  to  grasp  because  it  forces  us  to  look  at  change,  caused  not  just  by  human   action,   but   also   through   structures.   Underlying   notions   about   health   and   illness,   embedded  within  a  biomedical  structure,  play  just  as  big  a  role  in  generating  diagnoses  as   the   practitioners   involved   in   an   assessment.   This   facilitates   a   more   dynamic   understanding  of  the  factors  involved  in  generating  diagnoses  and  diagnostic  uncertainty  

                                                                                                               

4  I  have  described  this  is  a  ‘springboard’,  because  any  discussion  of  the  Actual,  will  inevitably  bleed  into  

other  domains:  any  event  within  this  data  set  will  of  course  have  been  at  some  point  perceived,  and  is   bound  to  be  affected  by  the  social  and  cultural  structures  of  the  Real.      

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than  the  conventional  distinction  between  the  ‘micro  and  macro,’  processes  (ibid.:  659),   which  was  employed  by  Rafalovich  for  this  purpose  (Rafalovich,  2005)  

 

It  should  be  made  clear  that  this  framework  is  a  supporting  theory  for  understanding  a   complex,  multi-­‐disciplinary  context    (Bhaskar  &  Danermark,  2006).  This  means  that  my   methods  and  analysis  will  not  be  restricted  to  this  single  theoretical  lens:  throughout  the   coming   chapters,   there   will   be   times   where   it   will   be   necessary   to   draw   on   additional   ideas  relating  to  the  range  of  theory  I  have  introduced  in  this  conceptual  framework.                                      

Figure   1:   A   critical   realist   framework   for   investigating   clinical   uncertainty   in   psychiatric  diagnosis            

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2.

   Context    

British  and  bilingual:  An  introduction  to  the  Deaf  Service    

The  Deaf  Children,  Young  People  and  Family  Service  for  child  and  adolescent  mental  health   is  located  a  little  way  away  from  the  main  hospital,  where  the  adult  mental  health  services   are  based.  Despite  the  telltale  signs  of  the  pale  blue  NHS  furnishings  and  official  lanyards   swinging   around   the   necks   of   its   staff,   there   is   something   distinctly   un-­‐clinical   about   this   setting.   Unlike   the   neurology   or   audiology   units   I   would   go   on   to   visit   later   on   in   my   research,  there  are  no  white  coats  or  long  winding  hospital  corridors  to  be  seen  here.    

 

Work   begins   early   at   the   service,   as   mornings   are   an   important   time   for   the   team   to   convene  before  starting  clinical  work,  the  vast  majority  of  which  takes  place  off-­‐site  through   home  and  school  visits.  It  is  often  simply  not  feasible  for  families  to  get  to  the  Deaf  Service   clinic.  Unlike  mainstream  mental  health  services,  which  can  be  reached  through  local  health   centres  or  hospitals,  the  Deaf  Service  is  the  only  one  of  its  kind  across  several  counties.  By   8.30  in  the  morning,  the  small  car  park  is  packed,  and  for  a  lot  of  clinicians,  much  of  the  day   will  be  spent  on  the  road,  trying  to  reduce  the  barriers  deaf  children  and  families  face  when   trying  to  access  appropriate  mental  health  services.  

 

Inside   the   service,   it   is   also   getting   busy.   The   team   of   psychologists,   psychiatrists   mental   health   nurses   and   specialist   deaf   outreach   workers   are   preparing   for   a   team   meeting   although   (as   usual)   the   full   team   of   around   10   has   dwindled   to   about   half   due   to   commitments  to  generic  services  or  more  pressing  clinical  issues.  A  steady  stream  of  strong   English  tea  is  being  brewed  and  brought  through  into  the  meeting  room,  as  the  clinicians   chat   away   and   complain   about   this   morning’s   traffic.   This   almost   quintessentially   white,   British   scene   is   not   what   would   immediately   come   to   mind   if   you   were   to   envisage   an   ‘intercultural   healthcare   setting’.   Unless   you   knew   that,   with   the   support   of   two   interpreters,  two  entirely  different  languages  were  in  constant  parallel  use:  one  spoken  and   one   entirely   visual.   The   whole   team   is   bilingual   to   varying   degrees   (depending   on   lip   reading   and   hearing   levels   of   Deaf   staff   and   the   signing   skills   of   hearing   staff)   and   their   casual   communication   slips   between   English   and   British   Sign   Language   (BSL).   The  

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seamlessness  of  communication  is  both  beautiful  and  highly  functional;  it  is  not  surprising   that  the  interpreters  are  held  in  such  high  esteem  here.  

 

The   meeting   will   begin   with   a   summary   of   all   new   referrals.   The   service   never   refuses   a   referral,   but   is   adamant   that   they   must   come   from   a   professional,   and   not   family   or   community   members.   This   is   to   control   their   finely   balanced   caseload   as   a   ‘highly   specialised   service’:   enough   to   justify   NHS   funding   but   not   enough   to   impede   on   response   times.  If  they  receive  a  referral  for  an  autism  assessment  today,  the  child  will  be  seen  within   a  few  weeks.  If  this  were  a  generic  child  and  adolescent  mental  health  team,  it  would  be  6   months  to  a  year.  Interestingly,  however,  few  referrals  come  from  generic  teams,  who  often   work  in  parallel  to  the  Deaf  Service,  rather  than  referring  a  deaf  child  on.  Even  if  they  are   aware   of   the   service,   often   they   feel   that   (when   a   child   has   only   mild   hearing   loss   or   a   cochlear   implant)   the   child   is   only   “a   little   bit   deaf”   so   need   not   have   a   specialised   assessment.   They   may   not   even   work   with   an   interpreter,   if   the   child   signs   but   is   able   to   communicate  orally.    

 

These  issues  are  not  easy  to  solve,  given  the  limited  capacity  of  the  Deaf  Service  to  take  over   all   cases.   Some   advocate   developing   deaf-­‐friendly   assessment   tools   and   improving   interpreter   quality   within   generic   services,   whilst   others   feel   strongly   that   the   only   way   forward  is  to  train  more  deaf  clinicians  and  increase  the  reach  of  the  Deaf  Service  to  all  deaf   and   hearing-­‐impaired   children.   The   service   constantly   tosses   these   priorities   to   and   fro   during   meetings   such   as   this   one,   never   quite   solving   them   but   using   the   tension   to   fuel   progress  in  reaching  more  immediate  goals.  

 

A  cultural  perspective  on  clinical  practice    

The  Deaf  Service’s  bilingual,  bicultural  model  is  of  course  highly  specific  to  the  purpose  of   this  team:  to  provide  a  multi-­‐disciplinary  mental  health  service  to  deaf  children  and  their   families.   The   Deaf   service   adopts   a   cultural-­‐linguistic   model   of   deafness   (Wright   et   al.,   2012),  despite  being  embedded  in  the  NHS,  which  is  of  course  predominantly  hearing  and   oral.   From   an   anthropological   perspective,   a   word   should   be   said   about   how   I   have   understood   this   cultural   milieu   through   the   lens   of   my   research.   Within   this   research   project,  I  was  exposed  to  a  very  limited  picture  of  the  Deaf  community,  given  that  they  

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were  all  research  or  clinical  employees  of  the  NHS,  and  that  my  main  focus  was  on  the   practices   of   hearing   professionals.   My   understanding   of   Deaf   culture   came   partly   from   Deaf   colleagues   but   primarily   from   the   reported   experiences   of   hearing   professionals   interacting  with  the  deaf  children  and  the  Deaf  community.  This  means  that  my  cultural   perspective   was   focused   more   on   the   ‘culture’   of   child   and   adolescent   mental   health   services,   within   a   predominantly   hearing   health   system.   As   such,   my   understanding   of   Deaf   culture   was   mostly   constructed   through   the   lens   of   an   organisation   with   its   own   cultural  norms,  perspectives  and  understandings.    

 

It   is   important,   then,   to   locate   the   service   I   was   working   in   in   its   wider   organisational   culture.  Although  the  Deaf  Service  is  highly  culturally  sensitive  to  the  Deaf  community,  it   exists   in   a   system,   which   is   notoriously   insensitive   to   this   linguistic   and   cultural   group     (Alexander,  Ladd,  &  Powell,  2012).  During  the  fieldwork  period  there  was  a  lot  of  public   and  professional  debate  about  this  after  news  story  came  out  revealing  serious  problems   with  the  way  deaf  people  had  been  treated  in  York  Hospital,  under  the  same  NHS  trust  I   was  working  in  (York  Press,  2014).  A  watchdog  had  pointed  to  the  risks  of  misdiagnosis   and   mistreatment   due   to   a   lack   of   interpreters   and   sensitivity   in   generic   services:   something   I   feel   it   is   vital   to   keep   in   mind,   despite   the   mostly   positive   intercultural   experiences  reported  by  my  informants.    

 

A  (recent)  historical  perspective  on  CAMHS  and  autism  assessment    

Having  established  that  the  Deaf  Service  should  be  seen  as  part  of  a  broader  system  of   healthcare   provision,   we   must   now   turn   our   attention   to   the   context   of   child   and   adolescent  mental  health  services  in  the  UK.  More  specifically,  the  way  autism  has  been,   and   is,   assessed   and   diagnosed   within   this   system.   More   than   one   of   the   more   senior   clinicians   I   interviewed   remarked   on   how   this   had   changed   since   they   had   started   practicing.   Twenty   years   ago,   there   were   only   2   or   3   children   in   the   NHS   Trust’s   catchment  area  who  had  been  diagnosed  with  autism  by  a  consultant  psychiatrist.  Today   there  are  well  over  a  hundred,  with  each  diagnosis  involving  a  number  of  agencies  and   range  of  possible  professionals.  Broadly  speaking,  this  is  the  story  of  autism  prevalence  

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throughout   the   Western   world5,   and   there   are   a   plethora   of   different   reasons   for   this  

(Grinker,   2008).   However,   I   would   like   to   pick   out   two   particular   developments   that   contributed  to  this  in  the  UK,  and  shaped  the  system  for  assessing  autism  that  I  studied  in   this  piece  of  research  in  2014.  

 

The   first   was   the   NHS   strategy   called   Together   We   Stand,   laid   out   in   1995   to   improve   mental  health  services  for  children  young  people  and  their  families  (Williams,  Richardson   and   Bates,   1995).   A   key   principle   of   the   strategy   was   to   provide   multi-­‐disciplinary   approaches,  in  order  to  broaden  the  scope  of  expertise  available  to  each  service  user  and   to   move   away   from   the   model   where   the   focal   point   of   all   referrals   was   a   single   psychiatrist.   Another   was   improved   accountability,   forcing   child   and   adolescent   mental   health   teams   (hereafter,   CAMHS)   to   take   responsibility   for   the   outcomes   of   their   work     (Wright   &   Richardson,   2011).   Both   of   these   improved   the   capacity   of   CAMHS   teams   to   accept   more   referrals   and   mobilised   the   use   of   teamwork   to   manage   them.   Trusting   a   single   medical   professional   to   make   diagnoses   come   to   be   seen   as   irresponsible,   particularly  in  the  case  of  autism,  which  is  so  multifaceted  and  often  so  contentious.  In  a   climate  of  high  responsibility  and  low  levels  of  trust  in  (mental)  healthcare  professionals   (Hardey,   1999;   Warner,   2006),   the   multi-­‐disciplinary   model   is   now   indispensible   for   CAMHS  professionals  involved  in  assessing  children  for  autism.  This  was  one  element  of   the  organisational  structure  that  the  professionals  I  interviewed  passionately  believed  in.    

The   introduction   of   the   multi-­‐disciplinary   model   explains   the   growth   in   the   amount   of   professionals  involved  in  each  case,  and  the  increased  capacity  of  CAMHS  as  a  result  of   the  whole  strategy  meant  that  the  system  could  handle  the  growth  in  autism  diagnoses.   However,   it   does   not   explain   the   actual   increase   in   autism   diagnoses   made   during   the   same  period  that  the  together  we  stand  strategy  was  introduced.  One  might  expect  that   the   introduction   of   multiple   perspectives   would   mean   that   diagnoses   would   be   more   dispersed  producing  more  differential  diagnoses.  In  fact,  the  opposite  happened,  as  just   prior  the  rolling  out  of  this  strategy,  the  ICD-­‐10  diagnostic  guidelines  had  been  adopted   by   all   CAMH   services   in   the   area.   What   psychiatrists   and   paediatricians   had   seen   as   a  

                                                                                                               

5  ASD  prevalence  studies  have  shown  an  increase  since  the  1960s  when  it  was  approximately  4/10,000.  By  

the  early  2000s  it  had  risen  to  46/10  000  in  the  UK    (Wing  &  Potter,  2002).    However  we  must  be  cautious   in  extrapolating  this  to  a  deaf  population  for  which  there  are  currently  no  representative  figures.  

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range   of   non-­‐specific   learning   disabilities   could   now   be   subsumed   under   the   ICD-­‐10’s   diagnostic   criteria   for   autism   (World   Health   Organization,   1992).   As   well   as   increasing   the   recognition   of   Autistic   Spectrum   Disorders   (ASDs),   the   adoption   of   the   ICD-­‐10  

standardised   the   diagnostic   process.   Whilst   diagnostic   responsibility   had   been   taken  

away   from   individual   psychiatrists,   it   was   not   simply   diffused   amongst   team   members.   Any  decision  would  relate  to  a  single  overarching  set  of  criteria,  and  follow  guidelines  for   assessing  these  criteria.    

 

A  research  perspective:  Validating  diagnoses  for  deaf  children      

What  then,  does  this  mean  for  the  diagnosis  of  autism  in  deaf  children  within  this  system?   This   is   a   question   I   will   explore   within   the   coming   chapters,   but   is   one   that   is   already   being  asked  from  within  the  services  and  applied  research  community  surrounding  them.   Despite  its  goal  of  universal  applicability,  the  ICD-­‐10,  and  diagnostic  tools  based  in  it,  is  in   many  ways  inappropriate  to  use  with  deaf  children.  Being  written  in  oral  English,  there   are  serious  cultural  and  linguistic  issues  associated  with  the  tools,  and  there  are  currently   no  valid  translations  into  BSL.  This  will  be  discussed  in  further  detail  with  the  support  of   my  empirical  findings  later,  but  it  something  that  CAMHS  professionals  (both  in  the  Deaf   Service   and   generic   services)   have   been   struggling   with   for   years.   Finally,   last   year   (in   2013),  research  council  funding  was  granted  to  a  4-­‐year  project  to  address  these  issues   and  produce  adapted,  scientifically  validated  tools  for  assessing  deaf  children  for  ASDs.  A   research  team  affiliated  to  the  Deaf  Service  is  currently  carrying  out  this  project.    

 

The   findings   presented   in   this   thesis   will   feed   into   this   broader   project,   offering   a   qualitative   perspective   on   the   problems   professionals   face   using   the   current   diagnostic   system.   However   essentially,   this   is   an   independent   project.   In   an   applied   sense,   it   has   very  different  aims  to  the  research  council  project,  which  focuses  on  adapting  the  tools  of   the   existing   system.   Instead,   I   consider   this   to   be   a   complimentary   piece   of   work,   concerned   with   way   professionals   perceive   and   rise   to   the   challenges   that   this   system   brings.  

     

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3.

   Research  Questions  and  Methodology    

Development  of  Research  Questions    

The   research   questions   that   guided   the   data   collection   were   based   around   the   central   theme  of  clinical  uncertainty,  but  were  adapted  in  several  ways  throughout  the  course  of   the   fieldwork.   The   only   literature   available   on   assessing   deaf   children   for   psychiatric   disorders   is   focused   on   prevalence   and   clinical   presentations,   meaning   that   a   first   step   was  to  move  the  unit  of  analysis  away  from  the  child  (or  the  population  of  children)  and   towards   the   actors   and   systems   surrounding   this   process.   Initially,   I   aimed   to   identify   relatively   superficial   social   processes,   such   as   the   dynamics   of   the   multi-­‐disciplinary   assessment   team.     However,   as   I   gained   more   of   an   understanding   of   the   field   through   exposure   to   the   practices   of   the   Deaf   service,   I   was   able   to   incorporate   more   applied   issues   into   my   more   theoretical   research   questions.   Ultimately,   this   meant   that   my   research  questions  were  more  focused  on  the  content  of  the  issues  I  was  exploring.  The   core  research  question  became:  

 

What  do  the  practices,  perceptions,  and  attitudes  of  professionals  involved  in  autism   assessments  for  deaf  children  tell  us  about  the  clinical  uncertainty  surrounding  this   diagnostic  process?  

 

Rather   than   being   a   distraction   from   the   theoretical   issues,   this   more   practice-­‐based   question  drew  out  deeper  issues,  which  underpinned  the  clinical  uncertainty  that  may  or   may  not  be  expressed  personally  by  informants.  A  series  of  sub  questions  stemmed  from   this  central  question,  which  approach  it  from  several  different  angles:  

 

-­‐ Do  the  mental  health  professionals  involved  in  this  piece  of  research  experience  or  

perceive  clinical  uncertainty  in  the  assessment  of  autism  in  deaf  children?  If  so,  what   are  the  main  challenges  that  cause  this?    

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