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MI004 MINIATURISED, HIGH PERFORMANCE FERROELECTRIC AND PIEZOELECTRIC

THIN FILM DEVICES

M. Klee1, W. Keur1, R. Mauczok1, H. van Esch1, M. de Wild1, J. Liu2, A. Roest2, K. Reimann2, Ch. Renders2, L. Peters2, M.P.J. Tiggelman2, O. Wunnicke2, K. Neumann3

1 Philips Research Laboratories Eindhoven, High Tech Campus 4, 5656 AA Eindhoven, The Netherlands

2 NXP Semiconductors, High Tech Campus 4, 5656 AA Eindhoven, The Netherlands

3 NXP Semiconductors, Hamburg, Germany

Abstract — Thin film ferroelectric capacitors

have been integrated with resistors and active functions such as ESD protection into small, miniaturized modules, which enable a board space saving of up to 80%. With the optimum materials and processes, integrated capaci-tors with capacitance densities of up to 100 nF/mm2 and

breakdown voltages of exceeding 90 V have been

achieved. The integration of these high density capacitors with extremely high breakdown voltage is a revolution in the world of passive components and has not yet been achieved in any other passive integration technology. Furthermore, thin film tunable capacitors based on bar-ium strontbar-ium titanate with high tuning range and high quality factor at 1 GHz have been demonstrated. Finally, piezoelectric thin films for piezoelectric switches with high switching speed have been realized.

INTRODUCTION

Ferroelectric and piezoelectric thin films are gaining more and more importance for the integration of high performance functions such as passive functions with active functions in miniaturized modules [1,2,3,4]. Di-electric, ferroelectric and piezoelectric thin films are ex-cellently suited to realize System in Package (SiP) de-vices, which are multifunctional modules, where individ-ual functions are implemented in their optimum technol-ogy with respect to performance, size, and cost. SiP plays especially a role for devices based on non-traditional ma-terials and processes, which are not available in standard CMOS technologies and is thus a complementary tech-nology to system-on-chip which follows the CMOS roadmap as predicted by Moore’s law.

Small sized system in package devices, making use of ferroelectric and piezoelectric thin films will be discussed.

INTEGRATED DISCRETES MODULES WITH HIGH PERFORMANCE INTEGRATED PASSIVES We have opened the way for integrated passive functions such as capacitors and resistors with active functions such as ESD protection diodes in one integrated module [1,2]. This integration of ferroelectric capacitors with resistors and ESD protection diodes in a small chip-scale package enables a board space saving of up to 80%. The devices are realized by integration of Zener diodes in highly doped silicon substrates. With optimum design and processing, the diodes can withstand pulses of 8, 12 and 16 kV. These ESD protection diodes protect

downstream ICs from electrostatic discharge. On top of the Si substrate thin film metal – isolator – metal (MIM) capacitors are integrated together with thin film resistors. The integration of the MIM capacitor enables high design flexibility : Floating coupling capacitors and shunt capacitors can be realized. These capacitors make use of lead titanate zirconate thin films. The films are processed on Ti/Pt electrodes by spin-on technology. The

ferroelectric thin films have a typical thickness of 270– 400 nm. On top of the ferroelectric thin films, thin film metal layers are deposited and lithographically patterned. They enable the processing of resistors of 50 Ohm up to several hundred kOhm. A special feature of the

integration process is that not only ferroelectric MIM capacitors have been integrated with resistors and ESD protection diodes. In an extension of the process technology also stacking of the several ferroelectric capacitors has been realized. The stacking and

connecting in parallel enables on the one hand a strong increase of the capacitance density of the MIMIM thin film integrated capacitors. On the other hand it offers a three-dimensional integration and an extremely high integration density. An example of stacked ferroelectric MIMIM capacitors on Si substrates with integrated active functions is shown in figures 1 and 2. The combination of three TEM dark field images (in red, green and blue) highlights the columnar growth of the ferroelectric thin films with (lateral) column widths in the range 100–300 nm.

TE

high-k dielectric

CE

high-k dielectric

BE

TE

high-k dielectric

CE

high-k dielectric

BE

Figure 1. SEM micrograph of a stacked ferroelectric ca-pacitor: The cross-section shows two layers with high relative permittivity sandwiched between the bottom electrode (BE) and the top electrode (TE) and a shared center electrode (CE).

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Figure 2. Combination of three TEM dark field images of a stacked ferroelectric capacitor with high relative permittivity. The high-K layers are sandwiched between the bottom electrode (BE), the top electrode (TE) and a

shared center electrode (CE ). o seen. Thin film capacitors realized in the 1st generation devices

have typical dielectric thickness of 0.27–0.4 um, relative permittivities of 850–1050, and capacitance densities of 23-30 nF/mm2. These first generation thin film capacitors integrated with resistors and ESD protection diodes, which are realized in our process offer high performance products, comprising for example low pass filters with ESD protection diodes.

With modification of the process and stacking of two capacitors on top of each other, integrated thin film capacitors have been achieved which show relative permittivities of up to 1600 and capacitance densities of 80–100 nF/mm2. Stacking of thin film capacitors has been demonstrated by other groups for Ba1-xSrxTiO3 thin films as well as for lanthanum doped PbZrxTi1-xO3 films. Stacked PLZT capacitors, applying extremely thin PLZT (12/30/70) films with 50 nm thickness to achieve high capacitances of up to 500 nF have been reported in ref. 5. The capacitors developed in our process show besides the extremely high capacitance density, also extremely high breakdown voltages and breakdown fields have been achieved for these thin film integrated capacitors. For the thin film capacitors with capacitance densities of

20 nF/mm2 and thickness of 400 nm, a relative permittivity of 950, a breakdown voltage of 140 V corresponding with a breakdown field of 3.5 MV/cm is obtained. For stacked capacitors with 360 nm and 270 nm thickness and relative permittivities of 1600, capacitance densities of 80 nF/mm2 and 100 nF/mm2 were measured with breakdown voltages of 120 and 90 V, which corresponds with breakdown fields of 3.3 MV/cm. The extremely high capacitance density of 100 nF/mm2 for the integrated thin film capacitor and the high breakdown voltage of 90 V is a revolution in the world of integration of passive components and has not yet been reported for any other passive integration technology. The devices are developed for numerous applications and require typical operation voltages of 3 to 5 V and a lifetime of 10 years at 85°C. For this reason, we intensively investigated the lifetime of our capacitors under dc bias. Accelerated

lifetime tests (ALT) have been applied to determine the lifetime of the various capacitors. The end of life of the capacitors was determined as the time where the leakage current has been increased by one order of magnitude, which is a much more conservative lifetime definition than the lifetimes obtained by time dependent breakdown measurements. The field dependence of the lifetime for 20 nF/mm2 capacitors at elevated temperatures of 210 to 290°C has been studied. On an Arrhenius plot, lifetime versus 1/T, an exponential behavior t~exp(Eact/kT) with a field dependent activation energy, Eact, of 1.6–1.1 eV for 75–250 kV/cm has been determined (see ref. 3).

Extrapolation of the lifetime to 85°C, results for

capacitors with 20 nF/mm2 in more than 10 years lifetime for voltages as high as 10 V (250 kV/cm). Besides the lifetime data for 20 nF/mm2 capacitors, we studied also the lifetime of 80 and 100 nF/mm2 capacitors. The lifetime at 85°C and 5 V for stacked capacitors with 80 nF/mm2, processed from 370 nm thick dielectrics with relative permittivities of 1600 has been extrapolated down from high temperature data. For 80 nF/mm2 stacked capacitors, lifetimes of 70 years at 5V and 85oC have been determined. For stacked capacitors with 270 nm dielectric thickness, and a dielectric layer with a relative permittivity of 1600 and 100 nF/mm2, a lifetime of 13 years at 85oC and 5 V has been extrapolated. These data show, that the integrated capacitors developed here with capacitance densities of 20–100 nF/mm2 offer at operating voltages of 5 V and operating temperatures of up to 85oC a lifetime of more than 10 years. More details on the lifetime data are reported in reference 6.

INTEGRATED TUNEABLE CAPACITORS FOR MATCHING NETWORKS AND TUNABLE FILTERS Tunable capacitors based e.g. on paraelectric thin films with perovskite or pyrochlore lattice are getting more and more relevance for miniaturized adaptive impedance matching networks, tunable filters, voltage controlled oscillators or phase shifters [7,8,9]. Ba1-xSrxTiO3 thin

films with x = 0–1 see ref. 10,11, as well as

Bi1.5Zn1.0Nb1.5O7, see ref. 12, are investigated. For Ba 1-xSrxTiO3 thin films with x = 0.5, which are deposited by sputtering with a typical thickness of 100–150 nm on sapphire substrates, dependent on the sputter conditions, relative permittivities of 135–571 (at 0 bias) and maxi-mum tuning ranges of 73–91% are reported at 2.9 MV/cm and 100 MHz (see ref. 10). For these tunable capacitors quality factors of 40–160 at 1 MHz are re-ported. The capacitors are successfully applied in tun-able filters (see ref. 12).

Besides Ba1-xSrxTiO3, Bi1.5Zn1.0Nb1.5O7 thin films crys-tallizing in the pyrochlore phase are investigated for tun-able capacitors (see ref. 12). Thin films with thickness of 300–330 nm are deposited by sputtering on glass sub-strates with a Ti/Pt electrode. Au top electrodes are ap-plied on the dielectric thin film. Relative permittivities of 185, tunability of 44% at 1 MV/cm and quality factors

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above 100 up to 5 GHz for capacitors with 64 um2 ca-pacitance area are reported.

We have investigated Ba1-xSrxTiO3 thin films with x = 0–0.5, which are deposited on Si-substrates with Ti/Pt or Pt or Pt/Au/Pt electrodes. The barium strontium titan-ate thin films are grown by spin-on processing at tem-peratures of 680–740oC. As highly conductive top elec-trodes Au or Pt/Au elecelec-trodes are applied. All the layers are lithographically patterned using dry etching processes. The Ba1-xSrxTiO3 thin films grow polycrystalline with grain sizes of 20 - 40 nm on top of the Pt electrodes. Whereas processing of BST films on Ti/Pt bottom elec-trodes results in a TiO2 dead interface layer at the Pt electrode, homogeneous dense films with a sharp Pt – BST interface could be processed on Pt electrodes with-out Ti adhesion layer (see fig. 3).

Figure 3. TEM image of a Ba1-xSrxTiO3 thin film grown

on top of a Pt bottom electrode. EDAX analysis (see figure . 4) confirmed that no TiO2

interface layer between the BST film and the Pt electrode is formed.

With these thin films, showing typical thickness of 80–130 nm, relative permittivities of 400 (measured at 1 MHz), corresponding with capacitance densities of

30 nF/mm2 and tuning ranges of 75% at 1 MHz and

1 MV/cm have been achieved. These high quality thin

films show at operating voltages of 3 V already

tunabilities of 35% (see fig. 5).

Figure 4. EDAX analysis of the interface of the Ba1-xSrxTiO3 thin film grown on top of a Pt bottom elec-trode.

Figure 4. Effective relative permittivity as a function of dc field for a Ba1-xSrxTiO3 thin film grown on top of a Pt bottom electrode

The thin film capacitors with BST thin film grown on top of Pt bottom electrodes and Pt/Au top electrodes can show quality factors above 50 at 1 GHz.

PIEZOELECTRIC THIN FILM SWITCHES Piezoelectric thin film switches are of relevance for mo-bile communication applications since they enable gal-vanic switches for a large bandwidth operation. Further-more, they offer large deflections at low voltages and thus high isolation in the open state. Furthermore piezoe-lectric switches show high switching speeds.

We have realized thin film piezoelectric actuators on top of a metal contact (see fig. 5).

These piezoelectric actuators show deflections of

1 um/V for piezoelectric beams of 320 um length.

Switching speeds of 5–20 us have been demonstrated. More details are reported in ref. 13.

Figure 5 Piezoelectric beam suspended over a metal con-tact.

CONCLUSIONS

Ferroelectric thin film devices based on lead titanate zirconate are investigated for integrated capacitors. They enable a new platform of integration of passive with active functions with integrated capacitors, resistors and ESD protection diodes in small chip-scale package modules. These modules offer a board space saving of up

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to 80% and play an important role in today’s and future generation mobile communication systems. Capacitors

with capacitance densities of 20–100 nF/mm2 and

breakdown voltages of 90–150 V have been realized. These high performance capacitors have been integrated with high performance resistors and ESD protection diodes. These ferroelectric thin film capacitors with high

capacitance density of up to 100 nF/mm2 and high

breakdown voltages of more than 90 V are a revolution in the world of passive components and are not reported by any other passive integration technology. These capacitors offer lifetimes of more than 10 years at 5 V operating voltage and 85°C. This new class of High-K Integrated Discretes devices is running in mass-production at NXP Semiconductors.

Dielectric layers based on Ba1-xSrxTiO3, which are processed on Pt electrodes, enable tunable capacitors with relative permittivities of 400, more than 35% tuning at only 3 V and high quality factors above 30 at 1 GHz. These devices are attractive for adaptive impedance matching networks and tunable filters.

Piezoelectric thin films are investigated for galvanic switches. Thin film switches with large deflection of 1um/V and high switching speeds 5–20 us have been demonstrated.

ACKNOWLEDGEMENTS

This work was supported in parts by the EU, project NANOSTAR.

Thanks are due to M. Vervest, J. van Berkum, M. Kaiser, H. Nulens, R. Bakker, P. Graat, J. Wondergem, P. Rommers for the analytical studies of our thin films.

REFERENCES

[1] M. Klee, D. Beelen, W. Keur, R. Kiewitt, B. Kumar, R. Mauczok, K. Reimann, Ch. Renders, A. Roest, F. Roozeboom, P. Steeneken, M. Tiggelman, F. Vanhelmont, O. Wunnicke, P. Lok, K. Neumann, J. Fraser and G. Schmitz, IEEE Proceedings of the International Symposium on Applications of Ferroelectrics 9, 2007

[2] M. Klee, U. Mackens, R. Kiewitt, G. Greuel, C. Metzmacher, Philips Journal of Research, 51, 363-387 (1998)

[3] A. Roest, K. Reimann, M. Klee, proceedings of the ESSDERC, 2007

[4] E. Bouyssou, R. Jérisian, N. Cézac, P. Leduc, G. Guégan, and C. Anceau, Material Science and

Engineering B, 118, 2005, pp. 28–33.

[5} G. L. Brennecka, C. M. Parish, B. A. Tuttle, L.N. Brewer, proceedings of Materials Research Society Conference Boston , vol 23, 176, 2008

[6] A. Roest, K. Reimann, L Peters, M. Klee, R. Mauczok, W. Keur, proceedings of the International Symposium on Applications of Ferroelectrics 2008

[7] I. Vendik, O. Vendik, V. Pleskachev,A. Svischchev, R. Woerdenweber, IEEE MTT –S Digest, vol.3, 1461-1464, 2001

[8] L.Y. V. Chen, R. Forse, D. chase, R.A. York, IEEE MTT-S-Digest, 2004

[9] Q. Meng, IEEE Microwave and wireless components letters, 16, 6, 2006

[10]N.K. Pervez , IEEE International Ultrasonics, Ferroelectrics, and Frequency Control pp. 278-280, 2004

[11] A. Vorobiev, J. Berge, S. Gevorgian, Thin Solid Films, 515, 6606 (2007)

[12]J. Park , IEEE Proceedings of the International Symposium on Applications of Ferroelectrics, 2006 [12]M.K. Roy, IEEE Proceedings of the International

Symposium on Applications of Ferroelectrics, 2006 [13] O. Wunnicke, M. Klee, K. Reimann, Ch. Renders, H. Van Esch, W. Keur, J. Zhao, M. de Wild, A. Roest, proceedings of ISAF 2008

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