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;PFGSXGSR0 5CIUGMGPKPI0 2IGPFCPVOOGS0
?GSQSFGPKPI SKQQKJGHHKPI IGOGGPUG 2TUGP (&(&
'& FGEGODGS(&'/ !#"!""!
5G SCCFWCP FG IGOGGPUG2TUGP1
IGNGYGP JGUWQQSTUGN WCP JGU EQNNGIG WCP DVSIGOGGTUGSGP XGUJQVFGST WCP '- QMUQDGS(&'/1 IGJQQSF JGUCFWKGTWCP FG 4QOOKTTKG2NIGOGPG ACMGP GP 4QPUSQN WCP (.PQWGODGS (&'/1 IGNGU QRCSUKMGN ((.C WCP FG 7GOGGPUGXGU1
DGTNVKU0
WCTUUG TUGNNGP FG?GSQSFGPKPI SKQQNJGHHKPI IGOGGPUG2TUGP (&(&%
+LNDF@G " ,@BLDKMJHM>CLDEPDIB@I 5GYGWGSQSFGPKPI WGSTUCCUQPFGS0
C% QPSQGSGPFG YCCM0 FG QPSQGSGPFGYCMGP CNT DGFQGNF KP JQQHFTUVM999 WCP FG @GU XCCSFGSKPI QPSQGSGPFGYCMGP1
D% IGOGGPUGNKLMG SKQKGSKPI0 GGPWQQSYKGPKPI QHEQODKPCUKGWCP WQQSYKGPKPIGP WQQS KPYCOGNKPI#WGSXGSMKPI# YVKWGSKPI QHUSCPTRQSUWCP CHWCNXCUGS# JGOGNXCUGSQH ISQPFXCUGS1
E% WGSDSVKMTRGSKQFG0 FG RGSKQFGXCCSQR FGCHSGMGPKPI WCP JGU XCUGSDGFSKLHDGUSGMMKPI JGGHU1
F% XCUGS0 JVKTJQVFGNKLM CHWCKXCUGS# DGFSKLHTCHWCNXCUGS# JGOGNXCUGS# ISQPFXCUGS# QH QRRGSWNCMUGXCUGS1
G% @;A$XCCSFG0 FG QRFG WQGU WCP JQQHFTUVM9? WCP FG@GU @;A WQQSJGU MCNGPFGSLCCS#
CNT DGFQGNF KP CSUKMGN -# WQQSFG QPSQGSGPFGYCCMWCTUIGTUGNFGXCCSFG% 9PFKGP OGU DGUSGMMKPIUQU GGP QPSQGSGPFGYCCMIGGP XCCSFGQR FG WQGUWCP JQQHFTUVM 9?WCP FG
@GU@;A KTWCTUIGTUGNF# KTFG XCCSFG FG OGU QWGSGGPMQOTUKIGUQGRCTTKPIWCP JGU DGRCCNFGDKL QHMSCEJUGPT FG CSUKMGNGP '-# '. GP (&#UXGGFG NKF# WCP FG @GU @;A WCTUIGTUGNFGXCCSFG%
+LNDF@G # +<L? P<I ?@=@G<MNDIB
;PFGS FG PCCO SKQQNJGHHKPI XQSFU GGP FKSGEUG DGNCTUKPI IGJGWGP UGSDGTUSKLFKPI WCP FG MQTUGP FKGWQQSFG IGOGGPUG WGSDQPFGP YKLP CCP0
C% FG KPYCOGNKPI GP JGUUSCPTRQSU WCP JVKTJQVFGNKLMCHWCNXCUGSGP DGFSKLHTCHWCNXCUGS#
CNTOGFG FG YVKWGSKPI WCP JVKTJQVFGNKLMCHWCNXCUGS1 GP
D% FG KPYCOGNKPI WCP CHWNQGKGPF JGOGNXCUGSGP FGWGSXGSMKPI WCP JGUKPIGYCOGNFG JGOGNXCUGS# CNTOGFG JGUUSGHHGP WCP OCCUSGIGNGPUGPGKPFG TUSVEUVSGGNPCFGNKIG
IGWQNIGP WCP FG ISQPFXCUGSTUCPF WQQSFG CCP FG ISQPF IGIGWGP DGTUGOOKPI YQWGGN OQIGNKLMUG WQQSMQOGP QHUG DGRGSMGP%
+LNDF@G $ ,@G<MN=<<LA@DN @I=@G<MNDIBKGD>CN '% 5G DGNCTUKPIXQSFU IGJGWGP0
C% WCP FGIGPG FKG DKL JGUDGIKP WCP JGU DGNCTUKPILCCSJGU IGPQU JGGHU MSCEJUGPT GKIGPFQO# DGYKU QHDGRGSMU SGEJUWCP GGP QPSQGSGPFGYCCM# WGSFGSUG PQGOGP0 GKIGPCSGPFGGN1 GP
D% WCP FGIGDSVKMGSWCP GGP QPSQGSGPFG YCCMWCP XCCSVKUFKSGEUQHKPFKSGEUQR FG IGOGGPUGNKLMG SKQNGSKPI XQSFU CHIGWQGSF# WGSFGSUG PQGOGP0 IGDSVKMGSTFGGN%
(% ?QQS JGU GKIGPCSGPFGGNXQSFU# CNT JGU RGSEGGN GGP QPSQGSGPFG YCCM KT# CNT
IGPQUJGDDGPFG MSCEJUGPTGKIGPFQO# DGYKU QHDGRGSMU SGEJUCCPIGOGSMUFGIGPG FKG DKL JGUDGIKP WCP JGU DGNCTUKPILCCSCNT YQFCPKI KP FG DCTKTSGIKTUSCUKG MCFCTUGSKTWGSOGNF#
UGPYKL DNKLMU FCUJKL QRFCUUKLFTUKR IGGP IGPQUJGDDGPFG MSCEJUGPTGKIGPFQO# DGYKUQH DGRGSMUSGEJU KT%
)% ?QQS JGUIGDSVKMGSTFGGN XQSFU0
C% IGDSVKMWCP GGP RGSEGGN FQQSFG NGFGP WCP GGP JVKTJQVFGP CCPIGOGSMUCNTIGDSVKM FQQS JGUFQQSFG KP CSUKMGN ()(# WKGSFG NKF# QPFGSFGGNC# WCP FG7GOGGPUGXGU DGFQGNFGIGOGGPUGCODUGPCCS CCPIGXGYGP NKF WCP FCUJVKTJQVFGP1
D% IGDSVKMFQQSFGIGPG CCP XKG GGP FGGN WCP GGP RGSEGGNKP IGDSVKM KTIGIGWGP#
CCPIGOGSMUCNT IGDSVKMFQQSFGIGPG FKGFCU FGGN KP IGDSVKM JGGHUIGIGWGP1 E% JGUUGSDGTEJKMMKPI TUGNNGP WCP GGP RGSEGGN WQQSWQNIUKLFKI IGDSVKMCCPIGOGSMUCNT
IGDSVKMFQQSFGIGPG FKGFCU RGSEGGNUGS DGTEJKMMKPIJGGHU IGTUGNF%
+LNDF@G % 2<<NMN<AP<I C@AADIB
'% 8GU GKIGPCSGPFGGNXQSFU IGJGWGP PCCSGGPWCTU DGFSCI RGSQPSQGSGPFG YCCM%
(% 8GU IGDSVKMGSTFGGNXQSFU IGJGWGP PCCSJGUCCPUCN MVDKGMG OGUGSTXCUGSFCUWCPVKUFG QPSQGSGPFGYCCMXQSFU CHIGWQGSF%
)% 8GU CCPUCNMVDKGMG OGUGSTXCUGSXQSFUIGTUGNF QR JGUCCPUCNMVDKGMG OGUGST
NGKFKPIXCUGS# ISQPFXCUGSGP QRRGSWNCMUGXCUGSFCU KPFG NCCUTUGCCP JGU DGIKP WCP JGU DGNCTUKPILCCSWQQSCHICCPFG WGSDSVKMTRGSKQFGPCCS JGU RGSEGGN KTUQGIGWQGSF QH QRIGRQORU% 9PIGWCN FG WGSDSVKMTRGSKQFG PKGUIGNKLM KTCCP GGP RGSKQFGWCP UXCCNH OCCPFGP#XQSFU FG JQGWGGNJGKF XCUGSFQQS JGSNGKFKPI PCCSUKLFTIGNCPI DGRCCNF% 3KL FKG JGSNGKFKPI XQSFUGGP IGFGGNUGWCP GGP MCNGPFGSOCCPFWQQSGGP WQNNG OCCPF IGSGMGPF%
*% 9P IGWCN IGDSVKMXQSFU IGOCCMUWCP GGP RQORKPTUCNNCUKG OQGUFKG RQORKPTUCNNCUKG YKLP WQQSYKGP WCP GGP0
C% XCUGSOGUGS# XCCSWCP FG JQGWGGNJGKFQRIGRQORUXCUGSMCP XQSFGP CHIGNGYGP# QH D% DGFSKLHTVSGPUGNNGS# XCCSWCP JGUCCPUCN VSGP FCUGGP RQORKPTUCNNCUKG OGUWCTUG
ECRCEKUGKU KP DGFSKLHKT IGXGGTU MCP XQSFGP CHIGNGYGP%
5GGGSTUGWQNYKP KT PKGU WCP UQGRCTTKPI KPFKGP WCTUTUGNNKPI WCPFG JQGWGGNJGKF QRIGRQORU XCUGSIGTEJKGFUQR ISQPF WCP GPKIG CPFGSGXGUUGNKLMG DGRCNKPI%
+% 5GQR FGWQGUWCP JGU FGSFGNKF DGSGMGPFG JQGWGGNJGKF UQGIGWQGSF QHIGRQORUXCUGS XQSFUWGSOKPFGSF OGU FG JQGWGGNJGKFXCUGSFKG PKGU KTCHIGWQGSF%
,% ?QQSYQWGSFG IGIGWGPTCNT DGFQGNF KP JGU UXGGFG# FGSFGGP WKGSFG NKF WCP FKUCSUKMGN PKGU DGMGPFYKLP# XQSFU JGUXCUGSWGSDSVKM FQQSFG KP CSUKMGN ()(# WKGSFG NKF# QPFGSFGGN C# WCP FG7GOGGPUGXGUDGFQGNFG CODUGPCCSWCTUIGTUGNF QR DCTKTWCP JGU XCUGSWGSDSVKMKP WGSIGNKLMDCSG IGWCNNGP%
-% 9P CHXKLMKPIWCP FGWQQSICCPFG NGFGP WCP FKU CSUKMGNXQSFU DKL KPEKFGPUGNGNQYKPIGP WCP DGRGSMUG FVVS# FCCSXCCSJGU ICCU QO OCEJKPCCNNQYGP WCP XCUGSVKU DQVXRVUUGP QR FG
IGOGGPUGNKLMG SKQNGSKPI# JGUYKL FKSGEU# JGUYKL KPFKSGEU# JGU IGDSVKMGSTFGGNIGJGWGP RGS NQYKPITRVPU%
+LNDF@G& ,@G<MNDIBN<LD@P@I
'% 8GUUCSKGHWQQS JGUGKIGPCSGPFGGN DGFSCCIU\ ()*#&& RGSLCCS%
(% 9P CHXKLMKPIWCP JGUGGSTUG NKF# DGFSCCIUJGUUCSKGHWQQSJGU GKIGPCSGPFGGN KPFKGPTRSCMG KTWCP GGP QPIGDQVXFGQPSQGSGPFG YCCMQHKPFKGP TRSCMG KTWCP GGP DGDQVXFG
QPSQGSGPFG YCCMOGU GGP DSVUQWNQGSQRRGSWNCMWCP OKPFGSFCP *& O(# \+.#+& RGSLCCS%
)% 8GUUCSKGHWQQSJGUIGDSVKMGSTFGGN DGFSCCIU WQQSGNMG WQNNG GGPJGKF WCP +&& MVDKGMG OGUGSTXCUGS# DKL GGP JQGWGGNJGKF XCUGS# RGSLCCS0
C% WCP +&& OB UQU '+%&&& O) \ '-,#*(
D% '+%&&& O) QHOGGS \..#,&
+LNDF@G '9LDEMN@GGDIB@I
5GDGNCTUKPI XQSFU PKGU IGJGWGP WCP0
C% TUSCCUOGVDKNCKS# XCCSQPFGS DGISGRGPCNNG YQFCPKIGIGDQVXFG GKIGPFQOOGP $ PKGUYKLPFG IGDQVXGP $XGNMGYKLP IGRNCCUTUUGP IGSKGWG QHKP JGU DGNCPI WCP JGU RVDNKGM#UGP FKGPTUG WCP JGUWGSMGGSQHUGSWGSHSCCKKPI WCP FG IGOGGPUG#YQCNT NKEJUOCTUGP#
WGSMGGSTKPTUCNNCUKGT# TUCPFDGGNFGP# OQPVOGPUGP# HQPUGKPGP# DCPMGP# CDSK T# JGMMGP GP RCNGP1
D% RNCPUTQGPGP# RCSMGP GP XCUGSRCSUKLGP# FKGDKL FGIGOGGPUG KPDGJGGSYKLP QHXCCSWCP FG IGOGGPUG JGUIGPQUJGGHU MSCEJUGPT GKIGPFQO# DGYKUQH DGRGSMUSGEJU# OGU VKUYQPFGSKPI WCP FGNGP WCP YQFCPKIGQPSQGSGPFGYCMGP FKGFKGPGP CNT XQPKPI1
E% DGISCCHRNCCUTGP# VSPGPUVKPGP GPESGOCUQSKC# OGU VKUYQPFGSKPI WCP FGNGPWCP YQFCPKIG QPSQGSGPFG YCMGP FKG FKGPGP CNTXQPKPI1
F% QPSQGSGPFGYCMGP XCCSWQQSOGU DGUSGMMKPIUQU JGU DGNCTUKPILCCSDGFQGNF KP CSUKMGN- GGP
@;A$XCCSFG KTWCTUIGTUGNF NCIGS FCP\ +%&&&#&&%
+LNDF@G ( ,@G<MNDIBE<<L
8GUDGNCTUKPILCCS KTIGNKLMCCP JGU MCNGPFGSLCCS%
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5GDGNCTUKPI XQSFUIGJGWGP DKL XGIG WCP CCPTNCI%
+LNDF@G* 4INMN<<I P<I ?@ =@G<MNDIBM>COG? @IC@AADIB I<<LNDE?MB@G<IB '% 5G DGNCTUKPI KTWGSTEJVNFKIF DKL JGU DGIKP WCP JGU DGNCTUKPILCCSQHWQQSJGU
IGDSVKMGSTFGGN# YQ FKU NCUGSKT# DKL FG CCPWCPI WCP FG DGNCTUKPIRNKEJU%
(% 9PFKGP FG DGNCTUKPIRNKEJU OGU DGUSGMMKPI UQUJGURGSEGGN WQQS JGU IGDSVKMGSTFGGN KP FG NQQRWCP JGU DGNCTUKPILCCSCCPWCPIU# KT FG DGNCTUKPI WGSTEJVNFKIF QWGSYQWGGN UXCCNHFG IGFGGNUGWCP JGU WQQSFCULCCSWGSTEJVNFKIFG IGDSVKMGSTFGGNCNT GSKP FCULCCS# PC FG CCPWCPIWCP FG DGNCTUKPIRNKEJU# PQI WQNNG MCNGPFGSOCCPFGP QWGSDNKLWGP%
)% 9PFKGP FG DGNCTUKPIRNKEJU OGU DGUSGMMKPI UQUJGURGSEGGN WQQS JGU IGDSVKMGSTFGGN KPFG NQQRWCP JGU DGNCTUKPILCCSGKPFKIU# DGTUCCUCCPTRSCCM QR QPUJGHHKPIWQQSYQWGGN UXCCNHFG IGFGGNUGP WCP JGUWQQSFCULCCSWGSTEJVNFKIFG IGDSVKMGSTFGGNCNT GSKP FCULCCS# PC JGU GKPFGWCP FG DGNCTUKPIRNKEJU# PQI WQNNG MCNGPFGSOCCPFGP QWGSDNKLWGP%
*% 8GUUXGGFG GP FGSFG NKF YKLP PKGUWCPUQGRCTTKPI KPFKGP FG DGNCTUKPIRNKEJUKIG DKPPGP FG IGOGGPUG WGSJVKTUGP CNFCCSGGP CPFGSDGNCTUKPIQDLGEU KP IGDSVKMPGGOU%
#
$
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'% 9P CHXKLMKPI WCP CSUKMGN /# GGSTUG NKF# WCP FG 9PWQSFGSKPITXGU'//& OQGU!GP" FG CCPTNCI!GP" XQSFGP DGUCCNF KPUXGG IGNKLMGUGSOKLPGP XCCSWCP FG GGSTUGWGSWCNU QRFG NCCUTUG FCI WCP FG OCCPF WQNIGPFQR FG OCCPF FKG KP FG FCIUGMGPKPI WCP JGU
CCPTNCIDKNLGUKT WGSOGNFGP FGUXGGFG UXGGOCCPFGP NCUGS%
8GU DGFSCI KPYCMGGGP DGTUVVSNKLMG DQGUG OQGUXQSFGP DGUCCNF KPUXGG IGNKLMGUGSOKLPGP XCCSWCP FG GGSTUGWGSWCNU QR FG NCCUTUG FCI WCP FG OCCPFWQNIGPF QR FG OCCPF FKG KP FGFCIUGMGPKPI WCP JGU CCPTNCIDKNLGUKTWGSOGNF GP FG UXGGFGUXGG OCCPFGP NCUGS%
9P CHXKLMKPI WCP JGU GGSTUG GP UXGGFG GP NKF OQGUGP# KPFKGP GGPOCEJUKIKPIWQQS CVUQOCUKTEJGKPECTTQ KTCHIGIGWGP GP YQNCPI FG WGSTEJVNFKIFG DGFSCIGPWKC
CVUQOCUKTEJGKPECTTQ MVPPGP XQSFGP CHIGTEJSGWGP# FG CCPTNCI!GP" GP FG DGTUVVSNKLMG DQGUG!T" XQSFGP DGUCCNF KPUKGP IGNKLMG OCCPFGNKLMTGUGSOKLPGP XCCSWCP FG GGSTUG WGSWCNUQR FG NCCUTUG FCI WCP FG OCCPF WQNIGPF QR FKGWCP FGFCIUGMGPKPI WCP JGU CCPTNCIDKNLGUGP FGWQNIGPFGUGSOKLPGPUGNMGPT GGP OCCPF NCUGS%
9P CHXKLMKPIWCP JGU FGSFG NKF KTDGUCNKPI WKC CVUQOCUKTEJG KPECTTQ CNNGGP OQIGNKLM WQQS YQWGSJGUUQUCCNDGFSCI WCP FG QRZZP CCPTNCIDKNLGUWGSGPKIFG DGNCTUKPICCPTNCIGP GP DGTUVVSNKLMG DQGUGTOKPFGS KTFCP \+%&&&#&&%
5G 2NIGOGPG>GSOKLPGPXGUKT PKGUWCP UQGRCTTKPIQR FG KPFGWQQSICCPFG NGFGPIGTUGNFG UGSOKLPGP%
*%
+%
+LNDF@G "" 3<?@L@ L@B@GM ?JJLC@N-<B@GDEFM =@MNOOL
8GU 5CIGNKLMT 3GTUVVSWCP FG 3GNCTUKPITCOGPXGSMKPI ;QTU$3SCDCPUMCP PCFGSGSGIGNTIGWGP OGU DGUSGMMKPI UQUFG JGHHKPI GP FG KPWQSFGSKPI WCP FG SKQQNJGHHKPI%
+LNDF@G "#0IQ@LFDIBNL@?DIB
'% 5G ?GSQSFGPKPI <KQQNJGHHKPIIGOGGPUG2TUGP (&'/ WCP '' FGEGODGS (&'.# XQSFU KPIGUSQMMGP OGUKPICPI WCP FG KP JGU FGSFG NKF IGPQGOFG FCUVOWCP KPICPI WCPFG JGHHKPI# OGU FKGPWGSTUCPFGFCUYKL WCPUQGRCTTKPI DNKLHU QRFG DGNCTUDCSGHGKUGP FKGYKEJ WQQSFKGFCUVO JGDDGP WQQSIGFCCP%
(% 5GYG WGSQSFGPKPI USGGFUKPXGSMKPI OGU KPICPI WCP FGGGSTUG FCI PC FKGWCP DGMGPFOCMKPI%
)% 5G FCUVO WCP KPICPIWCP JGHHKPI KT 'LCPVCSK (&(&%
*% 5GYG WGSQSFGPKPI MCP XQSFGP CCPIGJCCNF CNT ?GSQSFGPKPI SKQQNJGHHKPI IGOGGPUG 2TUGP (&(& %
2NFVTWCTUIGTUGNF KP FG QRGPDCSGWGSICFGSKPI WCP FG SCCF WCP FGIGOGGPUG 2TUGP WCP '& FGEGODGS(&'/%
5G SCCFWQQSPQGOF%
WQQSYKUUGS#
OS% 8%7% ?QT :X% WCP 6SR$=QPPGOCPT
