! "#
A^VWIR
3)),4*-406.5
0>@>KN>JHJ=>GBG@ @>F>>GL> )KL>G ! !
9::DGMFF>J! ( # (%
>RHIUZIUT0 5EKWIOIRMRK0 2KIRHERXQQIU0
;IKIVYIUSUHIRMRK%KIQIIRWI% 2VWIR%(&(&
'&%HIGIQFIU%(&'/ '/%'(%'&
5I%UEEH%YER%HI%KIQIIRWI%2VWIR1
KIPI\IR%LIW%YSSUVWIP%YER%LIW%GSPPIKI%YER%FXUKIQIIVWIU%IR%ZIWLSXHIUV%YER%'-%SOWSFIU%(&'/1 KILSSUH%LIW%EHYMIV%YER%HI%4SQQMVVMI%2PKIQIRI%DEOIR%IR%4SRWUSP%YER%(.%RSYIQFIU%(&'/1
KIPIW%ST%HI%EUWMOIPIR%'+,#%IIUVWI%IR%WZIIHI%PMH#%EERLIJ%IR%SRHIUHIIP%L#%IR%((/#%IIUVWI%PMH#% EERLIJ%IR%SRHIUHIIP%F#%YER%HI%7IQIIRWIZIW%IR%HI%EUWMOIPIR%(#%WZIIHI%PMH#%IR%-%YER%HI%
?EVTSSUWZIW1 FIVPXMW0
YEVW%WI%VWIPPIR%HI%;IKIVYIUSUHIRMRK%KIQIIRWI%2VWIR%(&(&%
)JLBD>E ,>?BGBLB>K
9R%HI\I%YIUSUHIRMRK%ZSUHW%YIUVWEER%SRHIU%0
$% HEK0%HI%TIUMSHI%YER%&&%&&%XXU%WSW%(*%&&%XXU#%ZEEUFMN%IIR%KIHIIPWI%YER%IIR%HEK%EPV% IIR%LIPI%HEK%ZSUHW%EERKIQIUOW1
$% NEEU0%LIW%WMNHYEO%HEW%PSSTW%YER%HI%R"%HEK%MR%IIR%OEPIRHIUNEEU%WSW%IR%QIW%HI% R$'!_%HEK% 9R%LIW%YSPKIRHI%OEPIRHIUNEEU1
OEPIRHIUNEEU0%HI%TIUMSHI%YER%'%NERXEUM%WSW%IR%QIW%)'%HIGIQFIU1
$% QEERH0%LIW%WMNHYEO%HEW%PSSTW%YER%R_%HEK%MR%IIR%OEPIRHIUQEERH%WSW%IR%QIW%HI% R$'!3% HEK%MR%HI%YSPKIRHI%OEPIRHIUQEERH#%QIW%HMIR%YIUVWERHI%HEW%EPV%HI%R_%HEK%MR%IIR% OEPIRHIUQEERH%)&%SJ%)'%NERXEUM%MV#%HI% R$'!_%HEK%MR%HI%YSPKIRHI%OEPIRHIUQEERH% EPWMNH%HI%PEEWVWI%HEK%YER%HI%QEERH%JIFUXEUM%MV1
$% ZIIO0%IIR%EERIIRKIVPSWIR%TIUMSHI%YER%\IYIR%HEKIR%
)JLBD>E ! *>E:KL;::J?>BL
'%% >RHIU%HI%REEQ%3PIKIV3%ZSUHIR%UIGLWIR%KILIYIR%YSSU0
E%% LIW%KIRSW%YER%HSSU%SJ%YERZIKI%LIW%KIQIIRWIFIVWXXU%YIUVWUIOWI%HMIRVWIR1
F%% LIW%YIUUMGLWIR%YER%LERHIPMRKIR%WIR%FILSIYI%YER%IIR%EERYUEEK%YER%IIR%=IHIUPERHVI% MHIRWMWIMWVOEEUW%SJ%IIR%UIMVHSGXQIRW1
IIR%IR%ERHIU%KIRSIQH%MR%HI\I%YIUSUHIRMRK%IR%HI%HEEUFMN%FILSUIRHI%WEUMIYIRWEFIP%
(%% 8IWKIIR%MR%HI\I%YIUSUHIRMRK%IR%HI%HEEUFMN%FILSUIRHI%WEUMIYIRWEFIP%MV%FITEEPH%SYIU%IIR%
=IHIUPERHVI%MHIRWMWIMWVOEEUW%YSSU%IIR%TIUVSSR%HMI%ST%LIW%QSQIRW%YER%HI%EERYUEEK%HI
PIIJWMNH YER EGLWWMIRNEEU RSK RMIW LIIJW FIUIMOW# MVYER SYIUIIROSQVWMKI WSITEVVMRK ST IIR YIUYERKIRHI =IHIUPERHVI MHIRWMWIMWVOEEUWYSSUTIUVSRIR QIWIIR XMWUIMVYIUFSH#
SRKIEGLWHI PIIJWMNH YER HI FIWUSOOIR TIUVSSR%
)JLBD>E " *>E:KLBG@IEB<AL
3IPEVWMRKTPMGLWMK MVHIEERYUEKIUYER HI HMIRVW# HI=IHIUPERHVI MHIRWMWIMWVOEEUW SJLIW UIMVHSGXQIRW#HER ZIP HIKIRIWIR FILSIYIYER ZMI HI HMIRVWMVYIUPIIRH SJHI LERHIPMRKIR
\MNR YIUUMGLW%
)JLBD>E #7JBCKL>EEBG@>G
;IKIVZSUHIR RMIW KILIYIR YSSU0
E% HMIRVWIR ZEEUYER HI OSVWIR OUEGLWIRVEJHIPMRK ,%* YER HICIWUXMQWIPMNOI SUHIRMRK KUSRHI[TPSMWEWMI! \MNR SJZSUHIR YIULEEPH1
F% HMIRVWIR HMI MRKIYSPKI ZIWWIPMNO YSSUVGLUMJW\MNR YUMNKIVWIPH YER UIGLWIRLIJJMRK SJ OSVWIPSSV QSIWIR ZSUHIR YIUPIIRH1
G% LIW UEEHTPIKIR YER HI FMNHI KIQIIRWI FIUXVWIRHI UIKMVWIUV# PIKKIUV IR TPEROEEUWIR YER HI 5MIRVW YER LIW:EHEVWIUIR HI STIRFEUI UIKMVWIUVHSSUEQFWIREUIR# MR HI XMWSIJIRMRK YER LXR JXRGWMI1
H% LIW MR FILERHIPMRK RIQIR YER EERYUEKIR YER YIUOPEUMRKIRSQWUIRW MROSQIR IR YIUQSKIR1
I% YSSULIW MR FILERHIPMRK RIQIR YER EERYUEKIR SQ IIR EERPIKYIUKXRRMRK EPV FIHSIPH MR EUWMOIP (%)%( YER HIWEUMIYIRWEFIP YSSU\SYIULIW HI REYSPKIRHI ZIUO\EEQLIHIR FIWUIJW0
EJKUEYIR# STLSKIR# YIUKUEYIR# IKEPMVIUIR YER KUSRHIR1 EERPIK# YIUFUIHIR SJYIUFIWIUIR YER VPSWIR IR KUITTIPV1 IUJFITPERWMRKIR1
TSIPEERPIK1
QIWZIPOI XMWYSIUMRK YER ZIUO\EEQLIHIR ZSUHWFMNKIHUEKIR EER OPIMRVGLEPMKI!
REWXXUSRWZMOOIPMRK%
J% YSSULIW MR FILERHIPMRK RIQIR YER EERYUEKIR SQIIR FIVGLMOOMRK EPV FIHSIPH MR EUWMOIP '%(&%(%* YER HIWEUMIYIRWEFIP YSSU \SYIUHI\I FIVGLMOOMRK ZSUHW EJKIKIYIRST KUSRH YER EUWMOIP )* YER 323C IR HI\IZSUHWEERKIYUEEKH YSSUHSSUHI KIQIIRWI
KIVXFVMHMIIUHI YIUOIIUVIHXGEWMITUSNIGWIR%
)JLBD>E $ 1::LKL:N>GN:G A>??BG@ >G L:JB>N>G
'% 5IPIKIV ZSUHIR KILIYIR REEUHI QEEWVWEYIR IR WEUMIYIR#STKIRSQIR MR HI FMNHI\I YIUSUHIRMRK FILSUIRHIWEUMIYIRWEFIP%
(% BSSU LIWMR FILERHIPMRK RIQIR YER IIR EERYUEEK WSW LIW RIQIR YER IIR
TUSNIGWXMWYSIUMRKVFIVPXMWEPV FIHSIPH MR EUWMOIP (%'& YERHI4UMVMV$ IR LIUVWIPZIWFIHUEEKW LIWWEUMIJHIVSQ YER HI FIHUEKIR HMI STKUSRH YER HI\IYIUSUHIRMRK YIUVGLXPHMKH
\SXHIR \MNR YSSU LIW MR FILERHIPMRK RIQIR YER IIR EERYUEEK WSWLIWYIUOUMNKIR YER IIR YIUKXRRMRK# SRWLIJJMRK# YUMNVWIPPMRK SJIRMK ERHIU FIVPXMW MR LIW OEHIUYER HISRWZMOOIPMRK IR YIUZI\IRPMNOMRK YER LIW TUSNIGW# YSSU\SYIU LIW TUSNIGWXMWYSIUMRKVFIVPXMWVWUIOWWIU YIUYERKMRK YER HI\I FIVPXMWIR# \SEPV FIHSIPH MR EUWMOIP (%'&# HIUHI PMH# YER HI 4UMVMV$ IR LIUVWIPZIW%
)% BSSUHI FIUIOIRMRK YER HI PIKIVZSUHW IIR KIHIIPWIYER IIR MR HIWEUMIYIRWEFIP KIRSIQHI IIRLIMH EPV IIR YSPPI IIRLIMH EERKIQIUOW%
)JLBD>E %8BCP>N:G A>??BG@
5I PIKIVZSUHIR KILIYIR HSSU QMHHIPYER IIR QSRHIPMRKI HER ZIPIIR KIHEKWIOIRHI VGLUMJWIPMNOI OIRRMVKIYMRK# ZEEUSRHIU QIHIZSUHW FIKUITIR IIR VWIQTIPEJHUXO# \IKIP#
IPIOWUSRMVGLI! RSWE SJERHIUI VGLUMJWXXU% 8IWKIYSUHIUHI FIHUEKZSUHW QSRHIPMRK# HER ZIP HSSUWSI\IRHMRK SJXMWUIMOMRK YER HIVGLUMJWIPMNOI OIRRMVKIYMRK EER HI FIPEVWMRKVGLXPHMKI FIOIRHKIQEEOW% >RHIUWSI\IRHMRK YER HIVGLUMJWIPMNOI OIRRMVKIYMRK ZSUHW QIHI YIUVWEER YIU\IRHMRK PERKVIPIOWUSRMVGLI ZIK%
)JLBD>E &5>JFBCG>GN:G ;>L:EBG@
'% 9R EJZMNOMRK YER EUWMOIP /# IIUVWI PMH#YER HI9RYSUHIUMRKVZIW '//& QSIWIRHI PIKIV ZSUHIR FIWEEPH MRKIYEP HI OIRRMVKIYMRKEPV FIHSIPH MR EUWMOIP,0
E% QSRHIPMRK ZSUHW KIHEER# ST LIWQSQIRW YER LIW HSIR YER HI OIRRMVKIYMRK1
F% VGLUMJWIPMNOZSUHW KIHEER# ST LIW QSQIRWYER XMWUIMOIR YER HI OIRRMVKIYMRK# HER ZIP MR KIYEPYER WSI\IRHMRK HEEUYER# FMRRIR ,ZIOIR RE HI HEKWIOIRMRKYER HI
OIRRMVKIYMRK%
(% 5I2PKIQIRIWIUQMNRIRZIW MV RMIWYER WSITEVVMRK ST HI MR LIWIIUVWI PMH KIVWIPHI WIUQMNRIR%
)JLBD>E ' /OBCLK<A>E=BG@
3MN HI MRYSUHIUMRK YER HI PIKIVZSUHW KIIR OZMNWVGLIPHMRKYIUPIIRH%
)JLBD>E (7>JFBG=>JBG@ H?L>JM@@::?
7ILIPI SJKIHIIPWIPMNOIYIUQMRHIUMRK SJWIUXKKEEJYER PIKIVYSSU IIR MR HI FMN HI\I
YIUSUHIRMRK FILSUIRHI WEUMIYIRWEFIP SQVGLUIYIR HMIRVWZSUHWYIUPIIRHSYIUIIROSQVWMK IIR QIW FIWUIOOMRK WSWHMI HMIRVWMR HMIWEUMIYIRWEFIP STKIRSQIR FITEPMRK%
)JLBD>E ! 2N>J=J:<ALN:G ;>NH>@=A>=>G
8IW GSPPIKIYER FXUKIQIIVWIUIR ZIWLSXHIUV MV FIYSIKHWSW LIW ZMN\MKIRYER HI\I YIUSUHIRMRK# MRHMIR HIZMN\MKMRKIR0
E% YER\XMYIU UIHEGWMSRIPIEEUH \MNR1
F% IIR KIYSPK \MNR YER RMIXZISJKIZMN\MKHI UMNOVUIKIPKIYMRKHMI MR ZIUOMRKWUIIHWFMRRIR HUMI QEERHIR REHI SJJMGM]PI FIOIRHQEOMRK YER HI MRZIUOMRKWUIHMRK IUYER MR LIW AWEEWVFPEH SJHI AWEEWVGSXUERWIR LIW HI YSPKIRHILSSJHVWXOOIR SJSRHIUHIPIR YER WMWIP ' YER HI WEUMIYIRWEFIP FIWUIJW0
'% LSSJHVWXO ( UIMVHSGXQIRWIR!1 (% LSSJHVWXO ) UMNFIZMN\IR!1
)% SRHIUHIIP '%*%+ TETMIUIR YIUVWUIOOMRK XMWHI FEVMVUIKMVWUEWMI TIUVSRIR!1
*% SRHIUHIIP '%/ ' YIUOPEUMRK SQWUIRW LIW KIHUEK!1 +% LSSJHVWXO ', OERVVTIPIR!1
IIR IR ERHIUYSSU\SYIUQIWHI\IZMN\MKMRKIR RMIW UIIHV FMN LIW YEVWVWIPPIR SJPEWIUI ZMN\MKMRK YER HI\I YIUSUHIRMRK FMNUEEHVFIVPXMW UIOIRMRK MVKILSXHIR%
)JLBD>E .GO>JDBG@LJ>=BG@ >GHN>J@:G@KJ><AL
'% 5I";IKIVYIUSUHIRMRK KIQIIRWI2VWIR (&'/"YER '' HIGIQFIU (&'.# ZSUHW MRKIWUSOOIR QIW MRKERK YER HI MR LIWYMIUHI PMH KIRSIQHIHEWXQYER 9RKERK YER HI LIJJMRK# QIW HMIR YIUVWERHI HEW\MN YERWSITEVVMRK FPMNYIR ST HIFIPEVWFEUI JIMWIR HMI\MGL YSSUHMI HEWXQ LIFFIR YSSUKIHEER%
(% 9RHMIRHI HEWXQ YER MRZIUOMRKWUIHMRK YER HI\I YIUSUHIRMRK PMKW RE HI MR LIW YMIUHI PMH#
STKIRSQIR HEWXQ YER MRKERK YER HI LIJJMRK# FPMNJWHI MR LIWIIUVWI PMH KIRSIQHI
YIUSUHIRMRK KIPHIRYSSUHI MR HIWXVVIRPMKKIRHI TIUMSHI TPEEWVYMRHIRHI FIPEVWFEUI JIMWIR YSSU\SYIUHI LIJJMRK YER HI PIKIV LMIUYSSUMR HMI TIUMSHI TPEEWVYMRHW%
)% 5I\IYIUSUHIRMRK WUIIHW MRZIUOMRK QIW MRKERK YER HIIIUVWI HEK RE HMIYER HI FIOIRHQEOMRK%
*% 5IHEWXQ YER MRKERKYER HI LIJJMRK MV 'NERXEUM (&(&%
)JLBD>E ! +BL>>JLBL>E
5I\I YIUSUHIRMRK ZSUHWEERKILEEPH EPV0 ;IKIVYIUSUHIRMRK KIQIIRWI2VWIR (&(&%
2PHXVYEVWKIVWIPH MR HI STIRFEUI YIUKEHIUMRKYER HI UEEHYER HI KIQIIRWI2VWIR YER '& HIGIQFIU(&'/%
5I UEEH YSSURSIQH#
@JMJJMI #
QU% < 3%C% YER 6UT$ASRRIQERV
YSSU\MWWIU#
QU% 8%7% BSV
