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Waveplates/Retarders
ApplicationNote
Youneedtocontrolthestateofpolarizationofyourlight
beam?Youneedtochangethedirectionofpolarizationof
your beam? Or you need to change from linear
polarizationtocircularpolarizationorviceversa?Oryou
needtocreateanyotherspecificstateofpolarization?
Ifyouhavetoperformany‒oranycombination‒ofthese
tasks, then you will have to use (apart from polarizers)
retardationplates;sometimesretardationplatesarejust
called wave plates or retarders. The purpose of a
retardationplateistointroduceaspecificphasedifference
orretardationbetweenthetwoorthogonalcomponents
of the electromagnetic light field. When the plate
introducesaretardationof90°orπ/2,thentheplateis
calledaquarterwaveplate,foraretardationof180°orπit
iscalledahalfwaveplate.Normally,aretardationplate
willintroduceaparticularretardationonlyforonespecific
wavelength(thedesignwavelength)andforonespecific
orientation of the plate with respect to the direction of
lightpropagation,whichinalmostallcasesisthedirection
ofnormalincidence;alsothetemperaturehasaninfluence
ontheactualretardation.
Retardationplatesareavailableinvariousmaterials,and
theycomeinthreebasictypes:
1. Multipleorderplates:
They create a large phase difference, several times the
wavelengthplusafractionofthewavelength,butonlythe
fractioniseffectivebecausemultiplesof2πcancelout.
2. Quasizeroorderplates:
They consist of a pair of almost identical multiple order
plateswithcrystalaxesorientedorthogonally,suchthat
onlythedifferenceinphaseretardationiseffective.
3. Truezeroorderplates:
They are extremely thin, such that they create a phase
differencewhichistrulyonlyafractionofawavelength.
Beforeselectingthematerial,theappropriatetypeshould
bedetermined.Ifyourlightbeam
1. isdirectionallystable,
2. iswellcollimated,
3. hasnarrowspectralbandwidth,
4. travelsinathermallystableenvironment,
5. haslowintensity,bothspatiallyandtemporally,
thenthetypedoesnotreallymatter,andyoushouldmake
your selection mainly based on price and other optical
properties which are important for all kinds of optical
components(apartfromotherconsiderationssuchaslead
time, reliability etc. which you apply in all purchasing
decisions).
If any of the above conditions is not fulfilled, then the
decision about the appropriate type will be more
demanding. In the following analysis, the impact of the
aboveconditionsontheperformanceofthethreetypesof
waveplatesisexamined.Retardationprecisionisshown
for the following examples which are paradigmatic for
commerciallyavailableretardationplates:
1. Multiple order plate:single Quartz plate, approx. 1
mmthickness,
2. Quasi zero order plate: compound Quartz plate
(cemented,opticallycontacted,orairspaced),approx.2
mmtotalmaterialthickness(excludingairspace),
3. True zero order plate: Mica or Polymer, bare or
cementedbetweenglassflats,thicknesscorrespondingto
truezeroordercondition.
Wavelengthoflightisinthegreenrange(around500nm),
andallretardationplatesareconsideredtohaveagood
antireflectivecoating.
Letusfirstconsidertheinfluenceofdirectionoflighton
phase retardation. When the plate is rotated around an
axis parallel to the crystal optical axis, then the phase
retardationincreasesapproximatelywiththesquareofthe
angleofrotation,whereasforrotationaroundaperpen- dicularaxisitdecreases.Theabsolutevaluesofincrease
anddecreaseforidenticalrotationanglesarenotexactly
the same, but almost indistinguishable for all practical
cases.(Pleasenotethat“increase”and“decrease”donot
have an absolute meaning here but relate to the phase
retardation at zero rotation: If this phase retardation is
negative, then “increase” means that it becomes even
morenegative.)
Howtoselecttherightretardationplateforyourparticularapplication
The following three diagrams show the deviation from
designretardationforthethreebasictypesofretardation
plates,bothasabsolutedeviation(leftscale,redline)and
asapercentageofdesignretardation(rightscale,blue
line).
Theresultsareindependentoftheparticulardesignofthe
retardation plate, i.e. it does not matter if the plate is a
quarterwaveorahalfwaveplateoranyotherretardation
value:thedeviationisalwaysthesame.Pleasenotethat
thescaleforabsolutedeviationfortruezeroorderplates
differs (is decreased by a factor of 100) from the
correspondingscalefortheothertwotypessothatthe
deviationbecomesvisible.
Whatcanbelearnedfromthesediagrams?
•Retardationplateswhicharenottruezeroorderplates
have a strong dependence of retardation on angle of
incidence.
• Quasi zero order plates even produce twice the error
producedbymultipleorderplates.Actually,at10°angleof
incidence a quarter wave plate almost becomes a half
waveplateandviceversa.
•Thedependenceofretardationonangleofincidenceis
almostinvisiblefortruezeroorderplatesandpractically
negligibleformostreallifeapplications.
This meansthattruezeroorderplatesshouldbe used
whenevertherelativeorientationofthelightbeamwith
respecttotheretardationplateisnotfullycontrolled.
But this is not just a matter of mechanical instability or
similar effects, but also a matter of beam collimation.
When the beam is not perfectly collimated, then it
contains a variety of ray directions ‒ within the cone of
beam divergence. All these ray directions will have
differentanglesofincidenceonthewaveplate,resulting
indifferentphaseretardationfordifferentraydirections.
Thereforeaninitiallycompletelypolarizeddivergentlight
beamwillbecomepartiallydepolarizedontransmission
througharetardationplate.Evidently,thedepolarization
isnotuniformovertheangularfield,butvarieswiththe
individualdirectionofeachlightray.Asmentionedabove,
retardation is decreased for rays which form an angle
≠90°withrespecttothecrystalopticalaxis,whereasitis
increasedforrayswhicharetiltedintheorthogonalplane,
with the interesting side effect that retardation is not
changedforbeamswhicharetiltedbythesameanglein
bothplanes.Allthisresultsinanintensitypatternsimilarto
thepatternshownherewhenadivergent,initiallylinearly
polarizedlightbeamistransmittedthroughamultipleor
quasizeroorderhalfwaveplateandthenthroughalinear
polarizer (the density of dark and bright fringes will
depend on birefringence, plate thickness, and beam
divergence).
0%
10%
20%
30%
40%
50%
0,00 0,05 0,10 0,15 0,20 0,25
0 1 2 3 4 5 6 7 8 9 10
Deviationin%ofDesignRetardation
DeviationfromDesignRetardation(Waves)
AngleofIncidence(Degree)
MultipleOrderPlate(Quartz)
0%
10%
20%
30%
40%
50%
0,00 0,05 0,10 0,15 0,20 0,25
0 1 2 3 4 5 6 7 8 9 10
Deviationin%ofDesignRetardation
DeviationfromDesignRetardation(Waves)
AngleofIncidence(Degree)
QuasiZeroOrderPlate(Quartz)
0%
10%
20%
30%
40%
50%
0,000 0,001 0,002
0 1 2 3 4 5 6 7 8 9 10
Deviationin%ofDesignRetardation
DeviationfromDesignRetardation(Waves)
AngleofIncidence(Degree)
TrueZeroOrderPlate(Mica)
The following situation may serve for a numerical
example: A linearly polarized beam of light with a
divergence angle of 10° is transmitted through a quasi
zero order half wave plate oriented at 45° (such that a
collimatedbeam'spolarizationdirectionwouldberotated
by 90°); when analyzed with a crossed polarizer,
approximately 27% of the incident light will be
transmitted instead of 0%, and for a multiple order half
wave plate, which is not quite as sensitive to angular
deviation,itisstill9%.Inotherwords:Thebeambecomes
heavily depolarized (50% would mean "completely
depolarized"). This is particularly annoying when the
application is an imaging application, because then the
fringesshownabovewillbecomevisible.Incontrast,ifa
true zero order plate is used, the depolarization is
essentiallyzero(numerically:0.0015%;thisisbetterthan
mostpolarizerscanachieve).
Nowlet'sconsiderthespectralbehaviorofthedifferent
types of retardation plates. If the wavelength of light
changes,thentheretardationofthewaveplatewillalso
changefor2reasons:
1.Thethicknessoftheplatewhenmeasuredinmillimeters
remainsconstant,whenmeasuredinunitsofwavelength,
itevidentlychangeswithwavelength,andthethicknessin
terms of wavelength is the factor that determines the
retardation.
2. As usual, the difference between n and n (the twoo e indicesofrefractionwhichdeterminethebirefringenceof
the material) will depend on wavelength, so that the
retardationwillchangeevenifthemechanicalthicknessof
theplateisadjustedtothewavelength.
nd st
Ingeneral,the2 effectisnegligiblecomparedtothe1 .
Neglectingthe2 effect,wegettheresultsshowninthend
diagramsontherightforour3typesofretardationplates:
Bydesign,theyarequarterwaveplatesat500nm,seered
lines and left scale "Absolute Retardation". The actual
retardationofmultipleorderplatesvariesdrasticallywith
wavelength ‒ as expected: It is exactly the result of the
multiplicityoftheretardationorder.Incontrast,quasiand
truezeroorderplatesbehavesimilarandshowonlyvery
moderatewavelengthdependence(~1/80ofthemultiple
order plate). The blue lines in the diagrams show the
deviation from design retardation in percent.The
percentage scale for the multiple order is different (is
increasedbyafactorof40)fromthescalesintheother
two diagrams, otherwise the blue line would be
essentially horizontal in the latter. You see that the
deviation from the design retardation (one quarter of a
wave)reachesandexceeds100%withinafewnanometers
fromthedesignwavelengthformultipleorderplates,orin
otherwords:Multipleorderplateschangetheircharacter
over very small wavelength ranges, even become half
waveplates(at100%)orworse.
We have seen above that directional sensitivity directly
translates to loss of polarization for divergent beams.
Likewise, wavelength dependence translates to loss of
polarization for non-monochromatic beams.And again,
zero order plates turn out to be the better choice, but
withrespecttowavelengthdependencethereisnoreal
differencebetweentrueandquasizeroorderplates.
-100%
-60%
-20%
20%
60%
100%
0,20 0,22 0,24 0,26 0,28 0,30
490 495 500 505 510
Deviationin%ofDesignRetardation
AbsoluteRetardation(Waves)
Wavelength(nm)
MultipleOrderPlate(Quartz)
-2,5%
-1,5%
-0,5%
0,5%
1,5%
2,5%
0,20 0,22 0,24 0,26 0,28 0,30
490 495 500 505 510
Deviationin%ofDesignRetardation
AbsoluteRetardation(Waves)
Wavelength(nm)
QuasiZeroOrderPlate(Quartz)
-2,5%
-1,5%
-0,5%
0,5%
1,5%
2,5%
0,20 0,22 0,24 0,26 0,28 0,30
490 495 500 505 510
Deviationin%ofDesignRetardation
AbsoluteRetardation(Waves)
Wavelength(nm)
TrueZeroOrderPlate(Mica)
Theretardationofanygivenwaveplatealsodependson
temperaturefortworeasons:
•Theplatethicknessvarieswithtemperature.
• The indices of refraction, and consequently the bire- fringence,dependontemperature.
Theseeffectsvarywithmaterial,butforQuartzandMica
the temperature dependence is similar. For any given
materialthefollowingstatementiscorrect:
Quasiandtruezeroorderplatesexhibitmuchlesstem- peraturedependencethanmultipleorderplatesmadeof
thesamematerial.Asanexampleforquarterwaveplates
made of Quartz: The multiple order plate will be
approximately80timesmoresensitivethanthequasizero
orderplate.
From the discussions above, the following becomes
evident:
• Whenever the wavelength is likely to change or
wheneverthespectralbandwidthisnotextremelylimited,
amultipleorderplateisnotagoodchoice.
• Whenever the beam direction is likely to change or
wheneverthebeamisdivergentorconvergent,neithera
multipleorderplatenoraquasizeroorderplateisagood
choice.
•Atruezeroorderplateisagoodtechnicalchoiceunder
allconditionsthatmaketheothertypesunsuitable.
Traditionally, zero order plates were first made of Mica
becauseMicaiswellavailableasanaturalmineralandwas
(inthe19 century)muchmoreeasilyhandledthanotherth
opticalcrystalmaterials.Inparticular,bysimplycleaving
Micasheetsalonganaturalcleavageplane,onewasable
to obtain wave plates with good quality without any
additional optical manufacturing procedure. Over the
years, optical technology proceeded, and it became
commerciallyfeasibletoproduceplatesfrommoreorless
anyopticalcrystalmaterial.Furthermore,inthe2 halfofnd
thelastcenturyPolymersweredevelopedthatcouldbe
used for phase retardation. In parallel, Mica somehow
became the material of 2 choice only. But somend
companiesintheworld,forexampleS&ROpticGmbHof
Germany, continued to improve their Mica production
technology further and further, such that Mica is once
againanexcellentchoiceforzeroorderwaveplates.
In the following table, the main combinations of tech- nologyandopticalmaterialarecomparedfromapractical
perspectiveasfarastheydiffersignificantly.BarePolymer
retardersarenotincludedinthistablebecause‒dueto
their extremely small thickness ‒ they are highly fragile
andnotsuitableforthevastmajorityofapplications:
Material
Quartz Quartz Quartz Quartz Mica Mica Polymer
Type
Multiple
order
Quasizero
order
Quasizero
order
Quasizero
order
Truezero
order
Truezero
order
Truezero
order Mounting
Bare Cemented Optically
contacted Airspaced Cemented Bare Cemented Useablewavelengthrange
(nm) 193‒2000
400‒2000
193‒2000
193‒2000
400‒1550
350‒1550
400-1550 Practicalmax.diameter
50mm
50mm
50mm
50mm
200mm
200mm
200mm Typicalabsorption
@500nm
negligible
slight
negligible
negligible
fewpercent
fewpercent
<1%
Damagethreshold,pulsed
@1064nm, 10-20ns
10J/cm2 0.5J/cm2 10J/cm2 10J/cm2 0.5J/cm2 10J/cm2 4J/cm2 Damagethreshold,cw
@VIS -NIR 10MW/cm2 1.5kW/cm2 1MW/cm2 1MW/cm2 0.5kW/cm2 0.5kW/cm2 0.5kW/cm2 Homogeneityofretardation
overaperture(typ.25mm)
λ/500
λ/300
λ/500
λ/500
λ/300
λ/300
λ/100
Precisionofretardation
λ/300
λ/200
λ/300
λ/300
λ/200
λ/200
λ/100
Temperaturedependenceof
retardationpero C 0.3% negligible negligible negligible negligible negligible 0.04%
Price@lowquantity
L L L LL J K LL
Price@mediumquantity
J K K L JJ J K
Price@highquantity
J K K K JJ JJ J
Thetableclearlydemonstratestheadvantagesaswellas
the disadvantages of the various types of retardation
plates.AclearadvantageofQuartzistheusabilityintheUV
and the very high damage threshold, especially the
continuous wave damage threshold which results from
the very low absorption of Quartz. Otherwise, Quartz is
usuallynotthematerialoffirstchoice,particularlydueto
the pricing which can be prohibitive unless a multiple
orderplatecanreallybeusedintheapplication.
The absorption, and the associated lower cw damage
threshold, of Polymer and Mica are essentially the only
disadvantages of these materials in relation to Quartz.
Therefore,usageofthesematerialsisgenerallyadvisable
unlesstheparticularapplicationclearlycallsforoneofthe
positive features of Quartz. And unless the lower
absorption in Polymers justifies a considerably higher
price,truezeroorderplatesmadeofMicaarethebest
choice for a vast majority of applications, especially
when price is a consideration. For Mica, "low price"
generally even coincides with "good availability": Well
establishedproducersofMicaretarders,suchasS&ROptic
GmbH,usuallyhaveagreatvarietyofbareMicasheetsin
single nanometer gradation available on stock, so that
retardation plates for almost any wavelength in the
useablerangecanbemadebyjustassemblinganalready
existingMicasheet.
Inconclusion:
•Truezeroorderplatesarethebestchoiceundertechnical
considerations.
• Quasi zero order plates behave well regarding
wavelength and temperature effects, but behave even
worse than multiple order plates otherwise under
variationsofbeamdirection.
• Multiple order plates are only useful when all optical
parametersarewellcontrolled.
• Cemented Polymer retarders are a good choice
technically,butareusuallyveryexpensive.
•Micaretardersaregenerallythepreferredchoicefrom
a technical point of view, and typically they are more
easilyavailableandcomeatalowerprice.
Phone: +49641-9607618 Fax: +49641-9607943 Email: info@sr-optic.com Web: www.sr-optic.com Dr.WolfgangSchneider
Ludwig-Rinn-Str.14
35452Heuchelheim Germany