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www.sr-optic.com

Waveplates/Retarders

ApplicationNote

(2)

Youneedtocontrolthestateofpolarizationofyourlight

beam?Youneedtochangethedirectionofpolarizationof

your beam? Or you need to change from linear

polarizationtocircularpolarizationorviceversa?Oryou

needtocreateanyotherspecificstateofpolarization?

Ifyouhavetoperformany‒oranycombination‒ofthese

tasks, then you will have to use (apart from polarizers)

retardationplates;sometimesretardationplatesarejust

called wave plates or retarders. The purpose of a

retardationplateistointroduceaspecificphasedifference

orretardationbetweenthetwoorthogonalcomponents

of the electromagnetic light field. When the plate

introducesaretardationof90°orπ/2,thentheplateis

calledaquarterwaveplate,foraretardationof180°orπit

iscalledahalfwaveplate.Normally,aretardationplate

willintroduceaparticularretardationonlyforonespecific

wavelength(thedesignwavelength)andforonespecific

orientation of the plate with respect to the direction of

lightpropagation,whichinalmostallcasesisthedirection

ofnormalincidence;alsothetemperaturehasaninfluence

ontheactualretardation.

Retardationplatesareavailableinvariousmaterials,and

theycomeinthreebasictypes:

1. Multipleorderplates:

They create a large phase difference, several times the

wavelengthplusafractionofthewavelength,butonlythe

fractioniseffectivebecausemultiplesof2πcancelout.

2. Quasizeroorderplates:

They consist of a pair of almost identical multiple order

plateswithcrystalaxesorientedorthogonally,suchthat

onlythedifferenceinphaseretardationiseffective.

3. Truezeroorderplates:

They are extremely thin, such that they create a phase

differencewhichistrulyonlyafractionofawavelength.

Beforeselectingthematerial,theappropriatetypeshould

bedetermined.Ifyourlightbeam

1. isdirectionallystable,

2. iswellcollimated,

3. hasnarrowspectralbandwidth,

4. travelsinathermallystableenvironment,

5. haslowintensity,bothspatiallyandtemporally,

thenthetypedoesnotreallymatter,andyoushouldmake

your selection mainly based on price and other optical

properties which are important for all kinds of optical

components(apartfromotherconsiderationssuchaslead

time, reliability etc. which you apply in all purchasing

decisions).

If any of the above conditions is not fulfilled, then the

decision about the appropriate type will be more

demanding. In the following analysis, the impact of the

aboveconditionsontheperformanceofthethreetypesof

waveplatesisexamined.Retardationprecisionisshown

for the following examples which are paradigmatic for

commerciallyavailableretardationplates:

1. Multiple order plate:single Quartz plate, approx. 1

mmthickness,

2. Quasi zero order plate: compound Quartz plate

(cemented,opticallycontacted,orairspaced),approx.2

mmtotalmaterialthickness(excludingairspace),

3. True zero order plate: Mica or Polymer, bare or

cementedbetweenglassflats,thicknesscorrespondingto

truezeroordercondition.

Wavelengthoflightisinthegreenrange(around500nm),

andallretardationplatesareconsideredtohaveagood

antireflectivecoating.

Letusfirstconsidertheinfluenceofdirectionoflighton

phase retardation. When the plate is rotated around an

axis parallel to the crystal optical axis, then the phase

retardationincreasesapproximatelywiththesquareofthe

angleofrotation,whereasforrotationaroundaperpen- dicularaxisitdecreases.Theabsolutevaluesofincrease

anddecreaseforidenticalrotationanglesarenotexactly

the same, but almost indistinguishable for all practical

cases.(Pleasenotethat“increase”and“decrease”donot

have an absolute meaning here but relate to the phase

retardation at zero rotation: If this phase retardation is

negative, then “increase” means that it becomes even

morenegative.)

Howtoselecttherightretardationplateforyourparticularapplication

(3)

The following three diagrams show the deviation from

designretardationforthethreebasictypesofretardation

plates,bothasabsolutedeviation(leftscale,redline)and

asapercentageofdesignretardation(rightscale,blue

line).

Theresultsareindependentoftheparticulardesignofthe

retardation plate, i.e. it does not matter if the plate is a

quarterwaveorahalfwaveplateoranyotherretardation

value:thedeviationisalwaysthesame.Pleasenotethat

thescaleforabsolutedeviationfortruezeroorderplates

differs (is decreased by a factor of 100) from the

correspondingscalefortheothertwotypessothatthe

deviationbecomesvisible.

Whatcanbelearnedfromthesediagrams?

•Retardationplateswhicharenottruezeroorderplates

have a strong dependence of retardation on angle of

incidence.

• Quasi zero order plates even produce twice the error

producedbymultipleorderplates.Actually,at10°angleof

incidence a quarter wave plate almost becomes a half

waveplateandviceversa.

•Thedependenceofretardationonangleofincidenceis

almostinvisiblefortruezeroorderplatesandpractically

negligibleformostreallifeapplications.

This meansthattruezeroorderplatesshouldbe used

whenevertherelativeorientationofthelightbeamwith

respecttotheretardationplateisnotfullycontrolled.

But this is not just a matter of mechanical instability or

similar effects, but also a matter of beam collimation.

When the beam is not perfectly collimated, then it

contains a variety of ray directions ‒ within the cone of

beam divergence. All these ray directions will have

differentanglesofincidenceonthewaveplate,resulting

indifferentphaseretardationfordifferentraydirections.

Thereforeaninitiallycompletelypolarizeddivergentlight

beamwillbecomepartiallydepolarizedontransmission

througharetardationplate.Evidently,thedepolarization

isnotuniformovertheangularfield,butvarieswiththe

individualdirectionofeachlightray.Asmentionedabove,

retardation is decreased for rays which form an angle

≠90°withrespecttothecrystalopticalaxis,whereasitis

increasedforrayswhicharetiltedintheorthogonalplane,

with the interesting side effect that retardation is not

changedforbeamswhicharetiltedbythesameanglein

bothplanes.Allthisresultsinanintensitypatternsimilarto

thepatternshownherewhenadivergent,initiallylinearly

polarizedlightbeamistransmittedthroughamultipleor

quasizeroorderhalfwaveplateandthenthroughalinear

polarizer (the density of dark and bright fringes will

depend on birefringence, plate thickness, and beam

divergence).

0%

10%

20%

30%

40%

50%

0,00 0,05 0,10 0,15 0,20 0,25

0 1 2 3 4 5 6 7 8 9 10

Deviationin%ofDesignRetardation

DeviationfromDesignRetardation(Waves)

AngleofIncidence(Degree)

MultipleOrderPlate(Quartz)

0%

10%

20%

30%

40%

50%

0,00 0,05 0,10 0,15 0,20 0,25

0 1 2 3 4 5 6 7 8 9 10

Deviationin%ofDesignRetardation

DeviationfromDesignRetardation(Waves)

AngleofIncidence(Degree)

QuasiZeroOrderPlate(Quartz)

0%

10%

20%

30%

40%

50%

0,000 0,001 0,002

0 1 2 3 4 5 6 7 8 9 10

Deviationin%ofDesignRetardation

DeviationfromDesignRetardation(Waves)

AngleofIncidence(Degree)

TrueZeroOrderPlate(Mica)

(4)

The following situation may serve for a numerical

example: A linearly polarized beam of light with a

divergence angle of 10° is transmitted through a quasi

zero order half wave plate oriented at 45° (such that a

collimatedbeam'spolarizationdirectionwouldberotated

by 90°); when analyzed with a crossed polarizer,

approximately 27% of the incident light will be

transmitted instead of 0%, and for a multiple order half

wave plate, which is not quite as sensitive to angular

deviation,itisstill9%.Inotherwords:Thebeambecomes

heavily depolarized (50% would mean "completely

depolarized"). This is particularly annoying when the

application is an imaging application, because then the

fringesshownabovewillbecomevisible.Incontrast,ifa

true zero order plate is used, the depolarization is

essentiallyzero(numerically:0.0015%;thisisbetterthan

mostpolarizerscanachieve).

Nowlet'sconsiderthespectralbehaviorofthedifferent

types of retardation plates. If the wavelength of light

changes,thentheretardationofthewaveplatewillalso

changefor2reasons:

1.Thethicknessoftheplatewhenmeasuredinmillimeters

remainsconstant,whenmeasuredinunitsofwavelength,

itevidentlychangeswithwavelength,andthethicknessin

terms of wavelength is the factor that determines the

retardation.

2. As usual, the difference between n  and n  (the twoo e indicesofrefractionwhichdeterminethebirefringenceof

the material) will depend on wavelength, so that the

retardationwillchangeevenifthemechanicalthicknessof

theplateisadjustedtothewavelength.

nd st

Ingeneral,the2 effectisnegligiblecomparedtothe1 .

Neglectingthe2 effect,wegettheresultsshowninthend

diagramsontherightforour3typesofretardationplates:



Bydesign,theyarequarterwaveplatesat500nm,seered

lines and left scale "Absolute Retardation". The actual

retardationofmultipleorderplatesvariesdrasticallywith

wavelength ‒ as expected: It is exactly the result of the

multiplicityoftheretardationorder.Incontrast,quasiand

truezeroorderplatesbehavesimilarandshowonlyvery

moderatewavelengthdependence(~1/80ofthemultiple

order plate). The blue lines in the diagrams show the

deviation from design retardation in percent.The

percentage scale for the multiple order is different (is

increasedbyafactorof40)fromthescalesintheother

two diagrams, otherwise the blue line would be

essentially horizontal in the latter. You see that the

deviation from the design retardation (one quarter of a

wave)reachesandexceeds100%withinafewnanometers

fromthedesignwavelengthformultipleorderplates,orin

otherwords:Multipleorderplateschangetheircharacter

over very small wavelength ranges, even become half

waveplates(at100%)orworse.



We have seen above that directional sensitivity directly

translates to loss of polarization for divergent beams.

Likewise, wavelength dependence translates to loss of

polarization for non-monochromatic beams.And again,

zero order plates turn out to be the better choice, but

withrespecttowavelengthdependencethereisnoreal

differencebetweentrueandquasizeroorderplates.

-100%

-60%

-20%

20%

60%

100%

0,20 0,22 0,24 0,26 0,28 0,30

490 495 500 505 510

Deviationin%ofDesignRetardation

AbsoluteRetardation(Waves)



Wavelength(nm)

MultipleOrderPlate(Quartz)

-2,5%

-1,5%

-0,5%

0,5%

1,5%

2,5%

0,20 0,22 0,24 0,26 0,28 0,30

490 495 500 505 510

Deviationin%ofDesignRetardation

AbsoluteRetardation(Waves)



Wavelength(nm)

QuasiZeroOrderPlate(Quartz)

-2,5%

-1,5%

-0,5%

0,5%

1,5%

2,5%

0,20 0,22 0,24 0,26 0,28 0,30

490 495 500 505 510

Deviationin%ofDesignRetardation

AbsoluteRetardation(Waves)

Wavelength(nm)

TrueZeroOrderPlate(Mica)

(5)

Theretardationofanygivenwaveplatealsodependson

temperaturefortworeasons:

•Theplatethicknessvarieswithtemperature.

• The indices of refraction, and consequently the bire- fringence,dependontemperature.

Theseeffectsvarywithmaterial,butforQuartzandMica

the temperature dependence is similar. For any given

materialthefollowingstatementiscorrect:

Quasiandtruezeroorderplatesexhibitmuchlesstem- peraturedependencethanmultipleorderplatesmadeof

thesamematerial.Asanexampleforquarterwaveplates

made of Quartz: The multiple order plate will be

approximately80timesmoresensitivethanthequasizero

orderplate.

From the discussions above, the following becomes

evident:

• Whenever the wavelength is likely to change or

wheneverthespectralbandwidthisnotextremelylimited,

amultipleorderplateisnotagoodchoice.

• Whenever the beam direction is likely to change or

wheneverthebeamisdivergentorconvergent,neithera

multipleorderplatenoraquasizeroorderplateisagood

choice.

•Atruezeroorderplateisagoodtechnicalchoiceunder

allconditionsthatmaketheothertypesunsuitable.

Traditionally, zero order plates were first made of Mica

becauseMicaiswellavailableasanaturalmineralandwas

(inthe19 century)muchmoreeasilyhandledthanotherth

opticalcrystalmaterials.Inparticular,bysimplycleaving

Micasheetsalonganaturalcleavageplane,onewasable

to obtain wave plates with good quality without any

additional optical manufacturing procedure. Over the

years, optical technology proceeded, and it became

commerciallyfeasibletoproduceplatesfrommoreorless

anyopticalcrystalmaterial.Furthermore,inthe2 halfofnd

thelastcenturyPolymersweredevelopedthatcouldbe

used for phase retardation. In parallel, Mica somehow

became the material of 2  choice only. But somend

companiesintheworld,forexampleS&ROpticGmbHof

Germany, continued to improve their Mica production

technology further and further, such that Mica is once

againanexcellentchoiceforzeroorderwaveplates.

In the following table, the main combinations of tech- nologyandopticalmaterialarecomparedfromapractical

perspectiveasfarastheydiffersignificantly.BarePolymer

retardersarenotincludedinthistablebecause‒dueto

their extremely small thickness ‒ they are highly fragile

andnotsuitableforthevastmajorityofapplications:

Material



Quartz Quartz Quartz Quartz Mica Mica Polymer

Type



Multiple

order

Quasizero

order

Quasizero

order

Quasizero

order

Truezero

order

Truezero

order

Truezero

order Mounting



Bare Cemented Optically

contacted Airspaced Cemented Bare Cemented Useablewavelengthrange

(nm) 193‒2000



400‒2000



193‒2000



193‒2000



400‒1550



350‒1550



400-1550 Practicalmax.diameter 



50mm



50mm



50mm



50mm



200mm



200mm



200mm Typicalabsorption 

@500nm 



negligible



slight



negligible



negligible



fewpercent



fewpercent



<1%

 Damagethreshold,pulsed

@1064nm, 10-20ns 



10J/cm2 0.5J/cm2 10J/cm2 10J/cm2 0.5J/cm2 10J/cm2 4J/cm2 Damagethreshold,cw

@VIS -NIR  10MW/cm2 1.5kW/cm2 1MW/cm2 1MW/cm2 0.5kW/cm2 0.5kW/cm2 0.5kW/cm2 Homogeneityofretardation

overaperture(typ.25mm)



λ/500

 λ/300

 λ/500

 λ/500

 λ/300

 λ/300

 λ/100

 Precisionofretardation

 λ/300

 λ/200

 λ/300

 λ/300

 λ/200

 λ/200

 λ/100

 Temperaturedependenceof

retardationpero C 0.3%  negligible  negligible negligible negligible negligible 0.04%

Price@lowquantity 

L L L LL J K LL

Price@mediumquantity 

J K K L JJ J K

Price@highquantity 

J K K K JJ JJ J

(6)

Thetableclearlydemonstratestheadvantagesaswellas

the disadvantages of the various types of retardation

plates.AclearadvantageofQuartzistheusabilityintheUV

and the very high damage threshold, especially the

continuous wave damage threshold which results from

the very low absorption of Quartz. Otherwise, Quartz is

usuallynotthematerialoffirstchoice,particularlydueto

the pricing which can be prohibitive unless a multiple

orderplatecanreallybeusedintheapplication.

The absorption, and the associated lower cw damage

threshold, of Polymer and Mica are essentially the only

disadvantages of these materials in relation to Quartz.

Therefore,usageofthesematerialsisgenerallyadvisable

unlesstheparticularapplicationclearlycallsforoneofthe

positive features of Quartz. And unless the lower

absorption in Polymers justifies a considerably higher

price,truezeroorderplatesmadeofMicaarethebest

choice for a vast majority of applications, especially

when price is a consideration. For Mica, "low price"

generally even coincides with "good availability": Well

establishedproducersofMicaretarders,suchasS&ROptic

GmbH,usuallyhaveagreatvarietyofbareMicasheetsin

single nanometer gradation available on stock, so that

retardation plates for almost any wavelength in the

useablerangecanbemadebyjustassemblinganalready

existingMicasheet.

Inconclusion:

•Truezeroorderplatesarethebestchoiceundertechnical

considerations.

• Quasi zero order plates behave well regarding

wavelength and temperature effects, but behave even

worse than multiple order plates otherwise under

variationsofbeamdirection.

• Multiple order plates are only useful when all optical

parametersarewellcontrolled.

• Cemented Polymer retarders are a good choice

technically,butareusuallyveryexpensive.

•Micaretardersaregenerallythepreferredchoicefrom

a technical point of view, and typically they are more

easilyavailableandcomeatalowerprice.

Phone: +49641-9607618 Fax: +49641-9607943 Email: info@sr-optic.com Web: www.sr-optic.com Dr.WolfgangSchneider

Ludwig-Rinn-Str.14

35452Heuchelheim Germany

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