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University of Groningen

Antimicrobial and nanoparticle penetration and killing in infectious biofilms

Rozenbaum, René Theodoor

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from it. Please check the document version below.

Document Version

Publisher's PDF, also known as Version of record

Publication date: 2019

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):

Rozenbaum, R. T. (2019). Antimicrobial and nanoparticle penetration and killing in infectious biofilms. Rijksuniversiteit Groningen.

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Downloaded from the University of Groningen/UMCG research database (Pure): http://www.rug.nl/research/portal. For technical reasons the number of authors shown on this cover page is limited to 10 maximum.

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Chapter 1

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10

Initial bacterial adhesion to surfaces in the human body can result in biofilm formation, which plays a critical role in bacterial infections. It is estimated that approximately 60% of all bacterial infections are caused by microbial biofilms1. In a biofilm,

bacteria embed themselves in a matrix of extracellular polymeric substances (EPS), acting as ‘the house of the biofilm cells2. EPS consists of water, polysaccharides, proteins,

extracellular DNA (eDNA) and other molecules and protects the biofilm from the human immune system, mechanical forces, penetration of antimicrobials, and desiccation3,4. One

of the problems with biofilm infections is that they can be up to 1000 times more recalcitrant to antimicrobials than planktonic bacteria5.

Biofilm recalcitrance to antimicrobials is dependent on the biofilm structure, biofilm composition6, and the phenotype (metabolic processes) of the bacteria. Biofilm structure

and biofilm composition are closely related and affect penetration of antimicrobials and therewith the killing of bacteria in the biofilm. Recently, also viscoelastic properties of biofilms were related to penetration of antimicrobials in in vitro and in situ oral biofilms7.

Killing of bacteria in a biofilm is a complex process, since it is amongst others dependent on biofilm thickness, antimicrobial concentration, duration of antimicrobial treatment, antimicrobial characteristics like charge and size, and components in the EPS which can interact with the antimicrobial agent8. Negatively charged components like alginate and

eDNA in EPS can interact with positively charged antimicrobials9,10 and therewith block the

penetration of the antimicrobials and protect the bacteria in the deeper layers of the biofilm.

Increasing numbers of drug resistant bacteria have been reported since the discovery of antibiotics and a huge increase in multi-drug resistant bacteria the last couple of years which is a main problem affecting modern health care11. If no new antimicrobials

or new strategies to deliver antimicrobials to bacterial infections are developed, an era is faced in which there might be no treatment for bacterial infections12 with even the

possibility that in 2050 microbial infections will become the number one cause of death13.

Antimicrobial peptides (AMPs) have been mentioned to battle antimicrobial resistance14,15.

AMPs are available in the innate immune system, and play an essential role in the first reaction against microbial infections14. AMPs exist of 5-150 amino acids and are generally

positively charged amphipathic molecules. AMPs adhere to the bacterial cell membrane by electrostatic interactions12, resulting in pore formation and disruption of the membrane,

causing leakage and finally in bacterial cell death15,16. Other AMPs act on intracellular

processes15,16 like protein, DNA and RNA syntheses, folding of proteins and cell wall

synthesis12. It has been hypothesized that bacterial resistance against AMPs is improbable,

since the bacteria need to alter their cell wall to obtain resistance14. However, several cases

of AMP resistance have been observed in vitro16. Most of the AMPs have not made it to the

clinic so far because of their salt sensitivity and sensitivity to proteolysis17,18. Therefore,

nanocarriers to encapsulate and deliver AMPs to the infection site might protect AMPs from

11

degradation or chelation and increase their effectivity. Loading of antimicrobials into nanocarriers has shown improved efficacy of the antimicrobials compared to the administration of antimicrobials alone19,20. Other advantages of using nanocarriers include

improved antimicrobial solubility21, improved longevity in the circular system, sustained and

controlled release, and drug targeting22,23.

The aim of this thesis is to investigate the penetration and killing of AMPs and nanocarriers in infectious biofilms in vitro and in vivo. In addition, the relation between penetration of antimicrobials and biofilm characteristics has been explored.

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1

Initial bacterial adhesion to surfaces in the human body can result in biofilm formation, which plays a critical role in bacterial infections. It is estimated that approximately 60% of all bacterial infections are caused by microbial biofilms1. In a biofilm,

bacteria embed themselves in a matrix of extracellular polymeric substances (EPS), acting as ‘the house of the biofilm cells2. EPS consists of water, polysaccharides, proteins,

extracellular DNA (eDNA) and other molecules and protects the biofilm from the human immune system, mechanical forces, penetration of antimicrobials, and desiccation3,4. One

of the problems with biofilm infections is that they can be up to 1000 times more recalcitrant to antimicrobials than planktonic bacteria5.

Biofilm recalcitrance to antimicrobials is dependent on the biofilm structure, biofilm composition6, and the phenotype (metabolic processes) of the bacteria. Biofilm structure

and biofilm composition are closely related and affect penetration of antimicrobials and therewith the killing of bacteria in the biofilm. Recently, also viscoelastic properties of biofilms were related to penetration of antimicrobials in in vitro and in situ oral biofilms7.

Killing of bacteria in a biofilm is a complex process, since it is amongst others dependent on biofilm thickness, antimicrobial concentration, duration of antimicrobial treatment, antimicrobial characteristics like charge and size, and components in the EPS which can interact with the antimicrobial agent8. Negatively charged components like alginate and

eDNA in EPS can interact with positively charged antimicrobials9,10 and therewith block the

penetration of the antimicrobials and protect the bacteria in the deeper layers of the biofilm.

Increasing numbers of drug resistant bacteria have been reported since the discovery of antibiotics and a huge increase in multi-drug resistant bacteria the last couple of years which is a main problem affecting modern health care11. If no new antimicrobials

or new strategies to deliver antimicrobials to bacterial infections are developed, an era is faced in which there might be no treatment for bacterial infections12 with even the

possibility that in 2050 microbial infections will become the number one cause of death13.

Antimicrobial peptides (AMPs) have been mentioned to battle antimicrobial resistance14,15.

AMPs are available in the innate immune system, and play an essential role in the first reaction against microbial infections14. AMPs exist of 5-150 amino acids and are generally

positively charged amphipathic molecules. AMPs adhere to the bacterial cell membrane by electrostatic interactions12, resulting in pore formation and disruption of the membrane,

causing leakage and finally in bacterial cell death15,16. Other AMPs act on intracellular

processes15,16 like protein, DNA and RNA syntheses, folding of proteins and cell wall

synthesis12. It has been hypothesized that bacterial resistance against AMPs is improbable,

since the bacteria need to alter their cell wall to obtain resistance14. However, several cases

of AMP resistance have been observed in vitro16. Most of the AMPs have not made it to the

clinic so far because of their salt sensitivity and sensitivity to proteolysis17,18. Therefore,

nanocarriers to encapsulate and deliver AMPs to the infection site might protect AMPs from

degradation or chelation and increase their effectivity. Loading of antimicrobials into nanocarriers has shown improved efficacy of the antimicrobials compared to the administration of antimicrobials alone19,20. Other advantages of using nanocarriers include

improved antimicrobial solubility21, improved longevity in the circular system, sustained and

controlled release, and drug targeting22,23.

The aim of this thesis is to investigate the penetration and killing of AMPs and nanocarriers in infectious biofilms in vitro and in vivo. In addition, the relation between penetration of antimicrobials and biofilm characteristics has been explored.

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12

References

1. Fux, C. A., Costerton, J. W., Stewart, P. S. & Stoodley, P. Survival strategies of infectious biofilms.

Trends Microbiol. 13, 34–40 (2005).

2. Flemming, H.-C., Neu, T. R. & Wozniak, D. J. The EPS matrix: the ‘house of biofilm cells’. J. Bacteriol. 189, 7945–7947 (2007).

3. Bjarnsholt, T. et al. The in vivo biofilm. Trends Microbiol. 21, 466–474 (2013).

4. Flemming, H.-C. & Wingender, J. The biofilm matrix. Nat. Rev. Microbiol. 8, 623–633 (2010). 5. Høiby, N., Bjarnsholt, T., Givskov, M., Molin, S. & Ciofu, O. Antibiotic resistance of bacterial

biofilms. Int. J. Antimicrob. Agents 35, 322–332 (2010).

6. Peterson, B. W. et al. Viscoelasticity of biofilms and their recalcitrance to mechanical and chemical challenges. FEMS Microbiol. Rev. 39, 234–245 (2015).

7. He, Y. et al. Stress relaxation analysis facilitates a quantitative approach towards antimicrobial penetration into biofilms. PLoS One 8, e63750 (2013).

8. Stewart, P. S. Antimicrobial tolerance in biofilms. Microbiol Spectr. 3, 1–30 (2015).

9. Chiang, W. C. et al. Extracellular DNA shields against aminoglycosides in Pseudomonas aeruginosa biofilms. Antimicrob. Agents Chemother. 57, 2352–2361 (2013).

10. Nichols, W. W., Dorrington, S. M., Slack, M. P. E. & Walmsley, H. L. Inhibition of tobramycin diffusion by binding to alginate. Antimicrob. Agents Chemother. 32, 518–523 (1988).

11. World health organization. Antimicrobial resistance. Fact sheet 194 (2015). Available at: http://www.who.int/mediacentre/factsheets/fs194/en/.

12. Mahlapuu, M., Håkansson, J., Ringstad, L. & Björn, C. Antimicrobial peptides: an emerging category of therapeutic agents. Front. Cell. Infect. Microbiol. 6, (2016).

13. Humphreys, G. & Fleck, F. United Nations meeting on antimicrobial resistance. Bull. World Health

Organ. 94, 638–639 (2016).

14. Pasupuleti, M., Schmidtchen, A. & Malmsten, M. Antimicrobial peptides: key components of the innate immune system. Crit. Rev. Biotechnol. 32, 143–171 (2012).

15. Batoni, G., Maisetta, G. & Esin, S. Antimicrobial peptides and their interaction with biofilms of medically relevant bacteria. BBA - Biomembr. 1858, 1044–1060 (2016).

16. Andersson, D. I., Hughes, D. & Kubicek-Sutherland, J. Z. Mechanisms and consequences of bacterial resistance to antimicrobial peptides. Drug Resist. Updat. 26, 43–57 (2016).

17. Nordström, R. & Malmsten, M. Delivery systems for antimicrobial peptides. Adv. Colloid Interface

Sci. 242, 17–34 (2017).

18. Mohanram, H. & Bhattacharjya, S. Salt-resistant short antimicrobial peptides. Biopolymers 106, 345–356 (2016).

19. Meers, P. et al. Biofilm penetration, triggered release and in vivo activity of inhaled liposomal amikacin in chronic Pseudomonas aeruginosa lung infections. J. Antimicrob. Chemother. 61, 859– 868 (2008).

20. Du, J. et al. Improved biofilm antimicrobial activity of polyethylene glycol conjugated tobramycin compared to tobramycin in Pseudomonas aeruginosa biofilms. Mol. Pharm. 12, 1544–1553 (2015).

21. Ma, M. et al. Evaluation of polyamidoamine (PAMAM) dendrimers as drug carriers of anti-bacterial drugs using sulfamethoxazole (SMZ) as a model drug. Eur. J. Med. Chem. 42, 93–98 (2007).

13 22. Gao, W., Thamphiwatana, S., Angsantikul, P. & Zhang, L. Nanoparticle approaches against bacterial

infections. Nanomed. Nanobiotechnol. 6, 532–547 (2014).

23. Liu, Y. et al. Surface-adaptive, antimicrobially loaded, micellar nanocarriers with enhanced penetration and killing efficiency in staphylococcal biofilms. ACS Nano 10, 4779–4789 (2016).

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1

References

1. Fux, C. A., Costerton, J. W., Stewart, P. S. & Stoodley, P. Survival strategies of infectious biofilms.

Trends Microbiol. 13, 34–40 (2005).

2. Flemming, H.-C., Neu, T. R. & Wozniak, D. J. The EPS matrix: the ‘house of biofilm cells’. J. Bacteriol. 189, 7945–7947 (2007).

3. Bjarnsholt, T. et al. The in vivo biofilm. Trends Microbiol. 21, 466–474 (2013).

4. Flemming, H.-C. & Wingender, J. The biofilm matrix. Nat. Rev. Microbiol. 8, 623–633 (2010). 5. Høiby, N., Bjarnsholt, T., Givskov, M., Molin, S. & Ciofu, O. Antibiotic resistance of bacterial

biofilms. Int. J. Antimicrob. Agents 35, 322–332 (2010).

6. Peterson, B. W. et al. Viscoelasticity of biofilms and their recalcitrance to mechanical and chemical challenges. FEMS Microbiol. Rev. 39, 234–245 (2015).

7. He, Y. et al. Stress relaxation analysis facilitates a quantitative approach towards antimicrobial penetration into biofilms. PLoS One 8, e63750 (2013).

8. Stewart, P. S. Antimicrobial tolerance in biofilms. Microbiol Spectr. 3, 1–30 (2015).

9. Chiang, W. C. et al. Extracellular DNA shields against aminoglycosides in Pseudomonas aeruginosa biofilms. Antimicrob. Agents Chemother. 57, 2352–2361 (2013).

10. Nichols, W. W., Dorrington, S. M., Slack, M. P. E. & Walmsley, H. L. Inhibition of tobramycin diffusion by binding to alginate. Antimicrob. Agents Chemother. 32, 518–523 (1988).

11. World health organization. Antimicrobial resistance. Fact sheet 194 (2015). Available at: http://www.who.int/mediacentre/factsheets/fs194/en/.

12. Mahlapuu, M., Håkansson, J., Ringstad, L. & Björn, C. Antimicrobial peptides: an emerging category of therapeutic agents. Front. Cell. Infect. Microbiol. 6, (2016).

13. Humphreys, G. & Fleck, F. United Nations meeting on antimicrobial resistance. Bull. World Health

Organ. 94, 638–639 (2016).

14. Pasupuleti, M., Schmidtchen, A. & Malmsten, M. Antimicrobial peptides: key components of the innate immune system. Crit. Rev. Biotechnol. 32, 143–171 (2012).

15. Batoni, G., Maisetta, G. & Esin, S. Antimicrobial peptides and their interaction with biofilms of medically relevant bacteria. BBA - Biomembr. 1858, 1044–1060 (2016).

16. Andersson, D. I., Hughes, D. & Kubicek-Sutherland, J. Z. Mechanisms and consequences of bacterial resistance to antimicrobial peptides. Drug Resist. Updat. 26, 43–57 (2016).

17. Nordström, R. & Malmsten, M. Delivery systems for antimicrobial peptides. Adv. Colloid Interface

Sci. 242, 17–34 (2017).

18. Mohanram, H. & Bhattacharjya, S. Salt-resistant short antimicrobial peptides. Biopolymers 106, 345–356 (2016).

19. Meers, P. et al. Biofilm penetration, triggered release and in vivo activity of inhaled liposomal amikacin in chronic Pseudomonas aeruginosa lung infections. J. Antimicrob. Chemother. 61, 859– 868 (2008).

20. Du, J. et al. Improved biofilm antimicrobial activity of polyethylene glycol conjugated tobramycin compared to tobramycin in Pseudomonas aeruginosa biofilms. Mol. Pharm. 12, 1544–1553 (2015).

21. Ma, M. et al. Evaluation of polyamidoamine (PAMAM) dendrimers as drug carriers of anti-bacterial drugs using sulfamethoxazole (SMZ) as a model drug. Eur. J. Med. Chem. 42, 93–98 (2007).

22. Gao, W., Thamphiwatana, S., Angsantikul, P. & Zhang, L. Nanoparticle approaches against bacterial infections. Nanomed. Nanobiotechnol. 6, 532–547 (2014).

23. Liu, Y. et al. Surface-adaptive, antimicrobially loaded, micellar nanocarriers with enhanced penetration and killing efficiency in staphylococcal biofilms. ACS Nano 10, 4779–4789 (2016).

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14 15

Chapter 2

A constant depth film fermenter to grow microbial biofilms

R.T. Rozenbaum, W. Woudstra, E.D. de Jong, H.C. van der Mei, H.J. Busscher and P.K. Sharma

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