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Personnel  controls  for  high  potentials:  

Using  self-­‐regulation  for  selection?  

 

 

     

Mark  de  Jong  (s1573853)   First  supervisor:  dr.  C.  Heijes  

Overwinningsplein  92   Second  supervisor:  Prof.  dr.  ir.  P.M.G  van  Veen-­‐Dirks  

9728  CS,  Groningen   Course:  Master’s  Thesis  BA  O&MC  

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Table  of  Contents  

PREFACE  ...  3   ABSTRACT  ...  4   INTRODUCTION  ...  5   THEORETICAL  FRAMEWORK  ...  8   Control  perspective  ...  8   Self-­‐regulation  ...  14  

Career  success  and  high  potentials  ...  19  

Hypothesis  development  ...  20  

METHODOLOGY  ...  22  

Questionnaire  development  &  procedure  ...  23  

Participants  ...  25  

Variables  ...  26  

Data  analysis  ...  28  

RESULTS  ...  30  

Pretest  phase:  Questionnaire  analysis  ...  30  

Pretest  phase:  Self-­‐regulation  and  career  success  ...  32  

Organizational  phase:  Questionnaire  analysis  ...  33  

Organizational  phase:  Self-­‐regulation  and  career  success  ...  34  

DISCUSSION  ...  41   Limitations  ...  44   Future  research  ...  45   Conclusion  ...  46   Practical  relevance  ...  46   REFERENCES  ...  48   APPENDIX  ...  54  

A:  Pretest  (first)  version  self-­‐regulation  questionnaire  ...  54  

B:  Organizational  (second)  version  self-­‐regulation  questionnaire  ...  57  

C:  Factor  analysis  of  the  pretest  self-­‐regulation  questionnaire  ...  59  

D:  Factor  analysis  of  the  organizational  self-­‐regulation  questionnaire  ...  61  

E:  Interview:  Nico  van  Loo,  project  manager  performance  management,  Company  X  ...  63  

F:  Pretest  phase  score  frequencies  ...  65  

G:  Organizational  phase  score  frequencies  ...  68  

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PREFACE    

In   front   of   you   is   my   master   thesis,   the   final   product   of   my   master   Organizational   and   Management  Control:  Business  Administration  at  the  University  of  Groningen.  The  idea  for   this   thesis   originates   from   an   often-­‐heard   saying   that   the   mindset   of   elite   level   athletes   could  be  beneficial  in  the  business  context  as  well.  The  reasoning  is  that  selecting  employees   on  the  basis  of  this  mindset  could  provide  organizations  with  the  high  potentials  that  they   are  looking  for.    

 

This   thesis   is   the   result   of   my   internship,   During   my   internship,   I   worked   on   a   project   for   Company  X.  Company  X  desired  a  questionnaire  that  visitors  could  fill  in  that  predicts  the   development  of  talent  and  success  compared  to  elite  athletes.    

   

I  want  to  thank  my  parents  for  supporting  me  during  my  studies  and  being  an  example  for   me.  Next,  I  would  to  thank  dr.  Lolle  Schakel  for  the  opportunity  to  work  in  this  project  and   the  guidance  during  the  process  of  doing  the  research  and  writing  my  thesis.  I  also  want  to   thank  my  supervisor  from  the  university,  dr.  Coen  Heijes,  for  the  guidance  during  the  writing   of   my   thesis.   Finally,   a   general   thanks   to   my   friends   and   family   who   have   supported   me   during  this  process  and  my  colleagues  for  the  good  times  there.    

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ABSTRACT  

 

This  study’s  aim  is  to  investigate  the  effect  of  self-­‐regulation  on  career  success  to  determine   whether   organizations   can   benefit   from   using   the   concept   self-­‐regulation   in   their   high   potential   identification   controls.   A   self-­‐regulation   questionnaire   is   developed   to   measure   self-­‐regulatory  skills  on  6  dimensions:  planning,  monitoring,  evaluation,  reflection,  effort  and   self   efficacy.   Career   success   was   measured   objectively   (e.g.   salary   and   promotions)   and   subjectively   (e.g.   career   satisfaction).   In   the   pretest   phase   (n   =   104),   the   main   aspect   is   investigating   and   evaluating   the   questionnaire’s   quality.   In   the   organizational   phase   (n   =   166),   the   effect   of   self-­‐regulation   on   career   success   is   investigated.   The   pretest   questionnaire’s  results  revealed  good  internal  reliability  and  factor  structure.  Furthermore,   the   pretest   showed   that   self-­‐regulation   was   related   to   salary.   The   organizational   phase   results  showed  that  self-­‐regulation  is  related  to  promotions  for  Company  X  employees  and  is   related  to  subjective  career  success.  Besides,  employees  in  higher  performance  categories   tend  to  have  higher  self-­‐regulatory  skills  than  employees  in  lower  performance  categories.   Furthermore,   managers   have   higher   self-­‐regulatory   skills   than   non-­‐managers.   Finally,   management  trainees  showed  to  have  significantly  higher  self-­‐regulatory  skills  than  regular   employees.   Management   trainees’   self-­‐regulatory   skills   are   at   the   same   level   of   elite   athletes.   Regarding   self-­‐regulation,   management   trainees   have   the   same   mind-­‐set   in   business  as  elite  athletes  have  in  sports.  In  sum,  it  appears  that  self-­‐regulation  indicators  can   facilitate  organizations  in  selecting  high  potentials  because  higher  self-­‐regulation  is  found  to   be   related   to   aspects   of   career   success   and   that   managers   and   high   potentials   in   organizations  display  higher  levels  of  self-­‐regulatory  skills  than  regular  employees.  

                 

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INTRODUCTION    

It   appears   that   organizations   are   increasingly   concerned   about   their   talent   management   (TM).  A  new  study  by  management  consultancy  Accenture  has  found  more  than  two-­‐thirds   of  executives  are  deeply  worried  about  the  threat  of  not  being  able  to  recruit  and  retain  the   best  talents  (Accenture,  2008).  The  survey  of  more  than  850  top  executives  from  the  US,  UK,   Italy,  France,  Germany,  Spain,  Japan  and  China  found  that  worries  about  TM  were  growing,   with  67  per  cent  this  year  putting  it  second  only  behind  competition  as  the  key  threat,  up   from   six   out   of   ten   last   year   (Accenture,   2008).   The   necessity   for   TM   appears   to   be   accelerating,  as  organizations  purport  to  find  it  increasingly  more  complex  to  source  skilled   labour   (Frank   and   Taylor,   2004).   Talent   will   be   tomorrow's   prime   source   of   competitive   advantage   (Anderson,   2001;   Chambers,   Foulton,   Handfield-­‐Jones   et   al.,   1998;   Makela,   Bjorkmann,  Ernrhoot,  2010)  

The   financial   health   of   an   organization   is   predicated   on   the   optimal   selection   and   placement  of  employees  (Hunter,  Schmidt  &  Judiesch,  1990).  From  a  leadership  perspective,   the  ability  to  identify  high  potentials  serves  as  a  proxy  measure  for  the  overall  health  of  the   organization  and  the  extent  to  which  the  organization  will  remain  viable  in  the  future  (Silzer   &  Church,  2009).  Misidentification  can  mean  that  individuals  are  placed  in  roles  for  which   they   are   ill   equipped   which   can   lead   to   catastrophic   events   for   organizations   (McDonnell,   2011).  Especially  early  selection  of  talents  with  the  potential  to  become  the  future  leader,   the  high  potentials,  can  facilitate  the  future  financial  health  and  be  a  competitive  advantage   for   the   organization.   The   idea   is   that   career   success   is   not   only   of   concern   to   the   high   potentials  but  that  personal  success  eventually  contributes  to  organizational  success  (Judge,   Higgins,  Thoresen,  &  Barrick,  1999).  Individuals  that  are  successful  in  their  career  are  likely  to   be   the   same   ones   that   are   successful   in   their   job   and   thereby   help   organizations   to   be   successful  in  their  endeavors  as  well.    

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more   than   their   not   selected   counterparts   and   leads   to   a   positive   upward   loop.   The   high   potentials   will   get   more   opportunities   and   will   improve   more   than   their   counterparts,   making  them  more  likely  to  be  selected  for  higher  positions  with  better  opportunities.    

However,  early  identification  and  selection  of  high  potentials  to  become  a  successful   manager   or   future   leader   is   a   very   difficult   task.   Consequently,   researchers   try   to   identify   factors   that   facilitate   or   predict   career   success.   A   review   of   Tharenou   (1997)   identified   several   categories   of   influences   on   career   success.   The   most   commonly   investigated   influences   were   human   capital   attributes   (training,   work   experience,   education)   and   demographic   factors   (age,   sex,   marital   status).   A   meta   analysis   by   Ng,   Eby,   Sorensen   &   Feldman   (2005)   provided   insight   in   the   various   dispositional   traits   as   predictors   of   career   success,   such   as   cognitive   ability,   Big   Five   personality   factors   and   locus   of   control.   These   traits  were  highly  related  to  career  success  with  correlations  ranging  from  .14  for  Big  Five   personality  factors  to  .47  for  locus  of  control.  Ng  et  al.  (2005)  also  noted  that  there  is  only  a   limited   range   of   variables   assessed   as   predictors   of   career   success.   They   state   other   predictors  of  career  success  should  be  identified  (Ng  et  al.  2005).  Other  predictors  could  be   measures   for   learning   and   adaptability.   Silzer   &   Church   (2009)   mention   that   many   companies  do  not  have  suitable  assessment  measures  for  learning  and  adaptability  but  that   companies   do   have   a   great   deal   of   interest   in   including   these   in   their   high   potential   identification  process  (Silzer  &  Church,  2009).    

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regulation  can  be  an  important  determinant  of  future  career  success  as  it  allows  people  to   more   effectively   adapt   to   their   roles,   required   competencies   and   skills.   Therefore,   self-­‐ regulation  could  be  an  important  trait  of  high  potentials  to  be  able  to  fulfill  undefined  and   unknown  roles.  

Research   shows   that   self-­‐regulation   has   been   found   to   be   positively   related   to   success  in  multiple  domains,  such  as  sports,  music,  task  performance,  sales  and  academia   (Cellar  et  al.,  2009,  Kitsantas  &  Zimmerman  2002;  Nota,  Soresi,  &  Zimmerman,  2004;  Porath   &   Bateman,   2006;).   Toering   et   al.,   (2009)   showed   that   international   soccer   players   score   higher  on  dimensions  of  self-­‐regulation  than  national  and  grass-­‐root  level  players.  Kitsantas   &   Zimmerman   (2002)   showed   that   elite   level   volleyball   players   make   more   use   of   self-­‐ regulatory  aspects  than  non-­‐experts  and  novice  volleyball  players.  Porath  &  Bateman  (2006)   showed   that   self-­‐regulatory   behaviors   were   positively   related   to   sales   performance.   Self-­‐ regulation   distinguishes   between   performances.   Because   high   potentials   are   identified   as   high  performers,  self-­‐regulation  may  be  important  for  them  as  well.  

 

Research  question:  

Can  self-­‐regulation  indicators  facilitate  the  personnel  controls  in  organizations  for  selecting   high  potentials?  

 

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been   published   that   comprehensively   explore   the   underlying   dimensions   of   high   potential   talent,  yet  this  is  exactly  what  organizations  are  looking  for  today  (Silzer  &  Church,  2009).   This   study’s   findings   could   provide   insight   in   the   underlying   dimensions   of   high   potentials   and  add  to  more  efficient  personnel  controls  for  organizations.  

 

THEORETICAL  FRAMEWORK  

 

Control  perspective  

Management  control  is  broadly  defined  as  all  activities  through  which  management   tries   to   contribute   to   the   continuity   of   the   organization   (Birnberg,   1998).   Managing   and   controlling  talent  is  becoming  a  key  issue  for  organizations  (Accenture,  2008).  Besides  this,   TM  emerges  as  a  distinct  strategic  business  activity  because  it  calls  for  a  greater  focus  on   employees   and   positions   that   have   the   greatest   differential   impact   on   business   strategy   (McDonnell,   2011).   Furthermore,   TM   is   very   important   for   succession   planning,   especially   CEO   succession   (McDonnell,   2011).   Therefore,   TM   is   becoming   an   increasingly   important   activity   through   which   management   contributes   to   the   success,   viability   and   continuity   of   the   organization.   Talent   management   (TM)   is   becoming   a   more   important   part   of   management  control.  

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  The  nature  of  the  role  of  high  potentials  and  the  matching  effective  control  system   can   be   described   by   Perrow’s   (1970)   model   of   structure   and   technology.   This   model   categorizes  the  routineness  of  tasks  along  two  dimensions,  task  analyzability  (high  or  low)   and   exceptions   (high   or   low),   which   creates   4   situations.   The   degree   of   established   techniques  for  handling  tasks  determines  analyzability  and  the  degree  of  variety  and  novelty   in  a  task  determines  number  of  exceptions.  The  4  different  situations  can  be  found  in  figure   1.   Tasks   in   cell   1   are   repetitive   and   familiar   (few   exceptions)   and   with   known   routines   to   handle   them   (high   analyzability).   In   this   situation,   the   organization   can   permit   action   or   result   controls   (Perrow,   1970).   Cell   3   is   non-­‐routine,   tasks   cannot   be   programmed   and   therefore  behavior  cannot  be  controlled  by  procedures  or  monitored  by  supervisors.  Perrow   (1970)   suggests   that   personnel   controls   are   most   effective   in   this   situation   to   ensure   that   employees  themselves  have  a  drive  to  act  in  the  organizations  goals.    

 

   

Figure  1.  Model  of  structure  and  technology  (Perrow,  1970)    

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personnel  controls  important  for  high  potentials.  Research  by  Abernethy  &  Brownell  (1997)   confirms  that  personnel  controls  like  selection  are  most  effective  in  a  cell  3  situation.  

The   characteristics   of   the   cell   3   situation   of   Perrow   (1970)   can   be   combined   with   Ouchi’s   (1979)   control   types   (market,   bureaucracy   and   clan).   For   a   control   type   to   be   effective,  the  control  type’s  social  and  informational  prerequisites  have  to  be  met.    Market   control   requires   a   norm   of   reciprocity   (social)   and   prices   (informational).   In   a   perfect   frictionless  market,  prices  can  direct  employee  decision-­‐making  and  behavior.  This  requires   that   transactions   are   fair   and   honest   i.e.   norm   of   reciprocity   (social   prerequisite).   Bureaucratic  control  requires  a  norm  of  reciprocity  and  legitimate  authority  (social)  and  rules   (informational).  Rules  control  employee  behavior  in  a  bureaucracy  and  for  these  rules  to  be   effective  employees  must  accept  these  rules  i.e.  legitimate  authority.  Clan  control  requires,   besides  norm  of  reciprocity  and  legitimate  authority,  shared  values  and  beliefs  (social)  and   traditions   (informational).   Clan   control   relies   on   a   deep   level   of   common   agreement   between  employees  on  what  constitutes  proper  behavior.  This  requires  shared  values  and   beliefs  and  traditions.    

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Figure  2.  Organizational  control:  People  treatment  (adopted  from  Kelman,  1958)    

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select  starters  that  are  willing  to  learn  and  adapt.  Lombardo  &  Eichinger  (2000)  confirm  this   by  indicating  high  potentials  using  a  measure  of  learning  from  experience.  This  is  in  line  with   personnel   selection   controls   that   are   already   widely   used   by   companies   like   intelligence   tests.  

Figure  3.  Dimensions  of  the  control  problem  (adapted  from  Birnberg,  1998)    

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first  purpose  of  personnel  controls  is  to  help  to  ensure  that  each  employee  is  able  to  do  a   good  job.  Employees  should  have  all  the  capabilities  and  resources  needed  to  do  a  good  job.     The  second  basic  function  in  personnel  controls  is  increasing  the  likelihood  that  each   employee  will  engage  in  self  control  (Merchant  &  Van  Der  Stede,  2007).  Self  control  is  the   naturally  present  force  that  pushes  most  employees  to  want  to  do  a  good  job  (Merchant  &   Van  Der  Stede,  2007).  Learning  and  motivation  variables  from  the  model  of  Silzer  &  Church   (2009)  relate  to  the  second  basic  function  of  employee  selection.  Learning  results  from  self   control  and  motivation  is  one  of  the  phenomena  underlying  self  control  (Merchant  &  Van   Der  Stede,  2007).  Learning  and  motivation  variables  are  part  of  the  growth  dimension  (Silzer   &   Church   2009).   These   components   can   facilitate   or   hinder   a   person’s   growth   and   development.   Both   can   be   good   indicators   or   whether   a   person   will   develop   further   and   learn   other   skills   (Silzer   &   Church,   2009).   Learning   and   motivation   are   very   important   for   growth,   development   and   skill   acquisition   (Kanfer   &   Ackerman,   1989).   From   Silzer   &   Church’s  (2009)  model,  the  growth  dimension  can  directly  linked  to  the  cell  4  situation  of   Birnberg   (1998)   as   Sizler   &   Church   (2009)   state   that   typical   examples   of   the   growth   dimension   are   adaptability   and   learning.   Therefore,   selection   on   adaptability   and   learning   could   be   very   important   for   selecting   high   potentials   that   should   cope   with   the   now   unknown  future  roles  and  tasks.  

 

  Figure  4.  Dimensions  for  the  identification  of  the  potential  (adapted  from  Silzer  &  Church,  2010)  

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Self-­‐regulation  

From  psychology  we  learn  that  the  self-­‐regulation  process  provides  humans  with  an   adaptive   edge   and   facilitates   their   learning   process   (Zimmerman,   2000).   Self-­‐regulation   is   defined   as   the   extent   to   which   individuals   are   metacognitively,   behaviorally   and   motivationally   proactive   participants   in   their   learning   process   (Zimmerman,   2000;   2006).   Metacognition   is   defined   as   the   awareness   of   and   knowledge   about   one’s   own   thinking   (Zimmerman,   2002).   According   to   Kanfer   (1990),   self-­‐regulation   refers   to   the   proximate   motivational   processes   by   which   persons   influence   the   direction,   amount,   and   form   of   committed  effort  during  task  engagement.  Similar  in  both  definitions  are  the  self-­‐regulatory   processes   within   the   human   (metacognition,   behavior,   motivation)   that   facilitate   certain   outcomes  (effort  during  task  engagement  or  learning).  This  is  also  suggested  by  Vancouver   (2000),  who  states  that  self-­‐regulation  refers  not  to  the  actions  per  se,  but  to  the  processes   that  mediate  or  support  the  actions.  Vancouver  (2000)  defines  self-­‐regulation  as  processes   involved  in  attaining  and  maintaining  internal  desired  states,  resulting  in  human  functioning   and  action.    

Self-­‐regulation   originates   from   theories   about   human   functioning   or   actions,   the   social  cognitive  theory  (Bandura,  1986)  and  the  goal  setting  theory  (Lock  &  Latham,  1984).  In   the   social   cognitive   theory,   people   are   neither   driven   by   inner   forces   nor   automatically   shaped  and  controlled  by  external  stimuli  (Bandura,  1986).  Human  functioning  is  explained   by  a  model  of  triadic  reciprocal  influences  in  which  behavior,  cognitive  and  environmental   events  all  operate  as  interacting  determinants  of  each  other  (Bandura,  1986).  Self-­‐regulation   is  a  distinctive  feature  of  the  social  cognitive  theory  (Bandura,  1986).  Human  functioning  is   motivated   and   regulated   by   internal   standards   and   self   evaluative   reactions   to   their   own   actions.   In   the   exercise   of   self-­‐regulation,   people   set   certain   standards   of   behavior   for   themselves  and  respond  to  their  own  actions  self  evaluatively.  Self-­‐regulation  mediates  the   effect   of   most   external   influences   and   provides   the   basis   for   purposeful   action   (Bandura,   1991).  

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and  attaining  these  goals  is  a  volitional  process  (Latham  &  Lock,  1991).  Self-­‐regulation  occurs   through  goal  setting  because  the  setting  of  a  goal  is  a  discrepancy  increasing  process.  The   goal  leads  to  a  disequilibrium,  requiring  effort  to  reach  the  goal.  As  long  as  people  do  not   attain   their   goal,   this   discrepancy   will   exist.   Self-­‐regulation   processes   direct   the   effort   to   reach   the   goal,   reducing   the   discrepancy   between   the   current   state   and   the   goal.   Goal   setting   facilitates   self-­‐regulation   in   that   the   goal   constitutes   what   the   acceptable   level   of   performance   is.   Efforts   that   fall   short   of   the   goal   result   in   a   negative   performance   evaluation,   efforts   that   reach   or   exceed   desired   goals   result   in   a   positive   performance   evaluation.  In  both  situations,  the  outcome  is  a  learning  experience.  In  the  former  situation,   this  may  lead  to  actions  like  problem  solving,  increasing  effort  or  identifying  the  source  of   dissatisfaction.  In  the  latter  situation,  it  can  lead  to  actions  like  setting  higher  goals  (Locke  &   Latham,  1994).  Thus,  the  self-­‐regulatory  behavior  sequence  aligns  the  person’s  current  and   future  behaviors  with  some  criterion  that  permits  the  person  to  evaluate  progress  toward  a   specific   goal   (Kanfer,   1990).   The   most   widely   accepted   perspective   in   the   industrial   and   organizational  psychology  is  an  integration  of  the  social  cognitive  theory  and  the  goal  setting   theory  (Kanfer,  2005;  Vancouver  &  Day,  2005).  In  the  integrated  perspective,  person,  social   and   environmental   factors   operate   in   concert   to   affect   an   individual’s   goals   and   self-­‐ regulatory  activities.  

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  Figure  5.  Cyclical  self-­‐regulatory  phases  (adapted  from  Zimmerman,  2000)  

 

According   to   Kanfer   (1990),   self-­‐regulation   also   consists   of   three   phases:   self   monitoring,  self  evaluation  and  self  reactions.  Self  monitoring  refers  to  the  self-­‐observation   of   thoughts,   actions,   behaviors,   or   events.   Self   evaluation   refers   to   the   comparison   of   current   state   with   the   goal,   or   standard.   Self   reactions   are   the   implications   that   persons   derive  from  the  congruence  of  the  goal  with  the  standard.    The  concepts  of  Kanfer  (1990)   share   similarities   with   the   concepts   of   Zimmerman   (2000).   The   concept   performance   /volitional  control  from  Zimmerman  (2000)  corresponds  to  the  concept  of  self  monitoring  of   Kanfer,  both  emphasize  the  self  observation  of  thoughts  and  actions.  Zimmerman’s  concept   of   self   reflections   correspond   with   Kanfer’s   concepts   of   self   evaluation   and   self   reactions.   Kanfer’s   concepts   of   self   evaluation   and   self   reaction   are   sub   concepts   in   Zimmerman’s   concept   of   self   reflection.   They   emphasize   evaluating   the   experience   and   responding   and   reacting  to  that  experience,  resulting  in  learning.  In  general,  Zimmerman’s  theory  (2000)  can   be   considered   more   overarching   because   Kanfer’s   concepts   (1990)   are   viewed   as   sub   concepts  in  the  three  phases  in  Zimmerman  (2000,  see  figure  2).  

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and   tends   to   produce   a   product   of   quality   (Beyer,   1987).   Important   tasks   in   this   step   are   selecting   and   sequencing   a   series   of   strategies   and/or   plans   to   achieve   the   goal   and   identifying  potential  obstacles  to  the  successful  attainment  of  the  goal.  The  second  step  is   self  monitoring,  checking  if  the  anticipatory  plan  or  strategy  is  effectively  leading  to  the  goal   during  execution  of  the  plan.  Zimmerman  (2000)  calls  it  the  performance/volitional  control   phase  and  Kanfer  (1990)  names  it  self  monitoring,  observing  if  the  (planned)  thoughts  and   actions  lead  to  the  goal.  Ertmer  &  Newby  (1996)  and  Vancouver  &  Day  (2005)  incorporate   (self)   monitoring   as   the   second   phase   as   well.   Self   monitoring   is   a   complex   process   of   awareness   of   what   one   is   doing,   understanding   where   it   fits   in   the   sequence   of   planned   steps  and  anticipation  and  planning  of  what  ought  to  be  done  next  (Ertmer  &  Newby,  1996).   Besides,   self   monitoring   is   implementing   the   steps   of   the   plan   while   monitoring   the   effectiveness  of  the  strategy.  This  is  all  accomplished  as  one  is  engaged  in  the  task  itself.  The   third  step  is  self  evaluation,  the  second  phase  of  Kanfer  (1990)  and  part  of  the  self  reflection   phase   of   Zimmerman   (2000).   After   completing   the   plan   from   step   1,   the   process   and   the   product  achieved  are  assessed,  to  what  extent  does  it  complete  the  preset  goal.  In  the  self   evaluation  phase,  the  reasonableness  and  accuracy  of  the  outcomes  are  assessed,  the  extent   to  which  the  goal  was  achieved  is  determined  and  the  effectiveness  of  the  overall  plan  and   its   supporting   steps   in   achieving   the   goal   are   determined   (Ertmer   &   Newby,   1996).   Self   evaluation  is  about  determining  how  efficient  and  effective  the  overall  plan  was  so  that  it   can  be  modified  for  similar  tasks  for  future  use.  The  fourth  step  is  self  reflection,  the  third   and  final  phase  of  Zimmerman  (2000)  &  Kanfer  (1990).  Self  reflection  is  an  active  process  of   making  sense  of  past  experiences  for  the  purpose  of  orienting  oneself  for  current  and  future   thought   and   action,   extracting   meaning   and   learning   from   experiences   (Ertmer   &   Newby,   1996).  Reflection  can  also  occur  during  the  task,  managing  the  progress  of  learning  on-­‐line   and  adjusting  and  changing  as  new  information  is  assimilated  (Ertmer  &  Newby,  1996).  By   employing   self   reflection   to   evaluate   the   results   of   a   learning   experience,   awareness   of   effective  plans  and  strategies  can  be  increased  and  ways  to  use  these  plans  and  strategies   can  be  understood  (Ertmer  &  Newby,  1996).          

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that  those  with  a  belief  in  their  capacity  to  perform  (e.g.  high  self  efficacy)  will  personally   develop,   or   more   likely   accept   and   commit   to,   difficult   performance   goals.   According   to   Vancouver  &  Day  (2005),  high  self  efficacy  individuals  will  put  more  effort  towards  realizing   their   goals   than   low   self   efficacy   individuals.   In   the   face   of   inevitable   setbacks   that   might   evoke   goal   revision   processes,   high   self   efficacy   individuals   will   more   likely   continue   or   increase   effort,   strategize,   and   persist   to   attain   these   more   difficult   goals   than   low   self   efficacy  individuals.  Or,  when  things  are  going  well,  high  self  efficacy  individuals  will  more   likely   increase   the   difficulty   of   their   goals   and/or   take   on   new   challenges   compared   to   individuals  with  low  self  efficacy.  Finally,  because  of  these  motivational  influences,  high  self   efficacy  individuals  are  more  likely  to  perform  well,  increasing  their  self  efficacy,  and  thus   spiraling   upward   in   a   positive   feedback   loop   (Latham   &   Locke,   1991).   Maintaining   this   positive   loop   and   high   levels   of   self-­‐regulation   to   accomplish   the   goals   requires   a   lot   of   effort.  Both  effort  and  self  efficacy  are  included  as  motivational  variables  of  self-­‐regulation.   Toering   (2010)   combined   these   6   concepts:   planning,   monitoring,   evaluation,   reflection,   effort  and  efficacy  in  a  framework  for  self-­‐regulation.  An  overview  of  the  6  concepts  of  self-­‐ regulation  is  given  by  Jonker,  Elferink-­‐Gemser,  Visscher  (2011)  in  figure  6.  

                                 

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Career  success  and  high  potentials  

Career   success   can   be   defined   as   the   real   or   perceived   achievements   individuals   have   accumulated  as  a  result  of  their  work  experiences  (Judge,  Cable,  Boudreau,  &  Bretz,  1995).   In   other   words,   career   success   is   generally   operationalized   in   two   ways.   The   first   includes   variables   that   measure   objective   or   extrinsic   career   success   (Gutteridge,   1973).   These   include  indicators  of  career  success  that  can  be  seen  and  therefore  evaluated  objectively  by   others,  such  as  salary  attainment  and  the  number  of  promotions  in  one’s  career  (Judge  et   al.,  1995).  Others  can  be  performance  evaluations  by  managers  or  function  level  (Hoeksema,   Vliert  &  Willams,  1997)  

The   second   way   that   career   success   can   be   operationalized   is   by   variables   that   measure   subjective   or   intrinsic   career   success   (Judge   et   al.,   1995).   Such   variables   capture   individuals’   subjective   thoughts   about   their   career   attainments,   such   as   job   and   career   satisfaction   (Burke,   2001;   Judge   et   al.,   1999).   The   career   satisfaction   scale   of   Greenhaus,   Parasuraman,   Wormle   (1990)   is   a   often   used   self-­‐referent   measure   of   subjective   career   success.   Self-­‐referent   measures   are   evaluated   relative   to   personal   standards.   Self-­‐referent   success   criteria   generally   reflect   an   individual’s   career-­‐related   standards   and   aspirations   (Heslin,  2005).  In  contrast,  other-­‐referent  criteria  involve  comparisons  with  others,  such  as   whether  one  is  paid  more  or  less  than  the  industry  average  or  a  colleague  who  performs  a   similar  role  in  the  same  or  another  organization  (Heslin,  2005).  There  is  preliminary  evidence   that  other-­‐referent  subjective  career  success  can  add  unique  information  about  subjective   career  success  (Heslin,  2003).  Besides  self-­‐referent  subjective  career  success,  adding  other-­‐ referent  measures  could  provide  new  insights  when  investigating  subjective  career  success.  

If   organizations   select   high   potentials,   they   expect   that   these   individuals   have   the   potential  to  be  more  successful  in  their  career.  Organizational  definitions  of  high  potentials   clarify   this.   All   refer   to   the   ability   to   accumulate   achievements   to   higher   organizational   positions  or  outstanding  achievements  (Silzer  &  Church,  2010).  

• Role:   35%   of   the   organizations   define   high   potentials   by   their   ability   to   effectively  move  into  top  /  senior  management  roles  

• Level:   25%   by   their   ability   to   move   and   effectively   perform   two   positions   /   levels  above  their  current  role  

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• Record:  10%  by  consistent  track  record  of  exceptional  performance  

Higher   organizational   positions   are   associated   with   career   success.   Higher   organizational   positions   for   example,   lead   to   higher   salary   or   have   been   preceded   by   promotions.   Organizations  therefore  expect  that  high  potentials  achieve  high  levels  of  career  success.    

 

Hypothesis  development  

This   study   investigates   the   effect   of   self-­‐regulation   on   career   success   to   determine   if   self-­‐ regulation  can  facilitate  the  personnel  controls  for  selecting  high  potentials  in  organizations.   High   potentials   are   predicted   to   achieve   high   levels   of   career   success.   If   self-­‐regulation   is   related  to  career  success,  organizations  may  benefit  from  selecting  high  potentials  on  self-­‐ regulation.  To  investigate  the  effect  of  self-­‐regulation  on  career  success,  several  hypotheses   will  be  proposed.  First,  this  will  be  investigated  using  a  within  group  comparison  in  different   populations  and  for  different  career  success  measures.  

 

H1:   Higher    self-­‐regulation  is  related  to  more  salary.  

H2a:   Higher    self-­‐regulation  is  related  to  more  promotions  at  the  current  employer.   H2b:   Higher    self-­‐regulation  is  related  to  more  promotions  across  a  career.  

H3a:   Higher    self-­‐regulation  is  related  to  higher  self-­‐referent  subjective  career  success.   H3b:   Higher    self-­‐regulation  s  is  related  to  higher  other-­‐referent  subjective  career  success.    

The   above   hypotheses   operationalize   career   success   as   an   individual   measure   between   persons  or  within  a  group.  Besides  this,  there  are  also  groups  that  can  be  identified  as  being   more  successful  than  other  groups.  This  reveals  an  opportunity  to  compare  groups  regarding   self-­‐regulation   (between   group   comparison).   The   performance   category   of   employees   can   indicate   career   success.   Performance   categories   are   often   related   to   increases   in   pay   or   promotions.  Therefore,  if  self-­‐regulation  is  related  to  career  success  it  can  be  hypothesized   that   employees   in   a   higher   performance   category   have   higher   self-­‐regulatory   skills   than   people  in  a  lower  performance  category.  Furthermore,  organizations  define  high  potentials   by   exceptional   track   record   (Sizler   &   Church,   2009).   If   self-­‐regulation   is   related   to   high   performance  categories,  this  also  provides  evidence  for  the  importance  of  self-­‐regulation  for   high  potentials.  

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H4:   Employees   in   high   performance   categories   have   higher   self-­‐regulation   than   employees  in  low  performance  categories.  

 

A   manager   can   be   objectively   regarded   as   more   successful   than   a   non-­‐manager   because   management   positions   are   often   preceded   by   promotions,   pay   more   salary,   carry   more   responsibility  and  are  higher  in  function  scale.  Therefore,  if  self-­‐regulation  is  important  for   career  success,  it  can  be  hypothesized  that  managers  have  higher  self-­‐regulatory  skills  than   non-­‐managers.   Furthermore,   if   self-­‐regulation   distinguishes   between   managers   and   non-­‐ managers  it  can  also  be  important  for  high  potentials  because  high  potentials  are  expected   to  fulfill  manager  positions.    

 

H5:   Managers  have  higher  self-­‐regulation  than  non-­‐managers.    

Earlier  research  showed  that  higher  self-­‐regulatory  skills  are  advantageous  or  necessary  for   elite   athletes   to   reach   the   top.   As   mentioned   in   the   introduction,   Toering   et   al.,   (2009)   showed  that  international  soccer  players  score  higher  on  dimensions  of  self-­‐regulation  than   national  and  grass-­‐root  level  players.  Kitsantas  &  Zimmerman  (2002)  showed  that  elite  level   volleyball   players   make   more   use   of   self-­‐regulatory   aspects   than   non-­‐experts   and   novice   volleyball  players.  Research  shows  that  there  has  seen  a  significant  increase  in  the  transfer   of   sport   psychology   practice   to   business   settings,   as   evidenced   by   a   huge   surge   in   publications   on   the   subject   (Ievleva   &   Terry,   2008).   Principles   and   predictors   of   athletic   excellence  could  be  transferred  effectively  to  those  engaged  in  business  endeavors  (Ievleva   &  Terry,  2008).  When  investigating  the  effects  of  self-­‐regulation  in  a  business  setting,  Porath   &  Bateman  (2006)  showed  that  self-­‐regulatory  behaviors  predicted  sales  performance.  Self-­‐ regulatory  skills  seem  to  be  skills  that  facilitate  expert  performance  and  success.  Therefore,   self-­‐regulation   may   be   important   for   high   potentials   who   are   expected   to   deliver   expert   performance.  

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The   self-­‐regulatory   skills   that   facilitate   elite   athletes   to   be   successful   in   their   career   and   make  the  top  can  also  be  a  factor  for  high  potentials  to  be  selected  for  the  traineeship,  make   the   top   and   be   successful.   The   mindset   to   strive   for   success   could   be   the   same   for   management   trainees   and   elite   athletes.   Regular   employees   can   be   thought   of   as   having   normal  career  success,  management  trainees  being  (potentially)  high  in  career  success  and   elite  athletes  being  high  as  well,  although  in  another  domain.  Therefore,  self-­‐regulatory  skills   in  management  trainees  are  hypothesized  to  be  of  the  same  level  as  those  of  elite  athletes.     Besides,   it   is   hypothesized   that   the   self-­‐regulatory   skills   of   management   trainees   and   top   elite  athletes  are  higher  than  regular  employees.  

 

H6a:   Management  trainees  and  elite  athletes  do  not  differ  in  self-­‐regulation.   H6b:   Management  trainees  have  higher  self-­‐regulation  than  regular  employees     H6c:   Elite  athletes  have  higher  self-­‐regulation  than  regular  employees.  

 

METHODOLOGY    

To   investigate   the   hypotheses,   self-­‐regulation   and   career   success   are   measured   using   a   questionnaire.   This   study   is   subdivided   in   two   phases   to   accurately   investigate   the   hypotheses.  The  first  phase  is  the  pretest  phase.  The  aim  of  the  pretest  phase  is  analyzing   and   improving   the   questionnaire   and   preliminary   exploring   the   relation   between   self-­‐ regulation  and  career  success.  Based  on  the  pretest  phase,  the  questionnaire  will  be  adapted   and  prepared  for  the  second  phase.  The  second  phase  is  the  organizational  phase.  The  aim   of  the  organizational  phase  is  to  investigate  the  hypotheses  in  an  organizational  setting  and   clarify  the  research  question:  Can  self-­‐regulation  indicators  facilitate  the  personnel  controls   in  organizations  for  selecting  high  potentials?  

This  section  starts  with  the  development  of  the  questionnaire.  First,  the  construction   of  the  complete  questionnaire  and  the  origination  of  the  different  parts  will  be  described.     Second,  the  participants  in  this  study  will  be  described.  Third,  the  variables  will  be  described   in  detail  and  fourth  the  data  analysis  procedure  is  discussed.  

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Questionnaire  development  &  procedure  

The   complete   questionnaire   consists   of   three   parts.   The   first   part   is   a   questionnaire   measuring  self-­‐regulation,  the  second  part  is  a  questionnaire  measuring  general  aspects  and   the  third  and  final  part  is  a  questionnaire  measuring  several  aspects  of  career  success.  The   complete  questionnaire  was  administered  in  Dutch.  

 

Self-­‐regulation  

The   six   dimensions   of   self-­‐regulation:   planning,   self   monitoring,   self   evaluation,   self   reflection,   effort   and   self   efficacy,   form   the   self-­‐regulation   questionnaire.   Planning,   self   monitoring,  self  evaluation  and  self  reflection  were  based  on  Hong  et  al.,  2001;  Herl  et  al.,   1999;  Howard  et  al.,  2000  and  Peltier  et  al.,  2006,  respectively.  The  self  efficacy  domain  was   constructed  from  the  Occupational  Self  efficacy  Scale  of  Shyns  &  von  Collani  (2010).  Effort   was  based  on  the  Motivated  Strategies  for  Learning  Questionnaire  of  Pintrich  (1990).  New   items   were   added   to   the   existing   items   to   be   able   to   select   the   best   items   for   the   questionnaire   in   the   pretest   phase.   Reverse   items   were   added   to   avoid   the   acquiescence   bias,  the  yes-­‐saying  bias.  The  newly  developed  items  were  constructed  in  cooperation  with   two   organizational   psychologists   with   a   doctor’s   degree   in   industrial   &   organizational   psychology.   All   questions   were   modified   to   be   answered   on   a   5   point   Likert   scale   ranging   from  almost  never  (1)  to  almost  always  (5).    

 

General  aspects  

Questions   regarding   general   aspects   included   age,   gender,   level   of   education,   years   of   working  experience  and  years  in  current  employment.  These  aspects  were  assessed  because   of   their   possible   influence   on   aspects   of   career   success.   Age,   gender   and   education   were   considered  control  variables  in  this  study.  

 

Career  success  

Objective   career   success   is   measured   by   several   variables:   salary,   number   of   promotions,   performance  evaluation,  if  someone  has  a  manager  position  in  its  organization  (Hoeksema,   et  al.,  1997).  

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career   success   questions   are   based   on   other-­‐referent   questions   of   Heslin   (2003).   All   questions  were  answered  on  a  5  point  Likert  scale  ranging  from  completely  disagree  (1)  to   completely  agree  (5).  

 

Questionnaire  development  procedure  

The   self-­‐regulation   questionnaire   was   developed   using   the   procedure   of   Drenth   &   Sijtsma   (2006)   for   measuring   psychological   characteristics,   which   is   based   on   the   classical   testing   theory.   The   first   step   in   the   development   of   the   questionnaire   is   identification   of   the   psychological  characteristic  that  will  be  measured.  Furthermore,  the  theory  relevant  to  the   to   be   measured   psychological   characteristic   should   be   investigated   and   analyzed.   The   second  step  is  operationalizing  the  characteristic  to  be  measured.    

Step  1  and  2  are  based  on  the  theoretical  description  of  the  sub  processes  of  self-­‐ regulation   (theoretical   framework)   and   previous   research   on   self-­‐regulation.   This   study   developed  a  first  version  of  the  self-­‐regulation  questionnaire  (Appendix  A).  An  online  version   of  the  complete  questionnaire  was  developed  using  Qualtrics  (Qualtrics  Labs  Inc.,  Provo,  UT)   to   administer   the   questionnaire   (Appendix   H).   An   online   questionnaire   reduces   the   likelihood   of   non-­‐response   rates   and   increases   the   quality   of   the   returned   questionnaires   (Denscombe,  2009).  

In  the  third  step  according  to  Drenth  &  Sijtsma  (2006),  the  questionnaire  should  be   investigated   and   quantified   by   giving   participants   a   test   version   of   the   questionnaire.   The   first  version  of  the  questionnaire  is  pretested  (n  =  104,  pretest  phase).  The  first  version  of   the   self-­‐regulation   questionnaire   is   adapted   based   on   the   feedback,   response   and   psychometric   analyses   of   the   results.   The   self-­‐regulation   items   in   the   first   version   are   evaluated  and  the  best  items  are  selected  for  the  second  version  of  the  questionnaire.  The   statistical  analyses  are  described  in  the  data  analysis  section:  results  pretest  phase.  

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The   second   version   of   the  questionnaire  can  be  found  in  Appendix  B.  The  adapted   and  improved  second  version  of  the  questionnaire  will  be  administered  in  an  organizational   setting,  the  organizational  phase  (n  =  166).  In  the  organizational  phase,  the  self-­‐regulation   questionnaire   is   reduced   to   8   items   and   again   psychometrically   analyzed.   In   both   questionnaire   administrations,   career   success   aspects   are   measured   to   investigate   if   the   outcomes   of   the   questionnaire   are   related   to   career   success.   This   is   exploratory   in   the   pretest   phase   and   the   main   aspect   of   the   organizational   phase.   The   results   of   the   organizational  phase  can  be  found  in  the  section:  results  organizational  phase.  

 

Participants  

Pretest  phase:  A  total  of  104  complete  responses  were  collected  in  the  pretest  phase.  In  this   sample,  42  (40.4%)  participants  are  still  studying  and  62  (59.6%)  participants  are  working.  On   average,   the   students   are   23.09   (sd   =   2.09)   years   old,   76.2%   are   male   and   most   of   the   students  attended  school  at  university  level  (61.9%).  The  workers  are  on  average  42,69  (sd  =   12,17)  years  old,  have  18,25  (sd  =  11,68)  years  of  working  experience  and  are  working  10,31   (sd   =   10,81)   years   for   their   current   boss.   In   the   workers   group,   53.2%   is   male   and   51.6%   completed  their  education  at  university  level  and  38.7%  at  higher  vocational  level.  

 

Organizational   phase:   Company   X   participated   in   the   survey   of   the   organizational   questionnaire.  Company  X  is  a  large  multinational  company  with  over  5000  employees  in  the   Netherlands   and   28,700   employees   globally.   Company   X   is   the   second   largest   HR-­‐service   provider  in  the  world  with  market  leading  positions  in  various  countries.  Company  X’s  annual   revenue  is  16.2  billion  dollars  in  2011  with  a  net  income  income  of  179  million  dollars.  After   receiving  company  consent,  Company  X’s  employees  were  contacted  for  an  explanation  of   the   research   and   were   requested   for   their   assistance.   The   questionnaire   was   also   administered  at  Company  Y  and  Company  Y’s  parent  company  .  Both  organizations  provide   selection  and  assessment  services  for  large  companies  in  the  Netherlands.    

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athlete  sample,  21  participants  are  already  working  (see  table  1).  Company  Y  contributed  63   participants.   Bibliographical   descriptives   can   be   found   in   table   1.   All   respondents   participated  voluntarily.  

 

Table  1.  Bibliographical  descriptives  for  management  trainees,  Company  X  and  Company  Y  employees  and  elite   athletes.     Man.  Trainees   Company  X   Company  X   Employees   Company  Y  

employees   Elite  athletes  

  N   Mean  (SD)   N   Mean  (SD)   N   Mean  (SD)   N   Mean  (SD)   Age  (y)   13   26,62  (1,39)   44   34,09  (7,41)   63   43,49  (9,99)   46   25,41  (5,18)   Work  experience  (y)   13   1,81  (0,88)   44   10,10  (7,51)   63   19,72  (9,38)   21   3,38  (3,75)   At  current  employer  (y)   13   1,50  (0,58)   43   5,70  (6,01)   63   9,96  (7,40)   21   2,04  (3,12)   Hours  per  week  (h)   13   40,00  (0,00)   44   36,55  (3,82)   63   34,16  (6,58)   21   23,76  (12,13)  

  N   %   N   %   N   %   N   %   Gender                        Male   5   38,5   11   25   26   41,3   21   45,7        Female   8   61,5   33   75   37   58,7   25   44,3       Variables  

Self-­‐regulation   is   divided   in   6   dimensions:   planning,   monitoring,   evaluation,   reflection,  

effort  and  self  efficacy.  A  mean  score  will  be  calculated  for  every  self-­‐regulatory  dimension.  

By   adding   up   the   6   average   dimension’s   scores,   a   measure   for   total   self-­‐regulation   is   be   calculated.  The  highest  score  per  dimension  is  5  (due  to  5-­‐point  Likert  scale)  resulting  in  a   maximum   score   for   total   self-­‐regulation   of   30   (dimensions   *   highest   score   per   dimension,   6*5).  

 

Objective  career  success  variables:  

Salary:  Salary  is  measured  as  monthly  salary  before  tax  on  a  fulltime  basis.  Salary  is  divided  

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PromoCE:  Promotions  at  the  current  employer  is  measured  by  the  number  of  promotions  

participants   have   received   in   their   current   occupation,   divided   by   age.   Not   available   for   Company  X  management  trainees.  (H2a)  

PromoTOT:   Total   promotions   in   a   participant’s   career   is   measured   by   the   number   of  

promotions   participants   have   received   in   their   career,   divided   by   age.   Not   available   for   Company  X  management  trainees.  (H2b)  

PerfCat:  Performance  category:  Based  on  the  performance  grade  Company  X  employees  can  

determine  their  performance  category:  insufficient,  reasonable,  good,  excellent.  Company  Y   and  employees  were  also  able  to  rate  themselves  in  one  of  these  performance  categories.   For  more  information  about  the  Company  X  performance  measurement  see  appendix  E  for  an   interview  with  Nico  van  Loo,  project  manager  performance  management  at  Company  X.  Only   available  in  the  organizational  survey.  (H4)  

Manager:   Participants   indicated   (yes/no)   whether   they   were   manager   in   the   organization  

where  they  were  working.  (H5)    

Subjective  career  success  variables:  

SSW:   Subjective   Self-­‐referent   career   success   for   Workers   was   calculated   by   adding   up   the  

scores  of  the  5  questions  in  the  career  satisfaction  scale  of  Greenhaus  et  al.  (1990).  (H3a)  

SOW:  Subjective  Other-­‐referent  career  success  for  Workers  was  calculated  by  adding  up  the  

scores  of  the  5  questions  about  other-­‐referent  subjective  career  success  (based  on  Heslin,   2003).  (H3b)  

 

Control  variables:  

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Data  analysis  

Pretest  phase:  The  primary  goal  is  investigating  the  quality  of  the  questionnaire.  A  histogram   analysis   of   the   discriminative   power   of   the   items   is   performed.   Too   positive   or   negatively   skewed   items   are   removed   as   they   reduce   an   item’s   discriminative   power.   Next,   internal   reliability  is  examined  using  Cronbach’s  Alpha  (α).  Items  were  investigated  in  comparison  to   their  scale  with  a  target  of  α  =  .80  for  every  scale  (Evers,  Lucassen,  Meijer,  Sijtsma,  2010;   Field,   2005).   Items   reducing   α   below   this   level   were   removed.   The   structure   of   the   questionnaire   is   investigated   by   an   exploratory   factor   analysis   (EFA).   The   factor   analysis   is   fixed   on   6   dimensions   as   the   theory   proposed   6   dimensions   of   self-­‐regulation.   An   oblique   rotation  (delta  =  0)  was  used  because  the  dimensions  on  self-­‐regulation  are  cyclically  related   and   are   therefore   probably   correlated   to   a   certain   level.   An   oblique   rotation   allows   for   correlation  between  factors  that  probably  better  fits  the  structure  as  proposed  by  theory.   Factor  loadings  higher  than  0.4  are  considered  major  components  of  the  factor  (Field,  2005).   The  subjective  self  and  other-­‐referent  career  success  measures  are  investigated  as  well.  Both   the  pretest  and  the  organizational  version  are  analyzed  in  this  manner.    

Furthermore,  the  effect  of  self-­‐regulation  on  career  success  is  explored.  In  the  pretest   phase,  the  effect  of  self-­‐regulation  is  explored  on  salary,  promotions  and  subjective  career   success  for  workers  (H1,  2b,  3).  These  analyses  are  within  group  analyses.  Correlations  will   be   used   to   explore   the   relation   between   self-­‐regulation   and   career   success.   A   Oneway   ANOVA   will   be   used   to   investigate   if   career   success   changes   across   self-­‐regulation   total   quartiles.  

Organizational  phase:  First,  the  questionnaire  is  analyzed  using  the  same  procedure   that  was  used  for  the  pretest  phase.  Second,  the  relation  between  self-­‐regulation  and  career   success   is   analyzed.   The   within   group   analyses   investigate   the   relation   between   self-­‐ regulation  and  promotions  and  subjective  career  success  for  workers  (H2,  3).    

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