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Bragg Gratings in Crystalline Waveguides Fabricated by Focused Ion Beam Milling

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2nd International Workshop on FIB for Photonics

2010

Collocated with ECIO 2010 in Cambridge, UK

6-7 April 2010

Co-Chairs : M.Cryan, J.Rarity, P.Heard

University of Bristol

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Bragg Gratings in Crystalline Waveguides Fabricated

by Focused Ion Beam Milling

I. Iñurrategi, F. Ay, D. Geskus, S. Aravazhi, V. Gadgil, K. Wörhoff, and M. Pollnau

Integrated Optical MicroSystems Group, MESA+ Institute for Nanotechnology, University of Twente, 7500 AE Enschede, The Netherlands

e-mail: f.ay@ewi.utwente.nl

Results of an optimization study of deeply-etched Bragg gratings in KY(WO4)2:Yb3+ to obtain photonic cavity structures are

reported. By optimizing parameters such as dose per area, dwell time and pixel resolution the redeposition effects are minimized and 4.3m-deep gratings are achieved.

Keywords-Bragg gratings; Laser microcavity; Focused ion beam milling; Double tungstates

I. INTRODUCTION

The interest in realizing on-chip active optical devices in a variety of materials, among them crystalline rare-earth-ion-doped laser materials, has resulted in a growing demand for high-quality micro- and nano-structuring methods. Compared to glasses, crystalline materials offer larger heat conductivity and damage threshold. Specifically, the monoclinic KY(WO4)2 (KYW) is recognized as an excellent host material for rare-earth ions, providing high absorption and emission cross sections, especially when doping it with Yb3+. Recently, laser emission with slope efficiencies up to 82.3% has been obtained in planar waveguides of this material [1].

The purpose of this work is to identify the optimum parameters of focused ion beam (FIB) nano-structuring for deeply-etched Bragg gratings in KYW:Yb3+ channel waveguides. Deep gratings of several micrometers are necessary to fully etch through the whole waveguide cross-section to obtain a higher effective index contrast, thus requiring a fewer number of periods to obtain the same amount of light reflection. Therefore, the main two goals of this work are to achieve a sufficient grating aspect ratio for KYW:Yb3+ by controlling the re-deposition during the milling process and to realize straight grating side-walls in order to minimize out-of-plane losses [2]. All grating structures in KYW:Yb3+ were defined using a FEI Nova 600 dual-beam FIB machine and varying parameters such as milling current, ion dose, by a stream file definition procedure.

II. CROSS SECTIONING

Cross-sectioning of the milled structures was performed in order to analyze grating parameters such as grating depth or sidewall slope. The first step of the procedure consists of a local deposition of Pt layer on the region where the cross section profile is to be investigated. Pt is in-situ and locally grown in order to avoid its re-deposition while milling the cross-section. The next step consists of milling a large hole using a high current of 92 nA. The trench, as shown in Fig. 1, was milled with a sloped angle in order to avoid long milling

times. Finally, a polishing process is applied by using a current of 93 pA in order to facilitate a high contrast image [3].

III. OPTIMIZATION OF THE MILLING PROCESS

We have used Phoenix Opto Designer and Phoenix Field Designer [4] in order to simulate the optical performance of the gratings and determine the optimum grating dimensions for the available KYW channel waveguides. All grating parameters were optimized to obtain a reflectivity higher than 80%. The milled grating structures had a period of 1.12 µm and a total length of 4.48 µm. The waveguide width was 8 µm and all gratings were milled on KYW:Yb3+. In order to avoid charging of the structures, a gold palladium metal layer with a thickness of 50 nm was sputtered on top before the milling process.

The first part of the study focused on achieving high milling depths on KYW:Yb3+. Two ion beam currents of 93 pA and 280 pA have been tested. The higher value allows a shorter milling duration of about 20 minutes in total, reducing any possible drift effects. Increasing the ion dose per area increased the milling depth as expected. This increase however, was not linear, as the milling depth had been strongly affected by re-deposition of material during milling. The gratings were realized using a predefined design mask file, called a stream file, that contains dell time and pixel sequence for the desired geometry.

Figure 1. Example of an SEM cross section image of a milled Bragg grating on KYW:Yb3+

The dwell time was set fixed to 0.005 ms for the first experiments while the number of loops and ion current was varied in order to obtain the desired grating depth of 4.3 µm. Table I shows the results of the first study.

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The second part of this work focused on diminishing the re-deposition effects during the milling process. The stream-file contains the design of the pathway by which the gratings are milled on the waveguide. A re-distribution of the pixels’ location and variation of dwell time was implemented along each grating period. The goal of this experiment was to reduce the re-deposition effects by varying pixel location and dwell time, without increasing the dose per area in order to optimize the milling process for steep sidewalls. The dwell time and pixel resolution increment at sidewalls was compensated with a loop repetition decrement.

The dwell time was varied linearly with a maximum value at the grating sidewalls to a minimum value at the center. This leads to a higher dose per area near the sidewalls. In the second approach, the pixel location was linearly re-distributed such that the pixel density is larger near the sidewalls than in the center (see the inset figures in Table II). Both techniques resulted in a reduced re-deposition effect and, therefore, steeper sidewalls compared to the initial “flat” dose distribution. For these experiments the total dose per area was about 33000 pC/µm2. Figure 2 shows the cross section scanning electron microscope (SEM) images of two samples with grating structures. The grating structure of Fig. 2a was milled with a standard stream file without optimizing the distribution. The current was 93 pA and the dose per area was 7000 pC/μm2 with uniform pixel and dwell time distribution. For the grating structure depicted in Fig. 2b we have applied the optimization processes described in the previous paragraph. The dose per area for this grating was 33000 pC/μm2. The pixel separation at the sidewalls varied between 1 and 20 in the center with a linear distribution. Table II shows the measured properties of the fabricated structures during the optimization study. It reveals a strong improvement of the total angle between the sidewalls when applying the dose distribution scheme. Figures 2a and 2b show the final improvement of the structure.

IV. CONCLUSIONS

Upon successful optimization of the FIB milling procedure re-deposition effects were significantly reduced during writing of grating structures in KYW:Yb3+. Grating structures more than 5 µm in depth with an improved total sidewall angle of 4.26º were achieved by varying dwell time and pixel resolution distribution for the same dose per area. Currently optical characterization of the resonator structures for achieving on-chip waveguide lasers is ongoing.

TABLE I. CURRENT AND DOSE PER AREA VARIATION

Experiment Current (pA) Dose/Area

(pC/m2) Depth (m)

A 93 7203 3.21

B (3000 loops) 280 15491 3.38

C (7000 loops) 280 36146 4.27

Figure 2. SEM cross section images of the grating structures defined in KYW:Yb3+ (a) without optimization and (b) defined using a pixel resolution

optimized distribution stream file approach.

ACKNOWLEDGMENTS

This work was supported by the Netherlands Organization for Scientific Research (NWO) trough the VICI Grant no. 07207 “Photonic Integrated Structures”. The authors thank Henk van Wolferen for his help with operating the FIB machine.

REFERENCES

[1] D. Geskus, S. Aravazhi, E. Bernhardi, C. Grivas, S. Harkema, K. Hametner, D. Günther, K. Wörhoff, and M. Pollnau, ”Low-threshold, highly efficient Gd3+, Lu3+ co-doped KY(WO

4)2:Yb3+ planar waveguide

lasers,”Laser Phys. Lett., vol. 11, pp. 800-805, Aug. 2009.

[2] T. F. Krauss and R. M. De La Rue, “Optical characterization of waveguide based photonic microstructures,” Appl. Phys. Lett., vol. 12, pp. 1613-1615, Mar. 1996.

[3] F. Ay, A. Uranga, J. D. B. Bradley, K. Wörhoff, R. M. de Ridder, and M. Pollnau “Focused ion beam nano-structuring of Bragg gratings in Al2O3 channel waveguides”, Proceedings of the First Insternational Workshop on FIB for Photonics, pp. 48-50, Nov. 2008.

[4] PhoeniX Software, version 3.0.6 beta, www.phoenixbv.com

TABLE II. DWELL TIME AND PIXEL DISTRIBUTION OPTIMIZATION OF THE STREAM FILES

Dwell time distribution Dwell time

variation(ms) Depth (m) Angle (°)

0.005 4.27 9

0.003 - 0007 4.1 8.1

0.003 - 0.7 4.06 7

Pixel distribution Step variation Depth (m) Angle (°)

20 4.27 9

10 -20 4.24 6.6

1 - 20 4.37 5.5

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