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INTERNATIONAL SUSTAINABILITY

SCIENCE SYMPOSIUM

* prof.dr. Michiel A. Heldeweg LL.M.

… A Legal Governance

Perspective on Putting

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YOUR ITINERARY …

Transdisciplinarity and Human Well Being

How so a ‘Legal Governance Perspective’? Transdisciplinarity beyond interdisciplinarity

Looking from a normative perspective

- Interdisciplinarity of ‘Legal Governance’ (LG) - LG Challenge of Sustainability

-Legal principle(s) - Institutional shifts

- High Tech – Human Touch

… A Legal Governance Perspective on Putting SDGs into Reality

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THE ADDED VALUE OF LEGAL

GOVERNANCE TO SDGs

Aim of Law

Make People Flourish

- no coming to blows

- self realisation of individuals & collectives - 4 components…

Legal Governance

Law concerning Collective Action & Interests

- Legal Space of constraints & opportunities as Action Arena (structuring policy-

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CORE LEGAL PRINCIPLE OF

SUSTAINABILITY

Legal core of SDG-governance challenge Principle 3 of the 1992 Rio Declaration:

“The right to development must be fulfilled so as to equitably meet developmental and environmental needs of present and future generations.“

Two elements

- development/needs - intergenerational equity

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CORE LEGAL PRINCIPLE OF

SUSTAINABILITY

Two elements - development/needs - intergenerational equity

Balance needs of 3 or 4 kinds and 3-5 Ps?

Trade-offs ó limits? (in)commensurable?

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CORE LEGAL PRINCIPLE OF

SUSTAINABILITY

Two elements - development/needs - intergenerational equity

But how to legally encompass flourishing of next generations or of nature? Antropo- è Eco-centric..

Uncertain & Voiceless Interests…..

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

First: consider supporting legal principles! - ALARA - Integration - Precaution - Concern of State

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

ALARA

‘As Low As Reasonably Achievable’

Operate only if at ALARA levels of pollution – exhaustion –nuisance

Burden of proof: BAT

BATNEEC

BPM

B(P)EO

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

INTEGRATION

‘SiaP’: Sustainability in any Policy Rio-principle 4; Article 11 TFEU

- if a policy impacts sustainabity: assess

- when equal alternative with less impact: apply - no requirement of trade-off…??

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

PRECAUTION – Rio Principle 15

“In order to protect the environment, the

precautionary approach shall be widely applied by States according to their capabilities.

Where there are threats of serious or irreversible damage, lack of full scientific certainty shall not be used as a reason for postponing cost-effective

measures to prevent environmental degradation.”

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

PRECAUTION

(Shall) uncertainty – threats – measures

Debate1: legal principle* ó policy approach

* subdebate (‘shall’): obligation ó legitimation

Debate 2: precaution* ó sound science** *avoid false negatives/underregulation ** avoid false positives/overregulation

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

PRECAUTION

Different types of issues/uncertainty permutations

Broader perspective

- look beyond prohibition….

Monitoring & Engage Stakeholders

Effectsè êChance Known Unknown Known RISK Probabilities Riskman’t AMBIGUITY no probabilities Sensitivities? Unknown UNCERTAINTY No probabilities Scenarios? IGNORANCE No probabilities Resilience

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

CONCERN OF GOVERNMENT

2nd Generation Social Human Rights: E.G. Article 21 NL Constitution:

“It shall be the concern of the authorities to keep the country habitable and to protect and improve the

environment.”

Also for next generations and pro-natura?

No specific action/right of claim…. (yet)

Collective – Programmatic – Courts’ Reluctance...

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

Second: consider institutional setting!

- A. Shift between Government Powers

- B. Shift from Government to Governance

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

A. Shift between Government Powers ‘Judicial Activism’ Legislator Executive Conflicts on Sustainability Judiciary ‘courts’

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

A. Shift between Government Powers ‘Judicial Activism’

EG1.ECHR: Right to life (Art. 2)*

& to private and family life (Art. 8)**

.. also for protection against environmental threats .. & positive obligation of governments to act

Cases (e.g.): Oneryildiz v. Turkey*

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

A. Shift between Government Powers ‘Judicial Activism’

EG2.Urgenda Climate case 2015

NGO v Dutch state

Insufficient 17% NL-action on Climate Change

- government shall protect citizens! Policy & Experts

- court vs state-discretion:

only demand 25% (inst.of 40%)

(Appeal case pending)

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

A. Shift between Government Powers ‘Judicial Activism’

Examples show…

L E

Shift in balance of Public Powers

Similar to liberal democracies’ courts

- minority ó majority J

- environmental interest ó political interest

taking sustainability seriously

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

B. Shift from Government to Governance

Governance in 3 modes of coordinating collective action:

- Government commands

(e.g. environmental permit)

- Firms compete for contracts (e.g. eco-labelled products)

- Communities/NGOs members cooperate

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

The Governance Triangle: environments with dominant actors; following basic rules

(Ph) Public hierarchy Government (v Citizen) (Cm) Competitive markets Seller (v Buyers) (Cn) Civil networks Members (v non-M) (Ignore hybrids: 1-4)

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

The Governance Triangle: Shift 1

Social dialogue (4) no one dominates no unmoved movers Seek collaboration International - epistemic communities national - strategic covenants

Legitimacy & Effectiveness ? local

- ‘kitchen table talks’

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

The Governance Triangle: Shift 1

Seek collaboration International - epistemic communities Orchestration? (Abbott&Snidal 2009)

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

The Governance Triangle: Shift 2

Engage communities ‘big society’ ‘stakeholder say’ ‘prosumerism’ Sustainability projects collaboration - waste management

- smart energy grids

- food sovereignty Legitimacy & Effectiveness?

Hybrids: Co-creationóReduce NIMBYISM

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LEGALLY ENCOMPASS UNCERTAIN

& VOICELESS INTERESTS

The Governance Triangle: Shift 2

Engage communities Sustainability projects Institutionalize? - e.g. shared/co-ownership Experimental regimes?

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WHAT’s THE TRANSDISCIPLINARY

SUSTAINABILITY NARRATIVE?

Legal Governance (Interdisciplinary)

- normative context of legal principles

- governance of institutional settings & shifts

‘ILT-IAD’

SDG 16: Peace & Justice – Strong Institutions

Transdisciplinary? ‘High Tech – Human Touch’

- regimes for Experimentation - stakeholder involvement

- co-evolution of Law – Governance & Technology

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WHAT’s THE TRANSDISCIPLINARY

SUSTAINABILITY NARRATIVE?

SDG no. 4: “Ensure inclusive and equitable quality education and promote lifelong learning opportunities for all”

Target 4.7: “By 2030, ensure that all learners acquire the knowledge and skills needed to promote sustainable development, including,

among others, through education for sustainable development and sustainable lifestyles, human rights, gender equality, promotion of a culture of peace and non-violence, global citizenship and appreciation of cultural diversity and of culture’s contribution to sustainable development.”

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YOUR KEYNOTE …

prof.dr. Michiel A.

Heldeweg LL.M.

Previously: Dutch Public Law

Incl (EU) Environmental Law

Presently: Chair in Law, Governance & Technology

Dept. Governance & Technology for Sustainability

University of Twente

Honorary Judge District Court Overijssel (NL)

… A Legal Governance Perspective on Putting SDGs into Reality

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