GLOBIO-Aquatic,
a
global
model
of
human
impact
on
the
biodiversity
of
inland
aquatic
ecosystems
J.H.
Janse
a,b,*
,
J.J.
Kuiper
a,b,
M.J.
Weijters
c,1,
E.P.
Westerbeek
a,2,
M.H.J.L.
Jeuken
a,3,
M.
Bakkenes
a,
R.
Alkemade
a,d,
W.M.
Mooij
b,e,
J.T.A.
Verhoeven
caPBL,NetherlandsEnvironmentalAssessmentAgency,Dept.ofNatureandRuralAreas,P.O.Box303,NL-3720AH
Bilthoven,TheNetherlands
bNetherlandsInstituteofEcology(NIOO-KNAW),Dept.ofAquaticEcology,P.O.Box50,NL-6700ABWageningen,
TheNetherlands
c
EcologyandBiodiversity,InstituteofEnvironmentalBiology,UtrechtUniversity,Padualaan8,NL-3584CHUtrecht,
TheNetherlands
dWageningenUniversity,EnvironmentalSystemsAnalysis,P.O.Box47,NL-6700AAWageningen,TheNetherlands
eWageningenUniversity,AquaticEcologyandWaterManagement,P.O.Box47,NL-6700AAWageningen,
TheNetherlands
a
r
t
i
c
l
e
i
n
f
o
Keywords: Lakes Wetlands RiversLandusechange
Eutrophication Hydrologicaldisturbance Catchment Scenarioanalysis Cyanobacteria
a
b
s
t
r
a
c
t
Biodiversityinfreshwaterecosystems–rivers,lakesandwetlands–isundergoingrapid
globaldecline.Majordriversarelandusechange,eutrophication,hydrologicaldisturbance,
climatechange,overexploitationandinvasivespecies.Wedevelopedaglobalmodelfor
assessingthedominanthumanimpactsoninlandaquaticbiodiversity.Thesystemconsists
ofabiodiversitymodel,namedGLOBIO-Aquatic,thatisembeddedintheIMAGEmodel
framework,i.e.linked tomodelsfordemography,economy,landusechanges, climate
change,nutrientemissions,aglobalhydrologicalmodelandaglobalmapofwaterbodies.
Thebiodiversitymodelisbasedonarecompilationofexistingdata,therebyscaling-upfrom
local/regionalcase-studiestoglobaltrends.Wecomparedspeciescompositioninimpacted
lakes,rivers andwetlandstothatincomparableundisturbedsystems.Wefocussedon
broad categoriesofhuman-inducedpressuresthatarerelevantattheglobalscale.The
driverscurrentlyincludedarecatchmentlandusechangesandnutrientloadingaffecting
waterquality,andhydrologicaldisturbanceandclimatechangeaffectingwaterquantity.
Theresultingrelativemeanabundanceoforiginalspeciesisusedasindicatorfor
biodiver-sityintactness.Forlakes, weuseddominanceofharmfulalgalbloomsasanadditional
indicator.Theresultsshowthatthereisasignificantnegativerelationbetweenbiodiversity
intactness and thesestressors in all typesof freshwater ecosystems. In heavily used
catchments,standingwaterbodieswouldloseabout80%oftheirbiodiversityintactness
andrunningwatersabout70%,whileseverehydrologicaldisturbancewouldresultinlosses
*Correspondingauthorat:PBL,NetherlandsEnvironmentalAssessmentAgency,Dept.ofNatureandRuralAreas,P.O.Box303,NL-3720AH
Bilthoven,TheNetherlands.Tel.:+31650834609.
E-mailaddress:jan.janse@pbl.nl(J.H.Janse).
1 Presentaddress:B-ware,Nijmegen,TheNetherlands.
2 Presentaddress:MangroveInfo&KayakCentre,Bonaire,Caribbean,TheNetherlands.
3 Presentaddress:Deltares,Delft,TheNetherlands.
Available
online
at
www.sciencedirect.com
ScienceDirect
journalhomepage:www.elsevier.com/locate/envsci
http://dx.doi.org/10.1016/j.envsci.2014.12.007
1462-9011/#2014The Authors. Publishedby ElsevierLtd.This is anopen access articleunder theCC BY-NC-ND license (http://
1.
Introduction
An estimated 11–13 million km2, or 8–9% of the earth’s
continentalsurfaceconsistsofinlandaquaticecosystems,of
which about 21% are lakes, 3% reservoirs, 3% rivers, 33%
floodplain marshes and swamps, 6% coastalwetlands, and
35%otherwetlands(LehnerandDo¨ll,2004).Thesesystemshost
ahighanduniquebiodiversityanddeliverimportantecosystem
serviceslikefreshwateravailability,waterpurification,climate
regulation,foodandrecreationalvalues(MEA,2005a).
Globalfreshwaterbiodiversityisdecliningandisexpected
tofurtherdecline(MEA,2005b;Revengaetal.,2005;CBD,2014),
possiblyat evenhigherratesthaninterrestrialandmarine
habitats(Lohand Wackernagel,2012). Aquatic systemsare
especiallyvulnerable becausehuman populationdensity is
on average higher near lakes, rivers and estuaries, and
becausewaterbodiesaccumulatetheeffectsofdevelopments
in their catchment (Williamson et al., 2008). Population
increase,economicdevelopment,foodandfueldemandand
urbanization are the main indirect anthropogenic drivers
causingthisdeclineofbiodiversityattheglobalscale.These
leadtomanifolddirectdriversofchangewhichcanbeassigned
toseveral broadcategories:land-use changes,hydrological
disturbance (both leading to loss of habitats), pollution,
climatechange,overexploitationand exoticspeciesarethe
most-mentionedones(Salaetal.,2000;Revengaetal.,2005;
MEA,2005b;Dudgeonetal.,2006).
Oneofthemostprominentdirect driverscontributingto
the declineof aquaticbiodiversity at a global scaleis land
use change, which involves both the direct conversion of
wetlandsaswellasindirecteffectsofland-useinthecatchment
(WatzinandMcIntosh,1999;Allan,2004;Revengaetal.,2005;
Verhoevenetal.,2006).Recentestimatesstatethatover60%of
wetland area has been converted worldwide since 1900
(Davidson,2014).Indirecteffectsofland-usechangesinclude
elevated suspended solid concentrations resulting from
in-creasederosionafterdeforestation(Wissmaretal.,2004;Cohen
etal.,1993),eutrophication(nutrientconcentrationsgenerally
stronglycorrelatewiththeintensityoflanduseintheupstream
catchment(CrosbieandChow-Fraser,1999;Harper,1992)),and
increasedpollutionbyother(toxic)substances.Acombination
oftheseandotherfactorsrelatedtoland-usechangesleadsto
changes in river channels and floodplains that disturb the
naturalhabitatsofaquaticbiota(Allan,2004).
A second important category contributing to a global
decline in aquatic biodiversity is hydrological disturbance
resulting from water withdrawal for e.g. irrigation and
publicwatersupply,andfromregulationofwaterflowsby
infrastructure for e.g. hydropower generation, protection
against flooding, navigation or water storage (Rosenberg
etal.,2000;BunnandArthington,2002).By2010therewere
about 50,000dams (higherthan 15m),creatingatotalarea
ofabout300,000km2ofreservoirsandimpactingsome70%
oftheworld’srivers(Lehneretal.,2011).Damsaffectbiota
via disruption of the natural flow regime or the seasonal
flood pulse to which organisms are adapted (Ward, 1998;
Keddyetal.,2009)andbyblockingmigrationroutes(Poffetal., 1997; Poff and Zimmerman, 2010). In wetlands and lakes,
hydrological alternation maycause changesinwaterlevel,
floodingordesiccation(NilssonandBerggren,2000;Wantzen
etal.,2008).
Recently global climatechange has been identifiedasa
dominantdriver ofchangeaffectingaquatic ecosystemsin
severalways(e.g.Palmeretal.,2008;Mooijetal.,2005;Moss
et al., 2009; Vescovi et al., 2009), including rise in water
temperature and hydrological changes (such as increased
peakdischargesorlongperiodsoflowflow).Thelattermay
alsoleadtoincreasednutrientloadingand,insomeregions,
salinization. In streams, temperature increase mayleadto
extinctionofcharacteristicspecies.Instandingwaters,biotic
communities willbeaffected by a range ofprocesses, like
increased frequency of stratification periods, productivity
increasesandalgalblooms.Climatechangecanaggravatethe
effectsofeutrophication(Mooijet al.,2005;Jeppesen etal.,
2009;Mossetal.,2011).
Many other factorshave beendescribed as influencing
biodiversity atvarious scales,such asinvasions ofexotic
species (e.g.Salaetal.,2000;Leprieuret al.,2009)andthe
exploitation of aquatic biota (FAO, 2012) including the
harvest of food (fish, crustaceans and other organisms)
and fibre (reed, papyrus). In addition, water bodies are
increasinglyusedforaquaculture,aboomingsector,which
is already responsible for about half of the world’s fish
production for human consumption, of which 80% takes
place in freshwaters,mainly inAsia (FAO, 2012). Impacts
includeeutrophication,pollution,escapeofcultured
organ-ismstothewildandspreadofdiseases. Additionalfactors
influencing biodiversity atvarious scalesare local habitat
changes,acidification,salinization,organicpollution,
genet-icdisruptionandtoxicstress.
The worldwide losses of biodiversity and ecosystem
services areamajorconcerntopolicymakersat thelocal,
national andinternationallevel.Examplesofthe latter are
ofabout80%inrunningwatersandmorethan50%infloodplainwetlands.Asan
illustra-tion,ananalysisusingtheOECD‘baselinescenario’showsaconsiderabledeclineofthe
biodiversityintactnessinstillexistingwaterbodiesin2000,especiallyintemperateand
subtropicalregions,andafurtherdeclineespeciallyintropicalregionsin2050.Historical
lossofwetlandareasisnotyetincludedintheseresults.Themodelmayinformpolicy
makersatthegloballevelinwhatregionsaquaticbiodiversitywillbeaffectedmostand
bywhatcauses,andallowsforscenarioanalysistoevaluatepolicyoptions.
#2014TheAuthors.PublishedbyElsevierLtd.ThisisanopenaccessarticleundertheCC
international forums like the Convention on Biological
Diversity(CBD),RamsarConventiononWetlands,EU,OECD
andotheragencies,internationalNGO’sand companies.To
evaluatepolicyoptions, thereisagreatneedforintegrated
modelsthatdynamicallydescribethedriversofchangeand
theirimpactonbiodiversity(MEA,2005b;PereiraandCooper,
2006;Dudgeon,2010;CBD,2014).
Several global models exist that describe important
driversofchange, suchasclimate,hydrology(Vo¨ro¨smarty
etal.,2000;Do¨lletal.,2009;Biemansetal.,2011;VanBeek
et al., 2011) and nutrient loading (Seitzinger et al., 2010;
Bouwman et al., 2011). Vo¨ro¨smarty et al. (2010) made an
integrated model ofthreatsto biodiversity inrivers.Most
genericsimulationmodelsonecologicalprocesses(seefor
instance overview for lakes by Mooij et al. (2010)) do not
specificallyaddressbiodiversity,althoughcorrelativemodels
have been developed for species composition related to
abioticfactors(seee.g.overviewforstreamsbyVerdonschot
(2000)). These models, however, are generally confined
to smaller spatial scales or specific water types. Direct
correlation between species distribution data and abiotic
dataatlargerscaleshaveproducedmuchinsight,butmay
failtodiscernnaturalandanthropogenicfactorsormaygive
misleadingresultsduetocovariationbetweenfactors(e.g.
Xenopoulosetal.,2005).Inconclusion,abroad,overarching
and consistent model of the human impacts on aquatic
biodiversity in inland waters is not yet available. This
paperdescribestheoutlinesofsuchaglobalmodel,called
GLOBIO-Aquatic.
GLOBIO-Aquaticmodelsthedominanthumanimpactson
inlandaquaticbiodiversityusingameta-analysisofexisting
information. Itconsistsofaset ofempirical relationships
betweenenvironmentaldriversandtheirimpacton
biodi-versityindifferentaquaticecosystems.Thefocusisonbroad
categoriesofhuman-inducedpressuresthatstillholdwhen
scaled up from a local/regional level to the global level.
Currentlythedriversland-usechange(including
eutrophica-tion),hydrologicaldisturbanceandclimatechangeare
investi-gated. The severity of impacts is expressed as a biotic
intactnessindexrelativetotherespectivereference
compo-sition (i.e. inthe undisturbedstate; see Section 2.2). This
allowsstudyingtheimpactsofdifferentdriversinconcert,
and comparing their impacts among different types of
aquaticecosystems.Hence,wedonotaimto‘explain’the
biodiversitypatternsinallkindsofaquaticecosystems,but
rather to ‘extract’ the impact of the main anthropogenic
pressures on the natural species pattern. The model is
embedded in the IMAGE model framework for land use
andglobalenvironmentalchange(Stehfestetal.,2014)and
is complementary to the GLOBIO model for terrestrial
ecosystems(Alkemadeetal.,2009).
We first describe the chain of models to estimate the
magnitudeofthemaindriversofchange.Wethenpresentthe
biodiversity intactness indicators. We document how we
linkedtheabove-mentioned driversandthe biodiversityof
rivers, lakes and wetlands and compare the biodiversity
impactamongdifferentecosystems.Finally,wepresentthe
implementationandapplicationofthemodelchain,andusea
globalbaselinescenario(OECD,2012)fortheperiod2000–2050
asanexample.
2.
Methods
2.1. Driversandmodelchain
Theenvironmentaldriversareevaluatedthroughachainof
globalmodelsandmapsconsistingofalanduseandclimate
changemodel,ahydrologicalmodel,anutrientmodelanda
mapofthewaterbodies.Thecatchmentapproachisapplied
by includingthe spatialrelationsbetweenpixels, basedon
flow direction.Fig.1shows schematicallytherelationships
betweenthemodelsforthedriverscurrentlyaddressed.
Projections of land use and climate change arederived
from the IMAGE model (Stehfest et al., 2014) that uses
projections on human population size, economic growth,
foodandenergyrequirements,andfoodtrade,tomodelfuture
agriculturallanduse.Basedontherequirementsandsources
ofenergy,IMAGEalsomodelstheworld’scarbonemissions
andclimaticchangessuchastemperature,precipitationand
potential evapotranspiration. The Global Nutrient Model
(Beusen,2014)translatesfuturepopulationsizeand
agricul-turalland-usepatternsintosoilnutrientbudgets(Bouwman
et al.,2011)andnutrient loadingstoaquaticsystems,from
both diffuse and point sources. Nitrogen and phosphorus
leachingand runofffromtheland tothesurfacewatersis
modelled based on agricultural area, the application of
fertilizerandmanure,precipitationandspatialcharacteristics
ofslope,soiltextureandgroundwatercharacteristics.Urban
nutrientemissionsaremodelledbasedonpopulation,
afflu-ence(GDP),sanitationandtheuseofdetergents(VanDrecht
etal.,2009).Retentionofnutrientsintheglobalsurfacewater
networkisincluded,basedonslopeandretentiontime.
Water discharge iscalculatedby theglobal hydrological
model PCR-GLOBWB (Van Beekand Bierkens, 2009) or the
hydrological moduleof the global vegetation modelLPJmL
(Biemans et al., 2011). The discharge is based on a water
balanceperpixel,includingprecipitation,evapotranspiration,
snowmelt, infiltration to groundwater and human water
abstraction. In these models, the discharge is affected by
climatic variables, land use, waterabstraction, and by the
presenceandwayofmanagementofdamsandreservoirs.The
twomodelsdifferintimescale,intheschematizationofriver
floodplainsandwetlandsandinthedefinitionofvegetation
andcroptypes.ThemodelPCR-GLOBWBalsocalculatesthe
watertemperature(whichiscurrentlyusedforthealgalbloom
indicator only;see Section 2.5). Data on existing dams are
takenfromtheGRANDdatabase(Lehneret al.,2011)anda
projection of future dams made according to Fekete et al.
(2010).
Thedeviationbetweennaturalandimpactedflowpattern
is derived from the modelled discharges as the ‘amended
annual proportional flow deviation’ (AAPFD; Ladson and
White, 1999 and implemented as described by Biemans etal.,2011): AAPFD¼ X 12 i¼1 QiQi0 ¯ Qi0 2 2 4 3 5 1 2 (1)
Thisdeviationisaveragedovertheyearsofrecord.Inthe
naturalrunoffintheithmonthand ¯Qi0fortheyear-averaged
natural runoff. Thevalue ofAAPFD may range from0 for
unregulatedriversto+1;ingeneral,valuesabove3denotea
strongdeviation.
Driversarecurrentlymodelledinaspatialresolutionof
300300(approx.50km50kmattheequator).Allfluxesare
accumulated downstream according to the water routing
routine,whichisbasedonadigitalelevationmap(DEM).The
locationandtypeofwaterbodiesisbasedontheGlobalLakes
andWetlandsDatabasemap(LehnerandDo¨ll,2004),whichis
availableatdifferentresolutions.Thismapdiscernsthemain
inlandwatertypes:lakes,reservoirs,riversandseveraltypes
ofwetlandsnamelyriverinemarshesandswamps,isolated
wetlands (bogs, etc.), intermediate, brackish and coastal
wetlandsaswellaswetlandmosaics. Fromthe GLWDwe
calculatedthefractionalareaofeachtypeofsurfacewaterin
each grid cell. The routing model and GLWD map are
combined to estimate the nutrient loadings to the water
bodies of the GLWD categories 1–6 (i.e. lakes, reservoirs,
rivers,floodplainwetlands,swampsandcoastalwetlands)
and the fraction of human land use in their upstream
catchment. Theother wetland types (categories 7–12) are
assumed to be more isolated and hence to have their
catchmentsconfinedtoonlythegridcellinwhichtheyare
located.Dataonlakedepthsare(ifavailable)derivedfrom
the ‘FLAKE’ dataset (Kourzeneva, 2010). Lakes aredivided
intothecategories‘shallow’and‘deep’basedonaboundary
valueof3mmeandepth.Incaseofmultiplevalueswithina
cell,afrequencydistributionofthesecategoriesiscalculated.
Missing values are estimated by (in this order): (a) the
elevation map:lakesinmountainousregionsareassumed
to be deep; (b) expert judgement based on regional
char-acteristics;(c)nearestneighbour(onlywithinabiome);and
(d)theworldaverage(percategory).
Allaforementioned driversareconfinedtothe existing
waterbodies(i.e.definedintheGLWD-2004,basedondata
fromthe1990s).Astherearenohistoricallakeandwetland
mapsavailabletoestimatehistoricalwetlandconversions,a
firstattempt was made toderive suchamapfrom model
calculations(Brolsmaetal.,2012).ThemodelPCR-GLOBWB
(VanBeeketal.,2011;VanBeekandBierkens,2009)wasrun
with onlynaturalhydrologicalinput,excludingallhuman
interventions, and all permanently inundated areas were
selected. This gives an estimate of all potential natural
wetlands(disregardinghistoricalclimatechange).Forfuture
projections of wetland conversion to human land use, a
model was made by VanAsselen et al. (2013)basedon a
meta-analysisofconversionsthathaveoccurredinthelast
century. The conversion risk can be calculated from a
number of physicalandsocio-economic drivers, ofwhich
agricultural demand appeared to be prominent. But this
studydidnotcoverthefactorsdeterminingtheprecedence
of wetlands or other land cover types for conversion. As
these modulesare stillindevelopment,they havenotyet
been included in the version documented in this paper.
Instead, as a conservative guess, a minimum estimateof
wetlandconversionwasmade,basedontheareaofGLWD
wetlandsminimallyrequiredtomeettheprojectedincrease
inagriculturallanddemandifallnon-wetlandareas(such
asforests)havebeenused.
Fig.1–Modelchainforfreshwaterbiodiversity.Rectanglesdenotevariablesorprocesses,ovalsdenotemodels,rounded
rectanglesdenotedata,blackarrowsdenotemodelinputoroutput,bluearrows(inwebversion)orgreyarrows(inprint
2.2. Biodiversityindicators
Toexpressbiodiversity,weusedindicatorsthatallowedusto
quantifyandcomparetheecologicalimpactforhighlydifferent
studiesandecosystemtypes.Themostimportantindicatorused
inthisstudyis‘biodiversityintactness’or‘naturalness’ofthe
bioticcommunity,denotedas‘MSA’(MeanrelativeAbundance
oforiginalSpecies)(Alkemadeetal.,2009).Thisindicator,also
referred toas‘relativetaxonrichness(RTR)’(Verboom etal.,2007;
Weijtersetal.,2009),isrelatedtotheBiologicalIntactnessIndex
(BII)(ScholesandBiggs,2005)andisalsousedintheterrestrial
GLOBIOmodel.TheMSAcalculatesastheaverageremaining
abundance of originally occurring species, relative to the
correspondingnaturalabundance,ona0–1scale:
MSAs¼ P iRis N (2a) Ris¼ Aisd Aisc (2b)
whereMSAs isthemeanrelative abundanceoftheoriginal
speciesestimatedinstudys,Nthenumberofspeciesinthe
study,andRistheratiobetweentheabundanceofspeciesiinthe
disturbed(Aisd)andthecorrespondingundisturbed(reference)
situation(Aisc),respectively.The‘referencesituation’maybe
thesituationofthesamewaterbodybeforethedisturbance
occurred,oranaturallycomparableundisturbedwaterbodyin
thesameregion.Theabundanceofaspeciesmaybegivenas
numberofindividualspersite,thenumberofsitesatwhichthe
speciesis found,thepooled abundanceover the year, or a
comparablemetricthatfulfilstheoverallaimofametricof
thedegreeofoccurrenceofthespecies.Onlythosespeciesthat
occurinthereferencesituationareincluded,andtheratiofor
eachspeciesistruncatedat1:anincreaseofaspeciesbeyondits
‘undisturbed’densityisnotconsideredasanimprovement.The
MSAconceptallowsscalingandcomparingdifferentecosystem
types.Itdiffersfromspeciesrichnessorotherdiversity
indica-torsliketheShannon–Wienerindexinthatspeciesthatonly
occurinthedisturbedandnotintheundisturbed(‘pristine’)
situation,arenotincluded.Invasionby‘exotic’speciesisnot
reflectedintheindicator,butisindirectlyaccountedforbyan
assumedlinkwithadeclineofnativespecies.
TheMSAindicatorisrelatedtothewidelyusedIndexof
BioticIntegrity(IBI),a multi-metricindex thatdescribesan
ecosystem’sbioticcommunitycomparedwithitsundisturbed
state.TheoriginalversionoftheIBI(Karr,1981),basedonfish
data,had12metricswithvaluesbetween1(disturbed)and5
(pristine),andhencecumulativerangesbetween12and60.
TheIBImethodhasbeenfurtherdevelopedand(regionally)
adaptedformanydifferentecosystemsandbioticgroups(Karr
andChu,2000;Wrightetal.,2000;Parsonsetal.,2002),with
varyingnumberandnatureofmetrics.Forstudiesinwhich
onlythe IBI valueswere reportedinstead of theraw data,
we transferred these into MSA values by rescaling them
between0and1fortheminimumandmaximumIBIvalues,
respectively,assuminglinearinterpolation.So,
MSA¼ IBIIBImin
IBImaxIBImin
(3)
In studies where species presence or abundance data
(allowingMSAcalculation)werepublishedbesidesIBIscores
(e.g.CreweandTimmermans,2005),thecorrelationbetween
the two was high (r2=0.62), justifying the use of both
indicatorsinthisstudy.
TheMSAcanalsobelinkedtotheEcologicalQualityRatio
(EQR)usedintheEuropeanWaterFrameworkDirective.Thisis
also an indicator, scaled 0–1, based on the biota (species
compositionandabundanceoffunctionalgroups)relativeto
thereferenceconditionoftherespectivewatertype.TheEQR
uses dataon macrophytes, algae, macro-invertebrates and
fish. Although the EQR calculation process is complicated
and notnecessarily linear, in thisstudy theEQRhas been
converted1:1intoMSAforthecasesconcerned.Inascoping
study in The Netherlands, the average values of both
indicators wereingood agreement(PBL, 2008), but amore
rigorouscomparisonwouldbeneeded.
Complementary to the MSA, the occurrence ofharmful
algalblooms(primarilycyanobacteria)hasbeenincludedas
anindicatorfortheecologicalstatusoflakes.Algalblooms
areoftenusedasadisturbanceindicator,generallynegatively
related to MSA, as phytoplankton dominance excludes
othernativespecies.Thealgalbloommoduleisincludedto
covertheimpactsofclimatechangeintermsoftemperature
rise.
2.3. Datacollection
Therelationbetweentheselectedenvironmentaldriversand
thebiodiversityinrivers,lakesandwetlands,wasbasedon
meta-analyses of literature data. Studies were selected in
which biodiversity data in impacted systems had been
compared with those in undisturbed reference systems,
eitherintime(before–after)or space(providedthesystems
were comparable concerning natural factors). Case studies
werederivedfromliteraturepublishedinscientificjournals,
reportsorbooks,disclosedbyonlinesearchengines(Scopus,
Google Scholar and Web of Science) and/or referenced in
reviewpapersand,occasionally,ondatasetsobtainedthrough
personal communication. Grey literature has not been
surveyed. Search terms were grouped in four categories,
comprisingtheecosystemtypeunderconcern,thedriverof
interest, the effect parameters, and the type of study
(comparator), respectively (Table 1). Search terms were
combinedtoselectpapersthatcontainedat leastoneterm
fromeachgroupintheirtitle,keywordsorabstract.Fromthe
hits,weselectedpapersthatmetthefollowingcriteria:
The studies compared disturbed systems with reference
systems(intimeorspace).
Thestudiesclearlydefinedthenatureandthedegreeofthe
disturbance.
Thestudiesreportedonspeciesrichness,species
composi-tion,IndexofBioticIntegrity(IBI)orEcologicalQualityRatio
(EQR).
Thesecriteriawereappliedwithsomeflexibility,inthatthe
definitions ofthe reference stateor the description of the
degreeofdisturbancemaysometimesdifferamongstudiesor
requiredsometranslation(explainedbelow)or,aspointedout,
thatsometimesderiveddatawereusedasaproxyforMSAif
Forlandusechangesinthecatchmentand
eutrophica-tion,weanalyzedtheeffectonthebiodiversityof(1)rivers
and streams, (2) wetlands and (3) lakes. Accordingly, we
analyzed the effect of hydrological disturbance on the
biodiversity of (4) rivers and streams, and (5) floodplain
wetlands.Table1showsthesearchtermsusedinthesearch
query.
Theeffectoflandusechangesonriversandstreams(Weijters
etal.,2009)wasbasedonstudiesonbiodiversityinriversand
streamswithdifferentcatchmentlanduse(forest,
agricultur-al,urban,etc.)and/ordifferentnutrientconcentrationsinthe
water. Aswater nutrient concentrations generally strongly
correlate with land use in the upstream catchment (e.g.
Harper,1992;Johnes et al.,1996; Crosbieand Chow-Fraser,
1999) these variables might be used as interchangeable
disturbanceindicators.Aslandusegradientsinriver
catch-mentsoftenparallelnaturalgradients(WatzinandMcIntosh,
1999; Allan, 2004), we only compared sites located in
comparableriversegmentswithsimilarstreamorder.
Forthe effectsofland usechanges on wetlandswe based
landuse intensity onland use fractions, nutrientlevels or
disturbance rank, whatever reported. The results were
categorized in the wetland classes defined in the GLWD
(LehnerandDo¨ll,2004).
Forlakes,the analysiswasmainly basedonphosphorus
and nitrogen concentrations as an indicator for land use
intensityinthecatchment,partlyfordatareasonsandalso
becauseeutrophicationbynutrientsisoftenthedirectdriver
foreffectsonbiodiversityinlakes.
We derived impacts of hydrological disturbance on rivers
comparing data on biota in rivers at different degrees of
regulation(mostlybydams,insomecasesbycanalizationor
waterabstraction)to thesituation beforetheimpact, orto
neighbouring unregulated river stretches. Not all studies
reportedthedegreeofflowdisturbanceinauniformway. If
reported, theAAPFD was used, inother casesanestimate
wasmade.
Inthestudyonhydrologicaldisturbanceonfloodplainwetlands
(Kuiperetal.,2014),theflowdisturbancehasbeenexpressed
inthecategorieslow,mediumorhigh.Thisstudycoversthe
GLWD wetlandtypes 4(floodplainmarshes) and 5(swamp
forests).
2.4. Dataprocessingandcombination
Biodiversity intactness (MSA) values were calculated or
estimated fromthe primary speciescomposition datathat
wereextractedfromthecasestudies(Eq.(2)).IBIscoreswere
translatedintoMSAaccordingtoEq.(3)andEQRvalueswere
setequaltoMSA.Fromeachstudy,allavailabledatapoints
wereusedanddepictedinthegraphs(seeSection3).
Forthemes1–4,aregressionanalysisbetweenthe
distur-bancevariables andtheMSAvalueswasdone,usingthepackage
stats version3.2.0available inRversion 3.1.1(R-Core-Team,
Table1–Searchtermsfortheliteraturesurveys.
Theme# Ecosystem Drivers Effectparameters Comparator
11 Stream Landuse Biodiversity Impactassessment
River Landcover Speciescomposition Pristine
Catchment Community Reference
Watershed Speciesrichness
Urbanlanduse Bioticintegrity
Agriculturallanduse IBI
Anthropogenic disturbance
Macro-invertebrates
Humanimpact Fish
Deforestation Macrophytes Eutrophication Vegetation Phosphorus Phytoplankton Nitrogen Zooplankton Amphibia Reptiles Birds Mammals
2 Wetland Idemas1 Idemas1 Idemas1
3 Lake Idemas1 Idemas1 Idemas1
4 River Riverregulation/alteration Idemas1 Idemas1
Stream Flowregulation/alteration
Flowregime Alteredhydrology Alteredflooding Hydrologic(al)change/alteration/regime Flowdisturbance Floodpulse/regime Inundationperiod/frequency
52 Floodplainwetland Idemas4 Idemas1 Idemas1
Riverinewetland Riparianwetland
1 Weijtersetal.(2009). 2 Kuiperetal.(2014).
2014). In accordance with the definition of MSA, the
regressionswereforcedto1atzeroorminimumvalue of
thedisturbancefactor.Inthemes1and2alinear
relation-shipbetweendisturbancelevelandMSA wasassumed.In
theme 3, logistic regressionshave been performed, based
on assumed non-linear (sigmoidal) relationships between
nutrientconcentrationsandecologicaleffects(e.g.Scheffer
et al., 1993). The regressions were done for shallow and
deep lakes separately. In theme 4 we used the log10 of
thedisturbancelevel,i.e.theAAPFD,asthisvariablevaries
between0 and+1.In theme 5data points were grouped
intothreelevelsofdisturbance.Weusedmeta-analysesto
calculate mean effect sizes using the package metafor in
R(fordetailsseeKuiperetal.,2014).Thedatasetsdidnot
allow to calculate possible interactions between the
different categories of drivers, which were therefore not
included.
2.5. Algalbloommodule
The algal bloom module calculates the probability of the
dominance of harmful algal blooms of cyanobacteria in
lakes. Several empirical models already exist that relate
cyanobacterial biomass to total phosphorus (TP) and total
nitrogen(TN)concentrationsandwatertemperature,
devel-opedby Smith (1985), Watson et al. (1997), Downing et al. (2001), Ha˚kansonet al.(2007) and Kostenet al.(2012). The
modelbyHa˚kansonetal.(2007)(seeTable2)(slightlymodified
by addinga cut-off at TPbelow 0.005mgL1)was used in
thisstudy,asitwasjudgedasthemostcomprehensiveand
easy-to-useonaglobalscale.
2.6. Implementationandapplication
The model chain has been implemented, parallel to the
GLOBIO-Terrestrialmodel,inDelphiinthesoftwarepackage
Arisflow to control a correct handling of input data and
calculations. Spatial data on land-use, water discharge,
nutrient concentrations and flow deviation (calculated as
explained in Section 2.1) were read from GIS files and
combined with the regressions from the meta-analyses,
applied for the water types present in each300300 pixel
accordingtotheGLWDmap.Astheimpactsofthedifferent
driversareassumedtobeindependent,theMSAvalueper
waterbodyhasbeenobtainedbymultiplyingthevaluesforthe
relevantdrivers.Thefinalindicator‘aquaticMSA’ perpixel
hasbeencalculatedbyarea-weightedaveragingoftheMSA
valuesforrivers,lakesandwetlandsasfarastheyoccurin
theparticularpixel.
Toillustrateitsapplicabilityatthegloballevel,themodel
chain including GLOBIO-Aquatic has been applied for the
2000situationandfor2050accordingtotheOECDbaseline
scenario(OECD,2012).Themaindifferencesbetweenthose
years area 40% global population increase (from6.5 to 9
billionpeople),a60%increaseoffoodproductionandenergy
demand(with80%fossilfuel),a4degreesincreaseofaverage
airtemperature,a50%increaseinhydropowercapacity, a
55% higher freshwater use and an increase in urban
(doubling) anddiffuse (20–50% higher) nutrient emissions
towater.
3.
Results
3.1. Biodiversityrelations 3.1.1. Landusechanges
Riversandstreams:Theliteraturesearchgaveabout240papers,
fromwhich only12 paperspresented dataapplicablefora
quantitative analysis of MSA, resulting in 18 relationships
(Weijtersetal.,2009).Themostcommonlyreportedgroups
were macro-invertebrates and fishes and all data were
basedonspatialcomparisonofsites.Inthemajorityofthe
cases,totaltaxonrichnessdecreasedwithincreasinghuman
land-use (urban oragricultural)inthe catchmentandwith
increasingnutrientconcentrations(Fig.2,Table2),butthere
werealsoquitesomeoppositeorindifferentexamplesandthe
variability betweenthe studieswas large(Fig.2).Subgroup
analysis revealed that fish tend tobe more sensitive than
macroinvertebrates(fordetailsseeWeijtersetal.,2009).
Wetlands: The search resulted in nearly 400 articles, of
which 35 reported on qualitative relations with species
richness,butonly12paperswithquantitativedataforMSA
calculation (24 relationships). All studies involved spatial
comparisonsorgradientstudies.Avarietyofbioticgroupswas
represented in the dataset: plants, mosses, fishes,
amphi-bians, macro-invertebrates, birds, mammals. The GWLD
classes 4(floodplainmarshes),5(swampforests),6(coastal
wetlands) and 9(intermittentor isolatedwetlands) arethe
wetlandtypesincluded.Theclasses7(brackishwetlands)and
8(bogs,fensandmires)wereunderrepresentedinthedataset.
Ourliteraturestudyrevealsthatspeciesrichnessinwetlands
is always negatively related to human land use in the
catchment (Fig. 3, Table 2) and in most cases positively
related toforest cover(data notshown). Thedataset was
toosmallforconclusionsonsubsetsorcofactors.
Lakes:Inthissurvey17paperswerefoundfromwhichMSA
valuescouldbederived,mostlyfromcomparisonsbetween
lakes,somefromtimeseries,andsomefromalreadycompiled
0.0 0.2 0.4 0.6 0.8 1.0 100 80 60 40 20 0 MSA
Non-natural land use (%)
Fig.2–MSAinriversandstreamsinrelationtolandusein
thecatchment(adaptedfromWeijtersetal.,2009),
includingtheregressionline(blackline;R2=0.33),
confidenceinterval(greydashedline)andprediction
data.SomepapersgaveIBIorEQRvalues.Thedatacovereda
widerangeoftaxonomicgroups:algae,macrophytes,
macro-invertebrates, fishes and zooplankton. From the dataset,
significantnegativerelationships couldbederivedfor MSA
asafunctionofnutrientconcentrations.Logisticregressionon
the logarithmically transformed total phosphorus (TP)
con-centrations(afteradditionofaminimumvalueof0.001mgL1)
wasused,asconcentrationsarezero-boundedandasigmoidal
response expected. The regression has been performed for
shallowanddeeplakesseparately;thelimithasbeenchosen
at an average depth of 3m, crudely based on frequent
dominanceofsubmergedmacrophytesandinaccordancewith
thetypologyoftheEuropeanWaterFrameworkDirective.The
regressionlinefordeeplakesisbelowtheoneforshallowlakes,
indicatingthattheoriginalbioticcommunityinthelattergroup
islessvulnerabletoeutrophicationthanthefirstgroup(Fig.4
and Table 2). This could partly be explained by stabilizing
feedback mechanisms of the submerged macrophytes that
oftendominateinnon-eutrophicshallowlakes(Schefferetal.,
1993). Analogous data for TN were much more scarce, in
conjunctionwiththegeneralnotionofPbeingconsideredas
the main limiting nutrientfor algal growth infreshwaters.
There are indications, however, of a negative effect of N
loadingonbiodiversityinsomeinstances,mainlyintropical
waters butalso insome temperatelakes. Weperformedan
analogouslogisticregressionontheNdata(Table2).Finally,
the two relations were combined by selecting the highest
value,inaccordancewiththelimitingnutrientconcept:
MSAnut¼MAX½MSAP;MSAN (4)
3.1.2. Hydrologicaldisturbance
Rivers:Thesearchqueryresultedin20studiesthatcontained
usablequantitativedata.Themostfrequentlystudiedgroups
were fishes and macro-invertebrates.The resultsgenerally
revealed a clear decline of MSA in response to the flow
deviations (Fig. 5). A linear regressionon the log10 ofthe
reportedorestimatedAAPFD(withasmallvalue(0.1)added)
hasbeenperformed,forcedto1atzerodeviation.Fromthe
graphitappearsthata(moderate)flowdeviationof1would
resultinanMSAvalueofabout0.6andaflowdeviationof3
inanMSAofabout0.4.Inthemodelapplication,theequation
hasbeencut-offataminimumMSAvalueof0.1forveryhigh
flowdeviations.
Floodplainwetlands:Fortheflooddependentwetlands,19
suitablepapers(outofaninitial686)werefound,fromwhich
29 data-sets could be extracted to calculate MSA. In the
majorityofthecasesdammingwasthemainimpactandplants
themajorbioticgroupdescribed(fordetailsseeKuiperetal.,
2014).Thecaseswithalow,mediumandhighflowdisturbance
had weighted average MSA values of 0.60, 0.53 and 0.46,
respectively (Fig. 6). This indicates that alreadya moderate
disturbancehasadrasticimpact.Toincorporatethisintothe
GLOBIO model,these valueswereusedtofit anasymptotic
exponentialrelationoftheformy=aexp(b/(x+c)),assigning
the threecategories an AAPFDvalue ofabout 0.3,1 and3,
respectively(Table2).Theresponsetoflowdisturbancewas
somewhat influenced byother factorslike land use in the
upstreamcatchment,biomeandtaxonomicalgroup,butthe
datasetwastoosmallforconclusionsonsubsets.
0.0 0.2 0.4 0.6 0.8 1.0 MSA 20 0
Land use intensity
40 60
in the catchment (%)
80 100
Fig.3–MSAinwetlandsinrelationtocatchmentlanduse
intensity,includingtheregressionline(blackline;
R2=0.23),confidenceinterval(greydashedline)and
predictioninterval(greydottedline).
Fig.4–MSAindeeplakesandshallowlakesinrelationto
nutrientconcentrations;regressionlines(solidlines)and
95%confidenceintervals(dashedlines).
0.0 0.2 0.4 0.6 0.8 1.0 1 0.5 0 -0.5 -1 MSA
Flow deviation (log(AAPFD+0.1))
Fig.5–MSAinriversandstreamsinrelationtoflow
disturbance,includingtheregressionline(blackline;
R2=0.1),confidenceinterval(greydashedline)and
3.1.3. Combination
Ageneralremarkisthatforallthemes,onlyalimitednumber
ofpaperspresentedthedatainsuchawaythatMSAvalues
couldbecalculated.ThesepapersarelistedinWeijtersetal.
(2009),Kuiperetal.(2014)andonthewebsitewww.globio.info.
Themajorityofthesepapers(over90%ofthepapersonland
usechangesandover80%oftheonesonhydrologicalchanges)
describedstudiesinthe‘developed’partoftheworld:North
America,EuropeandAustralia/NewZealand.
Thederivedrelationshipswerecombinedbymultiplying
the appropriate MSA factors per water type(Table 2). The
combined MSA value per pixel was calculated by
area-weightedaveragingofthesevalues.
3.2. OECDbaselinescenario
Asanillustrationofanapplicationofthemodelchainwith
globalscenariodata,theaverageaquaticMSAprojectedforthe
OECDbaseline is showngeographically forthe years2000
and2050(Fig.7a andb)aswell asthedifference (Fig.7c).
Pixelswithoutaquatic ecosystemsaccording tothe GLWD
(Lehner and Do¨ll, 2004) are shown in white on the map.
Accordingtothemodel,theaquaticbiodiversityintactness
in2000hasalreadydeclinedconsiderablyinmanypartsof
the world, especially in western, central and southern
Europe,theUSA/Mexico,southandeastAsia,thesouthern
SahelandpartsofSouthAfrica,ArgentinaandBrazil(Fig.7a).
Areas like northern Europe, Canada, Russia, Australia,
centralAfricaandlargepartsofSouthAmericahavemuch
less beenaffected. In general,the boreal biomehas been
affectedleastandthepopulatedtemperate,mediterranean
andsubtropicalbiomes most.Theworld averagedaquatic
MSA (the average for all pixels with water bodies) has
decreased toabout0.75; aboutthree-quartersofthedecline
can beattributedtoland-usechanges (Fig. 8). Asexpected,
thelargestimpactsappearinthoseworldregionsthatarethe
most densely populated and the most cultivated. Rivers
and floodplain wetlands are affected in some of the less
populatedcatchmentsaswellasaconsequenceofdamming.
Theoccurrenceofalgalbloomsgenerallycorrelatesnegatively
withtheMSAforlakes,ascanbeseenfromacomparisonof
bothmaps(Fig.9aandb),whichislogicalastheyarelargely
basedonthesamedriversinthemodel.
In the OECD baselinescenario, the MSA is expectedto
declinefurtherinthefuture(Fig.7bandc).Amajordeclineis
projectedforAfrica,inlinewithpredictedchangesinlanduse
inthisscenario.InAsia,LatinAmericaandEasternEurope
furtherdeclinesarealsoprojected.Amodestimprovementis
projectedinpartsoftheUSA,centralAsiaandEurope,dueto
an assumed stabilization of agricultural area and/or some
resultofeutrophicationabatement.AllprojectedMSAlosses
of wetlands and shallow lakes should be regarded as
minimumvalues,astheyarebasedontheareaspresented
in the GLWD (Lehner and Do¨ll, 2004); historical wetland
Table2–Summaryoftheempiricalrelationshipsinthe
model.
MSAcalculations Landuseandnutrients
Rivers fLU=10.0070xwithx=humanland
useincatchment(0–100)
Wetlands fLU=10.0081xwithx=landuse
intensityinthecatchment(0–100) Shallowlakes fP=exp(x)/(1+exp(x))with
x=2.089–1.048LN(TP+0.001); TPinmgPm3
fN=exp(y)/(1+exp(y))with
y=0.2640–0.9975LN(TN+0.01); TNinmgNm3
fnut=MAX(fP,fN)
Deeplakes fP=exp(x)/(1+exp(x))with
x=4.002–1.176LN(TP+0.001); TPinmgPm3
fN=exp(y)/(1+exp(y))with
y=0.145–4.768LN(TN+0.01); TNinmgNm3 fnut=MAX(fP,fN) Hydrologicaldisturbance Rivers fHy=0.3985x+0.60with x=10log(AAPFD+0.1) Floodplain wetlands fHy=0.3519exp(0.5885/(x+1.5636))
withx=10log(AAPFD+0.1)
Combination MSAperwater
type(‘wt’)
MSAwt=(fLUjfnut)fHy1
TotalMSAaqua MSAaqua=Sum
(AreawtMSAwt)/WaterArea
Cyanobacterialbiomass (Ha˚kansonetal.,2007)
Lakes B=0.001[5.8510log(1000MAX(TP,
0.005))4.01]^4fTN/TPfT; IFTN/TP15:fTN/TP=1;ELSE: fTN/TP=13[(TN/TP)/151]; IFT>15:fT=0.86+0.63 ((T/15)^1.51);ELSE: fT=(1+1(T/15)^31));
TPandTNinmgm3;B,cyanobacteria(mgL1);T,mediansurface
watertemperatureingrowingseason(8C).
0.0 0.2 0.4 0.6 0.8 1.0 0.5 0 -0.5 -1 MSA
Flow deviation (log(AAPFD + 0.1))
Fig.6–MSAinfloodplainwetlandsinrelationtoflow
disturbanceforthreedifferentclassesofhydrological
alteration(MeaneffectWStandardError;highdisturbed,
N=15;mediumdisturbed,N=10;weaklydisturbed,
N=4).SeeKuiperetal.(2014)foradetaileddescriptionof
Fig.7–MapsofthemeanfreshwaterMSAfor(a)2000and(b)2050(OECDbaselinescenario).(c)Differencebetween2000and
conversions are not accounted forin the calculationsand
futureconversionsonlyasaminimumestimate.
4.
Discussion
Thisstudyshowsthatbiodiversityintactnessinfreshwater
ecosystems, measured as MSA, is negatively related to
twodominantcategoriesofanthropogenicstressors,i.e.(1)
land-use and eutrophication in the catchment (affecting
‘water quality’) and (2) hydrological disturbance by dams
and/or climate change (affecting ‘water quantity’). This
conclusioncanbedrawnqualitativelyfromtheensembleof
casestudies, and underpinned quantitativelyby the
meta-analyses on the data of a subset of these papers. This
conclusion holds for the major types of inland aquatic
ecosystems:rivers,lakes andwetlands,while wetlandsare
alsodirectlyaffectedbyconversionanddrainage.Ingeneral,
standingwaterbodiesinheavilyusedcatchmentslooseabout
80%oftheiroriginalspeciescompositionandrunningwaters
about70%.Severehydrologicaldisturbancecausesadeclineof
60–80%oftheoriginalspeciescompositioninrunningwaters
andmorethan50%ofitinconnectedwetlands.
Thispatternwasderivedbyscalingupand combininga
number of local/regional case studies. The variation of
observedeffectsbetweenindividualcasesislarge–asmight
beexpectedbothfromthevariationinlocal(e.g.
morphologi-cal,geochemical)andregional(e.g.hydrological,
geomorpho-logicalandclimatic)featuresofthesites,andalsofromthe
‘composite’natureofthediscerneddrivers.Thedriver‘human
landuse’forinstanceismadeupofmanycompositefactors
(eutrophication,erosion/sedimentation,ripariansettlements
andothers)thataloneorincombinationaffectsbiota.Asin
practiceseveraloftheseunderlyingfactorswillbecorrelated,
we argue that this way of scaling up different cases is
acceptable for obtaining a broad picture. The cases were
selectedundertheconditionthattheyhadevaluatedsitesor
periodscomparablewithrespecttonaturalfactors suchas
climate,geomorphology, stream order,catchment sizeand
water chemistry. As for the hydrological disturbance, we
chosethedegreeofdeviationfromthenaturalseasonalflow
patternasthecrucialvariable(Poffetal.,1997).Thisdeviation
may have a different nature in different systems, e.g.
increased flow variation in naturally steady rivers, versus
decreasedvariationinnaturallydynamicones.
Thequantitativeresultsofthismodellingexerciseshould
beregardedasindicativeastheyarebasedononlyalimited
setofcasestudies.Manystudiescouldnotbeusedbecause
data were presented inadequately. In addition, there is a
substantial bias geographically towards case studies from
NorthAmerica,OceaniaandEurope,althoughtheabsenceof
areferencesituationwasoftenaprobleminthelatterregion.
The boreal and also some of the tropical regions were
underrepresentedbecausetheyare(untilnow)lessdisturbed,
andgenerallylessstudied.Anoverallconstraintisthatonly
(datafrom)peer-reviewedpaperswereincluded,whichalso
tendstooveremphasizestudiesfromthe developedpart of
the world. An extensionof the searchwith greyliterature
(combinedwithabasicdataqualitycheck)wouldbroadenthe
results.
Animportantcauseofthedatalimitationarisesfromthe
fact that primarydata onspeciescomposition, requiredto
compute theMSAindicator,haveoftennotbeenpublished.
Increasing journal facilitiesas wellasongoing projectsfor
internationaldatacompilationsuchastheGlobalBiodiversity
InformationFacilityGBIF(www.gbif.org)andBioFresh(www.
freshwaterbiodiversity.eu)willprobablyleadtoanincreasein
suitabledatainthenearfuture.Datanotusableasinputmight
be appropriate for validation purposes. An increase of the
numberofcaseswouldofcoursenotreducethetotalvariability
inthedataset,whichshouldbetakenasunavoidable.Still,it
wouldrevealpossibledifferencesinsensitivitybetweenbiomes
orecotypes,whichcouldthenbeusedtorefinethemodel.In
themeantime,themodelcouldservetofillthe‘datagaps’by
extrapolatingrelationsfromotherecotypes.
Despitetheselimitations,themodelhasshowntoproduce
plausibleresultsatthelevelwhereitwasmeantfor,i.e.the
impact ofbroadly-defined driversat the scale ofrelatively
largeregionsandcatchments.Itinformspolicymakersatthe
globallevelinwhatregionsaquaticbiodiversityisexpected
Fig.8–World-averagedaquaticMSAlossin2000and2050accordingtotheOECDbaselinescenarioandcontributionofthe
tobeaffectedmostandbywhatcauses.Scenariosonglobal
issues like population growth, food demand, agricultural
production,sanitationandwastewatertreatmentandenergy
mixcanbelinkedtotheecologicalintactnessofecosystems
inworldregions.Thismakesbiodiversity–onabroadscale–
‘modelable’(linkabletotheseglobalenvironmentaldrivers)
andprovidesoneofthetoolstoevaluatetheCBDbiodiversity
targets(CBD,2014).InthiswayitcomplementstheGLOBIO
sistermodelforterrestrialecosystems(Alkemadeetal.,2009).
TheGLOBIOapproachhascontributedtotheawarenessthat
the CBD biodiversity targets for 2010 were not met, by
performinga number ofglobalscenariostudies (TenBrink
etal.,2010;OECD,2012;PBL,2014).
TheGLOBIO-Terrestrialmodelcoversthedriversland-use
change,infrastructure/fragmentation, atmospheric nitrogen
deposition and climate change, by adding an important
categoryofecosystemsandspecificaquaticdrivers(suchas
the water–food–energy nexus). Both models reveal some
parallelresultsfortheeffectsofhumanland-use:thedensely
cultivatedregionsoftheworldcomeoutasthemostaffected,
but inthe aquatic modelthespatial patternin theMSAis
influencedby theconnectanceofpixelswithin river
catch-ments.Moreover,theeffectsofflowdisturbancearealsoseen
insomeless-populatedregions.TheterrestrialGLOBIOmodel
reportsanaverageworld-MSAaround0.7in2000and0.63in
2050.Ourmodelgivescomparablefigures(about0.75and0.7),
but these values are certainly an overestimation in many
regions,ashistoricalwetlandconversionwasnotaccounted
forand notalldriverswereincluded.Bothmodelslackthe
impactofexoticspeciesinvasions.Becauseoftherelatively
highernumberoflakesandwetlandsintheborealregions,
thisbiome(whichisingeneraltheleastpopulated)hasmore
influenceontheworld-averageforGLOBIO-Aquaticthanfor
GLOBIO-Terrestrial.
Many ofthe most-impacted world regions according to
GLOBIO-Aquaticalsoappearfromthemodelofglobalthreats
toriverbiodiversitybyVo¨ro¨smartyetal.(2010).Besides,these
authorsconclude thatinthedeveloping world,theregions
withahigh threattoriver biodiversityoftencoincide with
thosewherewateravailabilitytohumansisatrisk.
We considertheMSA ausefulindicatorfor thestateof
anecosystem,asitreflectstheintactnessofthenativespecies
compositionandallowscomparisonofdifferentsystemson
thesamescale.Itisalsoan‘objective’indicatorinthatituses
the same baseline for all ecosystems and regions, which
contributedtoitsacceptanceinthepolicyarena.However,
MSAisbynomeanstheonlyindicatorofbiodiversity.Other
indicatorslikespeciesrichness,Shannon–Wienerindexand
evennessprovideotherkindsofinformationandshowpartly
differentresponsestodisturbancethanMSA.Inmoderately
disturbedsituations,thedecreaseoforiginalspeciesisoften
accompaniedbytheappearanceof‘newcomers’(the
‘inter-mediatedisturbancehypothesis’),therebyincreasingspecies
richness. This is also in line with the unimodal
(‘hump-shaped’) speciesrichnesscurves oftenfoundin relationto
productivityandotherfactors(Leibold,1999;Declerck,2005).
Someofthenewcomersmaybeinvasivespecies.Thisisonly
reflectedintheMSAifthenewcomersleadtothedeclineof
nativespecies,whichisnotnecessarilythecase.
Defining the ‘undisturbed’ (or ‘pristine’) state of an
ecosystemwhencalculatingtheMSAisoftendifficult.Truly
pristineaquatic systemsarerare, butwe tookapragmatic
approach by following the definitions of ‘least disturbed
systems’ in the casedescriptions in the literatureused as
reference systems for the driver under concern. When
comparingthebiotaatnaturalanddisturbedsituations,we
implicitlyassumed thatthetimesincethedisturbancehad
beensufficientlylongtoobservethechangesinbiota.Inmany
cases,theecosystemmightstillbeinatransientstate,e.g.
speciesthatareabouttodisappear inthelong runarestill
presentinthefirstyears.Arelatedtopicisthatwewerenot
able to distinguish possible hysteresis effects between an
increasingdisturbanceandadecreasingone(restoration),as
has for instance been shown for eutrophication of lakes
(Schefferetal.,1993).
Ageneralconcern aboutscaling upspeciescomposition
dataisthattherelationshipswiththedriversmaydifferacross
scales. The correlation between a certain driver and local
diversitymaynotholdattheregionallevel.Weaccountedfor
thisbycomparingonlydatathatcoveredthesamescaleasfar
aspossible.Besides,thisproblemplayslessaroleinourstudy
becauseweusedanindicatorofintactness(ornaturalness)
basedonoriginalspeciesonly.Thisindicatorisprobablyless
sensitive for this scale issue than ‘absolute’ biodiversity
indices like species richness. Averages of indicator values
calculated per pixel over larger regions (multiple pixels)
shouldbeinterpretedwithcare.Thisholds forMSAvalues
asmuchasformore‘absolute’indicators.Forexample,ona
largerscale,localdecreaseorextinctionsofspeciesmightbe
compensated by increases elsewhere, and species may
migratewithintheregion.Theaveragedvaluewillbedifferent
fromavaluethatwouldhavebeencalculatedfortheregion.
Nevertheless, theaveragedvaluedoesgiveanindication of
how much ofthe (in this caseaquatic) ecosystemsin the
region lost their original species composition. It does not
indicate, however, the absolute number of species under
threatindifferentregions, astheMSAisscaledto1forall
studies,i.e.naturallyspecies-richandspecies-poorsystems
aretreatedinthesameway.Itispossible,however,toweigh
theMSAvaluesbythenaturalspeciesrichnessperbiome,as
hasbeendemonstratedfortheGLOBIO-Terrestrialmodel.
Ourapproachshouldhenceberegardedascomplementary
tootherapproachesandindicators.IndicatorsliketheLiving
PlanetIndex(LPI)(LohandWackernagel,2012)andtheRedList
Index(RLI)(www.iucnredlist.org)provideinformationonthe
(global)trendinselectedspeciesgroups,butaredifficulttolink
toenvironmentalmodels.Anotherapproacharetheecological
assessment methods derived at the European-scale (Moss
etal.,2003;Penningetal.,2008;VerdonschotandNijboer,2004
and others), which derived indicator species for certain
disturbance factors. Azevedo et al. (2013) related relative
speciesrichnessforseveralbioticgroupstototalphosphorus
concentrations in lakes and streams worldwide. Although
methodsand indicatorsdiffer, thesestudiesalsosupporta
decreaseofbiodiversityathighernutrientlevels.Importantis
alsotherelationbetweenthesestructuralandmorefunctional
indicators of ecological integrity, like food web structure,
boundaries for regimeshiftsof vulnerableecosystems and
deliveryofecosystemservices(Pereiraetal.,2013).However,
O¨ zkundakcietal.(2014)foundonlyweakrelationsbetween
different typesofindicatorsindeeplakes inNewZealand.
Furthermodeldevelopmentwillprobablyrequire
combina-tionsofdifferentmodellingtechniques(cf.Mooijetal.,2010);
besides meta-analyses ofcase studies these could include
process-basedmodelling(e.g.forfactorslikeexploitationand
forfunctionalindicators),orqualitativereasoningifdataare
notthere.Thesetopicswillbeaddressedinfutureversionsof
themodel.
Someother,more‘internal’,issuesneedtobeconsidered
whenevaluatingthemodel.Wehavetreatedtheimpactsof
thedifferentcategoriesofdriversasindependent(hencewe
multiplied the factors). We consider this a reasonable
assumption, as the drivers were treated separately in the
underlying case studies. Interactions between drivers can,
however,notbeexcluded,bothsynergisticallyand
antagonis-tically.Thereisaweakindicationofwetlandsin
intensively-usedcatchmentsbeingsomewhatlesssensitiveto
hydrologi-cal disturbance. A synergistic effect is sometimes found
between invasive species and other disturbances, but the
currentdatasetwastoolimitedtoshowthat.
Anotherissueiswhethertheeffectofadriverismodified
by other factors. We explicitly separated the regression
analyses per main water type (i.e. river, wetland, shallow
lake,anddeeplake)(seeTable2andFigs.2–6).Other‘effect
modifiers’wereinsomecasestaxonomicgroups;e.g.inrivers,
inwetlands,amphibianstendedtoberelativelysensitiveand
animalsgenerallymoresensitivethanplants.Inlinewiththis
is also our finding that shallow lakes, often dominated by
submergedmacrophytes,werelesssensitivethandeeplakes.
Onecouldspeculatethatthevulnerabilityofaquaticanimals
mighthavetodowiththecomplexlifecycleofmanyspecies,
orwithlimitedpossibilitiestoescapeunfavourablehabitats,
whiledispersalofplantsmightbemoreeasy.Theseaspectscan
befurtherinvestigatedwhenmoredatawillbecomeavailable.
Toconclude,wepresentedamodelapproachthatisable
to link aquatic biodiversity intactness to spatially explicit
modelsofglobalenvironmentaldrivers,andthatallowsfor
scenarioanalysestoinformpolicymakersatthegloballevelin
whichregionstheaquatic biodiversityisimpactedmostby
environmental pressures. Although still in development
andhamperedbydatadeficits,wefeelthattheapproachis
promisingandcansuccessfullybeimprovedwhendatawill
beincreasinglyavailable.
Acknowledgements
The authors thank G. van Drecht, A.F. Bouwman, A.H.M.
Beusen,H.BiemansandB.Feketeforthedisposalofinputdata
for the model application, S. Teurlincx and M. Verhofstad
for help with ‘R’, J. Meijer for his help on the GIS-based
implementationandmapdesign,himandM.deHeerforthe
designofthewebsitewww.globio.info,andtwoanonymous
reviewersfortheirvaluablecommentsonanearlierversionof
themanuscript.ThisstudyispartoftheGlobalBiodiversity
ProjectoftheNeth.EnvironmentalAssessmentAgency.This
isalsopublication5767oftheNeth.InstituteofEcology.
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