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(1)

Assessing Nanotechnologies:

the future of reflexive co-evolution

Harro van Lente (University Utrecht)

Arie Rip (University Twente)

Peter Stegmaier (University Twente)

(2)

Co-evolution of technology /

technoscience



Technology and society always a

co-evolution



TA is a component of it since the

1970s



TA has often been presented in

terms of institutions (OTA)



… but the evolution of TA should be

seen as part of layers of

co-evolution.

(3)

Three main areas of nanotechnology

 These dynamics play out differently in the

different areas: the technologies are different, and industry structure is different.

 For example, in bionano (and sensors), lots of

opportunities for small firms,

 While in micro/nano-electronics the big

incumbents are dominant (Intel, Samsung, ST Microelectronics, NXP, Infineon)

 For materials and surfaces the situation is

(4)

lab-on-a-chip (micro-fluidics) lab-in-a-cell

cell fixed on a chip,

probed in various ways

lots of tinkering, unclear what possibilities are

(5)

Layers in co-evolution

of technology and society



since 1970s: contestation

 e.g. recombinant DNA



since 1990s: ELSI

 e.g. Human Genome Project



since 2000s: reflexive co-evolution

(6)

Types of actors and interdependencies

related to technology in society



Actors:

 technology developers and promotors

 i.e. insiders / enactors

 funders, consumers, citizens

 i.e outsiders / comparative selectors

 third parties

 e.g. insurance companies

 government actors

(7)

Main International Fora and Initiatives

on Nanotechnology

ISO, Int.Comm. Weights & Measures standardisation, metrology

UNIDO, World Social Forum, APEC, Meridian Inst.,

IRGC, ICON, … OECD CSPT

proposed WP on nanotechnology (mandate not yet finalised) OECD NESTI nanotechnology indicators Global (informal) governmental dialogue on responsible nanotechnology UNESCO

ethics incl. risk assessment G8 Carnegie Group

OECD JM CHEMICALS

proposed WP safety nanomaterials characterisation, metrology, toxicity, …

OECD

Global Science Forum

Slide shown by Tomellini, EU

(8)

Governance

 continuing interdependencies constitute

de facto governance

 attempts at governance (tentative or

otherwise) are embedded in de facto governance

 the current views of governance now ask

for more interaction and consultation  not based on thorough diagnosis

(9)

Approaches and tools

for reflexive co-evolution

 Approaches: create spaces in co-evolution  upstream public engagement

 orchestrate bridging events

 strategy articulation workshops  example…

 Tools:

 focus groups

 socio-technical scenarios

 use complexity and storyline

 based on “endogenous futures”

 example…

 multi-path mapping

(10)

Increasing reflexivity in co-evolution

 ongoing positioning and mutual learning

amongst stakeholders about

 dynamics of emerging technologies  governance of emerging technologies  mechanisms to influence the dynamics

 stimulated by TA-agent inserting herself

in ongoing developments and learning  making strategies visible

(11)

the possibilities of soft governance

 other views of roles of nanoscientists

and -firms

 anticipation of possibilities and risks

 distinguising between ‘good’ and ‘bad’ NGOs

 policy makers / civil society:

 emerging regulation

 new: demand for dedicated reflexivity

agents

 TA agent

 convergence workers  ethicists

(12)

To conclude

 Co-reflexive co-evolution as a next phase

of science – technology interaction  not just typical for nanotechnology

 Reflexive co-evolution as a new model for

emerging technologies

 new division of responsibilities  business of consultancies

 trivialization of reflexivity (otherwise it will not

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