Identifying rice stress on a regional scale from multi-temporal satellite images using a Bayesian method
Meiling Liu, Tiejun Wang, Andrew K. Skidmore, Xiangnan Liu, Mengmeng Li PII: S0269-7491(18)33981-2
DOI: https://doi.org/10.1016/j.envpol.2019.01.024 Reference: ENPO 12063
To appear in: Environmental Pollution
Received Date: 31 August 2018 Revised Date: 5 November 2018 Accepted Date: 8 January 2019
Please cite this article as: Liu, M., Wang, T., Skidmore, A.K., Liu, X., Li, M., Identifying rice stress on a regional scale from multi-temporal satellite images using a Bayesian method, Environmental Pollution (2019), doi: https://doi.org/10.1016/j.envpol.2019.01.024.
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Identifying rice stress on a regional scale from multi-temporal satellite images 1
using a Bayesian method 2
Meiling Liu1,*, Tiejun Wang2, Andrew K. Skidmore 2,3, Xiangnan Liu1, Mengmeng Li2 3
1
School of Information Engineering, China University of Geosciences , Beijing 100083, 4
China 5
2
Faculty of Geo-Information Science and Earth Observation (ITC), University of 6
Twente, P.O. Box 217, 7500 AE Enschede, The Netherlands 7
3
Department of Environmental Science, Macquarie University, NSW 2109, Australia 8
*Corresponding author. liuml@cugb.edu.cn, Tel: +86 10 82321060, Fax: +86 10 9
82322095 10
Abstract: 11
Crops are prone to various types of stress, such as caused by heavy metals, drought and 12
pest/disease, during their life cycle. Heavy metal stress in crops poses a serious threat to crop 13
quality and human health. However, differentiating between heavy metal and non-heavy 14
metal stress presents a great challenge, since responses to environmental stress in crops are 15
complex and uncertain, with different stressors possibly triggering similar canopy reflectance 16
responses. This study aims to infer the occurrence probability of heavy metal stress (i.e., Cd 17
stress) on a regional scale by integrating satellite-derived vegetation index and 18
spatio-temporal characteristics of different stressors with a Bayesian method. The study area 19
is located in the Hunan Province, China. Seven scenes of Sentinel-2 satellite images from 20
2016 and 2017 were collected, as well as Cd concentrations in the soil. First, the probability 21
of rice being stressed was screened using the normalized difference red-edge index (NDRE) 22
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at all the growth stages of rice. Further, the stressed rice was used as input, along with the 23
coefficients of spatio-temporal variation (CSTV) derived from NDRE, for a Bayesian method 24
to infer rice exposed to Cd pollution. The results demonstrated that NDRE was a sensitive 25
indicator for assessing stress levels in rice crops. The CSTV with a threshold of 2.7 26
successfully detected rice under Cd as well as abrupt stress on a regional scale. A high map 27
accuracy for Cd induced stress in rice was achieved with an accuracy of 81.57%. This study 28
suggests that vegetation index obtained from satellite images can assist in capturing crop 29
stress, and that the used Bayesian method can be very useful for distinguishing a specific 30
stressor in crops by incorporating temporal-spatial characteristic of different stressors in 31
crops into satellite-derived vegetation index . 32
Key words: Heavy metal stress; Sentinel-2 images; Bayesian method; Coefficients of 33 spatio-temporal variation. 34 35 Acknowledgments 36
This research was financially supported by the National Natural Science Foundation of China 37
(No.41601473 and No.41371407) and the China Scholarship Council (No.201706405037) 38
and co-funded by the Faculty of Geo-Information Science and Earth Observation (ITC), 39
University of Twente, the Netherlands. 40
41
1. Introduction 42
Rice (Oryza sativa L.) is among the most important crops and provides a staple food 43
source for nearly half of the world’s population (FAO, 2008). Rice production has made a 44
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significant impact on the lives of people worldwide. However, rice often grows in 45
unfavourable environmental conditions, exposed to, for instance, heavy metals in the soil, 46
drought, pests, diseases, and mismanagement, thus considerably reducing production 47
(Lichtenthaler, 2010). Excessive accumulation of heavy metals in agricultural soils may not 48
only influence crop yield, but also affect food quality and safety in a negative way, posing a 49
serious health threat to both animals and humans (Srivastava et al., 2017). As living standards 50
improve, the demand for high quality rice grains is increasing across the world (Zhang et al., 51
2005). Consequently, accurate detection of heavy metal stress levels in rice is essential for 52
food safety and living standard improvement. 53
Remote sensing has proved a valid method for detecting plant stress. For example, there 54
are studies examining plant response to heavy metal-contaminated soil in abandoned mines 55
and different field conditions (Ren et al., 2009; Chi et al., 2009; Liu et al., 2010, 2011a, 56
2011b; Wang et al., 2012; Liu et al., 2012; Wang et al., 2018), and other research 57
endeavouring to establish a relationship between pest/disease, nitrogen stress and reflectance 58
characteristic(Lemaire et al., 2008;Gilles et al.,2008; Sankaran et al., 2011; Zhang et al., 59
2012 ;Yuan et al., 2017). It is noted that to date experiments involving stress in crops were 60
performed with knowledge about the environmental conditions, such as heavy metal 61
contamination or pest/ disease. The fact that most studies have been conducted on a local 62
scale rather than on a large scale, forms one of the primary stumbling blocks for applying 63
remote sensing to precision detection of crop stress, primarily because crops growing in 64
ecosystems on larger scales may be associated with various stressors, including heavy metals, 65
diseases, insects, and drought. 66
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It is recognized that a multitude of stressors with different modes of action may trigger 67
similar physiological responses. For example, stress may induce: (i) changes in canopy 68
architecture and their internal structure, due both to a decrease of leaf area production and to 69
a destroyed cellular structure; (ii) pigments contents decrease due to a limitation of the 70
synthesis of chloroplasts; (iii) canopy temperature increase due to lower transpiration fluxes 71
(Chen and Kao, 1995; Larsson et al., 1998; Phadikar et al., 2012; Yuan et al., 2017). As a 72
result, the reflectance spectra of crops may exhibit a similar variation in the visible light and 73
near-infrared bands in a certain time period when crops are exposed to heavy metals, pests, 74
disease or nutrient stress (Yang et al., 2007; Liu et al., 2010;Mee et al., 2017). Therefore, it is 75
challenging to accurately identify stress factors in crops over large areas using a single-date 76
remote sensing imagery (West et al., 2003; Zhang et al., 2012). 77
However, different stressors in crops do cause variation in spatio-temporal 78
characteristics. Crops are regularly affected by pests, disease and nutrient stress, while crops 79
growing adjacent to industrial and mining areas may be subject to continuous stress exposure 80
to heavy metals. Heavy metals in the soil are viewed as nonpoint source pollution with high 81
toxicity, persistency. They can impede crop growth during the whole growth cycle. Heavy 82
metal-induced stress in rice crops can be characterized as spatio-temporally stable and 83
continuous (Scudiero et al., 2015, Tian et al., 2017). Crops stressed by pest and/or disease are 84
not evenly distributed across a region, as they also depend on management as well as physical 85
barriers, such as mountains and rivers (Phadikar et al., 2012; Donatelli et al., 2017). Thus, 86
pest and disease stress tends to occur sporadically across an area and is typically spatially and 87
temporally transient across all stages of growth (Liu et al., 2012; Scudiero et al., 2015). 88
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Nutrient stress affects rice in a more persistent and stable pattern during the different growth 89
stages than stress caused by pests and diseases does (Mee et al., 2017). However, there is 90
clear evidence that areas affected by nutrient stress vary from year to year, as well as show 91
spatial heterogeneity, as rice growers adjust basic fertilization rates using the fertilization 92
status of the previous year, thus trying to avoid rice to be stressed by a nutrient surplus or 93
deficiency in consecutive years (Lemaire et al., 2008). In other words, heavy metal stress in 94
crops may be defined as relatively stable stress across space and over long time scales (e.g., a 95
decade), as well as persistent throughout all crop growth stages. This in contrast to 96
pests/disease and nutrient stress in crops, which may be defined as abrupt stress that is 97
typically transient in space and time. 98
To accurately detect rice stress on a regional scale in agro-ecosystems, spatio-temporal 99
characteristics should be considered as important prior information for discriminating heavy 100
metal stress from pests/disease and nutrient stress. One particular technique that holds 101
considerable promise in combining prior information and observation data is the Bayes' 102
method (Pearl, 1988). Compared with frequentist methods, Bayesian methods can make 103
better use of available information, and so typically produce good results. Bayes' theorem 104
allows us to combine a prior belief about the probability of an event (e.g., temporal-spatial 105
characteristic of different stressors in crop) with observation data (e.g., spectral data), 106
resulting in a new and more robust posterior probability distribution of an event. Bayesian 107
methods are also effective for quantifying uncertainty by calculating probability (Jensen et al., 108
1990; Hosack et al., 2008). Bayesian methods have been used extensively as tools for 109
understanding complex relationships in ecology and environmental sciences (Borsuk et al., 110
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2004; Holloman et al., 2004; Marcot et al., 2006; Dorner et al., 2007; Park and Stenstrom, 111
2008; Dlamini, 2010; Liedloff and Smith, 2010; Voie et al., 2010; Aguilera et al., 2011). 112
More recently, Bayesian methods have been shown to be useful in detecting crop disease 113
severity (Schikora, et al., 2010; Bauer et al., 2011; Hernandez-Rabadan et al., 2014; Raza et 114
al., 2014). However, the capability of Bayesian methods in mapping and monitoring different 115
stressors in crops has remained unexplored. 116
The objectives of this research are to (i) identify stressed rice and unstressed rice on a 117
regional scale using multi-temporal satellite-derived vegetation index, and (ii) map the 118
probability distribution of heavy metal stress in rice on the basis of temporal-spatial 119
characteristics of different stressors using a Bayesian method. 120
2. Study area and data 121
2.1. Study area 122
The study area is located in Hunan province, China,covering an area of 1175 km2 from 123
27°35'N to 28°N and 113°1'E to 113°17'E (Fig. 1), and it has one of the highest agricultural 124
yields in the province. The rice (type: Boyou 9083) used in the single-rice cropping region in 125
Hunan Province, is normally transplanted in early June and harvested in late September. The 126
predominant soil type in the study area is red soil (Orthic Acrisol, FAO-UNESCO system). 127
The top 20 cm of soil boast abundant fertility with figures for mean soil organic matter, total 128
nitrogen, total phosphorus, and total potassium of 30.43 g/kg, 1.79 g/kg, 0.82 g/kg, and 0.56 129
g/kg, respectively (Hu et al., 2013). The climate is subtropical monsoon with mean annual 130
temperatures of approximately 16 to 18 °C and a mean annual rainfall of approximately 1500 131
mm. Rice cultivation in this region can rely on sufficient irrigation water. Therefore, the rice 132
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is hardly affected by water stress, based on meteorological data collected from 2016 and 2017 133
(Table S1). 134
The study area is an important industrial zone. There are many factories producing 135
pollution, such as printing plants, paper mills, and clothing factories. The rice is irrigated with 136
water from the Xiang Jiang River, which contains industrial wastewater discharges (Zhao et 137
al., 2015; Wan et al., 2017). The concentration of Cd in paddy soils is reported to generally be 138
higher than Level III Soil Environmental Quality Standards in China (the standard threshold 139
value for Cd concentration in soil is 1 mg·kg-1), which is harmful to normal plant growth and 140
causes potential health risks to consumers (Zhang et al., 2009; Norse and Ju, 2015; Chen et 141
al., 2016). This Cd, which cannot be artificially controlled, is the main stressor, continuously 142
interfering with the normal growth of rice during the entire growth period. Additionally, the 143
rice planted in the study area is subjected to improper amounts of fertilizers and farm 144
chemicals or mismanaged, causing extra stress (e.g., pest, disease and nutrient stress), 145
according to field investigations and acquired pest and disease information obtained from the 146
database provided by the Plant Protection and Inspection Service, Hunan Province, China 147
(http://www.hnagri.gov.cn) (Table S2). 148
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150Fig. 1. Location of the study area in China and the distribution of the seven study sites 151
within the study region 152
2.2. Ground data 153
Soil Cd concentrations were downloaded from both the Environmental Monitoring 154
Centre of China and the Environmental Protection Agency in the Hunan Province, China. We 155
also carried out soil sampling from 2014 to 2016 as part of the experiments. Topsoil samples 156
(depth 0–20 cm) were collected in this study area. At each of the seven study sites, the soil of 157
four subplots was mixed. The metal content in the soil was analyzed by the Chinese Academy 158
of Agricultural Sciences, Beijing, China. Soil samples were also analyzed for 159
diethylene-triamine-penta-acetic acid-extractable heavy metals using the method of Lindsay 160
and Norvell (1978) and the AAS to determine metal concentrations. 41 soil Cd concentrations 161
were used, based on data collected from the Environmental Monitoring Center of China and 162
our soil samples, to evaluate whether it would be effective to employ the proposed model for 163
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assessing Cd stress in rice on a regional scale. 164
To establish the stress assessment model, in 2017, we conducted a field experiment at 165
seven chosen sites (Fig.1 (b)). Rice at Site 1 was unstressed and growing healthily. Rice at 166
Site 2 was found to be affected by pests and disease, and showed common visual symptoms 167
such as a change in color and morphology of the rice, as caused by the yellow stem borer, the 168
rice leaf folder, the rice bug, or by leaf blast, brown spot and variation in “vertical spread and 169
horizontal spread”. Rice in Sites 3-7 was exposed to Cd contamination. Detailed information 170
on the seven sites is presented in Table1. 171
Table 1 The description of seven sites used to establish a stress assessment model in the 172 study area 173 Experiment area Central Geographical location Average Cd concentration (mg.kg-1) Description Rice pixel number Training Pixel number Testing Pixel number Site 1 27°40'3"N,113°10'3"E 0.86 Unstressed 1173 784 389
Site 2 27°37'16"N,113°14'49"E 0.88
Pests and disease stress
1062 708 354
Site 3 27°40'40"N,113°8'1"E 3.51 Cd stress 644 429 215 Site 4 27°47'0"N,113°9'59"E 1.40 Cd stress 246 164 82 Site 5 27°49'43"N,113°2'22"E 7.81 Cd stress 50 33 17 Site 6 27°58'59"N,113°2'28"E 5.09 Cd stress 891 594 297 Site 7 27°59'0"N,113°5'59"E 5.88 Cd stress 808 539 269 174
2.3. Sentinel-2 satellite image and processing 175
Sentinel-2 satellite images provide a versatile set of 13 spectral bands spanning from the 176
visible and near infrared to the shortwave infrared. The Sentinel-2 image can be freely 177
downloaded from the European Space Agency (ESA) Sentinels Scientific Data Hub 178
(https://scihub.copernicus.eu). We downloaded seven Sentinel-2 images (with processing 179
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level 1C) acquired during the rice growing seasons of 2016 and 2017, namely on 28 August, 180
2016, as well as on 17 July, 24 July, 6 August, 21 August, 15 September and 30 September, 181
2017. 182
The processing level 1C includes radiometric and geometric corrections with sub-pixel 183
accuracy (ESA, 2015). We applied atmospheric correction to the Sentinel-2 images using 184
Sen2cor version 2.2.1 within the Sentinel-2 Toolbox (S2TBX), on the Sentinel Application 185
Platform (SNAP) version 4.0.2. In this study, the two bands, B05 (centered at 705 nm) from 186
698-713 nm and B07 (centered at 783 nm) from 773-793 nm, were used with the same spatial 187
resolution of 20 m. To avoid misjudgments arising from an abrupt change in the consecutive 188
periods, cloud and cloud shadows for each image were masked. 189
3. Methods 190
To identifying rice corps under Cd stress on a regional scale, the following methods 191
were implemented (see Fig. 2). (i) A supervised classification method was used to map rice 192
fields. (ii) Vegetation indices (VIs) derived from multi-temporal satellite images were applied 193
to map the unstressed rice and stressed rice. (iii) A Bayesian method was employed to detect 194
rice crops under Cd stress based on the stressed rice and the coefficients of spatio-temporal 195
variation of VIs. 196
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197Fig.2. Flow chart of identifying rice corps under Cd stress on a regional scale 198
3.1. Mapping rice fields 199
A single-date, cloud-free Sentinel-2 image acquired on 16 September 2017, was used to 200
map rice distribution. To obtain the spatial distribution of rice in this study area, we 201
classified five land cover types (i.e., rice, forest, water, urban or bare land, and other) using a 202
maximum likelihood classifier, for which the training datasets were obtained from both 203
visually interpreting Google Earth imagery and field surveys. Total training and testing 204
sample pixels for the five land cover types were 318413 and 17096, respectively. And the 205
selected rice training and testing datasets amounted to 85585 and 4246 sample pixels, 206
respectively. We assessed the classification accuracy of the paddy rice using both overall 207
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accuracy and kappa coefficient. 208
3.2. Mapping stressed and unstressed rice crops 209
Based on our previous study, normalized red edge differences (NDRE) in bands B05 and 210
B07 proved to be the most effective indicators for monitoring stress levels on a regional scale 211
(Liu et al., 2018). Here, multi-temporal NDRE was used as the sensitive vegetation index (VI) 212
to determine the stressed and unstressed rice (Fig.2 (b). The unstressed and stressed rice 213
pixels from Site 2 and all other experimental Sites were selected, respectively (Table 1). In 214
addition, the selected rice pixels were divided into training and testing datasets, amounting to 215
3251 and 1623 sample pixels, respectively. A support vector machine (SVM) classifier was 216
used to distinguish between unstressed and stressed rice. We applied a kernel method and a 217
set of labelled pixels from unstressed and stressed rice to train a SVM classifier with a radial 218
basis function kernel to produce a probabilistic output (Lin et al., 2007). To evaluate the 219
accuracy of the stressed rice classification, a testing dataset was used to calculate a confusion 220
matrix, with the probability threshold set to 0.5. 221
3.3. Mapping rice crops under Cd stress 222
3.3.1. Calculating spatio-temporal characteristics of different stressors 223
The coefficients of spatio-temporal variation (CSTV) are referred to as the degree of 224
spatial variation for VI (i.e., NDRE) over a given time (i.e., rice growth stage). CSTV was 225
calculated to determine the spatio-temporal characteristics of different stressors (Liu et al., 226
2018). A greater CSTV represents a local instability that is significantly different from values 227
in the spatial neighborhood over the given period. In this study, the CSTV was calculated 228
using a threshold value to differentiate 'stable stress' from 'abrupt stress'. 229
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CSTV is computed based on the period-to-period variability of a given index time series 230
(Qi ), Qi and CSTVare expressed as follows: 231 1, , 1, / , i m i m i m i m i Q =V+ −V or V+ V , (1) 232 i Q Q CSTV δ − = , (2) 233
where
V
m+1,i , andV
mi, are the VI variation, and the values of the i-th pixel VI for period m 234and m+1, respectively. Qi , Q , and
δ
are the i-th pixel value, mean value of 235grid-averaged VI and standard deviation of Q along a given index, respectively. 236
From Eq.2, the CSTV is normalized by a mean and a standard deviation of one (
δ
). It 237is mandatory to know how to calculate the mean and standard deviation value of CSTV on 238
the basis of a specific range of spatial scale (i.e., several pixels or the whole region). When 239
monitoring Cd stress or abrupt stress on a large-scale, we need to know the suitable spatial 240
scale to capture the characteristic of different stressors accurately. To quantify the impact of 241
spatial scale on VI, the uniform grid was divided up for the whole region, with the number of 242
grid cells ranging from the original value of (22) to (2n). Moran I is a method for measuring 243
spatial auto correlation and can be used to select the optimal scale (Overmars et al., 2003; 244
Espindola et al., 2006; Johnson and Xie, 2011). Aiming to find the most suitable spatial scale, 245
the Moran’s I of VI in each grid was extracted and compared from different spatial scales. 246
The calculation of Moran’s I for each grid is expressed as: 247 1 1 2 1 1 1 ( ) ( ) ( ( ) ) n n ij i j i j n n n i ij i i j n w X X X X I X X w = = = = = − − = −
∑ ∑
∑
∑ ∑
, (3) 248Where n is the total number of grids, XiandX are the VI value of the i j th and j th pixel, 249
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respectively, X is the mean VI value of each grid. Each weight w is a measure of the ij
250
spatial adjacency of Xiand Xj . If Xiand Xj are adjacent: wij =1, otherwise wij =0.
251
Further, the mean, minimum, maximum, standard deviation of the Moran’s VI in each grid 252
were calculated at the respective spatial scale (q= 22, 24, 26…and 2n). Some researches 253
indicated that the break points of the scale parameter can be used as the optimal spatial scale 254
(Dra˘gu t et al., 2010, 2014). In this study, the lowest standard deviation of Moran’s I for each 255
grid was selected as the most suitable spatial scale for identifying the different type of 256
stressor. 257
3.3.2. Building a Bayesian network 258
In this study, a Bayesian method was employed to map rice crops under Cd stress. A 259
Bayesian network (BN) can be viewed as a probabilistic graphical model that encodes joint 260
probability distribution over a set of random variables (Nielsen and Jensen, 2007). It is used 261
for knowledge representation and reasoning about a data domain (Cheng and Wang, 2010; 262
Thirumuruganathan and Huber, 2011; Skidmore, 1989). BNs are based on the Bayes theorem 263
on conditional probability between two events A and B. The probability of A given that B 264
occurs p(A/B) is given by: 265 ( / ) ( ) ( / ) ( ) p B A p A p A B p B × = (4) 266
A BN structures a set of data (usually a finite set of random samples containing various 267
variables) and analyses their relationships (Aguilera et al., 2011). In this study, the structure 268
of the BN is based upon expert knowledge of the identification of rice under Cd stress from 269
multi-temporal Sentinel-2 images. It integrates VI and the spatio-temporal characteristic of 270
rice under different stressors. Fig. 2(c) presents a schematic overview of the proposed 271
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Bayesian network model. We assume that we have a class variable Ci, i.e., Cd stress and 272
abrupt stress. The nodeS denotes stressed rice, and the node HM n
S denotes Cd stress in rice. 273
The nodes NDRE1, NDRE2,…NDREm denotes NDRE value in different growth stages.
274
Following Bayes' theorem, 275 ( ). ( ) ( ) ( ) HM HM n n HM n p Ci p S Ci p Ci S p S = (5) 276 Where ( HM) n
p S is the same for all possible states of states of Ci , p Ci and ( ) ( HM ) n
p S Ci
277
are the prior probability and condition probability, respectively. 278
The p Ci ( ) in Eq. (5) models the prior distribution of different stressors in rice, in this
279
step, detected abnormal variation (i.e., abrupt stress) is excluded from Cd stress according to 280
a sequence of time series points. We want to avoid extreme probabilities, which would imply 281
absolute certainty about either Cd stress or abrupt stress. Therefore, CSTVs greater and less 282
than the threshold value were set to 0.05 and 0.95, respectively, for the prior probability by 283
introducing a block weighting function. 284
The condition probability p S( nHM Ci) in Eq. (5) is inferred by the iterative Bayesian 285
method, which is often applied to detect change characteristics based on each newly added 286
observation. Details may be found in the literature (Skidmore, 1989; Skidmore and Ryan, 287
1990; Reiche et al., 2015, 2018). In other words, p S( nHM Ci)from the first growth stage to the 288
nth growth stage, previous observation (n-1), the current observation (n), as well as upcoming 289
observations (n+1), can be stated as follows: 290 1 1 ( nHM i) ( nHM n HM). ( n HM i) p S C = p S S − p S− C (6) 291 With ( HM ) n i
p S C being the posterior, denoting the conditional probability of Cd stress in 292
rice atn S( HM) given HM n
S as the new evidence of the nth future observation that can have a 293
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value n= 3… m-1. ( HM) np S refers to the total probability of the signal Sn. In other words, the
294
posterior probability of Cd stress in rice in the (n-1)th observation will be taken as the 295
conditional probability of Cd stress in rice in the nth observation. p S( nHM Sn−1HM) is the prior 296
probability, using CSTV calculated based on field observation and our published paper (Liu 297
et al., 2018). 298
For the initial step (n =2), ( 1 )
HM i p S C is calculated as follows: 299 1 1 1 2 ( n HM i) ( HM i) ( , ,... m)
p S− C = p S C ∝p S NDRE NDRE NDRE (7)
300
In Eq. (7), p S NDRE NDRE( 1, 2,...NDREm) denotes the probability of stressed rice. Here, 301
the probability of stressed rice is calculated by the SVM classifier with a radial basis function 302
kernel (See part 3.2). 303
3.3.3. Assessing accuracy of the classified rice under Cd stress 304
The Cd in soil and the probability of Cd stress in rice were compared to assess the 305
accuracy for mapping rice crops under Cd stress. According to the Soil Environmental 306
Quality Standards (SEQSs) in China (GB 15618-1995), Level III is referred to as the 307
threshold value of soil heavy metal concentration for ensuring crops and forest production 308
and normal growth of plants. For Cd, the threshold value soil of Level III SEQSs in China is 309
1mg·kg-1, therefore, a safe level (<=1 mg·kg-1.) and a polluted level (>1mg·kg-1) for Cd in 310
paddy soil were classified. In this study, Cd stress map only uses pixels with a probability (p) 311
greater than the probability threshold (p>0.5). Of a total of 41 soil sampling points, 38 312
sampling points were used and three sampling points were removed, because of their 313
geolocation in a cloud area. This results in four groups, determined by two factors (Cd and p): 314
(p>0.5, Cd>1), (p>0.5, Cd<=1), (p<=0.5, Cd>1) and (p<=0.5, Cd<=1). The accuracy of Cd 315
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stress assessment on a regional scale is then given by: 316
(
)
(
)
Number p > 0.5, Cd > 1 + Number p <= 0.5, Cd <= 1 Accuracy Total number = (8) 317 4. Results 3184.1. Classification of rice fields 319
The spatial distribution of rice crops was obtained by applying a maximum likelihood 320
classification method (Fig.3). The overall accuracy was 96.99%, and the kappa coefficient 321
was 0.95. The user’s accuracy and the producers’ accuracy of rice were 94.85% and 96.30%, 322
respectively. According to the average area of each field in Southern China, and four 323
neighbors pixel retains rice type. After classification, we applied the four-neighbor operation 324
rule to eliminate single pixels of rice within a cluster of no-rice pixels. 325
To avoid high rates of false detection of abrupt stress caused by clouds and cloud 326
shadows, the clouds and cloud shadows in planted rice regions were screened for all periods. 327
These pixels covered by clouds or cloud shadows (approximate 10% of all rice pixels) were 328
excluded before extracting rice stress information in the next step. 329
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330Fig.3. Spatial distribution of rice in the study area (green color denotes rice). 331
4.2. Classification of unstressed rice and stressed rice 332
The unstressed and stressed rice were obtained by the SVM classifier. Fig. 4 shows the 333
probability results of rice stress in this study. The accuracy of the stressed rice classification 334
was used to calculate based on a confusion matrix, with the probability threshold set to 0.5 335
(see Table 2). This Table 2 shows an overall accuracy of 96.05%, and a corresponding kappa 336
coefficient of 0.90. In Fig.4 can be seen that most of the rice area was affected by stress 337
factors, and it was estimated that the pixels with a probability greater than the probability 338
threshold (p > 0.5) account for 82.64% of all the rice pixels. 339
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340Fig.4. The probability of rice under stress in the study area 341
Table 2 Confusion matrix of identification of rice under stress based on SVM 342 Classification Unstressed rice (p<=0.5) Stressed rice (p>0.5) User’s accuracy Unstressed rice(p<=0.5) 357 32 91.77% Stressed rice(p>0.5) 32 1202 97.41% Producer’s accuracy 91.77% 97.41% Overall accuracy 96.05% Kappa coefficient 0.90 343
4.3. Classification of rice crops under Cd stress 344
Based on the spatio-temporal characteristics of different stressors in rice, CSTV was 345
used as prior information to distinguish between Cd stress and abrupt stress. Since the 346
selection of the threshold of CSTV may influence the area percentage of different stressors in 347
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rice and the accuracy of Cd assessment, thresholds of CSTV ranging from 1 to 3 were used, 348
with intervals of 0.1, leading to a variation in areal percentage and the accuracy of Cd 349
assessment (Fig.5 (a) and (b)). Fig.5 (a) shows that the higher threshold of CSTV due to the 350
higher confidence level can result in a gradual decrease in the areal percentage of rice under 351
abrupt stress and thus increase the areal percentage of rice under Cd stress. In other words, 352
changing the threshold of CTSV can affect the view on the differences in distribution of rice 353
under different stressors. Eq. (8) was used to calculate the accuracies shown in Fig.5 (b). It is 354
evident that the accuracy gradually improved with an increasing CSTV threshold value from 355
1 to 2.7, and that the accuracy remained constant when the CSTV value ranged from 2.7 to 3. 356
Thus, CSTV =2.7 was selected as most suitable threshold for identifying the different 357
stressors in rice. It can be noted that there is no disparity in accuracy with each differing 358
CSTV value. Further analysis showed that greater variations in accuracy occurred with 359
threshold intervals of 0.5, namely between 1and 1.5, between 1.5 and 2, between 2 and 2.5 360
and between 2.5 and 3. 361
The iterative Bayesian method was used to calculate the probability of rice under Cd 362
stress using the CSTV with a regular threshold of 2.7 in each period and probability of 363
stressed rice. The spatial distribution of Cd stress in rice is shown in Fig.5(c). The probability 364
of Cd stress in rice being greater than 0.5 occurred in most of the region, across 68% of the 365
total area of rice pixels. 366
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367Fig.5 Spatial distribution of rice under Cd stress 368
369
The probability of Cd stress was compared with in situ Cd concentrations in soil 370
according to accuracy assessment method presented in Section 3.3.3. Four clusters were 371
obtained by setting threshold lines at Cd=1 and p=0.5 (Fig.6), with the largest concentrated 372
cluster located at Cd>1 and p>0.5, while the other sampling points were scattered across the 373
diagram. Further statistics regarding accuracy are presented in Table 3. A satisfying 374
performance was obtained with an overall accuracy of 81.57%. It is concluded that the Cd 375
concentrations in the soil are above the Level III Soil Environmental Quality Standards in 376
China, resulting in a higher possibility of crops becoming stressed. This is in agreement with 377
the strategy of the Soil Environmental Quality Standards in China. 378
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379Fig.6 Comparison of the probability of Cd stress in rice and Cd concentrations in soil 380
Table 3 Classification accuracy of Cd stress in rice on a regional scale 381
Cd in soil (mg/kg) Number Probability Classification Accuracy
>1 32 <=0.5 5 84.37% >0.5 27 <=1 6 <=0.5 4 66.67% >0.5 2 Overall accuracy 81.57% 382 5. Discussion 383
5.1. Spatio-temporal characteristics of different stressors 384
In this study, CSTV of NDRE was calculated to capture the spatio-temporal 385
characteristics of different stressors (Liu et al., 2018). The temporal scale was based on the 386
cloud-free remote images at all growth stage of rice; while the suitable spatial scale of the 387
characteristic of different stressors was captured using Moran’s I. Based on Eq. 3, Moran’s I 388
of NDRE was calculated for each grid on a cloud-free day (i.e., 16th in September, 2017). The 389
change in spatial scale for monitoring stress in rice is displayed in Fig.S1. With increasing 390
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grid numbers in this study area from 22 to 214, the mean and minimum value of NDRE 391
Moran’s I kept decreasing gradually for each grid, whereas the maximum value of NDRE 392
Moran’s I kept increasing. The variation in standard deviation of NDRE Moran’s I kept 393
fluctuating. The minimum value of the standard deviation of NDRE Moran’s I was obtained 394
with a grid number of 26. Thus, the 26 grid number forms the optimal spatial scale in this 395
study. 396
Based on Eq. 2, the CSTV of NDRE was calculated at a different time. The ratio of the 397
same (or similar) growth period in different years for CSTV of NDRE was regarded as 398
indicator for an inter-annual anomaly to detect nutrient stress in rice.In this study, the data 399
collected at similar growth stages from the Sentinel-2 images on 28 August 2016 and 21 400
August 2017 were compared. The inter-variation of CSTV spatio-temporal characteristics is 401
displayed in Fig. S2(a), with the CSTV evidently showing little inter-annual variability, as the 402
CSTV for the majority of the area (about 95%) ranges from 0 to 2 while the area where the 403
CSTV is greater than 2 covers only approximately 5% of all rice pixels. This is due to the fact 404
that CSTV induced by soil nutrition can vary spatially and from year to year, and thus it 405
makes the distribution of abnormal VI over the same growth period in different years remains 406
localized. Therefore, it was concluded that nutrient stress in rice crops is not a routine event 407
and it can be detected when introducing a spatio-temporal anomaly level. 408
The CSTV of minus NDRE was calculated at two consecutive growth stages as shown 409
in Fig. S2 (b), (c), (d), (e) and (f). It can be clearly seen that the most CSTV in the rice area at 410
the earlier growth stage was concentrated between 0 and 1(Fig.S2 (b) and (c)). Comparatively 411
higher CSTV values (above 2) were present in local areas when the rice was in its later 412
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growth stages (Fig. S2 (d), (e) and (f). Detailed statistics of the areal percentages for each 413
CSTV classification are shown in Table S3. The area where the CSTV exceeded 2 was wider 414
at a later growth stage of the rice than at the earlier growth stage. Regardless of the growth 415
stage of rice in this study area, the CSTV of NDRE only exhibited greater values in the local 416
space. 417
5.2. Performance of the Bayesian method 418
This paper poses a representation of Cd stress in crops based on a probabilistic approach. 419
The initial step is to use a Bayesian method to detect stress levels in rice expressed by their 420
satellite-derived vegetation index. In general, crop stress is defined as: “any environmental 421
factor potentially unfavorable to crops” (Levitt, 1980). Rice growing in real agroecosystems 422
faces uncertainties whether they are stressed or not, so in the SVM classifier, RBF was used 423
for SVM kernel function to produce a probabilistic output, and to calculate the corresponding 424
conditional probabilities of classifying stressed rice. A high accuracy was obtained based on 425
the probabilistic output of the SVM classification (Table 2). The SVM classifier proved to be 426
effective for classification, especially for estimating conditional probabilities for variables, 427
where the training dataset was limited (Chang and Lin, 2011; Li et al., 2016). 428
Our results confirmed that vegetation index alone is insufficient to accurately identify 429
Cd stress in rice from various environmental stressors. The further step is to estimate the 430
probability of Cd in the soil causing the rice to be stressed, using the previous 431
satellite-derived vegetation index as input variables, as well as being iteratively updated with 432
spatio-temporal characteristics. Bayesian methods can make good use of various types of 433
available information, including prior information and temporal-spatial characteristics of 434
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different stressors. Moreover, a major advantage of using the iterative Bayesian method to 435
estimate Cd stress is that it directly accounts for the vegetation index at current growth stage 436
as a function of the vegetation index at upcoming growth stage using CSTV. The CSTV 437
indicated that Cd stress in rice is not only dependent upon stress-induced rice growing at a 438
specific growth stage but also on the spatial distribution of the stressed rice. The iterative 439
Bayesian method proved to be capable of monitoring the dynamics of the plant (Reiche et al. 440
2015, 2018). 441
The Bayesian method proved successful for detecting Cd stress in rice, when the 442
procedure was implemented using the collaborative system that integrated two classification 443
tasks, namely stressed rice and Cd stress in rice. The Bayesian method provided a flexible 444
framework for specifying expert knowledge or prior information and fitting complex 445
temporal-spatial characteristics that would have been difficult to achieve with frequentist 446
approaches. 447
5.3. Detection of regional Cd stress in rice crops 448
To monitor macro-level heavy metal pollution in agro-ecosystems, accurate and 449
large-scale information is needed, such as provided by satellite images. Hyperion imagery 450
proved feasible for monitoring large-scale rice under heavy metal contamination by mapping 451
the spatial distribution of Cu, Cd, as were As and Pb in Eucalyptus leaves (Liu et al., 2010; 452
Khalili et al., 2015). However, multispectral images have not been employed to directly 453
monitor plants under heavy metal stress on a large scale. Sentinel-2 is the first optical Earth 454
observation mission of its kind to include three bands in the “red edge,” providing key 455
information on vegetation state. Red edge refers to the wavelength range from 680 to 750 nm, 456
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within which the spectral reflectance of vegetation experiences an abrupt rise due to the 457
absorption of red radiation by chlorophyll and the strong reflection of red and near infrared 458
radiation (Horler et al., 1983). Some studies have shown that heavy metals can successfully 459
be studied in vegetation using red edge parameters, such as red edge position and red edge 460
area (Collins et al., 1983; Li et al., 2010, Clevers et al., 2004; Chi et al., 2006). Compared 461
with the previous SPOT and Landsat images, Sentinel-2 images are thus more useful for 462
monitoring vegetation healthy state, and hold great promise for accurately assessing Cd stress 463
in crops due to the provided “red edge” information combined with refined spatial and 464
temporal resolutions (Liu et al., 2018). 465
In this study, the probability of Cd stress was verified on the basis of collecting and 466
analyzing 41 soil samples, because crop heavy metals concentration is positively correlated to 467
the soil heavy metals concentrations (Zhao et al., 2012; McBride, 2002). In addition, our 468
multi-year field investigation showed that some stress symptoms of rice were displayed in 469
this study, such as relative lower chlorophyll and higher temperature in stressed rice canopy 470
virus healthy rice (Liu et al., 2016, 2018), when soil heavy metal concentrations are higher 471
than Level III Soil Environmental Quality Standards in China (Zhao et al., 2015). This study 472
confirms that multi-temporal or multi-year reflectance data can be useful to identify 473
spatio-temporal evidence of different stressors on crops. When crops are exposed to abrupt 474
stressors, the CSTV has a higher value since the VI is higher or lower than normal for a given 475
time interval within the growing season and therefore different CSTV indicates that crops are 476
infected by abrupt or stable stress at some consecutive growth stages. This may be a large 477
area where Cd stress on crops occurs persistently in all growth stages every year. Pests or 478
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diseases, on the other hand, do not occur during all growth stages of rice (Bushnell, 1984; 479
Lee, 1983). Some researchers confirm that spectral and spatio-temporal evidence is designed 480
to distinguish different crop types (Mukashema et al., 2014), and retrieve land use 481
classification information (Walde et al., 2014; Zhang and Du, 2015; Li et al., 2016). More 482
factors should be incorporated to improve the accuracy of such classification. 483
Although we obtained a high overall classification accuracy using our approach, further 484
improvement can be achieved, keeping the following aspects in mind. (i) Changes in 485
spectrum reflectance across time may be caused by land use changes, cloud cover or abrupt 486
stressors in crops. Therefore, it is important to discard misjudgments arising from unwanted 487
factors, such as cloud-covered or non-rice pixels. (ii) Regularly, several stress factors are 488
simultaneously active in crops, such as the frequently occurring combination of heat, heavy 489
metal stress and pest or disease in certain periods. It is difficult to distinguish between an 490
abrupt stressor and multi-stressors. Further research should improve the classification 491
accuracy through the use of highly complex signal analytical methods and multi-year datasets 492
to delineate between stable stress signals and abrupt stress signals. (iii) The threshold of 493
CSTV varies with the intensity of abrupt stress factors, crop species, their growing 494
environment, temporal resolution and spatial scale. The selection of this CSTV threshold 495
value is therefore dependent on the monitoring requirements of the user, and is always 496
associated with uncertainty. 497
6. Conclusion 498
Using satellite-derived vegetation index alone is insufficient to accurately detect 499
stressors of crops. However, Cd stress in crops is characterized by stability in space and time, 500
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thus differing from other stressors that are typically more transient. In our study, vegetation 501
index and spatio-temporal characteristics are employed as important evidence of Cd stress in 502
crops and are combined to gain the occurrence probability of Cd stress in rice from a 503
Bayesian network model. Firstly, NDRE is selected as sensitive indicator for screening stress 504
levels in rice crops. Secondly, many attempts have been made to identify the optimal spatial 505
scale and the CSTV proved to be successful in detecting rice under Cd stress and abrupt 506
stress with a suitable threshold. Lastly, a Bayesian method is used to effectively detect the 507
probability of Cd stress occurring in rice by using rice under stress and spatio-temporal 508
characteristics of different stressors as prior information derived from CSTV. 509
In this study, the Bayesian method is shown to be useful and effective for monitoring 510
crop stress. The possibility of rice being under stress can first be determined. Prior 511
information on the spatio-temporal characteristics of different stressors can then help 512
differentiate Cd stress in rice further. This study infers that a Bayesian method is well suited 513
as a stress assessment method, by integrating satellite-derived vegetation index with 514
spatio-temporal characteristics of different stressors, thus marking a significant step forward 515
in plant stress diagnosis. 516
517
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