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University of Groningen

Plasma neutrophil gelatinase-associated lipocalin at intensive care unit admission as a

predictor of acute kidney injury progression

Koeze, Jacqueline; van der Horst, Iwan C C; Keus, Frederik; Wiersema, Renske; Dieperink,

Wim; Kootstra-Ros, Jenny E; Zijlstra, Jan G; van Meurs, Matijs

Published in:

Clinical Kidney Journal

DOI:

10.1093/ckj/sfaa002

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from

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Publication date:

2020

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):

Koeze, J., van der Horst, I. C. C., Keus, F., Wiersema, R., Dieperink, W., Kootstra-Ros, J. E., Zijlstra, J. G.,

& van Meurs, M. (2020). Plasma neutrophil gelatinase-associated lipocalin at intensive care unit admission

as a predictor of acute kidney injury progression. Clinical Kidney Journal, 13(6), 994-1002. [002].

https://doi.org/10.1093/ckj/sfaa002

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O R I G I N A L A R T I C L E

Plasma neutrophil gelatinase-associated lipocalin at

intensive care unit admission as a predictor of acute

kidney injury progression

Jacqueline Koeze

1

, Iwan C.C. van der Horst

1

, Frederik Keus

1

,

Renske Wiersema

1

, Wim Dieperink

1

, Jenny E. Kootstra-Ros

2

, Jan G. Zijlstra

1,3

and Matijs van Meurs

1,3

1

Department of Critical Care, University of Groningen, University Medical Center Groningen, Groningen, The

Netherlands,

2

Department of Laboratory Medicine, University of Groningen, University Medical Center

Groningen, Groningen, The Netherlands and

3

Medical Biology Section, Department of Pathology and Medical

Biology, University of Groningen, University Medical Center Groningen, Groningen, The Netherlands

Correspondence to: Jacqueline Koeze; E-mail:j.koeze@umcg.nl

ABSTRACT

Background. Acute kidney injury (AKI) is a common complication in patients during intensive care unit (ICU) admission. AKI is defined as an increase in serum creatinine (SCr) and/or a reduction in urine output. SCr is a marker of renal function with several limitations, which led to the search for biomarkers for earlier AKI detection. Our aim was to study the predictive value of plasma neutrophil gelatinase-associated lipocalin (NGAL) at admission as a biomarker for AKI progression during the first 48 h of ICU admission in an unselected, heterogeneous ICU patient population.

Methods. We conducted a prospective observational study in an academic tertiary referral ICU population. We recorded AKI progression in all ICU patients during the first 48 h of ICU admission in a 6-week period. Plasma NGAL was measured at admission but levels were not reported to the attending clinicians. As possible predictors of AKI progression, pre-existing AKI risk factors were recorded. We examined the association of clinical parameters and plasma NGAL levels at ICU admission with the incidence and progression of AKI within the first 48 h of the ICU stay.

Results. A total of 361 patients were included. Patients without AKI progression during the first 48 h of ICU admission had median NGAL levels at admission of 115 ng/mL [interquartile range (IQR) 81–201]. Patients with AKI progression during the first 48 h of ICU admission had median NGAL levels at admission of 156 ng/mL (IQR 97–267). To predict AKI progression, a multivariant model with age, sex, diabetes mellitus, body mass index, admission type, Acute Physiology and Chronic Health Evaluation score and SCr at admission had an area under the receiver operating characteristics (ROC) curve of 0.765. Adding NGAL to this model showed a small increase in the area under the ROC curve to 0.783 (95% confidence interval 0.714–0.853).

Received: 8.7.2019; Editorial decision: 16.12.2019

VCThe Author(s) 2020. Published by Oxford University Press on behalf of ERA-EDTA.

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/ licenses/by-nc/4.0/), which permits non-commercial re-use, distribution, and reproduction in any medium, provided the original work is properly cited. For commercial re-use, please contact journals.permissions@oup.com

994

doi: 10.1093/ckj/sfaa002

Advance Access Publication Date: 17 February 2020 Original Article

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Conclusions. NGAL levels at admission were higher in patients with progression of AKI during the first 48 h of ICU admission, but adding NGAL levels at admission to a model predicting this AKI progression showed no significant additive value. Keywords: AKI, biomarkers, creatinine, intensive care, NGAL

INTRODUCTION

Acute kidney injury (AKI) is a common complication in patients during intensive care unit (ICU) admission, with incidences up to 33% [1–3]. AKI is associated with increased mortality and in-creased incidence of chronic kidney disease (CKD) after recovery from AKI [2, 4–6]. The severity of AKI is associated with in-creased ICU mortality and the requirement for renal replace-ment therapy (RRT) [2,7].

The main reason for early identification of patients at risk for AKI is the opportunity to intervene to prevent AKI progres-sion. Early intervention may be successful in selected, homoge-neous patient populations, for instance, after cardiac surgery [8, 9].

AKI is defined as an increase in serum creatinine (SCr) and/ or a reduction in urine output as described by the Kidney Disease: Improving Global Outcomes (KDIGO) guidelines [10]. SCr is a marker of renal function with several limitations. SCr is related to age, sex, diet and muscle mass and SCr rises only when 50% of glomerular filtration rate is lost [11]. Moreover, SCr needs to accumulate, leading to a delay between the renal insult and the AKI diagnosis [11,12]. A reduction of urine output is more sensitive and can detect AKI earlier, but is less specific [3,13,14]. Furthermore, urine output is associated with patient outcome [15].

The disadvantages of SCr led to the search for new bio-markers for earlier AKI detection. Ideally these biobio-markers are associated with the cause of AKI (e.g. sepsis, ischaemic- or tox-icity-induced AKI) and guide potential therapeutic interventions [16]. Neutrophil gelatinase–associated lipocalin (NGAL), a 25-kDa protein, is one of these AKI biomarkers [17–21].

In animal studies, NGAL messenger RNA expression in the kidney and NGAL protein levels in plasma and in urine increase after ischaemic injury to the kidney [22,23]. This NGAL protein increase is observed in humans as well, with increased levels in plasma and urine in septic AKI [24].

Earlier detection of AKI using biomarkers has been studied in ICU patients after cardiac surgery and in patients after ab-dominal surgery [8,9]. In both studies, patients at risk for AKI are identified post-operatively and biomarker-guided interven-tions reduced AKI.

Our aim was to study the predictive value of NGAL at ad-mission on AKI progression in an unselected, heterogeneous ICU patient population. Furthermore, we aimed to evaluate the differences in the predictive value of NGAL at admission using the KDIGO SCr and urine output criteria and as separate criteria.

MATERIALS AND METHODS

The aim of this study was to examine the association of NGAL plasma levels at ICU admission with the incidence and progres-sion of AKI within 48 h during an ICU stay and to evaluate the utility of NGAL plasma levels at ICU admission in addition to a clinical model for the prediction of the incidence and progres-sion of AKI within the first 48 h of an ICU stay.

Study design

We conducted a prospective observational study. The study was performed in an academic tertiary referral ICU population. Patients were included between 18 February and 31 March 2014. Plasma NGAL was measured at admission but levels were not reported to the attending clinicians. The need for informed con-sent was waived by the Institutional Review Board of our hospi-tal (METc 2013-174).

Participants

All consecutive patients admitted to the ICU during the study period were included. If patients were admitted multiple times during the study period, only data from the first admission were used for the analysis. Patients with CKD (defined by a pre-viously known SCr >177 mmol/L) and patients on chronic RRT were excluded from the study. Renal transplant recipients were also excluded from the study.

Data collection

We recorded AKI progression during the first 48 h of ICU admis-sion in all ICU patients. For possible predictors of AKI progres-sion during the first 48 h of ICU admisprogres-sion, age, sex, Acute Physiology and Chronic Health Evaluation (APACHE) IV score and admission type (medical or surgical, scheduled or emer-gency) were determined at ICU admission. In addition, the his-tory of diabetes mellitus (DM) was recorded.

For the outcome, we recorded the incidence and severity of AKI based on SCr and urine output using the KDIGO definitions [10]. SCr was measured at admission and routinely each day. Urinary output (UO) was recorded hourly. The reference creati-nine was based on the ideal SCr, which was calculated assum-ing a clearance of 75 mL/min/1.73 m2using the Modification of

Diet in Renal Disease formula. Furthermore, we recorded the need for RRT during ICU admission, length of ICU stay and ICU mortality.

Test methods

NGAL was measured in routinely collected lithium heparin plasma samples using the BioPorto NGAL Test (Bioporto Diagnostics, Hellerup, Denmark) in the Department of Laboratory Medicine on a Roche Modular P800 chemistry plat-form (Roche, Mannheim, Germany). According to the manufac-turer, the NGAL test is validated for NGAL levels between 25 and 5000 mg/L. Overall, the coefficient of variation is 2.9% at a level of 206 mg/L and 2.3% at a level of 511 mg/L.

Outcome

The primary outcome was the progression of AKI during the first 48 h of ICU admission. We chose a 48-h window for AKI progression because of the fact that NGAL is suggested to detect AKI ~24–48 h earlier than SCr. Progression of AKI was defined as an increase of one or more KDIGO stages based on both SCr and UO criteria. Progression of AKI based on the separate

Plasma NGAL in AKI | 995

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components was based on an increase of one or more KDIGO stages on either SCr or UO.

Statistical analysis

Continuous variables were reported as means with standard deviations (SDs) or as medians with interquartile ranges (IQRs) depending on the distribution. Categorical data were presented in proportions. Associations were calculated as odds ratios (ORs) with 95% confidence intervals (CIs). Differences between groups were analysed using Student’s t-test, Mann–Whitney U test or the chi-square test as appropriate. A two-sided P-value <0.05 was considered statistically significant.

Associations of variables with AKI progression were ana-lysed by univariate analysis. Age, sex and the presence of DM were included in the basic model (Model A) based on prior knowledge [25], regardless of their univariate association in the current study. NGAL was added to this basic model (Model B). Associations with P < 0.1 were used for entrance in the multi-variable model (Model C). NGAL was also added to this model (Model D).

A post hoc analysis was performed to analyse the predictive value of NGAL at admission for AKI progression based on the separate criteria, SCr and urine output using the same variables in the separate models compared with AKI progression based on both criteria.

No data were imputed. Missing hourly UO data were replaced based on averages using the first value recorded after the missing hours. UO data were omitted from the analysis if all hourly UOs were missing. For patients discharged from the ICU within 48 h, only data during ICU admission were used (last ob-servation carried forward method). Variables were assessed for collinearity. In case of strong correlation, only the one with the strongest univariate association was included in the multivari-ate model. The discriminative value of the models was analysed with receiver operating characteristics (ROC) curves. Calibration was analysed with the Hosmer–Lemeshow test. All analyses above were performed using SPSS (version 23; IBM, Armonk, NY, USA). Differences between the areas under the receiver operat-ing characteristics (AUROCs curves were analysed usoperat-ing Delong’s test using the ROCCOMP command in Stata version 15 (StataCorp, College Station, TX, USA).

RESULTS

Participants

In the 6-week inclusion period, a total of 361 patients were in-cluded (Supplementary data, figure). The mean age was 60.5 6 15.5 years and 224 (62%) patients were male. A total of 130 (36%) patients were admitted for medical reasons, 181 (50%) patients were admitted after scheduled surgery and 50 (14%) were admitted after emergency surgery. Twenty-five (6.9%) patients had a confirmed infection at admission. Overall, ICU survival was 89% (Table 1). A total of 20 patients died within 48 h of ICU admission and 46 patients were discharged within 48 h. It should be noted that mortality was higher in patients with higher maximum AKI severity (P < 0001).

AKI severity and plasma NGAL at admission

Median (IQR) SCr levels were 73 mmol/L (58–95) (Table 1) and AKI stage at admission was 0 in 297 patients (82%), Stage 1 in 29 patients (8%), Stage 2 in 19 patients (5.3%) and Stage 3 in 16 patients (4.4%) (Figure 1andTable 2).

Median levels of NGAL at admission were 126 ng/mL (IQR 84– 214) (Table 1). Median NGAL levels were different in patients without and with AKI at admission at 110 ng/mL (IQR 78–163) and 387 ng/mL (IQR 245–683), respectively (P < 0.001) (Figure 1 andTable 2).

Maximum AKI severity during first 48 h

Maximum AKI severity based on both criteria was Stage 0 in 211 patients (58%), Stage 1 in 70 patients (19%), Stage 2 in 53 patients (15%) and Stage 3 in 27 patients (7.5%) (Figure 1andTable 2). Maximum AKI severity based on SCr was Stage 0 in 284 (79%) patients, Stage 1 in 27 patients (7.5%), Stage 2 in 25 patients (6.9%) and Stage 3 in 25 patients (6.9%)(Table 3).

UO was available in 280 (78%) patients. Maximum AKI sever-ity based on UO criteria was Stage 0 in 160 patients (44%), Stage 1 in 64 patients (18%), Stage 2 in 48 patients (13%) and Stage 3 in 8 patients (2.2%) (Table 3).

AKI progression in the first 48 h of admission

AKI progression based on the combined criteria was not present in 261 patients (72%) and was present in 100 patients (28%) (Table 1andFigure 1). AKI progression based on SCr was not present in 337 patients (93%) and was present in 24 patients (6.6%) (Table 3). AKI progression based on UO criteria was not present in 248 patients (69%) and was present in 32 patients (8.9%). UO data were missing in 81 patients (22%) (Table 3).

Predictive value of plasma NGAL at admission for AKI progression

One hundred patients showed AKI progression (Table 1 and Figure 1). Patients without AKI progression during the first 48 h of ICU admission had median NGAL levels at admission of 115 ng/ mL (IQR 81–201). Patients with AKI progression during the first 48 h of ICU admission had median NGAL levels at admission of 156 ng/mL (IQR 97–267; P ¼ 0.03) (Table 1andFigure 1).

The variables age, sex and DM were not statistically signifi-cantly associated with AKI progression. No collinearity between variables was observed. In univariate analyses, APACHE score, body mass index (BMI), admission type, SCr at admission and NGAL at admission were statistically significant associated with AKI progression inTable 4.

To analyse the predictive value of NGAL at admission for predicting AKI progression during the first 48 h of ICU admis-sion, several multivariant models were tested. The basic model with age, sex and DM (Model A) had an AUROC of 0.572 (95% CI 0.503–0.640). The result of the Hosmer–Lemeshow goodness of fit test was 0.411. Adding NGAL to this, the basic model (Model B) had an AUROC of 0.574 (95% CI 0.503–0.644). The result of the Hosmer–Lemeshow goodness of fit test was 0.233 (Table 5). Comparing the two AUROC’s of Models A and B using Delong’s test showed no difference between the AUROCs (P ¼ 0.67).

The complete model with age, sex, DM, BMI, admission type, APACHE score and SCr at admission (Model C) had an AUROC of 0.765 (95% CI 0.701–0.831) and the Hosmer–Lemeshow goodness of fit test result was 0.014. Adding NGAL to this complete model (Model D) showed an increase in the AUROC to 0.783 (95% CI 0.714–0.853) and a Hosmer–Lemeshow goodness of fit test of 0.045 (Table 5). Comparing the two AUROCs of Models C and D using Delong’s test showed no difference between the AUROCs (P ¼ 0.31) (Table 5). The ORs of the individual components of Model D are presented inTable 6.

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Predictive value of plasma NGAL at admission for AKI progression based on SCr

The characteristics of patients with AKI progression based on SCr alone are presented inTable 3. The variables age and DM were not statistically significantly associated with AKI progres-sion in univariate analysis (Supplementary data, Table S1A). No collinearity between variables was observed. In univariate anal-yses, sex, APACHE score, NGAL at admission, KDIGO stage at ad-mission and adad-mission type were statistically significantly associated with AKI progression (Supplementary data, Table S1A). The AUROCs and Hosmer–Lemeshow goodness of fit test results are presented inSupplementary data, Table S1B. Predictive value of plasma NGAL at admission with AKI progression based on UO

The characteristics of patients with AKI progression based on UO alone are presented inTable 3. The variables age and DM

were not statistically significantly associated with AKI progres-sion in univariate analysis (Supplementary data, Table S1A). No collinearity between variables was observed. Sex, APACHE score, KDIGO stage at admission and admission type were sta-tistically significantly associated with AKI progression in uni-variate analysis (Supplementary data, Table S1A). The AUROCs and Hosmer–Lemeshow goodness of fit test results are pre-sented inSupplementary data, Table S1B.

DISCUSSION

In our study, NGAL levels at admission were higher in patients with progression of AKI during the first 48 h of ICU admission. Adding NGAL levels at admission to a model predicting AKI progression during the first 48 h of ICU admission, including patient age, sex, DM, BMI, admission type and SCr, showed no significant additive value.

Table 1. Patient characteristics

Variable Overall (n ¼ 361) No AKI progression (n ¼ 261) AKI progression (n ¼ 100) P-value Available data, n (%) Available data, n (%) Available data, n (%)

Age (years), mean 6 SD 60.5 6 15.5 361 (100) 59.8 6 15.6 261 (100) 62.3 6 15.3 100 (100) 0.17

Sex, n (%) 361 (100) 261 (100) 100 (100) 0.14 Male 224 (62) 168 (64) 56 (56) Female 137 (38) 93 (36) 44 (44) DM, n (%) 361 (100) 261 (100) 100 (100) 0.12 No 293 (81) 217 (83) 76 (76) Yes 68 (19) 44 (17) 24 (24) APACHE, mean 6 SD 56 6 29 349 (97) 54 6 28 253 (97) 64 6 29 96 (96) 0.003 Weight (kg), mean 6 SD 79.7 6 16.4 361 (100) 79.1 6 16.2 261 (100) 81.1 6 16.9 100 (100) 0.3 BMI (kg/m2), mean 6 SD 26.2 6 4.7 361 (100) 25.9 6 4.5 261 (100) 27.2 6 5 100 (100) 0.01 Creatinine at admission (mmol/L), median (IQR)

73 (58–95) 359 (99) 73 (58–96) 260 (99) 76 (58–92) 99 (99) 0.94

NGAL at admission (mmol/L), median (IQR)

126 (84–214) 339 (94) 115 (81–201) 245 (94) 156 (97–267) 94 (94) 0.03 Confirmed infection at admission, n (%) 361 (100) 261 (100) 100 (100) 0.97 No 226 (93) 243 (93) 93 (93) Yes 25 (7) 18 (7) 7 (7)

KDIGO stage admission, n (%) 361 (100) 261 (100) 100 (100) 0.008 0 297 (82) 211 (81) 86 (86) 1 29 (8) 17 (7) 12 (12) 2 19 (5) 17 (7) 2 (2) 3 16 (4) 16 (6) 0 (0) RRT during admission, n (%) 19 (5) 361 (100) 10 (4) 260 (99) 9 (9) 100 (100) 0.05 Admission type, n (%) 361 (100) 261 (100) 0.03 Scheduled surgery 181 (50) 142 (54) 39 (39) Unscheduled surgery 50 (14) 34 (13) 16 (16) Medical 130 (36) 85 (33) 45 (45) ICU survival, n (%) 361 (100) 261 (100) 100 (100) 0.405 No 39 (11) 26 (10) 13 (13) Yes 322 (89) 235 (90) 87 (87)

ICU LoS (calendar days), median (IQR)

2 (2–5) 361 (100) 2 (2–3) 261 (100) 2 (2–8) 100 (100) <0.001

Overall and whether or not patients’ develop AKI progression within 48 hours after ICU admission. LoS: length of stay.

Plasma NGAL in AKI | 997

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Different from other studies, we analysed the additive value of NGAL to variables predicting AKI progression in all consecutive patients admitted to the ICU. Most studies ana-lysed the univariate predictive value or isolated diagnostic ac-curacy of NGAL independent of other variables. This isolated diagnostic accuracy is less clinically relevant since diagnostic testing or clinical prediction at the bedside is not a univariate process.

Furthermore, the reported predictive value of plasma NGAL on AKI progression in ICU patients differs with the population studied, AKI definition used, the definition of the primary out-come and the timing of this outout-come compared with our study.

Haase-Fielitz et al. [26] analysed the predictive value of NGAL in AKI development in patients after cardiac surgery with cardio-pulmonary bypass (CPB). They found an AUROC of 0.80 for NGAL at ICU admission and AKI development within 5 days. Tuladhar et al. [27] analysed patients after coronary surgery with CPB. They found an AUROC of 0.85 for NGAL for an increase in SCr of 0.44 mmol/L in the post-operative period. Parikh et al. [28] analysed patients with an a priori high risk for AKI after un-dergoing cardiac surgery. Their primary outcome was AKI de-velopment during the hospital stay. The authors added NGAL at ICU admission to a clinical prediction model, which increased the AUROC from 0.69 to 0.75. Koyner et al. [29] analysed the pre-dictive value of NGAL for AKI progression in patients with an a priori high AKI risk after coronary surgery. These authors ob-served a modest effect in the prediction of AKI progression when adding NGAL at the time of first AKI diagnosis, with an in-crease in the AUROC from 0.75 to 0.80. Constantin et al. [30] ana-lysed the diagnostic accuracy of NGAL at ICU admission for AKI using the Risk, Injury, Failure, Loss, End-stage kidney disease (RIFLE) definition in 88 general ICU patients. Sensitivity and spe-cificity were optimal at a cut-off of 155 ng/mL with an AUROC of 0.92. In a comparable population with 632 patients using the creatinine RIFLE definition for AKI during the first week of ICU admission and a diagnostic approach, de Geus et al. [17] found a sensitivity of 0.91, a specificity of 0.50, a positive predictive value (PPV) of 0.15 and a negative predictive value (NPV) of 0.98 for NGAL at admission with a cut-off of 168 ng/mL. Cruz et al. [19] analysed the diagnostic accuracy of NGAL for AKI develop-ment in the next 48 h. They observed an AUROC of 0.78 in their 307 patients, with a sensitivity of 0.73, a specificity of 0.81, a PPV of 0.24 and an NPV of 0.97. Their post hoc logistic regression analysis showed that the APACHE score and NGAL at admission were significant predictors both in a univariate model and in a multivariate model. Royakkers et al. [31] studied the predictive value of NGAL for AKI development using a diagnostic approach within the next 48 h using the RIFLE definition based on both

Table 2. Progression and regression of AKI during the first 48 h of ICU admission and median admission NGAL plasma levels

Maximum AKI stage development during first 48 h Number of patients, n

NGAL at admission (ng/mL), median (IQR) AKI stage at

admission

AKI 0 AKI 1 AKI 2 AKI 3

AKI 0 211 53 29 4 106 121 155 367 (76–150) (71–169) (109–190) (120–800) AKI 1 10 7 7 5 309 254 348 437 (174–570) (174–275) (154–422) (223–637) AKI 2 1 6 10 2 2076 365 376 3230 (131–647) (278–573) AKI 3 1 0 3 12 589 1013 601 (370–1499)

Green squares are patients with improvement of AKI levels during the first 48 h. Yellow squares are patients with no change in AKI levels during the first 48 h. Red squares are patients with deterioration in AKI levels during the first 48 h.

297 patients without AKI Median NGAL 110 ng/ml (IQR 78–163) 211 patients without progression Median NGAL 106 ng/ml (IQR 76–150) 86 patients with progression Median NGAL 140 ng/ml (IQR 90–188) 17 patients without progression Median NGAL 256 ng/ml (IQR 178–479) 53 patients to stage 1 Median NGAL 121 ng/ml (IQR 71–169) 17 patients without progression Median NGAL 376 ng/ml (IQR 250–647) 12 patients with progression Median NGAL 368 ng/ml (IQR 202–554) 29 patients to stage 2 Median NGAL 155 ng/ml (IQR 109–190) 2 patients with progression Median NGAL 3230 ng/ml 7 patients to stage 2 Median NGAL 348 ng/ml (IQR 154–422) 4 patients to stage 3 Median NGAL 367 ng/ml (IQR 120–800) 5 patients to stage 3 Median NGAL 437 ng/ml (IQR 223–637) 29 patients stage 1 Median NGAL 271 ng/ml (IQR 184–499) 19 patients stage 2 Median NGAL 435 ng/ml (IQR 278–1062) 16 patients stage 3 Median NGAL 601 ng/ml (IQR 439–1499) 361 patients in cohort 64 patients with AKI Median NGAL 387 ng/ml (IQR 245–683)

FIGURE 1: Patients in the study with AKI stage at admission and progression during 48 h with median NGAL plasma levels at admission

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SCr and UO criteria. They selected patients with an expected stay of at least 48 h and found an AUC of 0.53. Pickering et al. [32] analysed the predictive value of NGAL at admission for AKI de-velopment within 7 days based on the KDIGO definitions using SCr and UO criteria and found an AUC of 0.79. Bagshaw et al. [18] showed the influence of sepsis on NGAL levels in ICU patients. The AUROC for AKI worsening was 0.71. Overall, different meth-ods, primarily aimed at a diagnostic approach, have been used to analyse the value of NGAL to discriminate patients with and without AKI development or progression. Time in the ICU or during hospitalization and AKI definitions and criteria differ be-tween studies. Limited data exist on the prognostic value of NGAL in general ICU populations, especially regarding the dif-ferent criteria. The data presented in our current study extend this knowledge.

To improve the prediction of AKI progression during ICU ad-mission, combinations of biomarkers might outperform single biomarkers. Using combinations of biomarkers related to different mechanistic causes of AKI might lead to better predic-tion of AKI progression in heterogeneous critically ill patient populations. This combination approach is applied to predict the progression of AKI after cardiac surgery. A combination of urine levels of kidney injury molecule-1 (KIM-1) and

interleukin-18 is suggested to have a better predictive value than the single biomarkers [33]. Furthermore, NephroCheck (Astute Medical, San Diego, CA, USA) uses urine tissue inhibitor of metalloproteinases and insulin-like growth factor binding protein-7 levels to predict AKI.

Of note, we observed that the prognostic value of NGAL for AKI progression is different for AKI progression based on SCr compared with either the combined criteria or the UO criteria. In this study, we show that the prognostic value of NGAL for AKI progression based on the SCr criterion overall appears to be better. We previously described heterogeneity in AKI prognosis, uncovered with the use of SCr and UO criteria [3]. In this current cohort, we show that there is a difference in plasma NGAL at ad-mission depending on which AKI progression KDIGO criteria are fulfilled in patients. It is important to appreciate that of all the patients, 29 had AKI Stage 1 at admission, and of the patients without AKI at admission, 53 progressed to AKI Stage 1. As AKI based on UO criteria has a different prognosis than more severe forms of AKI, this relatively mild AKI might have a different mechanism than the more severe forms of AKI [33]. Patients meeting the KDIGO UO only AKI criteria have lower plasma NGAL at admission (170 mmol/L) than patients meeting the SCr criteria (NGAL 266 mmol/l) for AKI progression (Table 3). This

Table 3. Progression of AKI during the first 48 h of ICU admission based on KDIGO criteria for SCr or urine output alone

AKI creatinine AKI urine output

Variable No progression (n ¼ 337) Progression (n ¼ 24) P-value No progression (n ¼ 248) Progression (n ¼ 32) P-value

Age (years), mean 6 SD 60 6 16 62 6 13 0.59 60 6 16 63 6 15 0.35

Sex, n (%) 0.09 0.07 Male 213 (63) 11 (46) 157 (63) 15 (47) Female 124 (37) 13 (54) 91 (37) 17 (53) DM, n (%) 0.42 0.24 No 275 (82) 18 (75) 195 (79) 28 (88) Yes 62 (18) 6 (25) 53 (21) 4 (13) APACHE, mean 6 SD 54 6 28 85 6 28 <0.001 53 6 26 75 6 29 <0.001 Weight (kg), mean 6 SD 79.8 6 16.4 78.1 6 16.5 0.63 79.5 6 16.3 76.6 6 178 0.40 BMI (kg/m2), mean 6 SD 26.3 6 4.7 26.4 6 4.6 0.88 26.16 4.6 26 6 5.6 0.87

Creatinine at admission (mmol/L), median (IQR)

71 (58–91) 114 (92–141) <0.001 70 (58–94) 76 (56–127) 0.4

NGAL at admission (mmol/L), me-dian (IQR)

121 (82–194) 266 (157–458) <0.001 121 (85–214) 170 (130–371) 0.02

Confirmed infection at admission, n (%)

0.27 0.9

No 315 (94) 21 (88) 231 (93) 30 (94)

Yes 22 (7) 3 (13) 17 (7) 2 (6)

KDIGO stage admission, n (%) <0.001 0.05

0 284 (84) 13 (54) 208 (84) 22 (69) 1 20 (6) 9 (38) 17 (7) 6 (19) 2 17 (5) 2 (8) 13 (5) 1 (3) 3 16 (5) 0 (0) 10 (4) 3 (9) RRT during admission, n (%) 11 (3.3) 8 (33) <0.001 11 (4) 5 (16) 0.01 Admission type, n (%) 0.03 0.01 Scheduled surgery 175 (52) 6 (25) 129 (52) 7 (22) Unscheduled surgery 44 (13) 6 (25) 35 (14) 7 (22) Medical 118 (35) 12 (50) 84 (34) 18 (56) ICU survival, n (%) 0.34 0.56 No 35 (10) 4 (17) 23 (9) 4 (13) Yes 302 (90) 20 (83) 225 (91) 28 (88)

ICU LoS (calendar days), median (IQR)

2 (2–4) 7 (4–10) 0.05 2 (2–5) 7.5 (4–16) <0.001

LoS: length of stay.

Plasma NGAL in AKI | 999

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might reflect different underlying pathophysiological mecha-nisms, while in the less severe AKI pre-renal azotaemia might be an important factor. Multiple mechanisms play a role in the development of AKI in critically ill patients [34]. In a histopatho-logical study of patients who died in the ICU with septic AKI, no single uniform pathophysiological renal change was observed [35]. Creatinine is one of the biomarkers reflecting the loss of

renal function. Decreased UO may be the result of renal func-tion loss. However, a healthy kidney will also retain water if hypovolaemia is present. Biomarkers reflecting a specific patho-physiological mechanism, such as NGAL, might change only if that mechanism is involved. NGAL is also produced by white blood cells and is increased in inflammation without AKI [18, 21, 36]. Adding additional specific pathophysiological bio-markers and patient clinical and haemodynamic variables obtained by physical examination and critical care ultrasound might help in further subphenotyping different AKI populations [37]. As an example of such an approach, the study of Neyra et al. [38] investigated 106 adults undergoing cardiac surgery with CPB to study the utility of combining biomarkers of kidney function loss (serum cystatin C) and kidney tubular damage (urine NGAL and KIM-1) for the prediction of post-cardiac sur-gery AKI. This relatively small homogeneous patient study found that combining biomarkers improved the prediction of in-hospital AKI following cardiac surgery. This clinical and labo-ratory-based subphenotyping might be a step forward to more precise therapy for AKI patients.

Our study has several strengths and limitations. The strength of this current study is the relatively large, heteroge-neous ICU patient cohort. By including this population, we established the additive prognostic accuracy of NGAL at admis-sion for a general ICU population. This increases the external validity of the results of this study. It should be noted that this unselected heterogeneous ICU patient cohort comes with an ICU mortality of 11%, while previous ICU mortality for a similar unselected group was 5.6% [3], while a selection of only acute admissions in the same ICU had a higher 90-day mortality of 33% in the AKI group and 18% in the non-AKI group [39]. We also used both SCr and UO in defining KDIGO AKI; thus we were able to establish that the predictive value of NGAL differs when applied to different patient groups. The first limitation is that we have missing data in UO criteria that may have led to selec-tion bias. Since most of the patients with missing values had no AKI based on SCr, the risk of missing AKI because of a lack of UO data is less likely. A second limitation is that patients who were discharged before the 48-h endpoint were considered not to have developed AKI in the ward. This was confirmed for SCr, but AKI based on UO criteria could not be determined in these patients. A third limitation is that our study was underpowered to determine whether NGAL plasma levels were predictive in the subgroup of patients with AKI progression without AKI at admission (86 patients;Figure 1). A fourth limitation is that UO

Table 4. Associations of variables with AKI progression during ad-mission analysed by univariate analysis

Variable OR (95% CI) P-value

Age 1.01 (1–1.03) 0.17 Sex 0.14 Male (reference) 1 Female 1.42 (0.89–2.27) DM 0.12 No (reference) 1 Yes 1.56 (0.89–2.73) APACHE 1.01 (1–1.02) 0.004 Weight (kg) 1.01 (0.99–1.02) 0.3 BMI (kg/m2) 1.06 (1.01–1.12) 0.02 SCr at admission 1 (0.99–1) 0.09 NGAL at admission 1 (1–1) 0.77 Confirmed infection at admission 0.97 No (reference) 1 Yes 1.02 (0.41–2.51)

KDIGO stage admission 0.18

0 (reference) 1 1 1.73 (0.79–3.78) 2 0.29 (0.07–1.28) 3 1 not to be estimated Admission type 0.03 Scheduled surgery 0.52 (0.31–0.86) Unscheduled surgery 0.89 (0.44–1.78) Medical (reference) 1

Table 5. Predictive models for AKI progression based on SCr and urine output criteria

Hosmer– Lemeshow goodness of fit test AUROC (95% CI) P-value Model A

(age, sex and DM)

0.411 0.572 (0.503–0.640) 0.035 Model B

(age, sex and DM þ NGAL)

0.233 0.574 (0.503–0.644) 0.036 Model C

(age, sex and DM þ BMI þ admission type þ APACHE þ SCr at admission)

0.014 0.765 (0.701–0.831) <0.001

Model D

(age, sex and DM þ BMI þ admission type þ APACHE þ SCr at admission þ NGAL)

0.045 0.783 (0.714–0.853) <0.001

Model A is based on 361 patients. Model B is based on 339 patients. Model C is based on 349 patients. Model D is based on 327 patients.

Table 6. ORs of the individual components of Model D

Variable OR (95% CI)

Age at ICU admission 0.99 (0.95–1.02)

Sex (female) 1.41 (0.53–3.73) Diabetes 1.12 (0.34–3.68) BMI 1.01 (0.92–1.11) Admission type Medical (reference) 1.33 (0.34–5.25) Scheduled surgery 2.03 (0.51–8.08) Unscheduled surgery APACHE IV score 1.03 (1.01–1.06) SCr at admission 1.00 (0.99–1.00) NGAL at admission 1.00 (1.00–1.00)

For the comparison of Models C and D, the chi-squared of the Delong’s test yielded P ¼ 0.31.

NGAL in Model D, P ¼ 0.45.

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was not always registered every hour, but sometimes every 2 or 3 h. This replacement procedure for missing hourly UO data, based on averages using the first value recorded after the miss-ing hours, might have missed some ‘zero urine’ output. This also could have led to misclassification of some patients. Fifth, the fact that we have not taken ‘competing risk of death’ into account may influence the results. Of the 13 patients who died within the first 48 h of admission, only 1 patient showed AKI progression. AKI progression might have been hindered by this early death. A sixth limitation is that in our study we used ‘ideal’ SCr as a reference for the KDIGO AKI definition. This might induce bias in baseline kidney function and the best baseline would be to use creatinine values measured 7–365 days before admission [40]. Unfortunately, this was not available in most of our patients. Also, other surrogates for baseline renal function affect the classification of AKI [41]. Despite this base-line kidney function uncertainty, we think our data are relevant for AKI researchers and clinicians, as many other studies use this ideal SCr method, making comparison with other studies possible.

In conclusion, our study indicates that in a heterogeneous ICU population, the additive predictive value of NGAL plasma levels for AKI progression in the first 48 h of ICU admission is not significant. We plan future studies aimed at clinical and laboratory-based subphenotyping of AKI patients.

SUPPLEMENTARY DATA

Supplementary dataare available at ckj online.

ACKNOWLEDGEMENTS

We thank Igor van der Weide for his support with the database.

FUNDING

Funding was provided by the University Medical Center Groningen from ’Healthy ageing pilots’ (to J.G.Z.).

AUTHORS’ CONTRIBUTIONS

J.K., I.v.d.H., J.Z. and M.v.M. were involved in conception, de-sign, analysis and interpretation of data, drafting and revis-ing the article, providrevis-ing intellectual content of critical importance and approval of the version to be published. E.K., W.D. and R.W. were involved in revising the article, providing intellectual content of critical importance and ap-proval of the version to be published; J.E.K. was involved in supervising measurement of plasma NGAL, revising the ar-ticle, providing intellectual content of critical importance and approval of the version to be published.

CONFLICT OF INTEREST STATEMENT

The authors declare that they have no conflict of interest.

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