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University of Groningen

Valorization strategies for pyrolytic lignin

Bernardes Figueiredo, Monique

DOI:

10.33612/diss.111703614

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from

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Publication date:

2020

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):

Bernardes Figueiredo, M. (2020). Valorization strategies for pyrolytic lignin. University of Groningen.

https://doi.org/10.33612/diss.111703614

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Valorization of pyrolysis liquids:

ozonation of the pyrolytic lignin fraction

and model components

This chapter is published as:

Figueirêdo, M.B., Deuss, P.J., Venderbosch, R.H. and Heeres, H.J., 2019. Valorization of pyrolysis liquids: Ozonation of the pyrolytic lignin fraction and model components.

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Abstract

Pyrolytic lignin is the collective name of the lignin derived fraction of pyrolysis liquids. Conversion of this fraction to biobased chemicals is considered an at-tractive valorization route. Here we report experimental studies on the ozonation of a pine-derived pyrolytic lignin dissolved in methanol (33 wt%). Results show a high reactivity of ozone, and a molecular weight reduction of up to 40 % was obtained under mild conditions (0 °C, atmospheric pressure) without the need of catalysts. Detailed analysis of the product mixtures (GC/MS-FID, HPLC, GPC, NMR) showed the presence of low molecular weight (di-)acids and esters, along with larger highly oxygenated aliphatics. A reaction network is proposed including the heterolytic cleavage of aromatic rings, followed by secondary re-actions. The observations were supported by experimental studies using repre-sentative pyrolytic lignin model compounds and a biosynthetic lignin oligomer, which aided further elucidation on the reactivity trends for different chemical functionalities. Accordingly, the presence of hydroxy and methoxy substituents on the aromatic rings are shown to be the main reason for the high reactivity of pyrolytic lignin upon ozone exposure.

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5.1. Introduction

Environmental concerns related to the use of fossil resources have stimulated research on the use of biomass as a renewable resource. Within this context, the development of efficient, techno-economically viable processes to convert biomass into value-added products such as biofuels and biobased chemicals is of high relevance. Fast pyrolysis technology is a well-known primary biomass conversion technology [1], able to liquefy biomass in a relatively inexpensive and simple manner, yielding up to 70 wt% [2] of a so-called pyrolysis liquid. This liquid is a micro-emulsion in which the continuous phase is an aqueous solution of cellulose and hemicellulose decomposition products that stabilizes a discontinuous phase of lignin oligomers, amongst others by mechanisms such as hydrogen bonding [3]. Due to the high oxygen content, acidity, limited ther-mal stability and low heating value, pyrolysis liquids need further upgrading to improve product properties.

Pyrolysis liquids can be either upgraded as a whole or after fractionation. Fractionation is possible by water addition, leading to a water phase enriched in sugar derivatives (sugar fraction) and an organic phase with the lignin- derived fragments (pyrolytic lignin) [4]. The aqueous phase contains mostly low mo-lecular weight C6 anhydrosugars and other polar components, which can be used as feedstock in relatively well-developed processes (e.g. fermentation [5,6], hydrogenation [7], hydrogenolysis [8], hydrolysis [9]), as well as oligomeric sug-ars. On the other hand, the pyrolytic lignin (PL) fraction consists of a complex three-dimensional phenolic network with lower acidity and oxygen content. The valorization of PL is less straightforward due to its structural features and high chemical heterogeneity, often needing harsh reaction conditions for subsequent conversions [10] in comparison to the sugar-based fraction.

In detail, pyrolytic lignin is a complex mixture of oligomers with HGS (hy-droxyphenyl, guaiacyl and syringyl) building blocks connected via a number of linkages [11]. 13C-NMR studies have indicated that these linkages differ

signifi-cantly from those in native lignin and are predominantly in the form of inter-unit C-C linkages [11]. A recent work [12] further elucidated the structure of PL by means of advanced NMR techniques such as HSQC and HMBC NMR. The proposed structure contains mainly biphenyl, diaryl-ether and diaryl-methine linkages, in combination with HGS units and alkane, alkene and carbonyl groups (see Figure 1).

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Several upgrading strategies for native lignin have been explored in literature [13], from which oxidation stands as a promising approach. The structure of lignin is particularly prone to oxidation due to the presence of aromatic rings with high electronic density. A number of studies involve (bio)catalysed reactions aiming for the selective depolymerization of both native and technical lignins (e.g. Kraft, sulphite and organosolv) [14–18]. Interesting products from lignin oxidation processes are aromatic compounds and dicarboxylic acids (DCAs), the latter being valuable in various applications at polymer and food industries [19–22]. A well-known example of an important DCA is adipic acid, which is mainly used (85 %) for the manufacture of nylon 6.6 [23]. The global production of adipic acid is estimated at 3.3 million tons in 2016 [24],and the production is expected to grow 4.1 % annually.

DCA’s are currently obtained from fossil resources and green synthesis routes are highly attractive. Previous investigations showed that technical lignins such as steam-exploded, alkali and organosolv could be oxidized into DCAs in good yields and selectivities [25,26]. Oxidation was also successfully applied as a pretreatment for stabilizing pyrolysis liquids [27–31].

Ozone is considered an attractive oxidising agent among the various oxidation options available. It can be easily generated from oxygen using well-established technology available at a number of scales. A previous study on the ozonation of lignin derived from a commercial alkali feedstock resulted in the formation of a product mixture that was shown to be suitable for use as a fuel additive [32]. In contrast to lignin oxidation, the oxidation of PL remains relatively unex-plored. Recently, the use of H5PMo10V2O40 as a catalyst for the oxidation of PL derived from pyrolysis of rice husk was reported, and a range of aromatics were identified in the product mixture [33]. We here report the ozonation of a pine-derived PL with the objective to depolymerize it into lower molecular weight aromatics and/or bifunctional organic acids and esters. In addition, model component studies with representative low molecular weight compounds and a well defined guaiacyl-based biosynthetic lignin were performed to rationalise the results and to propose a reaction network.

5.2. Materials and methods

5.2.1. Chemicals

Pine-derived PL was supplied by the Biomass Technology Group (BTG, Enschede, The Netherlands). The water-insoluble PL fraction was obtained by water ex-traction of standard pyrolysis oil. The pyrolysis oil was produced at 550 °C in a rotating cone reactor [34] (pilot plant with capacity of 3 ton of pyrolysis oil/day). Relevant properties are presented in Table 1 and further characterization details are provided in the Supplementary Information. An overview of the suppliers of chemicals and their purity is given in the Supplementary Information. All chemicals were used as received. Ozone was produced using a commercial ozone generator (Model 501 from FISCHER Labor und Verfahrenstechnik) with oxygen gas as the feed.

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5.2.2. Ozonation of pyrolytic lignin and model compounds

PL ozonation experiments were conducted in a batch reactor (see Supplementary Information Figure S1 for a schematic representation). The reactor was loaded with a solution of PL (20 g) dissolved in methanol (40 g). The reactor content was cooled to 0 °C using an ice bath and ozone (3 g/h) was introduced in the reactor using a dip tube. Information regarding ozone concentration was provided by the ozone generator manufacturer and confirmed through a titration method detailed in the Supplementary Information. The ozonation was performed at atmospheric pressure and reaction times varying from 15 to 240 minutes were evaluated. At the end of each experiment, the ozone flow was stopped and replaced by nitrogen gas for 15 minutes to remove any residual ozone. Methanol was removed in a rotary evaporator at 300 mbar and 45 °C for 1 h, and the resulting liquid product was analyzed in detail. Yields were determined on the basis of the ozonated oil after methanol removal (i.e. isolated product).

A small-scale PL ozonation experiment with labeled 13C-methanol was

per-formed in a 4 mL vial, in which around 200 mg of PL was diluted in 500 mg of

13C-methanol. The solution was exposed to ozone for 2 min. The ozone input and

reaction conditions were the same as for the large scale experiments described above. 13C-methanol was removed by evaporation (300 mbar and 45 °C for 1 h),

and the resulting liquid product was analyzed in detail. An identical experiment was performed with non-labeled methanol to serve as control.

Ozonation experiments of model compounds were performed in a similar fashion but on smaller scale (50 mL). The model component (1 mmol) was diluted in methanol (20 g). Bicyclohexyl was used as the internal standard. Reaction conditions and ozone input were the same as for experiments with PL, and the total reaction time was fixed to 20 minutes for each experiment. Samples were taken from the solution every 2 minutes and analysed by GC/MS-FID.

Ozonation experiments of the biosynthetic lignin oligomer (preparation details are reported elsewhere [35], and the proposed structure is given in Figure S2) were performed with the lignin (30 mg) dissolved in methanol-d4 (600 mg). The mixture was subjected to a one-minute reaction under the same conditions and ozone input as for the experiments with model components. A HSQC NMR spectrum was taken directly after the reaction.

Table 1. Relevant properties of the pyrolytic lignin used in this study.

Property Value (wt%)

Water content 4.68

Sugar derivatives, dry basis 4.98a

Elemental composition, dry basis

C 65.9

H 6.48

O 27.5

N < 0.01

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5.2.3. Product analyses

GPC analyses were performed using an Agilent HPLC 1100 system equipped with a refractive index detector and three columns in series of MIXED type E (length 300 mm, i.d. 7.5 mm). Polystyrene was used as a calibration standard. Details are given in the Supplementary Information.

13C-NMR spectra were recorded by a Varian Unity Plus (400 MHz) using a

90° pulse and an inverse-gated decoupling sequence with relaxation delay of 10 seconds, sweep width of 225 ppm and 1024 scans. Samples were dissolved in DMSO-d6 (50 wt%) prior to analysis. Details are given in the Supplementary Information.

Heteronuclear single quantum coherence (HSQC) 2D-NMR spectra were recorded by a Varian Unity Plus (400 MHz) with the following parameters: 11 ppm sweep width in F2 (1H), 220 ppm sweep width in F1 (13C), 8 scans and

1024 increments.

The high performance liquid chromatography (HPLC) analytical device con-sisted of an Agilent 1200 pump, a Bio-Rad organic acids column Aminex HPX-87H, a Waters 410 differential refractive index detector and a UV detector. Details are given in the Supplementary Information.

Gas chromatography/mass spectrometry (GC/MS-FID) analyses were per-formed on a Hewlett-Packard 5890 gas chromatograph equipped with a RTX-1701 capillary column (30 m × 0.25 mm i.d. and 0.25 µm film thickness) and a Quadrupole Hewlett-Packard 6890 MSD selective detector attached. Details are given in the Supplementary Information.

5.3. Results and discussion

5.3.1. Composition of the PL

The PL used in the study was obtained from the fractionation of a fast pyrolysis liquid derived from pine-wood. The lignin structure of pinewood, a typical ex-ample of a softwood, consists mainly of guaiacyl (G) units and trace amounts of p-hydroxyphenyl (H) units [36]. Analyses show that the PL contains still 4.68 wt% of water, as well as some sugar derivatives (4.98 wt%). The latter were identified mainly as levoglucosan and glycoaldehyde (HPLC). The molecular weight of the PL was determined by GPC and found to be 650 g/mol (Mw), which is indeed

by far lower than found for a typical organosolv lignin (Alcell) using the same analytical equipment and method (i.e. Mw of 1720 g/mol [37]). GCxGC-FID

analysis shows the presence of mainly phenolics and some small acids, ketones and aldehydes, mainly levoglucosan and glycolaldehyde (confirmed by HPLC). The total amount of GC detectables was only 11 wt%, indicating that the major-ity of the components is oligomeric in nature and not sufficiently volatile to be detected with GC. This is also in line with the GPC data. GC/MS-FID confirms the GCxGC analysis and shows the presence of guaiacol and para-substituted alkylguaiacols, as well as levoglucosan and glycolaldehyde.

The 13C-NMR spectrum of PL shows a large number of peaks belonging to

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literature [38] (see Figure 2) a rough estimate could be obtained for relevant chemical groups (percentages based on the integrated peak areas): 31.5 % of aliphatic C-C bonds, 5.2 % of methoxy groups, 6.3 % of aliphatic C-O bonds, 53 % of aromatics (total of C-H, C-C and C-O aromatic bonds) and 4 % of carbonyl and carboxyl groups.

5.3.2. Ozonation experiments with PL

Initial ozonation experiments were performed using the PL dissolved in meth-anol at 0 °C and atmospheric pressure at different batch times. Significant visual changes were observed upon ozonation, and after extended reaction times the original dark brown color of the PL feed changed to vivid orange, without the occurrence of phase separation. In addition, after methanol removal, the products became increasingly soluble in water (i.e. up to 85 wt%, see Figure S4).

Mass balance calculations were performed for an experiment at a slightly larger scale. A mass gain of 37 wt% was calculated, likely due to the incorporation of oxygen (from ozone) and methanol in the products (mostly as methoxy groups of esters and acetals/ketals, vide infra). However, mass losses by the formation of gas phase components like CO2 are also possible due to over oxidation of products. As CO2 formation could not be quantified accurately, a full mass and carbon balance could not be determined. The isolated products were analysed in great detail to obtain qualitative and quantitative information. Two methods can be distinguished: i) those giving simultaneous information on the monomeric and oligomeric fraction (GPC, NMR) and ii) those giving information on the monomeric fraction (GC, HPLC).

5.3.3. Simultaneous analyses of monomeric and oligomeric products

The molecular weight distributions of the PL feed and isolated products obtained after different ozonation times were determined by GPC (Figure 3). The average molecular weight decreased up to 40 % after 4 h ozonation, indicating further breakdown of the PL structure upon extended ozonation times.

The volatility of the samples was determined using TGA (see Supplementary Information, Figure S5). The original PL shows a gradual weight loss in the temperature range between 100 and 450 °C, ultimately leading to about 30 % of

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residue. The volatility of the ozonated samples is by far higher and for instance for the 4 h ozonation product, weight loss already takes place to a significant extent below 100 °C. These findings support the GPC measurements that substantial reduction of molecular weight has occurred with the concomitant formation of low molecular weight, more volatile components.

13C-NMR spectra were acquired to obtain qualitative and quantitative

informa-tion on the types of chemical funcinforma-tionalities present in the products (Figure 4). Significant differences were observed between the PL feed and the 4 h ozonated product. The signals in the aromatic region practically disappear, while new methoxy and carbonyl groups are formed. The majority of the aliphatic C-O signals are lowered, and some of the reminiscent ones are related to the presence of residual levoglucosan, which is relatively inert to ozone attack (vide infra). Although the long relaxation times associated with the carbon nuclei impede absolute integration of the peaks, the relative ratios are still instructive. The ar-omatic/ether ratio (i.e. sum of aromatic C-O, C-C and C-H areas divided by the sum of methoxy groups and aliphatic C-O areas) decreased from 4.6 to 0.1 due to the drastic loss of aromaticity and formation of new methoxy groups. The aromatic/carbonyl ratio decreased from 13.2 to 0.1, as carbonyl groups were also extensively formed during ozonation together with the reduction of aromatics.

Figure 3. Molecular weight distribution of the isolated products versus ozonation time (GPC).

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All findings indicate that the aromatic rings are very reactive towards ozone and are transformed to other (non-aromatic) structures. Additional analyses such as FTIR and determination of the water content ratified the loss of aroma-ticity and showed a gradual increase in water content (see Figures S6 and S7). In addition, CAN analysis and acid titrations showed an increase in both the carbonyl and carboxylic acid groups upon exposure to ozone (see Figures S8 and S9). These results suggest that the peaks in the carbonyl regions are indeed associated with the formation of carboxylic acids and their respective methyl esters. The latter is also confirmed by the extensive formation of new methoxy groups (50–60 ppm range).

Further insights in the product composition after ozonation were obtained by 2D-NMR HSQC measurements. For the PL feed, four main peak areas are observed: aliphatics (alkyl side chains), methoxy groups (from the guaiacyl units), oxygenated aliphatics (residual sugars and ether bonds existent within the aro-matic network) and aroaro-matics (mostly guaiacyl units due to the biomass source used), see Figure 5 for details. Quaternary carbon atoms are not detectable with this technique, and as such the presence of carbonyls in the form of carboxylic acid/ester groups cannot be confirmed through this analysis.

Upon exposure to ozone, the peaks in the aromatic region fully disappear, indicating the occurrence of ring opening reactions. Significant changes are also observed in the methoxy area. The original signals, arising from guaiacol units in the PL feed have disappeared and new methoxy groups are present, likely from methyl esters. Several new signals are also observed in the oxygenated aliphatics region. In addition, peaks associated with levoglucosan are still present in the ozonated samples, indicating that it is relatively inert (also supported by model component studies, vide infra).

5.3.4. Product characterization: methanol incorporation in the products

A small scale ozonation experiment with labeled 13C-methanol was performed

to evaluate qualitatively and quantitatively its incorporation within the ozonated product mixture. Figure 6 shows the 13C-NMR spectra of the product mixture

obtained from the reaction performed in 13C-methanol overlayed with a control

experiment at the same scale and conditions using non-labeled methanol. The results clearly show a 13C enriched area, particularly in the range of the methoxy

signals. This clearly shows that methanol is incorporated mostly as methoxy groups in esters or ketal/acetal moieties within the product mixture. In addition, products derived from the oxidation of methanol itself were observed in minor amounts (i.e. 13C-formic acid 13C formaldehyde)) including the subsequent

esterification of 13C-formic acid (i.e. methyl formate) and acetals/hemiacetals

of 13C-formaldehyde (see Figures S10 and S11 for HSQC and HMBC NMR

spectra). Thus, methanol oxidation only occurs to a minor extent. Integration of the methoxy area (50–60 ppm range, DMSO-d6 peak as reference) indicate that the isolated product contains 19.5 wt% of methoxy groups originating from the solvent (methanol). The amount of compounds from methanol oxidation were estimated to be 1.8 wt% (based on isolated product).

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Figure 5. 2D-NMR HSQC spectra of the PL feed and the isolated product after 4 h ozonation (DMSO-d6).

Figure 6. 13C-NMR spectra of the ozonated PL with methanol (control experiment) and 13C-methanol (DMSO-d6).

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Figure 5. 2D-NMR HSQC spectra of the PL feed and the isolated product after 4 h ozonation (DMSO-d6).

Figure 6. 13C-NMR spectra of the ozonated PL with methanol (control experiment) and 13 C-metha-nol (DMSO-d6). 136 CH APTER 5: Va lo riza tio n o f p yr ol ysi s liq uid s: o zo na tio n o f t he p yr ol yt ic lig nin f rac tio n an d m ode l co m po nen ts

Figure 5. 2D-NMR HSQC spectra of the PL feed and the isolated product after 4 h ozonation (DMSO-d6).

Figure 6. 13C-NMR spectra of the ozonated PL with methanol (control experiment) and 13 C-metha-nol (DMSO-d6).

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5.3.5. Product characterization: low molecular weight fraction

To identify and quantify the amounts of low molecular weight carboxylic acids and methyl esters thereof, the samples were diluted with water, leading to the formation of two liquid phases, the exact amounts of both phases being a function of the ozonation time (see Supplementary Information, Figure S4). The water- soluble fractions were further analyzed by HPLC. The analysis was performed under acidic conditions in water, leading to (partial) hydrolysis of the esters. As such, the individual amounts of esters and acids in the product cannot be assessed. The total yield of (di)acids was up to 39.3 wt% (based on isolated product oil, see Figure 7) after 4 h reaction, evidencing the formation of substantial amounts of organic acids/esters by the reaction of the PL with ozone and methanol.

GC-MS analysis of the product confirms the formation of the esters upon ozonation (up to 80 area% of the GC-detectables, respectively, see Figure 8). Furthermore, some acetals are present, as well as levoglucosan. The long-chain aliphatic esters are likely derived from fatty components initially present in the biomass. It is worth mentioning that most of the produced esters and dicarboxylic acids are thermally unstable or non-detectable by FID (i.e. formic acid), thus, the identification via GC is limited for the ozonated oils.

5.3.6. Product characterization: high molecular weight fraction

To obtain qualitative insights with respect to the chemical structure of the higher molecular weight fraction after ozonation, the low molecular weight fraction was removed by vacuum evaporation (100 mbar and 75 °C, 1 h). GC analysis showed only minor peaks, indicating that the residual amounts of low volatile, GC de-tectable is low. Furthermore, TGA and GPC further confirmed the oligomeric character of this fraction (see Supplementary Information, Figures S12–S14). Subsequently, it was extracted with D2O and the extract was analyzed using 2D-NMR HSQC (see Supplementary Information, Figure S15). The spectrum shows clear resonances in the aliphatic, methoxy and oxygenated aromatics region, whereas peaks in the aromatic region are absent. It suggests that the oligomeric fraction is composed of an aliphatic network with sides chains con-taining, among others, ester groups.

5.3.7. Product overview

Based on product analysis of the ozonated PLs, we can conclude that the original highly aromatic network is substantially depolymerized (via ring-opening pathways and subsequent oxidative cleavage of alkenes) upon the ozone treatment, forming mainly low molecular weight mono and di-acids/esters and some acetals, as well as an oligomeric fraction mainly comprised of a highly oxygenated aliphatic backbone (Figure 9). Based on the quantification of acids (vide supra) and GCxGC analyses (see Supplementary Information, Figure S16), the low molecular weight fraction corresponded to around 45 wt% of the isolated product oil after a 4 h ozonation.

5.3.8. Ozonation of model compounds

To rationalise the product composition after PL ozonation, the ozonation of repre-sentative model components was investigated. Thirteen reprerepre-sentative molecules

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1.01.4 0.81.2 2.32.0 1.6 1.5 4.1 1.2 1.2 1.4 6.1 3.6 4.2 5.7 5.7 7.6 3.2 4.4 7.5 9.5 16.0 0 5 10 15 20 25 30 35 40 15 30 60 120 240 w t% o f p ro du ct o il

Ozona�on �me (min)

Formic acid (C1) Ace�c acid (C2) Oxalic acid (C2) Propionic acid (C3) Malonic acid (C3) Succinic acid (C4) Maleic acid (C4) Adipic acid (C6)

Figure 7. Acid distribution versus ozonation time (HPLC, based on isolated product oil).

Figure 8. GC-MS spectrum for the isolated product obtained after 4 h ozonation of PL.

Figure 9. Molecular representation of the ozonation reaction of PL.

were selected belonging to three discrete groups: i) monomeric phenolic com-pounds typically present in pyrolytic lignins; ii) dimeric phenolic components with different linkages between the aromatic units (i.e. benzophenone, diphenyl

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oxide, 1,2-diphenylethane, β-O-4 dimers); iii) levoglucosan, typically present as a byproduct in PLs and derived from the (hemi)-cellulose fraction in the original biomass PL (vide supra).

Figures 10a and 10b show that the reactivity trends varied substantially in both monomeric and dimeric groups of model compounds. Due to the relatively low electronic density, purely aromatic and saturated aliphatic carbon bonds are known to be stable against ozone attack [39]. The results observed in Figure 10a suggest that ether, carbonyl and β-O-4 linkages in non-substituted aromatic dimers are also resistant to ozonation. For instance, the reactivity gradually increased for the methoxylated and di-methoxylated β-O-4 dimers (i.e. molecules e and f), which is envisioned due to the electron-donating character of the methoxy group [40,41]. In Figure 10b the low reactivity of levoglucosan (g) is shown, and this result is in accordance with the ozonation of pyrolytic lignin, in which levoglucosan can be identified even after long reaction times. A similar trend as seen for

O (a) (b) (c) (d) (e) (f) O O OH O OH OCH3 O OH OCH3 H3CO O O OH OH OH H3CO (g) (h) (i) OCH3 OCH3 HO (j) HO H3CO O HO H3CO (k) (l) HO H3CO O OCH3 (m)

Figure 10. Reactivity trends of the a) dimeric and b) monomeric model compounds during ozonation.

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O zoniz ed pr oduc t A r-H Gβ Aβ Cβ A lipha tic C-C Aα Gγ Gα OM e Fγ Bα Cγ Dβ Dγ Cα Aγ / Bγ / Eγ Eβ Eα Dα Dγ M eOH Figur e 11. 2D-NMR HSQ C s pe ct ra o f t he lig nin o lig om er b ef or e a nd a fter o zo na tio n (m et ha no l-d 4).

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the dimeric models is also observed for methoxybenzene (h) and di-methoxy benzene (i), i.e. the latter presenting higher reactivity. Compounds containing a phenolic group (i.e. molecules j, k, l and m) were converted significantly faster compared to the other model compounds. In addition, the presence of a methoxy substituent increased guaiacol (l) reactivity in comparison to phenol (j), while the aldehyde group, which is electron-withdrawing, caused vanillin (k) to be slightly less reactive than guaiacol (l). The most reactive model compound was syringaldehyde. This reactivity pattern syringyl > guaiacyl > 4-hydroxyphenyl for ozonation is in line with literature data [42].

The reactivity of ozone clearly depends on the aromatic substituents, which can either donate or withdraw electronic density from the system. Overall, the phe-nolic functionality had the strongest effect on reactivity, followed by the methoxy substituent. From the model compounds results, it can be inferred that the high reactivity of pine-derived pyrolytic lignin towards ozone is a direct consequence of its largely methoxylated phenolic structure, rich in guaiacyl (G) units [36]. Further qualitative analyses of the ozonated model compound solutions showed the presence of various (di)acids (see Supplementary Information, Figures S17 and S18 for 4-propylguaiacol). These results are in line with the ones observed for PL ozonation (vide supra).

5.3.9. Ozonation of a biosynthetic lignin oligomer

The ozonation of a lignin oligomer with well-defined phenolic structure (obtained through a biocatalytic cascade starting from eugenol [35], see Supplementary Information, Figure S2) was also investigated to substantiate the model com-ponent studies and to gain insights in the stability of the various linkages upon treatment with ozone. A small scale ozonation experiment was performed with the biosynthetic lignin oligomer diluted in methanol-d4, and NMR HSQC spec-tra were directly acquired to access the main changes in the structure. Figure 11 shows the NMR spectra before and after ozonation, highlighting the main types of bonds initially present and their respective signals.

The biosynthetic lignin contains linkages usually identified in (guaiacyl-based) lignins [12,43] such as β-O-4, β-β, β-5 and aliphatic C-C double bonds. The NMR spectrum of the ozonated product showed various new signals related to methoxy groups and oxygenated aliphatics.

The rapid disappearance of the strong eugenol and coniferyl end group signals (F and G) is likely due to the high reactivity of ozone towards the oxidation of aliphatic C=C bonds in comparison with aromatic C=C bonds [39]. However, substantial cleavage of the aromatic rings also takes place during ozonation as is evident from the reduction of associated resonances (structures A, B) or complete disappearance (structures C, D, E). From the model compounds study discussed previously, it is known that hydroxy substituents have a strong effect on the reactivity of an aromatic structure towards ring-opening reactions. As such, the presence of an –OH or –OR group in the aromatic C1 will lead to either readily reactive or relatively more stable structures.

Based on the ozonation of PL, peaks associated with the formation of low molecular weight esters as well as oligomeric structures with aliphatic backbone

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and oxygenated side chains is anticipated. Indeed, new signals are found in the area associated with the methoxy groups of the esters (3.6 ppm δ1H; 55 ppm

δ13C), while the signals in the δ13C region of 90–115 ppm are indicative of new

ether bonds, likely formed in ring-opening reactions. The new signals in the δ13C

region of 120–130 ppm are related to highly oxygenated groups such as acetals.

5.3.10. Mechanistic implications

The oxidation of multi-functionalized networks such as lignin is a complex multistep process, usually involving radical and molecular mechanisms [44] and several intermediates. Further recombination reactions substantially expand the product slate, and the presence of radicals favors repolymerization [33,45,46]. In line with these general findings for the oxidation of lignin, ozone is reported [47] to react with the lignin-derived structures via a sequence involving a number of different types of reactions. The first step involves reaction of ozone with the aromatic ring, either via a radical or 1,3-dipolar additions (A, B), followed by further reaction pathways involving homolytic or heterolytic cleavages (C, D, E) [47], see Figure 12 for details.

Pathway A involves electron-transfer and results in an aromatic cation radical along with an ozonide radical that further decomposes into oxygen, a hydroxyl radical and a phenoxyl radical. The radical intermediates are very unstable and may lead to repolymerization [33,45,46]. Mechanism B occurs via an electrophilic ozone attack preferentially on the oxygen-substituted carbon of the aromatic ring. The resulting zwitterion intermediate subsequently reacts via different routes de-pending on the reaction medium and reactant nature. On guaiacolic structures (i.e. R = H) the hydroxyl substituent can be immediately deprotonated, forming a ke-to-function that can further yield a quinone product via homolytic cleavage (route C), or react via heterolytic cleavage (route D) yielding ring-opening products such as muconic acid and its derivatives. Even though routes C and D can occur simultaneously, it is reported [47] that acidic conditions promote the later one. Non-phenolic structures (i.e. R = CH3) will behave differently since deprotonation of the zwitterion is not possible. Under acidic conditions, heterolytic ozonation (route E) is expected to be predominant, forming ring-opening products as well.

All PL ozonation experiments reported here were performed under acidic conditions, which are known to suppress radical pathways [47], and methanol is also reported as an efficient radical quencher [48]. Therefore, it is expected that repolymerization does not occur extensively, in line with the experimental data (GPC). The ozonation of PL, as well as the model components, demon-strates that depolymerization occurs through mechanisms involving phenolic moieties, generating a range of low molecular weight DCAs and methyl (di-) esters along with higher molecular weight molecules consisting of a highly oxygenated aliphatic backbone (Figure 9). Pyrolytic lignin consists mostly of ortho-methoxylated, para-alkylated phenolic structures, and the electron-releas-ing character of these groups makes the structure highly prone to ozone attack [14]. Ring-opening mechanisms can be recognized when observing the product spectra of PL ozonation, and its guaiacyl-based structure favors particularly the pathway D. Since the immediate ring-opening products are very susceptible

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to further ozonation (due to the aliphatic C-C double bonds) degradation is expected to happen, yielding the range of smaller molecules detected by HPLC (e.g. oxalic, maleic, malonic acids).

In addition to DCAs, a number of methyl esters and acetals were identified by GC/MS analysis. Three pathways are proposed for the formation of esters (see Supplementary Information, Figure S19), from which the most likely one under the applied conditions involves the esterification of initially formed organic acids with methanol. In addition, reactions of carbonylated products (i.e. ketones and aldehydes) with methanol lead to the formation of ketals and acetals[49].

5.4. Conclusions

Ozone treatment of PLs results in extensive depolymerization, generating up to 45 wt% of low molecular weight dicarboxylic acids/esters, along with oligomeric structures consisting of a highly oxygenated aliphatic backbone. Depolymeriza-tion occurs mostly via the heterolytic cleavage of aromatic rings and cleavage of inter-aromatic bonds with high electronic density. Secondary oxidation and esterification reactions broaden the product spectra. The presence of -hydroxy and -methoxy substituents on the aromatic network, i.e. dominant side groups within the initial structure, were shown to lead to enhanced reactivity for ozone. These findings show that ozonation is a straightforward, clean and inexpensive depolymerization route for PLs. The reaction is performed at mild conditions and does not require a catalyst. Furthermore, it uses simple solvents such as methanol, which can be biobased and recovered for reuse. The low molecular weight frac-tion contains value-added DCAs and platform molecules such as adipic, oxalic and succinic acid, as well as ester mixtures interesting for applications related to fuels, additives, polymers and resins. Further process optimization and the development of efficient separation technology will be required and is currently the focus of our research activities in this field.

OR OCH3 O3 δ− δ+ OR OCH3 OR OCH3 + O3 HO + O2 O O O A B if R = H if R = CH3 OH OCH3 O O O OCH3 OCH3 O O O zwitterion intermediate O OCH3 O O O O O homolytic cleavage C E D H H O OCH3 O O HO heterolytic cleavage OH OCH3 O O OCH3 OCH3 O O + H2O2 Criegee mechanism

Figure 12. Proposed mechanisms for the initial reaction between ozone and an aromatic lignin-like structure (A, B) and further reaction pathways (C, D, E). Adapted from [47].

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Acknowledgements

Financial support from the Science without Borders program (Brazil) for the PhD project of MBF is gratefully acknowledged. We also thank Erwin Wilbers, Marcel de Vries, Léon Rohrbach, Jan Henk Marsman and Anne Appeldoorn for technical support and BTG for supplying the pyrolytic lignin. Mohamed Habib is gratefully acknowledged for providing the biosynthetic lignin.

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Figure S1. Reactor used for the ozonation of pyrolytic lignin.

SUPPLEMENTARY INFORMATION CHAPTER 5

S1. Methods

Ozonation experiments. Ozonation experiments of pyrolytic lignin were

con-ducted in a bubble column reactor of 50 mm diameter and 300 mm height, with a 1000 mL glass balloon attached on its top part to prevent excessive foaming (see Figure S1).

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Determination of the ozone concentration in the feed. The concentration of

ozone for an oxygen inlet flow of 60 L/h is 3 g/h according to the information provided by the ozone generator manufacturer (Model 501 from FISCHER Labor und Verfahrenstechnik). A simplified iodometric titration method [1] was applied to confirm this value. Accordingly, the oxygen/ozone solution was continuously fed through a 100 mL of a potassium iodide (KI) solution (0.2 M) for 5 minutes. Ozone reacts with KI according to Eq. S1, and the amount of iodine (I2) produced can be determined by titration with a 0.05 M sodium thiosulphate (Na2S2O3) solution (see Eq. S2). As KOH is also produced in Eq. S1, the ozonated solution was acidified with 10 mL of HCl (2 M) before titration in order to avoid ozone decomposition due to its reactivity with hydroxide ions.

2KI + O3 + H2O → I2 + 2KOH + O2 (Eq. S1) I2 + 2Na2S2O3 → 2I- + Na2S4O6 (Eq. S2)

The procedure was repeated three times and the average ozone concentration was estimated to be 3.2 g/h, being in good accordance with the data supplied by the manufacturer.

Chemicals used. Oxygen, nitrogen and helium were obtained from Linde and

were all of analytical grade (> 99.99 % purity). Tetrahydrofuran (THF), meth-anol, bicyclohexyl, toluene, di-n-butyl ether (DBE), dimethyl sulfoxide (DM-SO-d6), methanol-d4 (CD3OD) and deuterium oxide (D2O) were purchased from Sigma- Aldrich. The model compounds 1,2-dimethoxybenzene, benzophenone, 1,2- diphenylethane, 4-propylguaiacol, 4-propylphenol, 1,2-diphenylethane, me-thoxybenzene, syringaldehyde and diphenyl ether were also obtained from Sigma Aldrich and were all of reagent grade (> 99 % purity). 13C-Methanol (> 99 % purity)

was obtained from Eurisotop. Levoglucosan (> 99 % purity) was obtained from Carbosynth. Lignin β-O-4 dimers and the biosynthetic lignin were produced in-house [2,3]. In detail, the latter consists of a guaiacyl-rich oligomeric mixture with well-defined structure, obtained through a biocatalytic cascade starting from eugenol. Figure S2 shows the types of structures present.

Two-dimensional gas chromatography (GCxGC-FID). GCxGC-FID analyses

were performed on a trace GCxGC system from Interscience equipped with a cryogenic trap and two capillary columns, viz. a RTX-1701 capillary column

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(30 m × 0.25 mm i.d. and 0.25 µm film thickness) connected by a Meltfit to a Rxi-5Sil MS column (120 cm × 0.15 mm i.d. and 0.15 µm film thickness). De-tection took place via a flame ionization detector (FID). A dual jet modulator was applied using carbon dioxide to trap the samples. Helium was used as the carrier gas (continuous flow rate of 0.6 mL/min). The oven temperature was kept for 5 minutes at 40 °C and then increased to 250 °C at a rate of 3 °C/min. The pressure was set at 0.7 bar at 40 °C and the modulation time was 6 s. Quan-tification of GCxGC-FID main groups of compounds (e.g. aromatics, alkanes, alkylphenolics) was performed by using an average relative response factor (RRF) per component group, having di-n-butyl ether (DBE) as the internal standard. All samples were diluted up to 25 times with a 500 ppm solution of di-n-butyl ether (DBE, internal standard) in THF.

Gas chromatography/mass spectrometry (GC/MS-FID). Analyses were

per-formed on a Hewlett-Packard 5890 gas chromatograph equipped with a RTX-1701 capillary column (30 m × 0.25 mm i.d. and 0.25 µm film thickness) and a Quadrupole Hewlett-Packard 6890 MSD selective detector attached. A split ratio of 1:25 was applied. Helium was used as carrier gas (flow of 2 mL/min). The injector and FID temperatures were set at 280 °C. The oven temperature was kept at 40 °C for 5 minutes, then increased to 250 °C at a rate of 3 °C/min and held at 250 °C for 10 minutes. All samples were diluted around 25 times with a 500 ppm solution of di-n-butyl ether (DBE, internal standard) in THF. For the ozonation of model compounds, calibration curves were obtained from solutions of known concentrations of the respective model compound and an internal standard (bicyclohexyl). The curves were based on a minimum of 4 data points with excellent linear fitting (i.e. R2 > 0.99).

High performance liquid chromatography (HPLC). The HPLC analytical

device used for carboxylic acids identification and quantification consisted of an Agilent 1200 pump, a Bio-Rad organic acids column Aminex HPX-87H, a Waters 410 differential refractive index detector and a UV detector. The mobile phase was 5 mM aqueous sulfuric acid at a flow rate of 0.55 mL/min. The HPLC column was operated at 60 °C. Since the products were not fully soluble in water, a water extraction step (proportion of 1:2 of organics and water) was needed, and the aqueous phase was further analyzed. Calibration curves of the targeted acids were built to provide an accurate quantification and were based on a minimum of 4 data points with excellent linear fitting (i.e. R2 > 0.99).

Table S1. 13C-NMR main integration areas.

Group δ range (ppm) Aliphatic C-C 0–50 Methoxy groups 50–60 Aliphatic C-O 60–95 Aromatic C-H 95–125 Aromatic C-C 125–142 Aromatic C-O 142–157

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13C-NMR. 13C-NMR spectra were recorded by a Varian Unity Plus (400 MHz)

using a 90° pulse and an inverse-gated decoupling sequence with relaxation delay of 10 seconds, sweep width of 225 ppm and 1024 scans, with a total acquisition time of 3.5 h and TMS as reference. Sample preparation involved the dissolution of the sample in DMSO-d6 (50 wt%). The software MestReNova was used for processing the NMR spectra, which included referencing the used solvent (i.e. DMSO-d6) and performing a baseline correction and exponential apodization along t1. The pro-cessed spectra could then be integrated with respect to seven main ranges previously reported in literature [4], each one corresponding to a specific type of bond (see Ta-ble S1). In detail, the ranges related to the methoxy and carbonyl groups were slightly modified due to the results observed with the C13-methanol labeled experiment.

2D-NMR (HMBC). HMBC spectra were recorded by a Bruker (600 MHz) with

a relaxation delay of 2 seconds and 16 scans, having a total acquisition time of 2.5 h and TMS as reference. Sample preparation involved the dissolution of the sample in DMSO-d6 (5 wt%). The software MestReNova was used for processing the NMR spectra.

Gel Permeation Chromatography (GPC). GPC analyses of the feed and ozonized

products were performed using an Agilent HPLC 1100 system equipped with a refractive index detector. Three columns in series of MIXED type E (length 300 mm, i.d. 7.5 mm) were used. Polystyrene was used as a calibration standard (Agilent Eas-iCal PS-2 polystyrene kit, 500–20000 g/mol range), see Figure S3 for the calibration curve. 0.05 g of the sample was dissolved in 4 mL of THF together with 2 drops of toluene as the flow marker and filtered (filter pore size of 0.2 µm) before injection.

Thermogravimetric analyses (TGA). TGA analyses were performed using a TGA

7 from Perkin-Elmer. The samples were heated under a nitrogen atmosphere (flow of 50 mL/min), with heating rate of 10 °C/min and temperature ramp of 30–900 °C.

Infrared spectroscopy (FT-IR). An attenuated Total Reflection Infrared

(ATR-IR) spectrometer was used. Around 1–2 drops of sample were placed on the sample unit (Graseby Specac Golden Gate with diamond top) and IR-spectra were obtained using a Shimadzu IR Tracer-100 FT-IR spectrometer with reso-lution of 4 cm−1 and 64 scans.

Acid titration. The titration method was performed with a Metrohm 848

Titrino plus apparatus equipped with a Metrohm 6.0262.100 electrode. Between

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0.05–0.09 g of sample was dissolved in 30 mL of an acetone-water 1:1 solution, and titration with a 1.0 M KOH solution was performed until the solution reached a pH of 7, i.e. point in which both acids and phenolics are titrated. Importantly, the results here reported are valid in terms of comparison between samples. As PL and its products are complex mixtures of weak acids, titration endpoints are broader and often difficult to resolve, depending also on the sam-ple size and solvent used [5,6]. Such drawbacks led to a titration to pH 7 to be adopted, therefore, care is advised for the absolute values. The TAN calculation is depicted below: 176 TAN = (V2-V1) × Cm0 × 56.11 1 � mg KOH g oil � (Eq. S3)

Where C0 is the KOH concentration in the solution (1.0 M); m1 is the weight of the

samples used for titration, V1 is the volume of titrant required for a blank experiment

(ml) and V2 is the volume of titrant required for the titration of the oil sample (ml). Each

sample was measured three times and the average value is reported.

Carbonyl number analysis (CAN). CAN was determined through a titration method

developed at BTG, using a Metrohm 848 Titrino plus apparatus equipped with a Metrohm 6.0262.100 electrode. 5 g of the oil sample was added to 10 g of water and left overnight in order to extract all water-soluble fraction. A two phase liquid-liquid system arose from this step. The aqueous phase was separated, weighted, and around 0.6 - 0.7 g were taken and mixed with 7 g of water. The mixture was titrated to a pH of 2.9 using a KOH aqueous solution (1.0 M). 2 ml of a 1.0 M hydroxylamine hydrochloride solution in water were added, together with 5.0 ml of isopropanol. The mixture was stirred at room temperature for 30 minutes, and subsequently titrated back with KOH to a pH of 2.9. The CAN is calculated by Eq. (S4):

CAN = 72.11 × mm 1× V1

2× m3 �

mg Butanone

g oil � (Eq. S4)

Where m1 is the total amount of aqueous phase (g), m2 is the amount of aqueous

phase used in the titration (g), m3 is the weight of oil sample used (g) and V1 is the

volume of KOH. Each sample was measured from 3 to 5 times and the average value is reported. Importantly, the results here reported are valid in terms of comparison between samples. As PL and its products can contain sterically hindered carbonyl groups, CAN results might be underestimated due to incomplete oximation at the predetermined time [7,8]. Even though such steric hindrance is expected to be lowered with ozonation, care is advised for the absolute values.

Water content (Karl Fischer). The water content was determined by Karl Fischer

titration using a Metrohm 702 SM Titrino titration device. About 0.01 g of sample was

 (Eq.S3)

Where C0 is the KOH concentration in the solution (1.0 M); m1 is the weight of the samples used for titration, V1 is the volume of titrant required for a blank experiment (ml) and V2 is the volume of titrant required for the titration of the oil sample (ml). Each sample was measured three times and the average value is reported.

Carbonyl number analysis (CAN). CAN was determined through a titration

method developed at BTG, using a Metrohm 848 Titrino plus apparatus equipped with a Metrohm 6.0262.100 electrode. 5 g of the oil sample was added to 10 g of water and left overnight in order to extract all water-soluble fraction. A two phase liquid-liquid system arose from this step. The aqueous phase was separated, weighted, and around 0.6–0.7 g were taken and mixed with 7 g of water. The mixture was titrated to a pH of 2.9 using a KOH aqueous solution (1.0 M). 2 mL of a 1.0 M hydroxylamine hydrochloride solution in water were added, together with 5.0 mL of isopropanol. The mixture was stirred at room temperature for 30 minutes, and subsequently titrated back with KOH to a pH of 2.9. The CAN is calculated by Eq. (S4): 176 TAN = (V2-V1) × Cm0 × 56.11 1 � mg KOH g oil � (Eq. S3)

Where C0 is the KOH concentration in the solution (1.0 M); m1 is the weight of the

samples used for titration, V1 is the volume of titrant required for a blank experiment

(ml) and V2 is the volume of titrant required for the titration of the oil sample (ml). Each

sample was measured three times and the average value is reported.

Carbonyl number analysis (CAN). CAN was determined through a titration method

developed at BTG, using a Metrohm 848 Titrino plus apparatus equipped with a Metrohm 6.0262.100 electrode. 5 g of the oil sample was added to 10 g of water and left overnight in order to extract all water-soluble fraction. A two phase liquid-liquid system arose from this step. The aqueous phase was separated, weighted, and around 0.6 - 0.7 g were taken and mixed with 7 g of water. The mixture was titrated to a pH of 2.9 using a KOH aqueous solution (1.0 M). 2 ml of a 1.0 M hydroxylamine hydrochloride solution in water were added, together with 5.0 ml of isopropanol. The mixture was stirred at room temperature for 30 minutes, and subsequently titrated back with KOH to a pH of 2.9. The CAN is calculated by Eq. (S4):

CAN = 72.11 × mm 1× V1

2× m3 �

mg Butanone

g oil � (Eq. S4)

Where m1 is the total amount of aqueous phase (g), m2 is the amount of aqueous

phase used in the titration (g), m3 is the weight of oil sample used (g) and V1 is the

volume of KOH. Each sample was measured from 3 to 5 times and the average value is reported. Importantly, the results here reported are valid in terms of comparison between samples. As PL and its products can contain sterically hindered carbonyl groups, CAN results might be underestimated due to incomplete oximation at the predetermined time [7,8]. Even though such steric hindrance is expected to be lowered with ozonation, care is advised for the absolute values.

Water content (Karl Fischer). The water content was determined by Karl Fischer

titration using a Metrohm 702 SM Titrino titration device. About 0.01 g of sample was

(Eq. S4) Where m1 is the total amount of aqueous phase (g), m2 is the amount of aqueous phase used in the titration (g), m3 is the weight of oil sample used (g) and V1 is the volume of KOH. Each sample was measured from 3 to 5 times and the aver-age value is reported. Importantly, the results here reported are valid in terms of comparison between samples. As PL and its products can contain sterically hin-dered carbonyl groups, CAN results might be underestimated due to incomplete oximation at the predetermined time [7,8]. Even though such steric hindrance is expected to be lowered with ozonation, care is advised for the absolute values.

Water content (Karl Fischer). The water content was determined by Karl

Fischer titration using a Metrohm 702 SM Titrino titration device. About 0.01 g of sample was injected in an isolated glass chamber containing Hydranal (Karl Fischer solvent, Riedel de Haen). The titrations were carried out using the Karl Fischer titrant Composit 5K (Riedel de Haen). All analyses were performed at least 3 times and the average value is reported. A blank with water was done in order to correct the values according to Eq. (S5):

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153

injected in an isolated glass chamber containing Hydranal (Karl Fischer solvent, Riedel de Haen). The titrations were carried out using the Karl Fischer titrant Composit 5K (Riedel de Haen). All analyses were performed at least 3 times and the average value is reported. A blank with water was done in order to correct the values according to Eq. (S5):

Real water content = Water content of the sampleWater content of the blank (Eq. S5)

Heteronuclear single quantum coherence (HSQC) NMR. 2D-NMR spectra were

recorded by a Varian Unity Plus (400 MHz) with the following parameters: 11 ppm

sweep width in F2 (1H), 220 ppm sweep width in F1 (13C), 8 scans and 1024 increments.

Samples were dissolved in DMSO-d6 (50 wt%) prior to analysis.

S2. Results from additional analyses

Water extraction. This procedure was needed for the CAN and HPLC analyses, since

samples can only be analysed in aqueous solution. Accordingly, 5 g of the oil sample was added to 10 g of water and left overnight in order to extract all water-soluble fraction. A two phase liquid-liquid system was formed in this step. The aqueous phase was separated, weighted and further analyzed. While pyrolytic lignin is a virtually insoluble material, the ozonation products became gradually soluble in water along with reaction time (up to 85 % after a 4 h reaction, see Figure S4).

Fig S4. Water solubility of the ozonized products.

(Eq. S5)

Heteronuclear single quantum coherence (HSQC) NMR. 2D-NMR spectra

were recorded by a Varian Unity Plus (400 MHz) with the following parameters: 11 ppm sweep width in F2 (1H), 220 ppm sweep width in F1 (13C), 8 scans and

1024 increments. Samples were dissolved in DMSO-d6 (50 wt%) prior to analysis.

S2. Results from additional analyses

Water extraction. This procedure was needed for the CAN and HPLC analyses,

since samples can only be analysed in aqueous solution. Accordingly, 5 g of the oil sample was added to 10 g of water and left overnight in order to extract all wa-ter-soluble fraction. A two phase liquid-liquid system was formed in this step. The aqueous phase was separated, weighted and further analyzed. While pyrolytic lignin is a virtually insoluble material, the ozonation products became gradually soluble in water along with reaction time (up to 85 % after a 4 h reaction, see Figure S4).

Thermogravimetric analysis (TGA). TGA analyses provided further insights

on changes in terms of volatility.

Fig S4. Water solubility of the ozonized products.

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154 Va lo riza tio n o f p yr ol ysi s liq uid s: o zo na tio n o f t he p yr ol yt ic lig nin f rac tio n an d m ode l co m po nen ts

5

Water content (Karl Fischer). The initial value is related to the residual water

present on pyrolytic lignin after fractionation of the crude bioliquid.

Infrared spectroscopy (FT-IR). FT-IR analysis provided very useful

infor-mation about the forinfor-mation and cleavage of bonds in a relatively easy way. For instance, fifteen main bonds could be identified by correlation with the database existent on the literature [9] (see Table S2).

Carbonyl number (CAN). As expected due to the high ozone activity towards

lignin-derived compounds, the CAN increases substantially with ozonation time (see Figure S8). The initial CAN value is related to the residual low molecular weight ketones and aldehydes present (mainly glycolaldehyde, hydroxypropa-none and vanillin, as depicted by GC/MS-FID analysis of PL, vide infra). Ketones and aldehydes are likely formed via the well-accepted Criegee [10] mechanism.

Acid titration. The initial acidity is related to the phenolic units present [5], as

well as residual low molecular weight acids (mostly acetic acid).

Analyses of the PL ozonated with a labeled 13C-methanol. To obtain quali-tative and quantiquali-tative insights with respect to methanol incorporation during

Figure S6. Karl Fischer analysis results (water content). Table S2. Peaks identified by FT-IR. Adapted from[9].

Peak Description

1 C=O stretch in unconjugated ketones, acids and esters 2 C=O stretch in conjugated para-substituted aryl ketones 3 Aromatic skeletal vibrations

4 Aromatic skeletal vibrations

5 C-H asymmetric vibrations in methyl/methylene groups 6 C-H asymmetric vibrations related to methyl esters

7 Aromatic skeletal vibrations combined with C-H in plane formations 8 C-H symmetric deformations in methyl groups; phenolic O-H 9 Guaiacyl ring

10 C-O in phenols and ethers 11 C=O in conjugated ester groups 12 C-O in aliphatic ethers

13 Aromatic C-H deformations in guaiacyl units; C-O in primary alcohols 14 Alkene sp2 C-H vibration

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ozonation, a small scale experiment with labeled 13C-methanol was performed.

The 2D-NMR HSQC and HMBC spectra (see Figures S10 and S11) of the isolated product confirm that the solvent is incorporated mostly as methoxy groups as in

Figure S7. FT-IR spectra.

Fig S8. Carbonyl numbers of feed and products.

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156 Va lo riza tio n o f p yr ol ysi s liq uid s: o zo na tio n o f t he p yr ol yt ic lig nin f rac tio n an d m ode l co m po nen ts

5

methyl esters. Furthermore, products from the oxidation of methanol (i.e. formic acid and (hemi)acetals) were identified in minor amounts.

Analyses of the higher molecular weight fraction. To obtain qualitative

in-sights with respect to the large polar molecules produced during ozonation, the low Mw fraction of the ozonized oil was removed in a rotary evaporator under vacuum of 100 mbar and 75 °C for 1 h, and the water-soluble fraction of high Mw was extracted with D2O and directly analyzed using 2D-NMR HSQC. The results from GC-MS, TGA and GPC analyses confirm the oligomeric character

Fig S10. 2D-NMR HSQC spectrum of the product ozonated with labelled C13-methanol.

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of the residue (Figures S12–S14). The spectrum shown in Figure S15 indicates that such products are purely aliphatic in nature and highly oxygenated.

Two-dimensional gas chromatography (GCxGC-FID). Analyses of the feed

and ozonated products by GCxGC-FID shows that the amount of GC detectables decrease among time (see Figure S16). A suitable explanation for this observation

Figure S12. GC-MS chromatogram of the high molecular weight fraction.

Figure S13. TGA curve of the high molecular weight fraction (residue = 21 wt%).

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