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Business and human rights

van der Ploeg, Emma Lidewij

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from it. Please check the document version below.

Document Version

Publisher's PDF, also known as Version of record

Publication date: 2018

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):

van der Ploeg, E. L. (2018). Business and human rights: addressing the challenges of respecting, protecting and fulfilling the human rights of project-affected peoples. Rijksuniversiteit Groningen.

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Downloaded from the University of Groningen/UMCG research database (Pure): http://www.rug.nl/research/portal. For technical reasons the number of authors shown on this cover page is limited to 10 maximum.

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Business and Human Rights

Addressing the challenges of respecting, protecting and

fulfilling the human rights of project-affected peoples

Lidewij van der Ploeg

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ISBN (printed book) 978-94-034-0394-6 ISBN (PDF) 978-94-034-0395-3 Print and design Gildeprint Enschede

Cover photo Part of the railway project. Photo by Lidewij van der Ploeg Photos in the thesis Photos are taken during fieldwork activities in Mozambique.

Permission was asked to place a selection of the pictures in the thesis. Photos by Lidewij van der Ploeg

© Lidewij van der Ploeg, 2018. All rights reserved. Save exceptions stated by the law, no part of this publication may be reproduced in any form, by print, photocopying, or otherwise, without the prior written permission from the author. Contact: elvanderploeg@gmail.com

Business and Human Rights

Addressing the challenges of respecting, protecting and

fulfilling the human rights of project-affected peoples

Proefschrift

Ter verkrijging van de graad van doctor aan de Rijksuniversiteit Groningen

op gezag van de

rector magnificus prof. dr. E. Sterken en volgens besluit van het College voor Promoties.

De openbare verdediging zal plaatsvinden op Donderdag 1 februari 2018 om 12:45 uur

door

Emma Lidewij van der Ploeg

geboren op 23 Augustus 1988

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ISBN (printed book) 978-94-034-0394-6 ISBN (PDF) 978-94-034-0395-3 Print and design Gildeprint Enschede

Cover photo Part of the railway project. Photo by Lidewij van der Ploeg Photos in the thesis Photos are taken during fieldwork activities in Mozambique.

Permission was asked to place a selection of the pictures in the thesis. Photos by Lidewij van der Ploeg

© Lidewij van der Ploeg, 2018. All rights reserved. Save exceptions stated by the law, no part of this publication may be reproduced in any form, by print, photocopying, or otherwise, without the prior written permission from the author. Contact: elvanderploeg@gmail.com

Business and Human Rights

Addressing the challenges of respecting, protecting and

fulfilling the human rights of project-affected peoples

Proefschrift

Ter verkrijging van de graad van doctor aan de Rijksuniversiteit Groningen

op gezag van de

rector magnificus prof. dr. E. Sterken en volgens besluit van het College voor Promoties.

De openbare verdediging zal plaatsvinden op Donderdag 1 februari 2018 om 12:45 uur

door

Emma Lidewij van der Ploeg

geboren op 23 Augustus 1988

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Promotores

Prof. Frank Vanclay

Dr. Peter Groote

Beoordelingscommissie

Prof. Bram Buscher

Prof. Joost Herman

Prof. Deanna Kemp

The whole of science is nothing more than a refinement of everyday thinking

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Promotores

Prof. Frank Vanclay

Dr. Peter Groote

Beoordelingscommissie

Prof. Bram Busscher

Prof. Joost Herman

Prof. Deanna Kemp

The whole of science is nothing more than a refinement of everyday thinking

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Table of contents

1. Introduction to the PhD 11

2. Challenges in implementing the corporate responsibility 45 to respect human rights in the context of project-induced

displacement and resettlement

3. The responsibility of business enterprises to restore 87 access to essential public services at resettlement sites

4. A Human Rights Based Approach to project-induced 115 displacement and resettlement

5. A tool for improving the management of social 159 and human rights risks at project sites: the Human Rights Sphere

6. Conclusion and recommendations 199

Nederlandse samenvatting (summary in Dutch) 223

Acknowledgements 229

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| 7

Table of contents

1. Introduction to the PhD 11

2. Challenges in implementing the corporate responsibility 45 to respect human rights in the context of project-induced

displacement and resettlement

3. The responsibility of business enterprises to restore 87 access to essential public services at resettlement sites

4. A Human Rights Based Approach to project-induced 115 displacement and resettlement

5. A tool for improving the management of social 159 and human rights risks at project sites: the Human Rights Sphere

6. Conclusion and recommendations 199

Nederlandse samenvatting (summary in Dutch) 223

Acknowledgements 229

1.

Introduction to the PhD

11

2.

Challenges in implementing the corporate

responsibility to respect human rights in the context of

project-induced displacement and resettlement

45

3.

The responsibility of business enterprises to restore

access to essential public services at resettlement sites 87

4.

A Human Rights Based Approach to project-induced

displacement and resettlement

115

5.

A tool for improving the management of

social and human rights risks at project sites:

the Human Rights Sphere

159

6.

Conclusion and recommendations

199

Nederlandse samenvatting

223

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Overview of publications produced as part of this research

Chapter 2 was published as:

van der Ploeg, L. and Vanclay, F. (in press). Challenges to implement the corporate responsibility to respect human rights in the context of project-induced displacement and resettlement. Resources Policy.https://doi.org/10.1016/j.resourpol.2017.12.001

Chapter 3 was published as:

van der Ploeg, L., Vanclay, F. and Lourenço, I. (2017). The responsibility of business enterprises for restoring access to essential public services at resettlement sites. In: Hallo de Wolf, A., Toebes, B. & Hesselman, M. (eds), Human Rights in Essential Public Services Provision, Cambridge: Cambridge University Press, pp.180-202.

Chapter 4 was published as:

van der Ploeg, L. and Vanclay, F. (2017). A Human Rights Based Approach to project-induced displacement and resettlement. Impact Assessment and Project Appraisal 35(1), 34-52.

Chapter 5 was published as:

van der Ploeg, L. and Vanclay, F. (2016). A tool for improving the management of social and human rights risks at project sites: the Human Rights Sphere. Journal of Cleaner Production 142, 4072-4084.

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| 9

Overview of publications produced as part of this research

Chapter 2 was published as:

van der Ploeg, L. and Vanclay, F. (in press). Challenges to implement the corporate responsibility to respect human rights in the context of project-induced displacement and resettlement. Resources Policy.https://doi.org/10.1016/j.resourpol.2017.12.001

Chapter 3 was published as:

van der Ploeg, L., Vanclay, F. and Lourenço, I. (2017). The responsibility of business enterprises for restoring access to essential public services at resettlement sites. In: Hallo de Wolf, A., Toebes, B. & Hesselman, M. (eds), Human Rights in Essential Public Services Provision, Cambridge: Cambridge University Press, pp.180-202.

Chapter 4 was published as:

van der Ploeg, L. and Vanclay, F. (2017). A Human Rights Based Approach to project-induced displacement and resettlement. Impact Assessment and Project Appraisal 35(1), 34-52.

Chapter 5 was published as:

van der Ploeg, L. and Vanclay, F. (2016). A tool for improving the management of social and human rights risks at project sites: the Human Rights Sphere. Journal of Cleaner Production 142, 4072-4084.

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