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ContentslistsavailableatScienceDirect

The

Journal

of

Systems

and

Software

jo u r n al h om e p a g e :w w w . e l s e v i e r . c o m / l o c a t e / j s s

Empirical

research

methodologies

and

studies

in

Requirements

Engineering:

How

far

did

we

come?

Maya

Daneva

a,∗

,

Daniela

Damian

b

,

Alessandro

Marchetto

c

,

Oscar

Pastor

d

aUniversityofTwente,TheNetherlands

bUniversityofVictoria,Canada

cIndependentResearcher,Italy

dTechnicalUniversityofValencia,Spain

a

r

t

i

c

l

e

i

n

f

o

Articlehistory:

Received17June2014

Accepted18June2014

Availableonline30June2014

a

b

s

t

r

a

c

t

SincetheinceptionoftheREconferenceseries(1992),bothresearchersandpractitionersintheRE com-munityhaveacknowledgedthesignificanceofempiricalevaluationasaninstrumenttogainknowledge aboutvariousaspectsofREphenomenaandthevalidityofourresearchresults.Asignificantnumberof empiricalstudieshavebeenconductedinthesearchforknowledgeaboutREproblemsaswellasevidence ofsuccessfulandlesssuccessfulapplicationofproposedsolutions.Thiseditorialpresentstheprogress empiricalREresearchhasmadesince1992.BasedonasearchintheScopusdigitallibrary,wereport fromananalysisofpeer-reviewedsystematicliteraturereviewsandmappingstudiestoshowcasemajor areasofREresearchthatusemethodsfromtheEmpiricalSoftwareEngineeringparadigm.Wesummarize priorempiricalresearchinREandintroducethecontributorstothisspecialissueonempiricalresearch methodologiesandstudiesinRE.

©2014ElsevierInc.Allrightsreserved.

1. Introduction

RequirementsEngineering(RE)hasbecomeawell-established disciplinewhereawiderangeofapproaches,techniquesandtools havebeenproposed. Systematicattempts toevaluateand com-paretheusefulness,effectivenessandusabilityofsuchproposals resultedinagrowingattentiontomethodsforempirical assess-ment.EmpiricalSoftwareEngineering(ESE)aimsatapplyingthe empirical research methodologies to the software engineering field.Itaimsatstudyingandproposingqualitativeandquantitative methodstocollectandanalyzeevidencethathelpsevaluating soft-wareengineeringapproaches,techniquesandtools.Experiments, surveys,casestudies,actionresearchstudies,hence,become indis-pensableandvaluablemethodstoverifythattheproposedresearch ideasandresultsconformwiththerealityofsoftwareengineering; theybecomeindispensableinassessingtheirvalue,costand bene-fitsinparticularoperationalcontexts.TheobjectiveofthisSpecial Issueistoincreasetheawareness ofthevalueofandtheneed forcross-fertilizationofESEmethodsandRE.Morespecifically,we intendtofosteradiscussionamongresearchersandpractitioners

∗ Correspondingauthor.Tel.:+31534892889.

E-mailaddress:[email protected](M.Daneva).

onwhatarethebetterways(1)tostrengthenthe methodologi-calbaseofREresearchand(2)toleverageempiricalevaluation approachestoexploreandconsolidatethemultidisciplinarynature ofindustry-relevantREresearch.

Historically,aworkshopseriesfocusedspecificallyon empir-ical methods in RE was created in 2011 in the form of the InternationalWorkshoponEmpiricalRequirementsEngineering (EmpiRE),and onearticle fromits2012editionis publishedin this special issue.The EmpiRE workshop series buildsupon an earlier workshop series onComparative Evaluation in Require-ments Engineering (CERE) (2003–2007), and which aimed at setting up systematic empirical evaluation practices that serve thepurposeofcomparingREmethods,processesand

technolo-gies (Gervasi et al., 2004). The workshop triggered a number

of important conversations on pragmatic topics that directly respondedtotheurgentneedforformulatingcriteriathatmake comparisonoftheeffectivenessofvariousREresearchoutcomes possible.Most notably,thetopics included(1) what evaluation criteria empirical REresearchers shouldconsider for usewhen comparingREmethods,processesandtechnologies(e.g.CERE’06

http://www.di.unipi.it/CERE06/program.html),and(2)what

crite-ria tousetoevaluatethe researchoutputof suchcomparative efforts(e.g.Wieringaetal.,2005; Easterbrook,2007a).Perhaps, themostlastingcontributionoftheCEREworkshopseriesisthe http://dx.doi.org/10.1016/j.jss.2014.06.035

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classificationofREresearchpapers (Wieringaetal.,2005,2006;

Wieringa,2005;Easterbrook,2007a,b)whichtothesedayisused

bytheREcommunitytoguidetheworkofthePCmemberswhen reviewingpaperssubmittedtotheannualREandREFSQ confer-ences.

Thiseditorialnotonlyintroducesthespecialissuepapers,but alsoissetouttoprovideareflectiononpastempiricalresearch in REand challenges lying ahead. In particular, it is important forustounderstandwhatempiricalREevidencehasbeen accu-mulatedover time and onwhich RE sub-topics(e.g.elicitation methods, modeling techniques) or application domains. In the RE field, the first empirical study has been published in 1983

(Davis,1983),nineyearsbeforetheinitiationoftheREconference

series.Given the importanceof empirical researchand evalua-tion,itisperhapssurprisingthatrelativelylittleefforthasbeen donetowardthecross-fertilizationofESEandREinasystematic way.

Therestofthiseditorialisorganizedasfollows:InSection2

we providebackground onthe possiblefactors that fueledthe increasedawarenessofempiricalREinthepastfewyears.InSection

3,wefirstdescribethegrowthofempiricalREpublications,whichis basedonasearchforempiricalREpublicationsintheScopusdigital library.Also,wesummarizeobservationsfrompublishedmapping studiesandsystematicliteraturereviewsinREavailableinScopus. Weexaminedthetopicscovered,theprimarystudiesbeingused intheprocessofevaluatingevidence,thetheoriesbeingusedin thosestudies,andthewaygeneralizationquestionsweretreated. Wesummarizetheresearchprogress,discusssomechallengesfor thefuture,andfinallypresentthepapersmakingupthisSpecial Issue.

2. TheincreasingawarenessofESEprinciplesinREresearch

IntheRE communitythere is a consensusthatcomparative evaluation of RE research efforts play a crucial role in (1) the growthofREasascientificdisciplineand(2)technologytransfer. Muchempiricalpublicationoutputwasproducedbythe commu-nityandabroadvarietyofempiricalresearchmethodsfromthe evidence-basedsoftwareengineeringparadigm(Kitchenhametal., 2004) have been used and reflected upon: systematic reviews, experiments, case studies, focus group studies, grounded the-orystudies,action research.TheREcommunity seemstowork really hard onidentifyingtheappropriate research methodolo-giestostudyREphenomenaandtheevaluationcriteriasuitable to judge RE research efforts and output (Gervasi et al., 2004;

Wieringa et al., 2005). We outline below some of the main

reasons for the growth of publications on empirical research inRE.

First,thesoftwareindustryandtheITconsultingsectorin gen-eralareincreasinglymoreawareofboththeexpensesassociated withpoorrequirementsandtheimportanceofadoptingor adapt-inggoodREpractices. Detailedmarketdataanalysesconducted over the years point to RE as the most expensivepart of any systemsdeliveryproject,regardlessofcountryororganizational settings.Similarly,researchoncriticalsuccessfactorsand produc-tivityinsoftwaredevelopmenthasbeenadvancing(e.g.Shauland

Tauber,2013;WagnerandRuhe,2008),providingclearevidence

ofthequalityofrequirementsasafactorthatcanmakeorbreak a project. Thisfuels themotivationof REresearchers to evalu-atetheextenttowhich theirproposedtechniquesaddvalueto businessesandhelpchangetheoddsforprojectoutcomes.To com-panies,thismeansgettingmoreconsciousaboutactivelysearching forpracticesthatworkedinotherorganizationsandattempting toemulatetheseorganizations’successesbasedonevaluationof existingevidence.

Second, the recent developments in large scale outsourcing worldwidehighlighttheneedofexplicitlyspecifyingrequirements veryearlyinthesystemsdeliverycycleaspartofsetting outsourc-ingcontracts(Damian,2007;DamianandMoitra, 2006;Daneva etal.,2013).Often,REbecomesa pre-projectonitsownthatis pricedseparatelyandisaimedexplicitlyat‘gettingrequirements right’.

Third,researchfundingagenciesinEuropeandNorthAmerica callincreasinglyforindustry-universitycollaborationproject pro-posalsonmulidisciplinaryresearchinwhichREplaysanimportant role,e.g.inthedevelopmentofsystemsinthedomainsofsmart cities,internetofthings,healthcareandonlinegaming.Project pro-posalsarerequired toincludeplansfor empiricalevaluation of existingREmethods,processesandtechnologiesforthepurpose ofunderstandingtheirpossiblefittotheproblemtodeterminethe requirementsforsystemsintheseapplicationdomains.

Forth,astheREfieldhasbeenmaturingforthepasttwodecades, theawarenessofexplicitandsystematicdocumentationof empiri-calresearchdesignshasbeengrowing,too.Thereisanagreementin theREcommunitytodaythatthemoreexplicitlyaresearchdesign isdescribed,theeasieritisforthereadersofempiricalREpapers toevaluatethegeneralizabilityof theresearchbeingpublished, e.g.theextenttowhichreadersmightexpecttoobservepublished resultsinothersimilarbutdifferentsettings.

3. ReviewofpastempiricalresearchinRE

3.1. GrowthofempiricalREpublicationsandgeographic distribution

Fig.1illustratesthegrowthofempiricalREpublicationsbased ona searchof literaturesourcesavailable intheScopus digital library.1ThesearchwasdoneonMay13,2014andyielded2218 researchpaperspublishedbetweenJanuary1,1983andDecember 31, 2013. For the purposeof getting indicative information on thepointsdiscussedinthiseditorialaswellastoprovide exam-ples, wechose touseScopusbecause it tracksa largenumber ofjournalsandconferencesincomputerscienceandinformation systemsresearch,whilegivingustheadvantageinfacilitatinga sin-glesearchqueryaccessitemsfromabroadvarietyofpublishers, unlikeSpringerwhenusingSpringerLink,orElsevierwhenusing ScienceDirect.

Thissearchresultedin628journalpapers,19bookchapters, and1590conferencepapers.Fig.1showsthegrowthofpublished empiricalREstudiesbetween1983andendof2013.

Usingtheresultsofoursearch,weexaminedthedistributionof thesepapersacrossthedifferentcountries.Fig.2presentsthe num-berofarticlespercountry.Weobservethatwhilenearly30%(773 outof2218)ofthepapersoriginatedintheUnitedStates,United KingdomandCanada,theaffiliationsoftheauthorsofempiricalRE researchpublicationsarelocatedinatotalof40countries.Among theEuropeancountries,authorsfromGermanyproducedthe high-est number of empirical RE papers (232). The other European countriestowhichahighnumberofempiricalREauthorsaffiliated whilepublishingempiricalpapersareItaly,Sweden,Austriaand theNetherlands.Authorsfromthesecountriesproduced papers ranginginvolumebetween106and128,ineachcountry.Outside NorthAmericaandEurope,Brazilstandsoutasacountry contribut-ingahighnumberofempiricalREpapers(95).Wealsoobserve thatempiricalREresearchactivitytakesplaceinAsiancountries,

1Weusedthefollowingsearchstring:“requirementsengineering”AND(“action

research”OR“groundedtheory”OR“focusgroup”OR(empiricalAND(studyOR

evaluationORassessmentORanalysis))OR“fieldstudy”OR“qualitativestudy”OR

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0 50 100 150 200 250 1983 1985 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013

Number of publicaon

s

Fig.1.NumberofempiricalREstudypublishedsince1983.

Table1

Conferences.

Conferencevenue Numberofempirical

REpublications RE 198 REFSQ 55 ICSE 47 APSEC 28 EmpiRE 24 EuromicroSEAA 24 SAC 19 ESEM 17 HICCS 10 RCIS 8 COMSAC 8 EDOC 5

suchasSaudiArabia,Pakistan,SouthKoreaandTaiwan.Thisisa verypositive andencouragingdevelopment,given thefactthat thesecountriesareunder-representedintheproceedingsofthe REconferenceseries(thepremiermeetingpointoftheRE com-munity).Wenotethatexamplesofempiricalstudiescarriedoutby authorsfromthesecountriesarepublishedhoweverintheSpringer RequirementsEngineeringJournal(whichisthepremierjournalin theREcommunity).

Furthermore,welookedatthevenues,bothconferenceseries

(Table 1) and journals (Table 2) where most research papers

havebeenpublished.Table1confirms theintuitiveassumption thattheRequirementsEngineering(RE)conference (requirements-enginnering.org)isthemostpopularconferenceoutlet,followed bytheREFSQseries(www.refsq.org).Clearly,thisisunsurprising giventhefactthatbothvenuesareregardedbytheREcommunity asthepremiumdestinationsforREresearchingeneral,and empiri-calRE,inparticular.Furthermore,initsthreeeditions(2011–2013) theEmpiRE2workshoppublishedatotalof24empiricalREstudies.

2Atthetimeofwritingthiseditorial,theEmpiRE2014workshopisevaluating

18otherempiricalREstudies.

Next, we observethat quite a few empirical RE papers are publishedingeneralSEconferences.Thehighestnumberof pub-lications (see Table 1) are at the International Conference on Software Engineering (ICSE), at the Asia-Pacific Software Engi-neeringConference(APSEC),atEuromicroConferenceonSoftware EngineeringandAdvancedApplications(SEAA),and attheACM SymposiumforAppliedComputing(SAC).Alargenumberofpapers however arespread overan extremelylargenumber ofevents, someofwhicharepopularwithcommunities,suchasthe Infor-mationSystemsResearchcommunity,Human-MediaInteraction, CloudComputing,WirelessSensorsandCellularNetworks.Most oftheseeventshavepublishedonlyoneempiricalREstudythatis usuallyrelatedtothecentralthemeoftheevent.

Intermsofjournalpapers,theRequirementsEngineering

Jour-naltopsthelist(see Table2), followedbythejournalsthatare

well-knownforpublishingESEresearch:theJournalofInformation andSoftwareTechnology,theTransactionsofSoftware Engineer-ing,theJournalofSystemsandSoftware,andIEEESoftware.Next tothesewell-knownESEoutlets,quiteafewempiricalREpapers (16)havebeenpublishedintheEuropeanJournalofInformation Systems. It issomewhat surprisingthat theEmpiricalSoftware EngineeringJournalsofarpublished14empiricalREpapers,which ranksitlowerintermsofpopularityintheREcommunitycompared tootherjournals.

Moreover,Table2indicatesthatempiricalREpapersappeared injournalsfocusedonspecificSEsub-areas,e.g.theSoftware Qual-ityJournal,theJournalofSoftwarePracticeand Experience,the JournalofSoftwareMaintenanceandEvolution,theInternational JournalonSoftwareToolsforTechnologyTransfer,theExpert Sys-temsJournalandtheJournalofExpertSystemswithApplications, whichsuggeststhatotherSEcommunitiesalsopayattentionto empiricalREresearch.Wealsoobservethatanumberofpapers arespreadover awiderangeofjournals,suchastheJournalof InformationandManagement, InformationSystems,theJournal of EnterpriseInformationSystems, theJournal of Human Com-puterStudies,theHealthInformaticsJournalandtheJournalof BiomedicalInformaticsIEEEIntelligentSystems,Journalof Enter-priseTransformation.Thisagain,isagainahintthatempiricalRE researchdrawstheattentionofothercommunitiesbeyondSE.

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367 263 232 173 156 128 116 113 106 95 88 77 65 40 36 35 33 32 30 29 29 27 24 22 18 18 17 17 16 15 12 12 10 10 9 9 8 8 7 7 400 350 300 250 200 150 100 50 0 USA UK Germany Canada China Italy Sweden Austria Netherlands Brazil Spain Japan France Australia India Finland Soth Korea Malta Norway Belgium Portugal Taiwan Sweden Pakistan Ireland HongKong Denemark United Emirates Israel Argenna Greece Turkey NewZealand Chile Singapoor SaudiArabia Poland Mexico Columbia SouthAfrica

Number of publicaon

s

Fig.2.NumberofempiricalREstudypercountry.

3.2. Topicsandtheoreticalperspectives

Thissectionnarrowsdownthediscussiontoprovideasnapshot ofstate-of-theartinevaluation ofevidenceproducedin empir-icalREstudiesasreportedin systematicliteraturereviews and mapping studies in RE. Generally, one of the goals of a map-pingstudiesandsystematicreviewsis todescribeandevaluate state-ofthe-art research byusing empirical evidence produced in primary studies (Kitchenham, 2006). As our goalis to indi-cateprogresstodateinempiricalREanduseofmethodologies, we consideredreviewing thesetwo kinds of reviews asa use-fulwaytogainsomeindicativepointsforreflectionontrendsin thearea.Forthepurposeofthiseditorial,wesearchedScopusfor thesetwokindsofreviews.Oursearchyielded7mapping stud-iesand49systematicreviews.Foreachone,wechecked(i)the topicscovered,(ii)whetherthestudyfocusesonaREartifactor aREprocess,(iii)whetherthestudyaddressesaparticular orga-nizational/developmentcontext,and(iv)theapplicationdomain in which RE is applied. The next sub-section summarizes our observations.

3.2.1. Topics

Table3presentsthetopicsthat havebeencovered by

map-pingstudiesandsystematicreviewspublisheduntilMay2014.We found38distinctivetopics.Thetopicwiththehighestnumberof studiesare:requirementsprioritization(4studies),requirements specification (4 studies), security RE (4 studies) and creativity techniquesforRE(3studies).Table3alsoshowsthatthe follow-ingtopicsareaddressedintwostudieseach:userparticipation, stakeholderidentification,goal-orientedRE,andrequirements elic-itationwhileallothertopics wereaddressedin onlyonestudy each.

WefoundthreeSRsthatdealtwithREartifacts:releaseplanning models(Svahnbergetal.,2010),causesofrequirementschanges (Banoet al.,2012), andrequirementserrors (Waliaand Carver, 2009).Regardingdevelopmentcontexts,wefoundthefollowing: distributed(2reviews–Eblingetal.,2009;Laietal.,2012), model-drivenRE(Loniewskietal.,2010),developmentofsoftwareproduct lines(Avesetal.,2010),andagile(Rachevaetal.,2009). Concern-ingdomains,fivedomainshavebeenaddressedsofar:multi-agent systems in two reviews (Blanes et al., 2009a,b), self-adaptive

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Table2

Journalsandmagazines.

Journal/magazine Numberof

empiricalRE publications

RequirementsEngineeringJournal 66

InformationandSoftwareTechnology 39

TransactionsofSoftwareEngineering 38

JournalofSystemsandSoftware 36

IEEESoftware 20

EuropeanJournalofInformationSystems 16

EmpiricalSoftwareEngineeringJournal 14

JournalofSoftwareEngineeringandKnowledge Engineering

13 CommunicationsinComputers&InformationScience 11

AutomatedSoftwareEngineering 10

IEICEtransactionsonInformation&Systems 10

JournalofUniversalComputerScience 8

InformationSystems 8

IEEELatinAmericaTransactions 8

JournalofUniversalComputerScience 8

ACMTransactionsonSoftwareEngineeringand Methodology

7

InternationalJournalonHuman-ComputerStudies 7

SoftwarePracticeandExperience 6

JournalofSoftwareMaintenance 6

SoftwareMaintenanceandEvolution 6

SoftwareQualityJournal 6

IETJournalofSoftware 5

JisuanjiXuebao/ChineseJournalofComputers 5

InformationSystemsJournal 4

Information&Management 4

JournalofComputerInformationSystems 4

EnterpriseInformationSystems 4

InternationalJournalonSoftwareToolsforTechnology Transfer

4 JisuanjiYanjiuyuFazhan/ComputerResearchand

Development

4 InternationalJournalofInformationSystemModeling

andDesign

3

InformationSystemsande-BusinessManagement 3

ExpertSystemswithApplications 3

Knowledge-BasedSystems 3

JournalofIndustrialManagementDataandSystems 3

AppliedSoftComputingJournal 2

InformationSystemsFrontiers 2

InteractingwithComputers 2

ExpertSystems 2

JournalofResearchandPracticeinInformation Technology

2

JournalofBiomedicalInformatics 2

InnovationsinSystemsandSoftwareEngineering 2

HealthInformaticsJournal 2

InternationalJournalofSoftwareEngineeringandits Applications

2

InternationalReviewonComputersandSoftware 2

MISQuarterly 2

systems(Yangetal.,2014),cloudsystemsintworeviews(Mellado

etal.,2010;IankoulovaandDaneva,2012),service-oriented

sys-tems(Tekaetal.,2012),andvirtualrealitysystems(Santosetal., 2013).

Wealsofoundquiteafewreviews(5)thatdealtwiththeuseof supporttechnologyforRE:wikies(Laietal.,2012),recommender systems(Mohebzadaetal.,2012),requirementsmanagementtools (Reiner,2009), knowledge sharing platforms(Silaber and Breu, 2014) and technology transfer decision support (Ivarsson and

Gorschek,2009).However,inourexperience,itseemsthereare

onlytwoSRsthatinvestigatedevidenceconcerningapossible rela-tionship between useof a RE supporttool/techniques and the impacta tool/technique makeson its environment of use. The reviewofSillaberandBreu(2014)focusedonunderstandingthe evidencethat existed regardingthe impactofa particular type of infrastructure (namely knowledge sharing platforms) onRE

processesinaparticularcontext(namely,distributed),whilethe oneofAbrahaoetal.(2009)evaluatedtheevidenceontheuseof usabilitytechniquesforagent-basedsystems.Last,oneSR concern-ingtheadoptionofempiricalREina specificgeographicregion (Brazil)hasbeenpublished(Oliveiraetal.,2013).

3.2.2. ComparisonwithtwoREroadmappublications

In theREliterature, there aretwo publications that present REroadmaps(ChengandAttlee,2007;NuseibehandEasterbrook, 2000).Weusedthesepaperstocompareandcontrastthetopics

fromTable3(treatedinthesystematicreviewsandthemapping

studiesinRE)andthosetopicsputforwardintheroadmaps.This allowedustoseehowresearchevolvedovertimeandwhattopics remainedstillunder-researchedintermsofaggregatedevidence.

Table4presentsthosetopicsfromthetworoadmapsthathave

beenaddresseduntilnowandthosethatwerenotaddressedso far.TherightmostcolumninTable4suggeststhat6areascould possiblybenefitifweaggregatetheavailableempiricalresearch resultsproducedinprimarystudiesoftheareas:(1)requirements scaling,(2)REforself-managementsystems,(3)effectofsystem environmentonRE,(4)impactofREresearchonindustrypractice, (5)requirementsnegotiation,(6)conflictresolution.

3.2.3. Theoreticalperspectives

TheREasa disciplinegrewoutofmulti-facetedinteractions betweenpractitionersfromthecorporateworldandscholarsfrom SoftwareEngineering(SE)andInformationSystemsResearch(ISR) schools.Asamatteroffact,manyREtextbooksgrewoutof expe-riencesaccumulatedbypractitioners inlargecorporateprojects

(Lauesen,2002;Young,2001;RobinsonandRobinson,2012)and

manyothers grewoutofthecollectivelearningandwisdomof collaboratingREconsultingpractitionersandscholars(e.g. Alexan-derandBujic,2006;PohlandRupp,2011;MaidenandAlexander, 2007).Moreover,REscholarsbelongingtoSEresearchschoolswere instrumentaltoestablishingexperiments-focusedresearch prac-ticesandquantitativereasoninginempiricalREresearch.Atthe same time, ISR scholarshelped establishthe notionof REas a sociallyconstructedactivityandactivelysoughttoaddressthe var-iousconcernsofdeployingREtechniquesinreal-lifeorganizational settings.Theyalsoputforwardqualitativeresearchdesignpractices suchascase studytechniques(basedone.g.groundedtheories, focusgroups)thatfirstoriginatedinsocialsciences.Thisvarietyof backgrounds(industrypractitionersandscholarsfromSEandISR) addeduptothebreadthanddepthoftheconversationon empir-icalREresearchovertheyears,whichisreflectedinthevarietyof theoreticalperspectivesdeployedtothearea.

Toillustratethe varietyof theoreticallenses usedin empir-icalRE,welookedattheprimary studiesincludedinthethree mostrecentsystematicreviewsinREthatarepublishedin

jour-nals(Methetal.,2013;AbeleinandPaech,2013;Yueetal.,2011)

and thatprovideanexact countandreferencesoftheinvolved studies.Table5illustratesthepenetrationoftheoriesofother dis-ciplinesintoempiricalRE.Wenotethatthisapproachhasofcourse limitations(i.e.themostrecentreviewshaveastheirtopicsuser involvementwhichgenerallylendsitselftoinvestigationbyusing theoriesfrom social sciences); however,it serves thesole pur-posetoprovideageneralideaoftherangeoftheoreticallenses thatempiricalREresearchdesignsconsidered.InTable5,each col-umnindicatesthetheoriesthatwereusedbytheprimarystudies includedineachreview.

Aswewantedtoseethemotivationsforchoosingtheoriesand howthesewereusedinempiricalREdesigns,wecheckedthe pri-marystudiesincludedineachreview.Thefirstone(Methetal., 2013)included36studies,thesecond(AbeleinandPaech,2013)– 58studies,andthethird(Yueetal.,2011)–20studies,respectively. Thecellsthataremarkedwithastar(*)indicatethattheauthors

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Table3

REtopicaddressedinsystematicliteraturereviewsandmappingstudies.

REtechniques/practices/frameworks/approachesstudied Numberof

reviews Requirementsprioritizationtechniques(HerrmannandDaneva,2008;Pitangueiraetal.,2013;Rinkelevicetal.,2013;PergherandRossi,2013) 4

Requirementsspecificationtechniques/notations(Tekaetal.,2012;DaSilvaandBenitti,2011;Condori-Fernandezetal.,2009;Amyotand

Mussbacher,2011)

4

Securityrequirements(IankoulovaandDaneva,2012;Souagetal.,2012;Mellado,2009;Goudarzietal.,2013) 4

CreativitytechniquesforRE(Sahaetal.,2012;Lemosetal.,2012;Nguyen,2009) 3

Userparticipationandclientinvolvement(BanoandZowghi,2013;AbeleinandPaech,2013) 2

Stakeholderidentification(PachecoandGarcia,2012;CarlaandIvan,2008) 2

Goal-orientedREframeworks(Ghanavatietal.,2011;Horkoffetal.,2014) 2

Requirementstriageandselection(Khurumetal.,2012) 2

Requirementselicitationtechniques(Davisetal.,2006;Ouhbietal.,2013) 2

Requirementsanalysistechniques(Yueetal.,2011;Aguilaretal.,2010) 2

Automatedrequirementselicitationtechniques(Methetal.,2013) 1

Requirementsmodelingandanalysistechniquesforself-adaptivesystems(Yangetal.,2014) 1

Tracingtechniques(Torkaretal.,2012) 1

GenerationofrequirementsspecificationfromSEmodels(NicolásandToval,2009) 1

Technologytransferdecisionsupportapproaches(Ivarsonetal.,2009) 1

Model-drivenREtechniques(Loniewskietal.,2010) 1

Transformationalapproachesbetweenuserrequirementsmodelsandanalysismodels(Yueetal.,2011) 1

Requirementsmanagementtools(Reiner2009) 1

UseofknowledgesharingplatformsforRE(SilaberandBreu,2014) 1

Knowledgecreation(Schneideretal.,2013) 1

Requirements-basedsoftwaretestingtechniques 1

Requirementsevolutionapproaches(Zhangetal.,2012) 1

RE-specificwikisfordistributedcontext(Laietal.,2012) 1

REtechniquesfordistributeddevelopmentprojects(Eblingetal.,2009) 1

Dataqualityrequirements(Guerra-Garciaetal.,2010) 1

Approachesfordeterminingbusinessvalueofrequirements(Rachevaetal.,2009) 1

Qualityrequirementsmanagementtechniques(Svenssonetal.,2010) 1

REtechniquesforproductderivation(Rabiser,2010) 1

Requirementsreusetechniques(DeAzambujaetal.,2009) 1

RiskandsafeguardpracticesinglobalRE(Lopezetal.,2009) 1

Techniquesforaligningrequirementsandtesting(Barmietal.,2011) 1

Usabilityrequirementselicitation(Orme ˜noandPanach,2013) 1

Practicesforconstructionhigh-qualityrequirementsmodels(El-AttarandMiller,2012) 1

RecommendersystemsforRE(Mohebzada,2012) 1

REtechniquesforsoftwareproductlines(Avesetal.,2010) 1

REeducation(Ouhbietal.,2013) 1

Causesofrequirementschange(Banoetal.,2012) 1

Releaseplanningmodels(Svahnbergetal.,2012) 1

Requirementserrors(WaliaandCarver,2013) 1

ofaprimarystudythatusedtherespectivetheory,motivatedtheir choiceforthistheory.

Last,thenumber inbrackets aftereach theoryindicatesthe numberof primarystudiesthat usedtherespectivetheory.For example,inthereviewofAbeleinandPaech(2013),nineprimary studiesusedthetheoreticalperspectiveofparticipatorydesignand motivatedwhytheychoseit.

Wenote thatin thesethree reviewsnotall primarystudies explicitlystatedthetheorytheyused.Also,someprimarystudies wereexploratoryinnatureandusedaqualitativeresearchmethod thatassumesnotheoryasastartingpointfortheempiricalresearch undertaken.

WethinkthatTable5suggestsapositivedevelopmentasRE ismultidisciplinaryandunderstandingitnecessarilyimpliesthe applicationofmultipleperspectives.Thetableindicatesthat the-oreticalperspectivesthatoriginatedintheComputerScienceand SoftwareEngineeringfieldaremostofthetimemotivatedwhen areputintouseinempiricalREstudies.However,our unsystem-aticchecksuggests thattheoriesthat are borrowedfromother disciplines(e.g.sociology,organizational behavior)weremostly referredto,withlittleornoexplicitdiscussiononhowthe con-ceptsofthetheoryweretranslatedintotheempiricalREsetting. Whileinsomecasesthismightbejustifiable,voicesfromtheESE communitywereraisedthattheriskofsuchapracticemightbe

Table4

TopicsinSRandmappingstudiesandthetworoadmappapers.

Roadmap Year TopicsaddresseduntilnowinSRs TopicsthatarenotaddresseduntilnowinSRs

Cheng,Attlee 2007 •Securityrequirements •Requirementsscaling

•GlobalRE •REforself-managementsystems

•DistributedRE •EffectofsystemenvironmentonRE

•REeducation •ImpactofREresearchonindustrypractice

Nuseibeh, Easterbrook

2000 •Techniquesforformallymodelingandanalyzing propertiesoftheenvironment

•Requirementsnegotiation

•Requirementselicitation •Conflictresolution

•Non-functionalrequirements •Reuseofmodels

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Table5

Examplesoftheoriesusedinthreesystematicreviews.

Methetal.(2013);36studies AbeleinandPaech(2013);58studies Yueetal.(2011);20studies

Corpus-basedfrequencyprofiling* Technologyacceptancemodel Transformationalparadigm*

Signalprocessing* Usabilitymodel*(2) Object-orientedparadigm*(5)

Domainontology*(4) Organizationaltheory Linguisticanalysis*(2)

Symbolicandconnectionistparadigm Collaborationengineeringtheory Patterns*

Transformationalparadigm*(3) Technologydefusingtheory Relatedtriad

Probabilisticclassificationtheory* Marketingdiffusiontheory TwinPeaksmodel

Designrecoveryprocess Participatorydesign*(9) Metamodellingparadigm

Objectorientedparadigm*(4) Culturalprobestheory Formalgrammar

Datamining Empiricallearning Datatypetheory*

Organizationallearning* Actiontheory

Datastructures* Userconfigurationtheory

Problem-solutiondomainreasoning(2) User-centricdesignparadigm(3)

Case-basedreasoning Stakeholdertheory

Similarityanalysis*(2) Referenceframeworkforsoftwareprocessimprovement

Apprenticeshipmulti-strategylearningtheory Mediarichnesstheory(2)

Learningtheory Socio-technicaltheoreticallens

Unsupervisedclustering Contextualdesign

Classificationtheory Two-levelgrammar Patterntheory Graphtheory

significant.Asindicatedin(Simetal.,2001),approachesand theo-riesfromotherdisciplinescanrarelybeappliedwholesalewithout firststudyingtheirunderlyingassumptions.Ifwedonot explic-itlystatehowtheassumptionsofatheorymatchthesettingsto whichitisapplied,thenwemightcommitcriticalerrorsorposea seriousthreattovalidityoftheresultsobtained.Morediscussion, therefore,ontheassumptionsbehindchoosingandusingatheory fromanotherdiscipline,forthepurposeofREresearchwouldhelp readersofempiricalREpapersbetterunderstandandevaluatethe validityoftheresults.

3.3. Thisspecialissue

Forthisspecialissue,wecalledforcontributionsthat(1) evalu-atetechniquesfromESEforsuitabilityandinclusioninREstudies, or (2) address RE problems and solutions in new domains by deployingempiricalresearchmethods.Ourcallforpaperstothis special issue brought 17 submissions. All were subjected to a systematicmultiple-stagesreviewprocesswiththeengaged par-ticipationofatleastthreereviewers.Fivehigh-qualitypaperswere selectedforinclusioninthisissue.

Thepaper“Softwareproductmanagement–Anindustry evalu-ation”byChristofEbertandSjaakBrinkkemperfocusesonproduct managementasakeydriverforREandreportsonanfieldstudy withpractitionersfromfifteenorganizationsworldwide comple-mentedwithanindustrysurvey,concerningtheroleofproduct managersanditsrelationshiptoprojectsuccess.Thekeyfindingis thatincreasinginstitutionalizationofaconsistentandempowered productmanagement roleleadstoanimprovedsuccessrateof projectsin terms ofschedulepredictability,quality and project duration.

The paperof R.J. Wieringa, “Empiricalresearch methods for technologyvalidation:Scalinguptopractice”answersthe ques-tionofhowtogeneralizefromempiricalREvalidationresearchto futurepractice.TheauthorelaboratesonfourapproachesthatRE researchersmightconsiderforuseinempiricalresearchdesigns thataimatsimulatingfuturepracticaluseofREtechnology.These approaches areexpert opinions,single-case mechanism experi-ments,technicalactionresearchandstatisticaldifference-making experiments.

ThepaperofSamiJantunenandDonalGausse“Usingagrounded theoryapproachforexploringsoftwareproductmanagement chal-lenges”, demonstrates the use of a grounded theory research

methodinanexploratorystudyaboutmarket-drivenREpractices andchallenges.Theauthor’stheorizingeffortisfocusedon devel-opingatheoryproposalthatusedthenotionsofdesignproblems andparadigmshiftstoexplainwhythecompaniesparticipatingin thestudyexperiencedspecifichechallengesinmarket-drivenRE. ThepaperofJohanHoorn,“Stakeholderlogisticsofan interac-tivesystem”reportsonanempiricalstudythatusesthetheoretical constructsoftheStakeholderLogisticsformulatehypothesesabout therelationshipsbetweenfourvariables:Usability,Efficiencyand EffectivenessandSatisfaction.Usingempiricaldatafrom profes-sionalusersandprojectsinthebankingandheathcaresector,the authorcarriesoutahypothesestestingexercise.Theauthor’s find-ingsindicatethatEfficiencyandEffectivenessseemmoreimportant thanusabilityinexplainingwhystakeholdersaresatisfiedwitha systemofnot.

ThepaperofFabioMassacci,FedericaPaci,LeMinhSangTrana, and Alessandra Tedeschi, “Assessing a requirements evolution approach:Empiricalstudiesintheairtrafficmanagementdomain” reportsontheempiricalevaluationoftheeffectivenessofanovel approachformodelingandreasoningaboutrequirements evolu-tion.Part ofthestudyresponds tothequestionaboutwhether theeffectivenessdependsontheuser’slevelofknowledgeofthe approachandoftheapplicationdomain.Theauthorspresentthree quantitativestudiesinwhichhypothesesaretestedondata col-lectedfrom three differentgroups of participantsthat differin termsofexposuretotheapproachandtotheapplicationdomain.

4. Conclusions

Thiseditorialshowsthatempiricalapproachestothestudyof REphenomenahaveaccompaniestheREdisciplinesinceitsvery beginningandhavereceivedmuchattentionoverthepast20years, addinguptoabroadvarietyintermsofresearchmethodsdeployed, theoretical lenses and contextual settings. The RE community demonstratedremarkablecommitmenttodeployingtheoriesfrom otherdisciplinesinthedesignofempiricalREresearch. Aggregat-ingevidencefromempiricalREstudiesandgeneralizingknowledge claimshavebeenhoweverabumpyroad.Whileasteadyincrease inthenumberofempiricalstudieseachyearisapositive devel-opment,yettoabsorbthefullbenefitsoftheproducedempirical studies,empiricalresearchactivitiesneedtobecoupledwith reflec-tionsontheuseofthedeployedtheoriesandpossiblyembedthe learningandtheevidencefromtheREstudiesintotheprocessof

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extendingtheexistingtheoriesfromotherdisciplinesorcreating newtheoriesspecifictotheareaofRE.

Compared to the research agendas outlined in the two RE roadmappublications(ChengandAttlee,2007;Nuseibehand East-erbrook,2000),wefoundthat:

1.TheREsub-areasforwhichempiricalREeffortswerefocused onaggregatingevidenceare:requirementselicitation, specifi-cation,prioritizationandtracingandaswellas‘user-front-end’ sub-areas as e.g. userinvolvement and stakeholder analysis. Techniquesfortheseareashave beenevaluatedbymeansof usingthesystematicliteraturereviewtechniques(Kitchenham, 2006).

2.Aggregating evidence about requirements validation tech-niques, requirements negotiation techniques (e.g. conflict resolution),requirementsscalingandREforsystemsofsystems stillremains tobedone. Effortstoconsolidateknowledge in thesesub-areascouldbealineforfutureresearch.

3.MostREempirical claim aggregation effortsfocused on pro-viding better answers to old questions (e.g. effectiveness of techniquesspecificto asub-area suchaselicitation, prioriti-zation). There is also a recent trend in evaluating evidence pertainingtousingREtechniquesinspecificnewcontextsof development(suchasdistributed).However,veryfewreviews indicatedanyfocusonnewapplicationdomainssuchasservice systems,internet-of-thingssystems,gameandhealth-care sys-tems. As theimportance of those is growing, we think that evaluatingtheevidenceprovidedbyempiricalREresearchin theseareasisaworthwhileendeavor.

4.Whiletheinterestinexplorationofusingtheoriesfromother disciplinesseemoverwhelming andleadstointenseresearch activity,verylittleseemstohavebeendoneonsharing experi-encesonhowtoborrowatheoryfromanotherdisciplineand putitinproductiveuseforthepurposeofempiricalREresearch. Neitherthereseemtobeanyefforttoaggregatethecollective learningabouttheuseoftheories.Reflectionontheoryuse there-foreisarelevantandworthwhileactivityforthefuture.

Acknowledgements

We appreciate very much the time and effort of those of EmpiRE’12 Program Committee members who also served as reviewers to this Special Issue: Dan Berry, Nelly Condori-Fernandez, Daniela Cruzes, Oscar Dieste, Joerg Doerr, Andrea Herrmann, Eric Knauss, Olga Ormanjieva,Anna Perini, Norbert Seyff.We arealsoindebtedtothefollowingexternalreviewers: NorahPower,RichardBerntssonSvenson,SergioEspa ˜na,Dietmar Pfahl,VirginiaLealFranqueira,NourAli,LuigiBuglione,Mauricio Aguiar,KlaasSikkel,MarijoKauppinen,KaiPetersen,HelenSharp, JuneVerner,NilsBredeMoe,SivaDorairaj,FelixGarcia,Marcela Genero,KalleLyytinen,SabrinaMarczak,PeteSawyer,Stefan Wag-ner,MariaTeresaBaldassarre,RaimundasMatulevicius,Miroslaw Staron,VeraWerneck.

OurgratitudegoestotheJSSEditorinChiefHansvanVlietforhis promptresponseandadviceonaveryshortnoticewhiledealing withallpracticalaspectsintheprocessofpreparingthisspecial issue.

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Furtherreading

Achimugu,P.,Selamat,A.,Ibrahim,R.,Mahrin,N.,2014.Asystematicliterature

reviewofsoftwarerequirementsprioritizationresearch.Inform.Softw.Technol. 56(6),568–585.

Alexander,I.,Maiden,F.N.,2004.Scenarios,Stories,UseCases:ThroughtheSystems

DevelopmentLife-Cycle.Wiley.

Appan,R.,Browne,G.J.,2012.Theimpactofanalyst-inducedmisinformationonthe

requirementselicitationprocess.MISQuart.36(1),85–106.

Hassine,J.,2014.Earlymodelingandvalidationoftimedsystemrequirementsusing

TimedUseCaseMaps.Requir.Eng.,1–31.

Jiang,L.,Eberlein,A.,Far,B.H.,2008.Acasestudyvalidationofaknowledge-based

approachfortheselectionofrequirementsengineeringtechniques.Requir.Eng. 13(2),117–146.

Li,J.,Zhang,H.,Zhu,L.,Jeffery,R.,Wang, Q.,Li,M.,2012. Preliminaryresults

ofa systematic review onrequirementsevolution. IET Semin.Digest (1), 12–21.

Orme ˜no,Y.I.,Panach,J.I.,Pastor,O.,2012.UsabilityRequirementsElicitation:An

OverviewofaMappingStudy.PaperPresentedattheACMInternational Con-ferenceProceedingSeries.

Rin¸k¸eviˇcs,K.,Torkar,R.,2013.Equalityincumulativevoting:asystematicreview

withanimprovementproposal.Inform.Softw.Technol.55(2),267–287. MayaDaneva,PhD,isAssistantProfessorintheInformationSystemsandSoftware

EngineeringgroupattheUniversityofTwente,theNetherlands.Herkeyresearch

interestsareempiricalsoftwareengineering,requirementsengineeringforlarge

systems,requirements-basedprojectestimation,andqualitativeresearchmethods,

suchasgroundedtheoryandfocusgroups.Mayahasastronginternationalexposure

havingspenttwoyearsofhercareerinGermanyattheUniversityofSaarbruecken

andintheIDSScheer,and9yearsasabusinessprocessanalystatTELUS

Corpora-tion,Canada’ssecondlargesttelecommunicationcompany.Shehasbeenaleading

memberofseveralindustry-universityresearchprojectsandservesastheliaisonto

theindustrymembersoftheDutchSoftwareMeasurementAssociation(NESMA).

MayaservesastheUniversityofTwente’srepresentativetoISERN,theInternational

EmpiricalSoftwareEngineeringResearchNetwork.Shehaspublishedmorethan15

empiricalREstudieswiththeREandREFSQconferencesandwiththeESEM

sym-posium.Since2012,MayahasbeenservingasthegeneralchairoftheEmpiricalRE

(EmpiRE)workshopatRE.

DanielaDamianisaProfessorofSoftwareEngineeringinUniversityofVictoria’s

DepartmentofComputerScience,wheresheleadsresearchintheSoftware

Engi-neeringGlobalinterActionLaboratory(SEGAL,segal.uvic.ca).Herresearchinterests

includeSoftwareEngineering, RequirementsEngineering, Computer-Supported

CooperativeWorkandEmpiricalSoftwareEngineering.Herrecentworkhas

stud-iedthedevelopers’socio-technicalcoordinationinlarge,geographicallydistributed

softwareprojects,aswellasstakeholdermanagementinlargesoftwareecosystems.

Daniela’sresearchmethodologiesinvolveextensivefieldworkandinsitustudiesof

softwareteamsthroughcollaborationswithindustrialpartnerssuchasIBM,

Gen-eralMotors,SiemensandDell.Danielahasservedontheprogramcommitteeboards

ofseveralsoftwareengineeringconferences,wastheprogramco-chairfortheFirst

InternationalConferenceonGlobalSoftwareEngineering(ICGSE06),andaguest

editoroftheIEEESoftwareSpecialIssueonGlobalSoftwareEngineering(2006).

SheiscurrentlytheCo-ChairfortheSoftwareEngineeringinSocietyTrackatICSE

2015andservingontheeditorialboardsofTransactionsonSoftwareEngineering,

theJournalofRequirementsEngineering,istheRequirementsEngineeringArea

Edi-torfortheJournalofEmpiricalSoftwareEngineering,andtheHumanAspectsArea

EditorfortheJournalofSoftwareandSystems.

AlessandroMarchettoiscurrentlyanindependentresearcherworkinginthefield

ofSoftwareEngineering.HereceivedhisPhDdegreeinSoftwareEngineeringfrom

theUniversityofMilano,Italyin2007.From2006tilltheendof2012hewas

aresearcherattheCenterforInformationTechnology(CIT)oftheBrunoKessler

FoundationinTrento,Italy,workingwiththeSoftwareEngineeringgroup.His

pri-maryresearchinterestsconcernSoftwareEngineeringand,inparticular,include

quality,verificationandtestingofSoftwareSystemsandofInternet-basedsystems.

Hepublishedmorethan70papersinprimaryinternationalconferencesand

jour-nals.Heregularlyreviewspapersforinternationalconferences(e.g.ICSM,CSMR,

WCRE)andjournals(e.g.STTT,JSS,IET).Hecollaboratedtotheorganizationof

morethanteninternationalscientificevents(e.g.SSBSE2012,SCAM2012,EmpiRE

2011–2012–2013,WSE2008–2012).

OscarPastorisFullProfessorandDirectorofthe“CentrodeInvestigaciónen

Méto-dosdeProduccióndeSoftware(PROS)”attheUniversidadPolitécnicadeValencia

(Spain).HereceivedhisPh.D.in1992.HewasaresearcheratHPLabs,Bristol,UK.He

haspublishedmorethan200researchpapersinconferenceproceedings,journals

andbooks,receivednumerousresearchgrantsfrompublicinstitutionsandprivate

industry,andbeenkeynotespeakeratseveralconferencesandworkshops.Chair

oftheERSteeringCommittee(2009–2010),andmemberoftheSCofconferences

asCAiSE,ER,ICWE,ESEM,CIbSEandRCIS,hisresearchactivitiesfocuson

concep-tualmodeling,webengineering,requirementsengineering,informationsystems,

model-basedsoftwareproduction,andempiricalsoftwareengineering.Hecreated

theobject-oriented,formalspecificationlanguageOASISandthecorresponding

softwareproductionmethodOO-METHOD.Heledtheresearchanddevelopment

underlyingCARETechnologiesthatwasformedin1996.CARETechnologieshas

createdanadvancedMDA-basedConceptualModelCompilercalledIntegranova,a

toolthatproducesafinalsoftwareproductstartingfromaconceptualschemathat

representssystemrequirements.Heiscurrentlyleadingamultidisciplinaryproject

linkingInformationSystemsandBioinformaticsnotions,orientedtodesigningand

implementingtoolsforConceptualModeling-basedinterpretationoftheHuman

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