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The  Survival  of  Younger  Generations  in  a  Traditional  

Community-­‐Based  Natural  Resource  Management  Institution  

under  Threat:  

The  case  of  an  artisanal  fishery  in  Pulicat  lagoon,  Tamil  Nadu.  

                                               

Bachelor  thesis  Human  Geography    

Jaap  Blom   10003273  

Jaap.Blom@student.uva.nl    

Thesis  supervisor:  dr.  J.  M.  Bavinck   Second  reader:  drs.  L.  de  Klerk  

 

Faculty  of  Social  and  Behavioural  Science   University  of  Amsterdam  

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Acknowledgments    

This   thesis   draws   on   a   3-­‐week   fieldwork   in   Pulicat   in   Tamil   Nadu,   India   from   April  13th  till  may  7th.  The  thesis  is  part  of  the  requirements  for  the  fulfillment  of  

the  bachelors’  degree  in  Human  Geography  at  the  University  of  Amsterdam,  The   Netherlands.  

In  collaboration  with  the  Anna  University  in  Chennai,  India,  a  2-­‐week  course  was   followed  prior  to  the  conducted  fieldwork.    

 

I  would  like  to  thank  dr.  Maarten  Bavinck  from  the  University  of  Amsterdam  for   organizing  this  course  and  creating  the  opportunity  for  students  to  conduct  their   thesis  research  in  India.  Also  his  guidance  and  supervision  during  the  writing  of   my  thesis  is  something  I  am  grateful  for.  

 

Special   thanks   go   out   to   Vinoth,   my   translator   and   friend.   Without   him,   I   wouldn’t   be   able   to   carry   out   my   research.   During   my   fieldwork,   Vinoth   and   I   really  built  up  a  friendship,  which  I  will  always  cherish.  Moreover,  my  heart  goes   out   to   Vinoth’s   parents   who   made   me   feel   part   of   their   family   the   moment   I   arrived  in  their  village.  Words  cannot  describe  how  grateful  I  am  for  everything   they   did   for   me,   from   organizing   a   party   for   my   23rd   birthday   to   the   delicious  

meals  they  cooked  for  me.    

I  couldn’t  possibly  mention  and  thank  all  the  great  people  I  have  met  during  my   stay  who  invited  me  in  their  homes,  to  play  a  game  of  cricket,  go  for  a  boat  ride   or  a  swim  in  the  lagoon  and  making  my  3-­‐week  stay  in  Pulicat  one  of  the  greatest   experiences  of  my  life.  

    Jaap  Blom   Amsterdam,  august  14th,  2015                                    

Front  cover  photo:  Sunrise  over  Pulicat  lagoon  (Source:  Jaap  Blom,  2015)  

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Abstract    

Traditional  fishermen  at  Pulicat  lagoon  in  Tamil  Nadu,  India  have  been  practicing   a   generation-­‐old   community-­‐based   management   institution   in   regulating   the   lagoon’s  fisheries,  known  as  the  padu  system.  It  has  been  relatively  successful  in   sustaining   the   lagoon’s   resources   and   yet   providing   a   livelihood   for   fisherfolk   communities.  In  recent  times,  however,  Pulicat  lagoon  and  its  people  dependent   on   it   are   heavily   contested.   Pollution,   overexploitation   and   environmental   hazards  have  lead  to  the  depletion  of  the  fish  and  prawn  stocks  that  were  once   found  in  abundance.    

Increased   vulnerability   and   the   inability   to   cope   with   resource   depletion   have   driven  this  artisanal  fishing  community  into  poverty.  

Livelihood   lock-­‐in,   poor   education   and   the   lack   of   additional   skills   and   knowledge   restrain   the   younger   generation   in   pursuing   alternative   livelihood   strategies.  

This  research  explains  and  describes  how  external  trends  and  the  lack  of  access   to  capital  impact  a  functioning  self-­‐regulating  community.    

 

Key   words:   Community-­‐based   natural   resource   management   -­‐   Vulnerability   -­‐ Lagoon  fisheries  -­‐  Sustainable  livelihood  

                                                         

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Table  of  contents  

 

Introduction………..  5  

  1.  Theoretical  consideration………  7  

1.1  Common  pool  resources………  7  

1.2  Community  Based  Natural  Resource  Management………..  7  

1.3  Adaptive  capacity  and  resilience:  Sustainable  livelihood  approach………..  8  

  2.  Methodology……….  10  

2.1  Research  design  and  methods……….10  

2.2  Research  area  and  Units  of  Analysis………...  10  

2.3  Data  collection………..………  12   2.4  Research  questions………...  12   2.5  Limitations………..  13     3.  Local  Context………  14   3.1  Pulicat  Lagoon………..  14  

3.2  The  Padu  System……….  15  

  4.  Analysis………  17  

4.1  The  current  state  of  fisheries  in  Pulicat  lagoon………  17  

4.2  The  perception  and  importance  of  the  padu  system  by  young  fishermen…..  20  

5.3  Pulicat  lagoon  as  a  common  pool  resource………  23  

5.4  The  Sustainable  Livelihood  Approach  applied  to  the  fisherfolk  in  Pulicat….  25     5.  Conclusion……….  27     6.  Discussion………..  29     7.  Bibliography……….  30     Appendix………..  31                                  

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Introduction    

Community-­‐based   natural   resource   management   (CBNRM)   has   gained   growing   attention   in   response   to   the   issue   of   governing   common   pool   resources   (CPR)   (Armitage,  2005).  Common  pool  resources  face  the  problem  of  excluding  users   from  obtaining  benefits  from  its  use,  leading  to  depletion  of  the  resource.  CBNRM   seeks   to   approach   natural   resource   management   with   full   participation   of   the   communities   and   resource   users   within   a   system.   CBNRM   is   being   practiced   throughout  the  world,  although  some  examples  have  proven  to  be  more  effective   than   others.   In   this   thesis   a   community   based   natural   resource   management   strategy  in  the  Pulicat  lagoon  in  Tamil  Nadu,  India  is  used  as  an  example  of  how   CBNRM  is  effective  in  sustaining  natural  resource  dependent  livelihoods,  but  are   facing  difficulties  now  and  in  the  future.  

The  padu  system,  which  in  the  local  language  of  Tamil  means  ‘fishing  ground’,  is   a  traditional  governance  institution  for  managing  fishing  grounds.  In  the  Pulicat   lagoon,   bordering   the   Indian   state   of   Tamil   Nadu   and   Andhra   Pradesh,   this   fishing   method   has   been   used   for   generations   and   is   mostly   dominated   by   the  

Pattinaver  fishing  caste.  In  the  Padu  system,  each  eligible  member  of  the  system  

is  allotted  a  specific  day  and  place  for  managing  stake  net  fishing  in  the  lagoon   for   catching   shrimp.   This   way,   the   best   fishing   grounds   are   distributed   evenly   among   the   fishing   villages   of   the   Pattinaver   caste   along   the   lagoon,   granting   every  fisherman  an  equal  share  in  the  lagoon’s  rich  fishery.    

For  many  years,  this  method  has  been  successful  in  sustaining  a  relatively  high   income  for  fishermen  in  the  villages  engaged  in  the  padu  system.  However,  with   increasing   pressures   on   the   lagoon’s   fisheries   due   to   population   growth,   pollution   and   environmental   hazards,   the   padu   system   is   under   continuous   pressure.  An  increase  in  eligible  fishermen  joining  the  padu  system  means  that   the   fishing   grounds   are   shared   between   more   fishermen,   resulting   in   less   per   capita   income.   Also,   a   decline   in   prawn   catches   in   the   lagoon   is   shared   among   every   member   of   the   community.   This   phenomenon   of   shared   poverty   is   prevalent   in   fishing   communities   engaged   in   the   padu   system.   Whereas   the   Pulicat   lagoon   used   to   be   a   prosperous   fishing   area,   nowadays   fishermen   are   driven  to  growing  poverty.  Still,  padu  fishermen  are  loyal  to  this  generation-­‐old   system  although  changing  to  different  livelihood  strategies  might  offer  a  better   income.  

Older  generations  of  fishermen  have  experienced  times  of  great  wealth  after  the   blue  revolution  has  emerged  in  the  70’s  and  are  dedicated  to  the  padu  system.   However,   the   younger   generation   of   fishermen   might   not   be   familiar   with   the   benefits  of  being  part  of  the  padu  system  and  are  therefore  more  willing  to  step   out   of   the   system.   As   Sarah   Coulthard   (2008)   concludes:   “The   role   of   younger   generations  in  the  fishery  (men  and  women),  and  their  allegiance  to  padu  and  a   fishing   way   of   life   will   be   a   central   factor.”   Findings   from   different   literature   show   satisfaction   and   pleasurable   aspects   of   fishing   among   the   younger   generations  in  artisanal  fishing  communities  (Trimble  &  Johnson,  2012;  Pollnac   &  Poggie,  2008).    

   

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In  this  thesis,  the  understanding  of  how  young  adults  perceive  the  importance  of  

padu  and   whether   this   influences   the   survival   of   this   generation   old   livelihood  

will  contribute  to  the  understanding  of  effective  collective  management.  

 Also,   using   a   livelihood   approach   to   the   fisherfolk   in   Pulicat,   resilience   and   adaptive  capacity  to  changes  in  the  lagoon  could  be  understood.  

The  main  question  that  I  try  to  answer  during  my  research  is  as  follows:    

How  can  the  padu  system  in  Pulicat  lagoon  in  Tamil  Nadu,  India  be  explained  as  a   successful  example  of  sustainable  community  based  natural  resource  

management?  

 

The   outcome   of   this   thesis   might   contribute   to   the   debate   on   the   effects   of   CBNRM  on  sustainable  common  property  use.    

                                                                       

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1.  Theoretical  consideration   1.1  Common  pool  resources    

In  the  case  of  many  resource  dependent  livelihoods,  the  problem  of  common   property  prevails.  In  fishing  communities,  people  rely  on  a  continuous  supply  of   fish  and  other  marine  resources.  However,  it  is  difficult  to  determine  who  is   allowed  access  to  the  resource  and  who  is  not,  since  boundaries  are  not  clearly   defined.  

To  give  a  better  understanding  to  the  problems  concerning  common-­‐pool   resources  (CPR),  two  characteristics  of  CPR  should  be  further  elaborated  on.   Common  pool  resources  are  natural  and  human-­‐constructed  resource  systems   without  clearly  defined  property  rights  in  which  exclusion  of  beneficiaries   through  physical  and  institutional  means  is  difficult  and  costly  and  

substractability  by  one  user  reduces  the  resource  availability  for  others  (Ostrom   et  al.,  1999).  Exclusion  refers  to  the  ability  of  resource  users  to  exclude  others  to   benefit  from  the  resource.  One  of  the  key  issues  in  common  pool  resources  is   defining  property  rights  and  other  mechanisms  for  exclusion  (see  table  1).  

Substractibility  refers  to  the  ability  of  social  groups  to  design  mechanisms  for  the   regulation  of  resource  use.  These  two  characteristics;  the  problem  of  

excludability  and  substractability  create  typical  CPR  dilemmas  in  which  resource   users  follow  their  own  short  term  interest  that  produces  outcomes  which  are  not   in  everyone’s  long  term  interest.  Overuse  of  a  CPR  by  individuals  without  respect   of  the  negative  impacts  for  the  resource  system  as  a  whole  leads  to  what  Garrett   Hardin  (1968)  describes  as  ‘The  Tragedy  of  the  Commons’;  when  individuals   make  use  of  a  resource  without  effective  rules  limiting  access  and  defining   boundaries  and  rights,  resource  depletion  and  overexploitation  is  likely.      

Property  rights   Characteristics  

Open  access   Absence  of  enforced  property  rights  

Group  property   Resource  rights  held  by  groups  of  users  

who  can  exclude  others  

Individual  property   Resource  rights  held  by  individuals  or  

firms  who  can  exclude  others  

Government  property   Resource  rights  held  by  a  government  

that  can  regulate  or  subsidise  use  

Table  1:  Types  of  property  rights  used  to  regulate  common-­‐pool  resources  (Feeny  et  al.,  1990)  

1.2  Community-­‐Based  Natural  Resource  Management  

 

The  ‘rational’  user  of  common  pool  resources  tends  to  act  in  their  own  self-­‐ interest  leading  to  overuse  and  destruction  of  common  pool  resources  and  the   solution  should  be  imposed  on  users  by  external  authorities    (Hardin,  1968).   This  statement  has  been  widely  adopted  by  scholars  and  policy-­‐makers  to   rationalise  government  interference  in  common-­‐pool  resource  management   (Ostrom  et  al.,  1999).  However,  people  have  been  able  to  self-­‐organise  common-­‐ pool  resource  management  institutions  without  any  interference  from  external   authorities.  The  logic  behind  collective  action  describes  individuals  as  rational   and  self-­‐interested  as  they  pursue  collective  action  to  achieve  common  

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livelihoods  logically  try  to  come  up  with  solutions  collectively.  In  natural  

resource  dependent  communities,  individuals  will  pursue  collective  wellbeing  by   so-­‐called  community-­‐based  natural  resource  management  (Ostrom,  1990).     Examples  of  CBNRM  have  been  effective  in  sustaining  biodiversity  and  human   wellbeing  throughout  the  world.    

   

1   Clearly  defined  boundaries  

Individuals  or  households  who  have  rights  to  withdraw  resource  units  from  the   CPR  must  be  clearly  defined,  as  must  the  boundaries  of  the  CPR  itself  

2   Congruence  between  appropriation  and  provision  rules  and  local  condition  

Appropriation  rules  restricting  time,  place,  technology,  and/or  quantity  of   resource  units  are  related  to  local  conditions  and  to  provision  rules  requiring   labour,  material,  and/or  money  

3   Collective-­‐choice  arrangements  

Most  individuals  affected  by  the  operational  rules  can  participate  in  modifying   the  operational  rules  

4   Monitoring  

Monitors,  who  actively  audit  CPR  conditions  and  appropriator  behaviour,  are   accountable  to  the  appropriators  or  are  the  appropriators  

5   Graduated  sanctions  

Appropriators  violating  operational  rules  are  likely  to  be  assessed  graduated   sanctions  by  other  appropriators  and/or  by  officials  accountable  for  these   appropriator  

6   Conflict-­‐resolution  mechanisms  

Appropriators  and  their  officials  have  rapid  access  to  low-­‐cost  local  arenas  to   resolve  conflicts  among  appropriators  or  between  appropriators  and  officials  

7   Minimal  recognition  of  rights  to  organize  

The  rights  of  appropriators  to  devise  their  own  institutions  are  not  challenged   by  external  governmental  authorities  

8   Nested  enterprises  

Appropriation,  provision,  monitoring,  enforcement,  conflict  resolution,  and   government  activities  are  organized  in  multiple  layers  of  nested  enterprises  

Table  2:  Design  principles  illustrated  by  long  enduring  CPR  institutions  (Ostrom,  1990)  

Table  2  shows  eight  design  principles  that  characterize  CPR  institutions.  Design   principles  are  conditions  for  helping  in  the  success  of  such  institutions  in  

sustaining  a  long  enduring  resource  use  for  its  appropriators  or  resource  users.  

 

1.3  Adaptive  capacity  and  resilience;  The  Sustainable  Livelihood  approach  

 

Most  studies  on  small-­‐scale  fisheries  in  developing  countries  have  tended  to   project  fisherfolk  as  the  most  marginalized  people  in  the  developing  world  due   to  their  resource  dependency  and  the  open-­‐access  nature  of  fisheries  which   leads  to  resource  degradation  and  hence,  poverty  (Pollnac,  1985).  Fishing   communities  often  live  in  remote  places  in  overcrowded  living  conditions  with   lack  of  basis  social  services,  low  levels  of  education,  skills  and  assets  (Allison  &   Horremans,  2006).  Related  to  resource  dependency  in  fishing  communities  is  the  

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concept  of  vulnerability,  which  is  a  function  of  the  risks  to  which  people  may  be   exposed,  the  sensitivity  of  their  livelihoods  to  these  risks,  and  their  ability  to   adapt  to,  cope  with  and  recover  from  the  impacts  of  external  ‘shocks’  (Adger  et   al.,  2004).    

The  multidimensional  nature  of  poverty  could  be  well  understood  by  the  

Sustainable  Livelihood  Approach  (SLA).  It  can  help  bring  a  fuller  understanding   of  fisherfolk  adaptive  capacity  and  natural  resource  management  systems  as  it   provides  an  analytical  framework.  

                                 

The  SLF  (figure  1)  illustrates  the  interactions  between  assets  and  activities  on   the  household  level.  The  starting  point  here  are  the  assets  owned,  controlled  or   in  any  way  accessed  by  households  on  five  main  categories;  human  capital   (people,  education,  health,  skills,  knowledge),  natural  capital  (fish  stock,  access   to  fishing  grounds),  financial  capital  (savings,  credit,  insurance),  physical  capital   (boats,  fishing  gear,  infrastructure)  and  social  capital  (networks,  organisations,   political  representation).  

Access  to  and  influence  by  assets  and  activities  is  enabled,  or  hindered  by   policies,  institutions  and  processes,  such  as  laws,  markets,  social  relations  and   participation.  It  is  also  affected  by  the  vulnerability  context,  comprising  out  of   external  factors,  such  as  trends,  shocks  and  seasonality  that  are  outside  the   control  of  households.  Trends  might  include  increasing  fish  prices,  decreasing   fish  stocks  and  population  growth.  Shocks  comprise  of  sudden  changes  in  the   environment,  such  as  storm  damage,  pollution,  illness,  or  theft  or  damaging  of   fishing  gear.  With  seasonality,  all  forms  of  temporary  changes  are  included,  such   as  (un)employment,  seasonal  change  in  climate  and  fish  migration.  

Assets  enable  livelihood  strategies  to  be  constructed  in  order  to  achieve  

livelihood  outcomes.  Livelihood  outcomes,  such  as  a  reduction  in  vulnerability  to   trends  and  shocks,  but  also  a  more  sustainable  use  of  the  natural  resource  base,   enables  households  to  improve  their  adaptive  and  coping  capacity.  

       

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2.  Methodology  

2.1  Research  methods  and  research  design  

 

The  research  design  that  is  used  in  this  thesis  has  followed  that  of  a  case  study,   which   entails   the   investigation   of   a   contemporary   phenomenon   in-­‐depth   and   within   its   real-­‐life   context   where   the   boundaries   between   phenomenon   and   context  are  not  clearly  evident  (Yin,  2009:  18).  An  exemplifying  case  study  was   selected,   because   it   allows   the   examination   of   key   social   processes   within   that   phenomenon.  

Data   on   the   subject   was   collected   through   a   mixture   of   both   qualitative   and   quantitative   research   methods.   Semi-­‐structured   interviews   were   conducted   prior   to   the   main   data   collection.   A   list   of   topics   to   be   asked   during   the   interviews   was   set   up   and   other   questions   were   asked   based   on   the   interviewee’s  replies.  In  response  to  the  interviews,  a  structured  questionnaire   was  set  up,  which  formed  the  basis  of  the  quantitative  data  collection.  

In   addition   to   the   semi-­‐structured   interviews   and   questionnaires,   the   data   collection   in   this   research   followed   a   participant   observational   approach.   In   participant   observation,   the   researcher   is   emerged   in   a   social   setting   for   an   extended  period  of  time  where  it  makes  regular  observations  of  the  behaviour  of   members   of   that   setting.   My   role   as   researcher   that   was   adopted   during   this   ethnographic   fieldwork   was   that   of   an   observer-­‐as-­‐participant;   limited   involvement   in   participation   and   mostly   engaged   in   conversations   and   interviews  (Bryman,  2008:  410).    

Data   was   analysed   using   SPSS   statistics.   This   software   facilitated   the   statistical   analyses  of  the  conducted  survey.    

 

2.2  Data  collection  

 

Prior   to   the   actual   data   collection   in   the   field,   data   collection   started   in   the   Netherlands.   The   theoretical   consideration   I   used   in   this   thesis   was   already   familiar  to  me.  An  extensive  literature  study  provided  me  with  knowledge  on  the   subject  and  introduced  me  to  an  example  of  community  based  natural  resource   management  in  Pulicat  lagoon  in  Tamil  Nadu.    

I   came   into   contact   with   Sarah   Coulthard   from   the   Northumbria   University   in   Newcastle,  England,  who  did  her  PhD  in  Pulicat  lagoon  between  2002  and  2004.   She   provided   me   with   more   promising   literature   and   shared   some   of   her   experiences   with   me.   The   main   research   question   and   sub-­‐questions   were   formulated  and  a  preliminary  list  of  questions  was  set  up.  

Upon   arrival   in   Pulicat   on   the   13th   of   april,   I   started   my   research   with   an  

interview   with   mr.   Rajasekeren,   a   person   with   great   knowledge   on   the   subject   from  one  of  the  main  fishing  villages  in  the  area;  Kottaikuppam.  Being  a  retired  

padu   fisherman,   mr.   Rajasekeren   knew   all   there   was   to   know   about   the   padu  

system.   He   is   a   well-­‐respected   man   in   the   community   and   through   him   I   was   introduced  to  some  of  the  village  panchayat  members.  

Two   subsequent   visits   to   mr.   Rajasekeren   enabled   me   to   conduct   two   semi-­‐ structured   interviews   with   the   Kottaikuppam   panchayat.   These   interviews   provided   me   with   information   about   the   current   threats   and   socio-­‐economic   status  in  the  area  and  gave  me  a  general  idea  on  how  the  padu  system  is  being  

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practiced.  The  interviews  were  useful  in  deciding  which  questions  to  include  in   the  questionnaire  (see  appendix  1  for  the  complete  questionnaire).  

Fieldwork   was   conducted   within   a   period   of   3   weeks.   Between   april   13th   and  

may  7th,  5  semi-­‐structured  interviews  and  1  focus  interview  were  conducted.  A  

total   of   51   questionnaires   were   carried   out   covering   3   different   villages   or  

kuppams1;   Kottaikuppam,   Andikuppam,   Naduvoor   Madha   kuppam.   As   an  

addition  to  the  main  research,  a  small  research  was  carried  out  in  Thoniravu,  a   small   village   inhabited   by   dalit   people,   a   scheduled   caste.   However,   the   results   were  too  insignificant  to  adopt  in  this  thesis.  All  3  villages  were  situated  in  close   proximity  to  one  another  in  the  southern  tip  of  the  lagoon.  The  majority  of  the   male  inhabitants  are  employed  in  full-­‐time  fishing.  

 

Village   Number  of  

families   Male/female   Respondents  included  in  

the  survey  

1.  Kottaikuppam   200   399/410   16  

2.  Andikuppam   150   262/244   18  

3.  Naduvoor  Madha  

kuppam   460   925/952   17  

Table  3:  Number  of  families  in  the  3  research  villages  (source:  CReNIEO,  2013)  

The   people   from   Kottaikuppam,   Andikuppam   and   Naduvoor   Madha   kuppam   belong  to  the  same  caste,  the  pattinaver.  Aside  from  Naduvoor  Madha  kuppam,   which  is  a  Christian  village,  all  respondents  were  Hindu.  

Due  to  the  homogeneity  of  the  population,  meaning  that  the  amount  of  variation   within   the   community   is   limited,   a   response   of   51   is   acceptable   (Bryman,   2008:182).   Snowball   sampling   was   mainly   used   to   get   in   contact   with   respondents.   My   translator,   Vinoth,   lived   in   a   nearby   village   and   knew   a   great   amount   of   people   in   my   research   area.   In   the   first   week   of   my   stay   in   Pulicat,   Vinoth  arranged  the  first  meetings  with  fishermen  in  the  house  of  a  relative  of   him   in   Andikuppam.   Word   of   my   presence   soon   spread   throughout   the   other   villages  and  more  and  more  people  offered  to  fill  in  the  questionnaire.  Another   strategy   to   get   as   many   questionnaires   as   possible   was   by   simply   approaching   groups   of   young   men   who   were   hanging   out   on   the   streets   or   near   the   temple   premises.  I  figured  none  of  them  would  bother  filling  in  my  questionnaire,  since   they  do  not  have  much  else  to  do.  Most  of  the  time  they  were  happy  to  help  me   with  my  research.  

Also,  observations  were  made  during  my  fieldwork.  Visits  to  the  Pulicat  landing   centre  in  the  early  morning  was  the  only  opportunity  to  observe  the  fishermen   as  they  present  their  catch  from  last  night.  At  the  Pulicat  fish  market,  fishermen’s   wives  helped  in  sorting,  preparing  and  packaging  the  fish  for  export.    

 Without   these   participating   observations   it   was   difficult   to   get   a   clear   understanding  of  the  whole  production  chain  in  the  area.  

     

                                                                                                               

1  A  kuppam  is  a  settlement  where  the  majority  of  the  people  are  traditionally  

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2.3  Research  area  and  Units  of  Analysis    

The  research  was  conducted  in  three  villages2.  Kottaikuppam,  Andikuppam  and  

Naduvoor  Madha  kuppam  are  villages  that  have  been  practicing  the  padu  system   since   time   memorial   and   have   access   to   the   most   productive   fishing   grounds.   Therefore,  I  have  decided  to  make  these  villages  my  research  area  because  their   knowledge  and  practice  of  the  padu  system  is  best.  Map  2  projects  the  location  of   the   research   villages   (see   table   3   for   which   village   corresponds   to   which   number.)                                          

All  villages  were  in  close  proximity  of  Pulicat  town,  the  main  settlement  in  the   area  where  most  of  the  economic  activities  takes  place.  Social  services,  such  as  a   hospital,  police  office  and  bus  stands  are  all  found  in  Pulicat  town.  The  villages   are  separated  from  Pulicat  town  by  an  unpaved  road  along  the  Dutch  cemetery   and  fort  Geldria,  remnants  of  the  Dutch  settlement  in  the  16th  century.  

The  Units  of  Analysis  were  young  men  between  the  age  of  18  and  25.  However,   the  age  of  the  respondents  varied  between  18  and  36  years  old,  with  a  mean  age   of  24,37.  The  majority  of  the  respondents  were  not  older  than  25.  

 

2.4  Research  questions    

The  research  questions  that  will  provide  me  in  answering  the  main  question  will   help  in  explaining  the  current  social-­‐economic  state  of  the  research  area  in  three   different  aspects:  the  current  state  of  fisheries,  future  dilemmas  and  possibilities   as   perceived   by   young   adults   and   the   effectiveness   of   the   padu   system   as   a   regulating  institution:  

 

                                                                                                               

2  In  this  thesis,  I  will  refer  to  the  three  research  village  as  Pulicat,  not  to  confuse  

with  Pulicat  town,  the  main  settlement  in  the  area.   1  

2   3  

Pulicat  town   Pulicat  lagoon  

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-­‐  What  is  the  current  state  of  fisheries  in  Pulicat  lagoon?  

-­‐   Why   or   why   not   is   the   padu   system   being   practiced   by   young   adults   in   Pulicat,   Tamil  Nadu,  India?  

-­‐  How  does  the  open  access  nature  of  Pulicat  lagoon  affect  the  effectiveness  of  the   padu  system  

 

2.5  Limitations  

 

Pulicat  is  a  place  that  few  outsiders  visit.  Although  it’s  cultural  heritage  sites  and   biodiversity  is  increasing  in  popularity  among  tourists,  the  people  haven’t  seen   many  Westerners  lately.  My  presence  was  already  noticed  upon  my  first  arrival   in  Pulicat.  Not  knowing  what  the  purpose  of  my  visit  was,  people  were  kind  of   suspicious  and  shy  at  first.  However,  it  was  not  for  my  translator  or  my  access  to   the   community   wouldn’t   go   so   smoothly.   Vinoth   introduced   me   to   some   of   his   friends  and  the  more  we  wandered  through  the  streets  and  alleys  in  the  villages   and   the   more   people   I   spoke   to,   the   more   they   became   familiar   with   me   and   willing  to  help  me.  However,  I  did  have  multiple  encounters  with  groups  of  men   who  were  under  the  influence  of  alcohol  and  did  not  respond  so  friendly.  

The  first  two  days  in  Pulicat,  I  stayed  in  the  old  priest  house  next  to  the  Church  of   Our  Lady  of  Glory  in  Naduvoor  Madha  kuppam  after  the  priest  offered  to  help  me   in   providing   me   with   housing.   However,   it   soon   became   clear   that   a   generous   donation  to  the  church  was  expected  of  me  in  return.  

The  sampling  methods  used  during  my  research  might  be  open  to  bias.  Most  of   the   time,   questionnaires   were   filled   in   with   more   than   one   respondent   at   the   same  time,  so  they  might  have  matched  their  answers.  

Furthermore,   although   my   intensions   as   solely   being   a   researcher   were   made   clear,   people   expected   of   me   that   I   could   make   a   difference   in   changing   their   lives.  This  made  it  very  difficult  for  me  to  explain  them  that  the  purpose  of  my   research  wouldn’t  necessarily  be  of  their  benefit    

 

“Please  help  us  change  our  lives”  

(Andikuppam  fisherman  (19),  april  22nd  2015)  

 

Working   with   my   translator,   Vinoth,   went   very   well.   Vinoth   is   a   PhD   student   Marine  Biology  at  the  Annamalai  University  in  Chennai  and  had  good  control  of   the  English  language.  To  my  knowledge,  there  was  no  language  barrier  or  loss  of   information.   During   my   time   in   Pulicat,   I   stayed   in   a   small   house   near   his   parents’   house   in   Vairavankuppam,   a   marine   fishing   village   at   the   lighthouse   island,   which   is   connected   to   the   main   town   of   Pulicat   by   a   bridge   over   the   lagoon.   Living   with   him   and   his   family   really   strengthened   the   friendship   between  Vinoth  and  me,  which  made  conducting  the  research  a  lot  easier.  

               

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3.  Local  context   3.1  Pulicat  Lagoon  

 

Pulicat   lagoon   (or   Pazhaverkaadu3  in   Tamil)   is   located   60   km   north   of   Tamil  

Nadu’s  capital  city  of  Chennai.  It  is  the  second  largest  lagoon  in  India,  covering  an   area   of   245km2   and   can   double   in   size   during   the   annual   north-­‐eastern   monsoon.   With   60   km   in   length,   Pulicat   lagoon   borders   India’s   south-­‐eastern   coastal  states  of  Tamil  Nadu  and  Andra  Pradesh.  

                               

Pulicat   lagoon   is   connected   to   the   Bay   of   Bengal   through   a   narrow   opening,   known  as  the  bar  mouth,  situated  2  km  north  of  the  main  town  of  Pulicat  in  the   Tamil   Nadu   side   in   the   most   southern   part   of   the   lagoon.   Influenced   by   tidal   activity  and  natural  phenomena,  such  as  cyclones  and  heavy  rainfall,  the  width   and  depth  of  the  bar  mouth  fluctuates  and  could  even  be  closed  at  some  point,   limiting  water  in-­‐and  outflow  from  and  towards  the  sea.  

Pulicat  lagoon  is  connected  to  three  rivers,  which  control  the  freshwater  inflow   into  the  lagoon.  During  the  monsoon  in  October  till  December,  the  water  level  of   the  lagoon  rises  by  a  meter  on  average  due  to  an  influx  of  freshwater.  During  the   dry   season   between   April   and   June,   however,   little   freshwater   enters   the   lake,   increasing  the  salinity  level.  The  high  fluctuations  in  water  volume  and  salinity   levels  throughout  the  seasons  has  a  great  impact  on  the  lagoon’s  biodiversity  and   hence,  the  lives  of  the  people  depending  on  it.  

Pulicat  lagoon  provides  a  livelihood  for  some  30.000  people  in  52  fishing  villages   surrounding  it  (Coulthard,  2011).  The  majority  of  the  male  population  living  in   the  surrounding  villages  are  engaged  in  full-­‐time  fishing,  most  of  them  are  of  the  

pattinaver  caste,  a  traditional  fishermen’s  caste  in  Tamil  Nadu.    

                                                                                                               

3  Pazhaverkaadu,  in  the  local  language  of  Tamil,  means  “forest  of  rooted  fruit”,  

which  specifies  the  mangrove  forests  that  once  have  been  surrounding  the   lagoon.  Nowadays,  nearly  all  mangrove  trees  in  the  area  have  been  exploited  for   timber  (Interview  Kottaikuppam  panchayat  members,  april  15th,  2015)  

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Although  some  villages  are  inhabited  by  the  Dalit,  a  scheduled  caste,  fishing  have   predominantly  been  done  by  the  people  of  the  pattinaver  caste  for  generations.   During  the  dry  season,  most  of  the  northern  part  of  the  lake  is  dry  and  fishing  is   only  concentrated  in  the  deepest  parts  of  the  lagoon  in  the  south.  

The  lagoon’s  rich  supply  of  prawns,  fish  and  crab  has  been  sustaining  life  here   for  generations.  Since  the  1970’s,  the  market  value  of  prawns  skyrocketed  and   the   so-­‐called   ‘pink   gold   rush’   emerged   in   Pulicat   and   throughout   whole   India.   The   demand   for   prawns   has   caused   many   people   to   benefit   from   the   lagoon’s   resources.  However,  the  lagoon  has  been  heavily  polluted  by  nearby  industries   and   agriculture.   Henceforth,   Pulicat   lagoon   and   its   people   dependent   on   it   are   heavily  contested.  

 

3.2  The  Padu  system  

 

Fisheries   in   Pulicat   lagoon   are   controlled   by   a   system   called   the   padu   system.   The   padu  system,   which   in   Tamil   means   ‘fishing   ground’,   can   be   defined   as:   “a   traditional   system   of   granting   entitlements   to   eligible   members   of   a   particular   community   for   undertaking   specified   fishing   activities   in   certain   designated   fishing  grounds  in  the  lagoon.”  (Mathew,  1991)    

Fishing  in  the  lagoon  has  been  controlled  by  this  system  for  generations  and  has   been  relatively  successful  in  maintaining  a  sustainable  livelihood  for  the  people   at  Pulicat  lagoon.  Its  main  function  is  to  evenly  distribute  the  lagoon’s  resources   among  fishermen.  However,  not  every  fisherman  at  Pulicat  lagoon  can  become  a  

padu   fisherman.   To   join   the   padu   system,   a   fisherman   must   meet   two  

requirements;   he   must   be   married   and   over   the   age   of   18   and   he   must   be   a   member  of  the  thalaikattu,  a  form  of  village  level  organisation  of  fishermen.  To   become   a   thalaikattu,   a   male   member   of   a   village   must   be   represented   by   his   father  in  applying  for  membership  at  the  village  panchayat4.  Based  on  the  boy’s  

skill  in  fishing  and  acceptability  by  the  community,  he  is  conferred  membership.     Under   the   traditional   padu   system,   the   lagoon   is   divided   into   three   different   fishing  grounds,  or  padus,  in  the  southern  part  of  the  lagoon  near  the  bar  mouth,   each  subdivided  into  smaller  padus.  Each  padu  could  facilitate  a  certain  number   of   fishermen   each   day.   Each   village   involved   in   the   system   share   access   to   the  

padus  based  on  rotation;  each  village  is  allowed  to  fish  on  its  designated  area  on  

its  allotted  fishing  day  only.  

Each  year,  lots  are  drawn  by  the  village  panchayat  for  the  allocation  of  the  fishing   grounds  for  each  fishing  unit,  which  consists  of  3  fishermen  per  boat.  After  the   lots  are  drawn,  each  fishing  unit  is  then  allowed  to  fish  on  that  particular  day  and   that  specific  padu  to  which  it  is  allotted.  The  allocation  of  the  padu  days  ensures   each  fishing  unit  to  fish  every  padu  at  least  once  in  a  year.  Although  some  fishing   sites  are  more  productive  than  others,  the  padu  system  is  designed  to  give  every   fisherman  an  equal  opportunity  to  benefit  from  the  best  fishing  grounds.  When  a   fishing   unit   goes   out   fishing   on   its   allotted   day,   it   is   allowed   to   fish   for   12-­‐24   hours   on   that   site,   depending   on   the   type   of   gear   that   is   being   used.   No   other   fishing  unit  is  allowed  to  fish  on  that  location  during  that  day.  The  same  fishing                                                                                                                  

4  The  village  panchayat  is  the  local  village  council.  They  form  the  basic  unit  for  

local  administration  and  function  to  settle  inter  and  intra  village  disputes   (Mathew,  1991)  

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unit  has  to  wait  a  certain  number  of  days  before  its  next  padu  day,  allowing  each   fishing  unit  to  fish  only  a  certain  number  of  days  in  a  month.    

When  a  fishing  unit  is  unable  to  fish  on  their  padu  day,  the  rights  are  given  to  the  

thalaikattu  member  from  the  same  village.  The  system  is  not  formally  recognized  

by   any   governmental   institution,   nor   is   it   written   down.   However,   every   fisherman  at  Pulicat  lagoon  knows  how  the  system  operates  and  knows  the  exact   boundaries  of  each  padu.  

The   padu   system   regulates   and   restricts   the   use   of   fishing   gear   that   has   been   predominantly  been  used  to  target  the  valuable  prawns  and  fish  in  the  lagoon.   Stake   nets,   or   suthu   valai,   are   stagnant   nets   that   are   used   to   catch   species   of   prawns.  On  low  tides,  the  lagoon  ‘drains’  and  water  flows  through  the  bar  mouth   into  the  sea.  With  high  tides,  the  lagoon  fills  with  seawater  again.  Every  6  hours,   the  tidal  activity  changes  and  the  prawns  move  with  it.  Stake  nets  are  being  set   up   in   the   early   morning   during   low   tide   and   catch   all   prawns   that   are   being   moved  towards  the  sea.  When  the  tides  are  changing,  the  fishermen  rotate  the   nets  in  the  other  direction  to  collect  all  moving  prawns  from  the  sea.  The  other   gear  that  is  regulated  under  the  padu  system  are  seine  nets,  or  badi  valai.  Badi  

valai  are  large  nets  with  up  to  800  metres  in  length  that  are  being  placed  in  the  

lagoon  and  after  some  time,  are  hauled  back  in  to  collect  all  fishes  that  are  being   caught  in  the  net.  

Different,  and  yet  similar  implementations  of  padu  systems  are  found  throughout   South-­‐east  Asia.  In  the  Cochin  estuary  in  Kerala,  India,  prawn  fishing  is  regulated   through  a  similar  institution  as  in  Pulicat  lagoon  (Lobe  &  Berkes,  2004).  On  the   Gahavalla  beach  in  southern  Sri  Lanka,  beach  seine  fishing  is  regulated  based  on   a   rotational   system   to   ensure   an   equitable   use   of   the   limited   fishing   space   (Alexander,  1995).                                                

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4.  Analysis  

4.1  Current  state  of  fisheries  in  Pulicat  lagoon.  

 

In  the  Pulicat  fishery,  both  men  and  women  are  involved.  Fishing  is  exclusively   done  by  men.  In  the  late  afternoon,  fishermen  prepare  their  nets  and  sail  out  to   their  designated  padu  ground.  Depending  on  the  gear  used,  a  group  of  fishermen   could  be  out  fishing  for  24  hours.  For  a  stake  net,  or  suthu  valai,  3  or  4  fishermen   are   required   in   the   whole   process   from   preparing   the   nets   to   hauling   back   in.   They  install  their  nets  in  the  evening  at  sundown  and  collect  their  catch  in  the   early  morning  at  sunrise.  Seine  nets,  or  badi  valai  require  more  men  to  operate.   Sometimes  up  to  80  people  are  involved  on  a  days  fishing  with  a  single  net  and   on  a  good  days  catch,  could  yield  up  to  Rs.  100.000  worth  of  fish.  After  collecting   their   catch,   all   fishermen   return   to   the   Pulicat   landing   centre   where   cooling   trucks  are  waiting  to  transport  the  fish  (see  picture  1).  

 

 

Picture  1:  Pulicat  landing  centre  (Source:  Jaap  Blom,  2015)  

Prawn  fishing  is  less  labour  intensive.  Prawns  that  have  been  caught  are  sorted   out  with  the  help  of  fishermen’s  wives  and  are  sold  either  directly  at  the  Pulicat   fish  market  or  sold  to  a  retailer  in  Pulicat.  The  most  valued  species  of  prawn  in   the   lagoon   are   the   tiger   prawn   (Penaeus   monodon)   and   the   white   prawn   (Penaeus   indicus).   A   kilogram   of   tiger   prawns   sells   for   between   Rs.   400-­‐850,   depending  on  the  size.  White  prawns  are  smaller  in  size  and  are  worth  Rs.  360   per  kilogram.                

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Although  there  are  no  official  recordings  of  catch  statistics  from  Pulicat  lagoon,   unofficial  documentations  from  prawn  retailers  in  Pulicat  town  showed  a  decline   in   wild   prawn   export   in   the   last   20   years.   Although   a   decline   in   prawn   catch   would  suggest  an  increase  in  prawn  value,  the  contrary  is  true.   Since  1991-­‐94,   brackish  water  prawn  farming  has  gained  economic  importance  in  Tamil  Nadu  to   fuel   the   international   demand   for   Indian   prawns.   Prawn   farms   near   Pulicat   lagoon  have  a  great  impact  on  both  the  environment  and  biodiversity  as  well  as   the  economy  in  the  area.  Wild  prawn  seeds  and  pregnant  females  are  collected   from  natural  prawn  hatcheries  in  Pulicat  lagoon  in  order  to  mature  in  captivity  in   prawn  cultivation  ponds.    

When  the  prawns  are  matured  and  harvested,  the  ponds  are  drained  into  nearby   water   bodies.   Discharge   water   from   prawn   farms   contains   high   levels   of   nutrients  that  have  been  used  to  feed  the  prawns.  Prawn  farm  discharge  water   that   enters   Pulicat   lagoon   leads   to   eutrophication,   enhancing   seaweed   growth,   depriving  other  species  of  oxygen.  

Because   prawn   cultivation   is   more   efficient   and   less   labour   intensive   than   catching   wild   prawn,   cultivated   prawns   are   relatively   cheap   to   produce.   However,   no   distinction   is   made   between   wild   prawns   and   cultivated   prawns,   because  farmed  prawns  are  being  labelled  and  sold  on  the  market  as  prawn  from   Pulicat   lagoon.   Henceforth,   the   total   export   of   prawns   actually   increases,   although  the  share  of  wild  prawns  is  in  decline  partially  due  to  the  upswing  of   prawn  farms  (Interview  Pulicat  prawn  retailer,  april  16th  2015).  

Pollution  is  a  major  concern  and  is  affecting  the  fishermen  heavily.  Industrial   discharge  water  from  the  nearby  Ennore  industrial  belt  in  northern  Chennai   reaches  Pulicat  lagoon  via  the  Buckingham  canal.  According  to  local  fishermen,     some   15   years   ago,   the   bottom   of   the   lake   was   clearly   visible   in   the   southern   waters   of   the   lagoon   where   the   Buckingham   canal   enters,   but   nowadays   the   water   is   too   turbid   due   to   pollution.   Heavy   metals   that   are   found   in   industrial   wastewater  are  present  in  the  lagoons  water.  

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Also,   two   major   thermal   power   plants   in   Ennore,   the   North   Chennai   Thermal   Power  Station  and  the  Ennore  Thermal  Power  Station  are  discharging  untreated   hot   cooling   water   into   the   lagoon   through   the   Buckingham   canal.   In   2000,   a   major   protest   over   thermal   pollution   from   the   North   Chennai   Thermal   Power   Station  arose  in  response  to  a  sudden  mass-­‐mortality  of  fish  in  the  Buckingham   canal   from   the   power   station   to   the   bar   mouth   of   Pulicat   lagoon.   Nearly   2000   fishermen  embanked  the  canal  using  sandbanks  across  the  entire  100m  width  of   the  canal.  This  event  gained  public  attention  and  local  NGOs  and  environmental   activists  enforced  the  fishermen  in  putting  pressure  on  the  polluting  industries   in  Ennore.  However,  state  officials  claimed  there  were  no  direct  impacts  on  the   fisheries  in  Pulicat  lagoon  by  the  NCTPS  (Coulthard,  2006).    

Ever  since  the  polluting  industries  affect  the  livelihoods  of  fishermen  at  Pulicat   lagoon,  high  environmental  awareness  exists  in  the  research  villages.  

 

When  asked  if  the  respondents  could  indicate  which  problems  in  the  area  they   considered  most  concerning  on  a  scale  form  1  to  10,  1  being  least  concerning  and   10  being  most  concerning,  chemical  and  thermal  pollution  is  perceived  as  a  high   point  of  concern  in  the  area  (see  table  4).  When  the  respondents  were  asked  if   they  thought  the  future  of  Pulicat  is  in  danger,  43  persons  replied  affirmatively.                          

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Threats  in  the  area   Average  value  given  

Chemical  and  thermal  pollution   9,5  

Declining  prawn  and  fish  catch   8  

Lack  of  rainwater   7,5  

Population  growth   3  

Lack  of  employment   4  

Lack  of  entertainment   3  

Lack  of  education  opportunity   5  

Coastal  hazards   6  

Industrial  expansion  in  the  area   7  

Project  planning  at  the  lighthouse   island  

2  

Table  4:  Average  value  given  to  threats  in  Pulicat  area  

Table  4  shows  the  average  value  given  to  different  threats  and  problems  in  the   area.  The  second  highest  point  of  concern  is  the  declining  prawn  and  fish  catch,   which   is   directly   affected   by   pollution   in   the   lake.   43   respondents   indicated   to   have  experienced  a  decline  in  fish  and  prawn  catch  recently.  

Another  threat  that  is  valued  as  highly  problematic  among  the  51  respondents  is   the  lack  of  rainwater.  In  the  last  15  years,  the  south-­‐eastern  monsoon  has  been   unpredictable  according  to  the  locals.  The  lagoons  productiveness  is  influenced   by  the  influx  of  fresh  water.  During  monsoons,  the  water  level  in  the  lagoon  rises   and  the  salinity  level  drops,  which  trigger  a  mass  migration  of  prawns  and  fish   towards  the  sea,  because  prawns  and  fish  are  not  attracted  to  low  salinity  levels.   High   monsoon   rains   create   opportunities   for   padu   fishermen   to   catch   great   amounts  of  fish  and  prawns  that  are  migrating  towards  the  sea.    

Also,  the  monsoon  rains  comes  with  cyclones  and  rough  sea  activity,  having  great   impact   on   the   lagoons   physical   dynamics.   The   bar   mouth,   the   point   where   the   lagoon   connects   with   the   sea,   is   closed   off   most   of   the   time   during   summer   months  limiting  water  in-­‐  and  outflow  (Coulthard,  2006).  In  hot  summer  months   when  the  bar  mouth  is  closed,  the  lagoons  salinity  rises  due  to  water  evaporation   and   lack   of   freshwater   inflow   creating   salinity   levels   that   are   intolerable   for   prawns   and   fish.   Also,   pollution   levels   in   the   lagoon   are   at   its   highest   at   this   point,   since   polluted   water   accumulates   in   the   lagoon   if   no   outflow   of   lagoon   water  takes  place.  Tropical  storms  and  heavy  ocean  waves  during  the  monsoon   are  needed  to  breach  the  bar  mouth  and  create  the  connection  with  the  sea  yet   again.    

 

4.2  The  perception  and  importance  of  the  padu  system  among  young  fishermen    

In   this   chapter,   the   answer   to   the   sub-­‐question,   why   or   why   not   is   the   padu   system  being  practiced  by  young  fishermen  at  Pulicat  lagoon,  will  be  explained.   Of   the   51   respondents   included   in   my   survey,   the   majority   of   the   people   are   engaged  in  fishing  for  20  hours  per  week  or  more  (See  table  5).  

       

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