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Understanding  Children’s  Early  Literacy  Development:     The  Nature  and  Role  of  Parental  Support  

by   Linda  Kusleika  

 

Bachelor  of  Science,  University  of  Massachusetts,  1979   Bachelor  of  Education,  University  of  British  Columbia,  1993    

       

A  Project  Submitted  in  Partial  Fulfillment   of  the  Requirements  for  the  Degree  of  

MASTER  OF  EDUCATION   In  the  area  of  Language  and  Literacy   Department  of  Curriculum  and  Instruction  

           

©  Linda  Kusleika,  2014   University  of  Victoria  

All  rights  reserved.  This  project  may  not  be  reproduced  in    

whole  or  in  part,  by  photocopy  or  other  means,  without  the  permission  of  the   author.

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Abstract

The  project,  “Understanding  Children’s  Early  Literacy  Development:    

The  Nature  and  Role  of  Parental  Support”  focused  on  exploring  how  parents  can   support  their  children’s  early  literacy  development  and  on  examining  research  on   the  importance  of  supporting  early  literacy  development.  The  literature  review  also   focused  on  reading  theories,  critical  factors  in  early  literacy  acquisition,  and  ways  to   support  early  literacy  at  home.  Critical  factors  in  early  literacy  acquisition  include   motivating  learning,  readiness  for  learning,  non-­‐traditional  Western  literacy  

practices,  indigenous  early  literacy,  and  play.  Oral  language,  reading  through  shared   book  reading  and  environmental  print,  phonological  awareness,  letter  knowledge,   and  how  the  home  environment  and  parental  help  support  literacy  are  also  

included.  The  project  concludes  with  a  PowerPoint  and  script  intended  for  parents   and  colleagues.  

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Table  of  Contents    

Abstract  ...  ii  

Table  of  Contents  ...  iii  

Acknowledgements  ...  v  

Chapter  1  ...  1  

Personal  Background  ...  1  

Defining  Early  Literacy  and  Early  Literacy  Support  ...  2  

My  Research  Focus  ...  3  

The  Importance  of  Supporting  Early  Literacy  Development  ...  4  

Research  Questions  ...  5   Project  Overview  ...  5   Chapter  2  ...  6   Literature  Review  ...  6   Theoretical  Framework  ...  7   Reading  Theories  ...  10  

Bottom-­‐up  Theory  of  Reading  ...  10  

Top-­‐Down  Theory  of  Reading  ...  11  

Interactive  Reading  Theory  ...  13  

Transactional  Reading  Theory  ...  14  

Sociocultural  Perspectives  on  Literacy  Learning  ...  16  

Critical  Factors  in  Early  Literacy  Acquisition  ...  17  

Home  Support  ...  18  

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Readiness  for  Learning  ...  22  

Non-­‐Traditional  Western  Literacy  Practices  ...  26  

Indigenous  Early  Literacy  ...  28  

The  Role  of  Play  in  Early  Literacy  Development  ...  29  

The  Adult’s  Role  in  Socio-­‐Dramatic  Play  ...  35  

How  to  Support  Play  ...  40  

Best  Ways  to  Support  Early  Literacy  Development  at  Home  ...  41  

Oral  Language  ...  41  

Reading  ...  48  

Shared  Book  Reading  ...  49  

Environmental  Print  ...  50  

Phonologic  Awareness  ...  52  

Letter  Knowledge  ...  54  

 Home  Environment  and  Parental  Help  Support  In-­‐School  Literacy  ...  55  

Summary  ...  58  

Chapter  3  ...  59  

Implications  for  Teaching  ...  59  

Considerations  for  Future  Research  ...  62  

Conclusion……….63               References  ...  64   Appendix  A  ...  76        

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Acknowledgements    

Many  people  have  supported  me  through  this  process  and  without  whom  I   could  not  have  been  successful.  The  love  and  support  I  received  from  my  friends,   family,  and  colleagues  has  played  an  important  role  in  my  journey  to  complete  my   Master’s  of  Education.    

I  am  grateful  to  my  friends  for  supporting  me  through  this  process.  They   enquired,  read,  listened,  cheered,  and  encouraged  me  every  step  of  the  way.  They   were  patient  with  the  amount  of  time  I  spent  away  from  them.  I  am  lucky  to  have   such  wonderful  support.  

Thank  you  to  my  advisor,  Dr.  Ruthanne  Tobin  for  your  endless  support  and   encouragement.  You  supported  my  vision  of  this  project  and  made  it  possible  by   keeping  me  focused  and  by  breaking  things  down  into  manageable  parts.  You  found   ways  to  encourage  me  when  I  was  flagging,  with  patience  and  the  right  words.  I   admire  the  way  that  you  practice  what  you  teach  in  your  courses.  You  are  a  true   mentor.  Without  your  help,  I  do  not  believe  that  I  could  have  enjoyed  this  expedition   of  learning  as  much  as  I  did.  

I  am  especially  grateful  to  my  son,  David  Walker  for  inspiring  me  to  further  my   own  education  as  he  undertakes  his.  I  appreciate  our  continuing  connection,  sharing   the  growth  that  results  through  effort.  Through  all  the  twists  and  turns  that  have   taken  place  since  your  birth,  I  love  sharing  this  journey  called  life  with  you

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Chapter  1     Personal  Background  

  As  an  educator,  student,  and  parent,  I  have  spent  many  years  developing  my   understanding  of  how  children  learn.  I  have  observed  children  that  learn  new   concepts  with  ease  and  those  that  struggle  to  learn.  I  have  witnessed  children  that   actively  explore  their  environment  and  those  that  sit  still  for  long  periods  of  time   silently  observing.  I  have  worked  with  children  of  all  ages,  teaching  various  subjects   including  foods,  outdoor  education,  and  reading.  I  have  worked  within  different   socioeconomic  settings  and  with  different  cultures.    

  I  have  also  observed  parents  interacting  with  their  children  at  home  and  at   school.  I  have  worked  in  schools  where  parents  hover  over  their  children  

(helicopter  parents),  hanging  up  their  child’s  coat  and  delivering  their  child’s   homework  in-­‐person  to  the  teacher,  in  classrooms  where  parents  join  in  on  field   trips,  and  in  classrooms  where  parents  never  come  in  the  door  of  the  school  over  the   course  of  the  school  year.  I  have  observed  families  that  tell  oral  stories  to  their   children  to  pass  on  stories,  traditions  and  values  of  their  culture,  families  that  read   books  together  as  part  of  a  daily  routine,  and  families  that  do  not  have  anything  in   the  house  to  read.  

  My  inspiration  for  investigating  how  parents  can  support  their  young   children’s  literacy  development  evolved  over  time  as  I  shared  space  and  learning   environments  with  parents,  children,  administrators,  and  other  educators.  At  some   point  I  became  engaged  in  finding  out  the  best  approaches  to  learning  and  to  

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support  learning  as  I  became  aware  that  there  are  many  differing  opinions  and  ideas   surrounding  the  promotion  of  early  literacy.  I  became  curious  about  what  the  

literature  had  to  say  on  this  topic  and  whether  it  agreed  or  disagreed  with  what  my   district,  school,  and  classroom  were  endorsing.  I  was  also  curious  to  find  out  

whether  there  is  agreement  by  researchers  and  government  on  best  practices  on   this  subject.    

Defining  Early  Literacy  and  Early  Literacy  Support  

  For  the  purposes  of  this  project,  children  in  early  literacy  refers  to  children   between  the  ages  of  three  and  ten.    For  the  purposes  of  this  project  I  define  literacy   as  practices  that  promote  listening,  talking,  reading,  or  writing.  Recent  research   emphasizes  that  literacy  is  something  an  individual  chooses  to  engage  in  to   construct  knowledge,  create,  communicate,  reflect,  empathize,  critique,  and  to   appreciate  (Kennedy,  2013).  Meaning-­‐making  could  be  tracing  the  shapes  of  letters   while  making  the  sound  of  the  letter,  writing  a  shopping  list,  or  listening  to  a  book  or   an  oral  story  being  read.  Researchers  have  demonstrated  a  link  between  children’s   early  literacy  development  and  parental  support  (Strickland,  2004).  Early  literacy   support  can  be  defined  as  an  interaction  or  activity  that  takes  place  both  formally  or   informally  with  a  supportive  adult  or  peer  that  fosters  children’s  literacy  

acquisition.  It  can  take  place  at  home,  in  the  car,  or  at  school.  Early  literacy  support   often  takes  place  as  an  informal  arrangement  between  adults  and  children.  It  may  be   an  ongoing  routine  such  as  reading  before  bed,  or  happen  in  a  spontaneous  manner   such  as  reading  road  signs.    

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My  Research  Focus  

  Personally,  I  want  to  know  what  the  best  practices  are  in  early  literacy   development  and  how  these  practices  could  be  improved  to  be  consistent  with  the   research  literature.  I  want  to  be  able  to  tell  parents  about  how  to  help  support  their   children  outside  of  school  and  to  know  what  resources  to  recommend.  I  want  to   empower  parents,  to  make  it  easy  for  them  to  know  what  to  do  for  their  children   and  how  to  do  it.  As  a  parent,  I  would  be  grateful  if  someone  told  me  the  most   effective  ways  to  help  support  my  child  in  his  early  literacy  development,  especially   if  my  child  was  finding  school  challenging.  

 Even  before  I  began  researching  the  literature,  I  noticed  some  disagreement  about   the  best  way  to  teach  children  to  learn.  In  my  University  education,  I  studied  the   various  reading  theories  such  as  top-­‐down  whole  language  methods  and  bottom-­‐up   phonics  methods  used  with  beginning  readers.    

   As  a  teacher,  I  wanted  to  know  what  to  tell  parents  about  how  to  support   their  child’s  early  literacy  development  to  correspond  with  what  I  was  teaching  in   the  classroom.  I  observed  parents  enroll  their  children  in  commercial  literacy   programs  that  had  no  relationship  to  the  methods  and  strategies  used  to  develop   reading  skills  in  my  classroom.  Parents  invested  in  expensive  games  and  programs,   often  those  that  were  not  effective,  and  became  discouraged  when  their  child  lost   interest  or  when  their  child  continued  to  struggle.  In  addition,  I  observed  parents   enrolling  their  children  in  reading  programs  that  lasted  for  a  short  amount  of  time   and  after  the  program  ended,  the  learning  was  not  reinforced  at  home.    

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  I  also  observed  administrators  trying  to  support  parents  to  help  their   children.  In  addition  to  school  programs  that  served  the  socioeconomically   disadvantaged  in  the  form  of  meals  and  supplies,  administrators  worked  with   parents  to  try  to  support  learning  by  ensuring  attendance.  I  think  that  some  

administrators  would  appreciate  knowing  research-­‐based  ideas  for  supporting  early   literacy  and  share  this  knowledge  with  parents.  

  I  believe  that  if  a  parent  is  educated  about  the  research  on  supporting  early   literacy  and  is  guided  with  a  few  inexpensive  tools  appropriate  to  their  child’s  stage   of  literacy  development  that  can  be  used  at  home,  children  and  parents  will  benefit.    

The  Importance  of  Supporting  Early  Literacy  Development  

  We  want  to  prepare  our  children  to  be  successful  in  the  world  and  one  of  the   most  important  ways  to  do  this  is  to  ensure  that  they  are  literate.  We  want  our   children  to  learn  to  talk  and  communicate,  to  be  able  to  understand  both  the  spoken   word  and  the  written  word,  and  to  be  able  to  communicate  with  the  written  word.   Ideally,  a  literate  person  is  a  lifelong  learner,  equipped  with  skills  of  communication   and  understanding  and  able  to  engage  with  the  world  in  a  manner  that  enriches   their  life  and  supports  them  in  becoming  a  self-­‐actualized,  empowered,  and   responsible  citizen.    

  Language  is  learned  before  children  attend  school.  Children  that  are  exposed   to  language  before  school  and  have  multiple  opportunities  to  observe  and  

experiment  with  language  are  at  a  distinct  advantage  (Strickland,  2004).  Children   that  are  exposed  to  imaginative  play  before  school  are  able  to  develop  their   cognition  and  self  –regulation  and  develop  their  social  skills  (Bodrova  and  Leong,  

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2001).  Children  that  are  exposed  to  reading  before  entering  school  develop  both  an   understanding  of  the  structure  of  a  story,  development  of  vocabulary,  and  an   understanding  of  how  both  print  and  a  book  works  (Neumann  et  al.,  2000).  All  of   these  literacies  help  develop  a  child’s  cognition  and  are  critical  to  a  child’s  social  and   academic  success  (Heath,  1983;  Kennedy,  2013;  Baroody  &  Diamond,  2010).    

  Moreover,  supportive  parents  that  model  literacy  through  engaging  with  it   themselves  both  for  practical  considerations  and  for  pleasure  deliver  an  important   message  that  literacy  is  valued  (Weigel  &  Martin,  2005).  Children  grow  up  valuing   the  artifacts,  skills,  and  space  of  literacy  and  are  more  likely  to  engage  in  reading,   writing,  and  communicating  outside  of  school  (Weigel  &  Martin,  2005).      

Research  Questions  

  I  approach  the  research  literature  on  my  topic  with  three  questions  in  mind:   What  are  some  critical  factors  in  early  literacy  acquisition;  What  are  the  best  ways   to  support  a  child’s  early  literacy  development  at  home?  ;  How  can  the  home   environment  and  parental  help  support  in-­‐school  literacy?    

Project  Overview  

  In  Chapter  1  I  have  discussed  my  motivations  that  inspired  me  to  create  this   project.  I  have  explained  the  importance  of  parents  supporting  their  young  

children’s  literacy  development  and  the  theoretical  background  of  children’s   cognitive  development.  In  addition  to  the  theoretical  foundation  in  Chapter  2,  I   review  a  selection  of  literature  foundational  to  my  project.  Topics  addressed  in  the   literature  review  include  the  importance  of  play,  self-­‐regulation,  formal  literacy  

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programs,  funds  of  knowledge,  and  home  literacy  practices  including  reading  to   young  children  and  the  structure  of  home  literacy  practices.    In  Chapter  3,  I  identify   three  readings  that  I  found  to  be  the  most  important  and  relevant  for  my  colleagues   to  read  and  their  implications  for  pedagogy.    I  outline  the  PowerPoint  presentation   that  I  created  for  my  project  and  its  connection  to  the  literature  reviewed  in  Chapter   2.  I  also  discuss  the  challenges  I  faced  with  my  review  of  the  literature  and  

suggestions  for  future  research.  

  My  PowerPoint  presentation,  “Looking  at  the  Literature:  How  Parents  Can   Support  Their  Young  Children’s  Early  Literacy  Development”  is  included  in  the   Appendix,  and  intended  as  a  summary  of  what  I  learned  in  my  project.  The  

PowerPoint  workshop  consists  of  21  slides  with  an  accompanying  facilitator  script   that  backs  up  the  slides  and  containing  text  that  facilitates  presentation  of  the  slides.   The  presentation  is  important  to  the  growing  body  of  information  on  supporting   early  literacy  by  parents,  administrators,  and  educators  as  it  focuses  on  relevant   tools  to  support  young  children’s  early  literacy.  

 

Chapter  2  

Literature  Review  

  In  this  chapter  I  present  the  theoretical  underpinnings  of  how  young  children   learn  how  to  talk  and  read.    I  discuss  the  importance  of  talk  and  how  this  can  

facilitate  greater  learning.  I  also  discuss  how  talk  leads  to  reading.  I  discuss  theories   about  how  children  learn  how  to  read  and  discuss  other  contributing  factors  

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relation  to  my  questions.  I  present  this  in  several  themes.  My  first  theme  is  about   some  of  the  factors  that  affect  early  literacy  including  early  literacy  development,   readiness  for  learning,  non-­‐traditional  Western  literacy  practices,  Indigenous  early   literacy,  and  home-­‐school  partnerships.  I  look  at  the  role  of  play  and  how  this   supports  early  literacy.  Next,  I  examine  the  development  of  oral  language  and   reading  development  and  how  this  affects  early  literacy.    

Theoretical  Framework  

  The  theoretical  section  of  this  paper  will  provide  a  brief  background  on  how   parents  supporting  their  young  children’s  literacy  development  is  rooted  in  learning   theory.  I  approach  the  research  from  a  socio-­‐constructivist  perspective  where   society  and  culture  are  seen  as  major  factors  influencing  literacy  development.  In   the  socio-­‐constructivist  view,  learning  is  constructed  in  the  matrix  between  social   interaction  and  the  interconnections  between  the  individual  and  the  social  

environment,  or  as  Vygotsky  suggested,  parents,  caregivers  and  the  culture  at  large   share  in  the  responsibility  for  a  child's  cognitive  development,  especially  in  regards   to  the  development  of  higher  order  functions  (Vygotsky,  1978).    

  Much  time  is  spent  talking  and  listening  daily  to  exchange  information  and   ideas.  Language  is  acquired  when  children  interact  in  social  settings  with  adults  and   peers  (Halliday,  2004;  Many,  2002;  Massey,  2012).    Children  learn  how  to  speak  to   communicate  their  ideas,  understand  others,  and  to  get  their  needs  met.  Promoting   oral  language  development  in  a  language-­‐rich  environment  enables  children  to   develop  language  and  early  reading  skills.  Immersion  in  language-­‐rich  environments   where  children  listen  to  books  read  aloud  and  handle  books  results  in  learning  

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about  language,  reading,  and  writing  (Katims,  1994;  Dennis,  Lynch,  &  Stockall,   2012).    As  they  enter  school,  children  identified  as  early  readers  share  a  common   history  of  spending  time  in  environments  filled  with  print  and  lively  interactive   conversations  (Neumann  et  al.,    2009).    

  Vygotsky  (1978)  viewed  thinking  as  a  social  process.  He  emphasized,  “we   learn  not  only  words,  but  ways  of  thinking,  through  our  engagement  with  the  people   who  surround  us”  (Smagorinsky,  2013,  p.  197).  Furthermore,  he  believed  that  some   of  children’s  developmental  outcomes  and  processes  thought  to  occur  naturally   were  directed  and  influenced  by  children’s  own  learning  or  constructed  as  an  active   engagement  in  their  own  mental  development  (Bodrova  &  Leong,  2001).  This  theory   helps  inform  parents  of  the  need  to  socialize  their  children,  encouraging  interaction   with  others  as  a  way  of  learning  and  to  broaden  their  thinking.  Vygotsky  postulated   the  idea  of  the  Zone  of  Proximal  Development  (ZPD),  the  theory  that  “what  the  child   is  able  to  do  in  collaboration  today  he  will  be  able  to  do  independently  tomorrow”   (Vygotsky,  1978,  p.  211).  In  other  words,  when  adults  or  a  more  advanced  peers   support  the  child  to  understand  and  develop  oral  language  through  the  acquisition   of  more  complex  vocabulary,  the  child  will  be  more  likely  to  be  able  to  use  this  new   vocabulary  independently  on  subsequent  tries.  This  zone  is  identified  as  a  range  that   is  neither  too  difficult  nor  too  easy  so  that  the  child  does  not  become  frustrated  or   bored  and  give  up.  Young  children’s  oral  language  development,  while  spending   time  in  make  believe  play,  is  an  area  that  Vygotsky  felt  that  adults  could  assist,   thereby  contributing  to  a  young  child’s  cognitive  development.    

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  Further,  Gonzales,  Moll,  &  Amanti  (2005)  found  that  family  contributions  or   “Funds  of  Knowledge”  added  to  the  child’s  learning  about  the  world.  Children  bring   their  culture,  background,  beliefs,  and  family  knowledge  to  learning.  Parents  

contribute  to  their  child’s  learning,  drawing  from  their  cultural  backgrounds,  life   experience,  and  special  skills.  Unfortunately,  minority  groups  may  not  communicate   with  teachers  and  administrators  due  to  lack  of  language  skills  and  cultural  

assumptions  both  by  parents  and  educators.  “Learning  to  value  the  funds  of   knowledge  of  all  parents  can  improve  home-­‐school  relationships”  (Whitmore  &   Meier,  2008,  p.  450).    

  Another  important  theory  was  developed  by  Louise  Rosenblatt.    She  

examined  the  relationship  between  the  reader  and  writer.  According  to  Rosenblatt,   meaning  is  created  in  the  transaction  between  the  reader  and  the  text  and  this   transaction  creates  something  new  in  the  reading,  independent  and  different  from   the  contributions  from  the  reading  (Pearson,  2009).    Smagorinsky  (2013)  

considered  Rosenblatt’s  theory  of  reader  response  and  merged  this  with  Vygotsky’s   activity  theories  and  came  up  with  what  he  named  a  “cultural  model  of  reading”.  He   believed  that  meaning  resided  in  the  transactional  zone,  “in  which  reader,  text,  and   context  meet  and  become  something  more  than  their  sums  or  products”  (p.  21).  In   other  words,  readers  create  their  own  texts  as  they  respond  to  books.  Supportive   adults  can  help  guide  children  by  modeling  and  scaffolding  the  learning  through   conversation  and  activities  to  support  this  “transaction”.    

  Included  in  this  transaction  of  reading  is  the  reader’s  background.  Tracey  and   Morrow  (2012),  wrote  about  the  importance  of  Schema  theory  and  its’  relationship  

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to  learning  new  information.    Schemata  is  defined  as  the  background  that  a  person   accesses  from  their  experiences.  Tracey  and  Morrow  (2012)  highlighted  that  the   more  developed  a  person’s  background  is  on  any  topic,  the  more  easily  that  person   will  be  able  to  learn  new  information  on  that  topic.  

Reading  Theories  

  Educators  have  an  extensive  choice  of  methods  and  techniques  for  teaching   reading.  Discerning  best  practices  in  how  to  teach  reading  can  be  challenging.  An   understanding  of  the  four  prominent  reading  theories  provides  a  historical   understanding  of  reading  research  and  practice  and  a  practical  foundation  for   teaching  reading.    

Bottom-­‐up  Theory  of  Reading  

  The  traditional  bottom-­‐up  approach  to  reading  was  popularized  in  the  1950’s   by  behavioral  psychologists  who  held  that  the  prevalent  look-­‐say  method  of  reading   popular  at  the  time  caused  reading  difficulties  for  many  students.  According  to   Gough  (1972)  reading  occurs  by  translating  writing  into  letters,  which  are  then   translated  into  speech  sounds,  which  are  then  pieced  together  as  single  words.   Finally,  words  are  put  together  thus  giving  the  reader  the  message.  Teachers  of   bottom-­‐up  reading  teach  subskills  first,  often  by  teaching  the  names  of  letters,  then   sounds  of  letters,  gradually  working  towards  whole  words  and  then  whole  texts.   This  model  views  information  flow  in  a  series  of  independent  stages  that  transform   the  input  and  passes  it  on  to  the  next  stage  without  any  feedback  (Stanovich,  1980).  

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Language  is  seen  as  a  way  of  transforming  letters  into  sounds  to  be  interpreted  by   the  reader  as  a  passive  recipient  of  information  from  the  text.  

  Phonics  is  an  example  of  a  bottom-­‐up  method  of  reading.  In  phonics,  children   are  taught  how  to  decode  words  by  learning  the  sounds  of  the  letters  and  then   piecing  the  sounds  together  into  individual  words.  Words  are  pieced  together  to   enable  the  reader  to  arrive  at  the  author’s  written  message  (Gough,  1972).  Rules  of   decoding  such  as  using  digraphs,  blends,  and  rules  of  spelling  are  taught.  According   to  Gough  and  Cosky  (1977),  readers  are  taught  to  process  letters  and  words  in  a   systematic  and  complete  fashion.    

  This  model  of  reading  is  seen  as  insufficient  as  although  decoding  is  

explained,  reading  is  more  than  sounding  out  words.  Although  it  is  useful  to  have  a   knowledge  of  letter-­‐sound  relationships,  lexical  or  word  knowledge,  and  syntactic  or   contextual  understanding,  reading  is  composed  of  more  than  these  parts.  In  addition   to  learning  the  surface  structure  or  sensory  structure  of  the  texts,  students  need  to   be  active  participants  by  bringing  their  background  experiences  to  the  text.    

Top-­‐Down  Theory  of  Reading  

  To  compensate  the  behaviorists  “drill  and  kill”  concept  of  reading  instruction   through  bottom-­‐up  methods,  researchers  became  interested  in  understanding  the   thinking  behind  the  behavior  of  reading  (Alexander,  2006).  Behaviorism  took  a  back   seat  to  new  cognitive  theory  representing  the  mind’s  innate  capacity  for  learning.  

Two  research  communities:  linguists  and  psycholinguists  influenced  this  reading   theory.  The  linguists,  some  of  which  followed  in  the  tradition  of  Chomsky  (1957,   2002),  theorized  reading  achievement  followed  an  innate  ability  for  language  and  

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was  influenced  by  environmental  factors,  including  instruction.  The  psycholinguists   viewed  the  interaction  between  reader  and  text  as  a  natural  communicative  power.       Learning  to  read  as  in  learning  to  speak  was  viewed  as  a  natural  process   given  enough  exposure  with  meaningful  contexts  (Goodman  &  Goodman,  1979).  

Reading  is  not  just  extracting  meaning  from  a  text  but  a  process  of  connecting   information  in  the  text  with  the  knowledge  the  reader  brings  to  the  act  of  reading.  A   dialogue  takes  place  between  the  reader  and  the  text  while  using  their  cognitive   processes  in  which  the  reader’s  background  knowledge  plays  a  key  role  in  the   creation  of  meaning.  Reading  is  an  active,  purposeful  activity,  dependent  on  prior   knowledge  and  expectations  of  the  reader.  Less  emphasis  is  placed  on  decoding  and   word  recognition  and  more  emphasis  is  placed  on  pre-­‐reading  activities  to  develop   the  readers’  knowledge  of  the  topic  (Stanovich,  2010).  Captivating,  relevant  texts   were  the  focus  of  this  period  (Alexander  &  Fox,  2008).    

  The  interest  in  understanding  what  the  reader  brings  to  the  reading  equation   was  explored  in  schema  theory  and  had  a  major  impact  on  top-­‐down  and  other   reading  instruction.  It  describes  in  detail  how  the  background  knowledge  of  the   learner  interacts  with  the  reading  task  and  illustrates  how  a  student’s  knowledge   and  previous  experience  with  the  world  is  crucial  to  deciphering  a  text.  According  to   Gunning  (2010),  people  compartmentalize  everything  they  know  into  schemata,  or   knowledge  structures  and  individualize  this  knowledge.  The  more  elaborated  one’s   schema  is  on  a  particular  topic,  the  easier  it  is  to  learn  new  information  on  that   topic.  Reading  instruction  has  been  influenced  by  this  theory  by  highlighting  the  role  

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of  existing  knowledge  (what  the  student  brings  to  the  text)  in  acquiring  new   knowledge  (Cobb  and  Kallus,  2010).    

  The  top-­‐down  approach  serves  fluent  readers  who  read  easily  but  not  those   still  struggling  to  decode  individual  words.  In  addition,  a  reader  with  no  background   of  the  topic  (schemata)  will  struggle  to  interact  with  the  text  and  classmates  and  to   predict  possible  outcomes  in  a  story.  Building  and  activating  student  background   prior  to  reading  texts  with  students  will  help  build  background  knowledge.  

Interactive  Reading  Theory  

  The  interactive  theory  developed  in  the  1970’s  in  recognition  of  both  the   importance  of  the  text  and  the  reader  in  the  reading  process.  The  interactive  theory   brings  together  top-­‐down  and  bottom-­‐up  reading  theories  simultaneously  in  the   reading  process.  In  this  non-­‐linear  process  the  reader  may  be  influenced,  defined,  or   shaped  by  the  text  in  a  social  and  cultural  context  or  be  influenced  in  their  response   to  texts.  Reading  was  viewed  as  an  interaction  between  the  reader  and  the  text  and   valued  what  the  reader  brought  to  the  writing  on  the  page  (Rumelhart,  1978,   Stanovich,  1980).    Students  were  recognized  as  individuals,  possessing  different   strengths  and  weaknesses  and  making  connections  in  different  ways,  and  having  the   ability  to  compensate  for  reading  difficulties  with  other  cognitive  strengths  

(Stanovich,  1980).  

  Instruction  emphasized  teaching  students  how  to  be  efficient  and  effective   text  processors  through  the  use  of  strategies  including  summarization,  mapping,   self-­‐questioning,  and  predicting  (Alexander  and  Fox,  2008).  Lower  level  processes   (such  as  decoding  a  word)  and  higher-­‐level  processes  (such  as  inferring  the  author’s  

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intent)  interacted  with  each  other.    In  addition,  reading  was  viewed  as  purposeful,   sometimes  a  social  interaction  (class  book  clubs),  utilizing  prior  knowledge  of  the   reader.  Needed  strategies  are  taught  through  scaffolding  to  support  students  to   become  independent  readers.  

  The  interactive  reading  theory  was  criticized  by  those  who  had  more   naturalistic  and  holistic  views  of  reading  as  being  an  information  processing   approach  (Alexander  &  Fox  2008).  Louise  Rosenblatt  voiced  her  concerns  that  this   method  neglected  the  aesthetic  of  reading,  focusing  instead  on  information-­‐getting   or  fact-­‐finding  (1978/1994).    

Transactional  Reading  Theory  

  Another  reading  theory  to  be  discussed  is  the  transactional  reading  theory.   Rosenblatt’s  (1978)  transactional  theory  emphasized  the  social  nature  of  learning  as   meaning  is  created  in  the  transaction  between  the  reader  and  the  text.  Her  theory   incorporated  ideas  from  John  Dewey  and  Vygotsky  and  emphasized  how  individual   social  and  cultural  factors  influence  readers’  responses  and  interpretations  of  the   text.  The  writings  of  Vygotsky  (1962/1986),  Lave  (1988),  Heath  (1983),  Rogoff   (1990)  and  others  promoted  a  more  natural,  holistic  view  of  reading  (Alexander  &   Fox,  2008).  Skill-­‐oriented  basal  readers  of  the  1970’s  and  comprehension-­‐oriented   basal  readers  of  the  1980’s  were  replaced  by  literature-­‐based  texts  where  readers’   response  trumped  comprehension  (Pearson,  2009).  The  “transactive  model”  

replaced  the  “interactive  model”  as  the  field  moved  from  efferent  (primarily  reading   to  gain  information)  to  aesthetic  (the  purpose  of  the  reading  is  experiencing  the  text   and  the  literary  world  created  by  the  author)  response  to  literature  (Rosenblatt,  

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1978).    

  According  to  Rosenblatt,  the  exchange  that  takes  place  during  reading  is  best   described  by  the  term  transaction,  “to  emphasize  that  the  meaning  is  being  built  up   through  the  back-­‐and-­‐forth  relationship  between  reader  and  text  during  a  reading   event”  (1999).    A  reader  internalizes,  and  draws  on  a  social  context  and  a  socially   produced  language  from  their  family  and  society  that  creates  a  particular  social  and   cultural  environment  making  each  “transaction”  a  unique  reading  event  (Rosenblatt,   1999).  The  relationship  between  the  reader  and  the  text  is  a  back-­‐and-­‐forth  process,   the  reader  drawing  upon  personal  experiences  as  they  transact  with  the  text.    

  Smagorinsky  (2001)  developed  Rosenblatt’s  (1978)  reader  response  theory   along  with  Vygotsky’s  activity  theories  (Wertsch,  1993)  and  came  up  with  his   cultural  model  of  reading.  He  postulated  that  the  meaning  in  understanding  from   Rosenblatt’s  transactional  zone  of  reading,  resides  in  this  zone  in  which  the  reader,   text,  and  context  meet  and  become  something  more  than  their  sums  or  products   (Smagorinsky,  2001).  In  other  words,  readers  compose  their  own  texts  as  a   response  to  their  reading  while  reading,  evoked  from  previous  texts  and  

experiences  and  shaping  the  type  and  manner  of  their  interpretations  (Pearson,   2009).    

  In  this  era  of  transactional  learning,  the  process  of  learning  rather  than  the   products  of  learning  mattered  most.  High  quality  literature  replaced  basal  readers   and  book  clubs  that  emphasized  the  aesthetic  experience  were  formed.  The  

emphasis  was  placed  on  the  actual  experience  and  the  transactional  approach   provided  the  basis  for  a  focus  on  both  direct  and  indirect,  tacit  effects  (Rosenblatt,  

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1999).      

Sociocultural  Perspectives  on  Literacy  Learning  

The  last  reading  theory  to  be  considered  encourages  a  broader  perspective  of   learning  from  that  of  the  individual  child  and  knowledge  to  children  as  inseparable   from  their  social  contexts  and  knowledge  and  meaning  as  embedded  within  

sociocultural  practices.  A  more  holistic  perspective  views  children’s  learning  as   occurring  through  their  involvement  in  literacy  activities  and  practices  that  happen   in  their  social  environment.  Learning  is  thought  to  occur  through  interaction,   negotiation,  and  collaboration  and  considers  the  influence  of  parental  input,   cultural,  historical,  and  the  child’s  imaginative  world  (Lanter,  2006).  Sociocultural   theory  supports  Vygotsky’s  theory  of  learning  as  a  social  process  (1978).    

  Understanding  the  ways  that  people  use  literacy  in  their  everyday  lives  and   finding  ways  to  ensure  that  literacy  instruction  is  meaningful  and  relevant  by   recognizing  and  incorporating  children’s  out-­‐of-­‐school  ways  of  practicing  literacy   helps  promote  learning.  Decreasing  literacy  gaps  for  students  whose  families  and   communities  practice  literacy  in  ways  that  may  differ  from  those  in  the  mainstream   or  positions  of  power  benefits  more  learners.  Sociocultural  theory  focuses  on  the   effect  of  instruction,  how  learning  takes  place,  and  the  impact  of  adults  and  peers  on   the  learning  process  as  well  as  their  social  and  cultural  capital  (Perry,  2012).  

Critical  Factors  in  Early  Literacy  Acquisition    

Literacy  begins  at  birth  and  is  a  developmental  process  that  continues   throughout  ones’  life.  Everything  that  adults  do  to  support  young  children’s  

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language  and  literacy  counts  in  the  development  of  literacy  (Hart  &  Risley,  1995).   Literacy  skills  are  often  accurate  forecasters  of  employability  and  are  connected  to   income  (Murnane  &  Levy,  2004  as  cited  in  Snow,  2004).  Literacy  has  the  power  to   change  lives,  even  for  those  learning  to  read  later  in  life  after  growing  up  unable  to   read.  

In  their  first  years  of  life,  children  are  exposed  to  literacy  skills  and  behaviors   that  influence  language  and  literacy  outcomes  in  later  years  continuing  on  until  they   enter  school.  As  Schickedanz  (1986)  suggests,  the  more  formal  learning  

environment  at  school  should  be  an  extension  of  the  learning  of  literacy  that  begins   at  home.  Although  formal  teaching  of  conventional  literacy  skills  does  not  begin   until  children  enter  kindergarten  and  first  grade,  the  infant,  toddler  and  preschool   years  are  viewed  as  the  place  where  “children  take  their  first  critical  steps  toward   learning  to  read  and  write”  (National  Association  for  the  Education  of  Young   Children,  1998,  p.  32).  Another  term  to  define  this  early  literacy  is  “emergent   literacy”.    Bennet,  Weigel  &  Martin  (2002)  define  emergent  literacy  as  the  literacy   skills  that  young  children  develop  before  formal  schooling.  Of  paramount  

importance  is  the  understanding  that  emergent  literacy  is  a  process-­‐  one  that   continues  and  grows  over  time.  Children  need  to  make  sense  of  their  world,  to   explore  their  natural  curiosities,  and  to  communicate.  

Research  from  the  late  1980’s  looked  at  the  home  and  examined  specific   activities  and  resultant  skills  and  knowledge  about  literacy  taking  place  in  this   environment.  Van  Kleeck  and  Schuele  (2010)  conclude  from  this  body  of  work  that   as  children  interact  with  print  in  the  informal  setting  of  home,  as  they  watch  adults  

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interact  with  print,  in  the  context  of  sharing  books  with  adults  and  in  explorations   with  their  own  writing,  children  become  aware  that  print  is  meaningful  and  useful.   This  attitude  and  belief  lays  the  foundation  in  children’s  transition  to  reading  and   writing.  According  to  van  Kleek  and  Shuele  (2010),  long  before  they  possess  

conventional  literacy  skills,  children  involve  themselves  with  acts  of  literacy  in  their   independent  and  guided  play  and  in  other  activities  related  to  literacy.  Similar   recommendations  for  parents  at  home  and  teachers  at  preschools  advise  activities   that  extend  far  beyond  shared  reading  (Neuman,  Copple,  &  Bredekamp,  2000).  

Home  Support  

“Research  has  shown  the  importance  of  home  support  in  early  childhood   learning  and  development”  (Yuen,  2011,  p.  147).  An  article  by  Strickland  (2004),   talks  about  the  role  of  literacy  in  early  childhood  education.  Strickland  reminds  us   that  in  young  children,  oral  language  and  literacy  develop  together  and,  that,  

“children  learn  from  listening  and  talking  and  this  contributes  to  their  ability  to  read   and  write  and  vice  versa”  (2004,  p.  86).  Yuen’s  (2011)  recent  case  study  of  parents,   teachers  and  children  in  China  supports  this  claim.  She  examined  a  school-­‐based   initiative  to  engage  parents  in  supporting  their  children’s  learning.  Part  of  the   evaluation  included  examining  parents’  and  teachers’  evaluation  of  the  project.  Six   teachers  and  sixty  families  read  daily  newsletters  written  and  illustrated  by  their   Kindergarten  children  to  communicate  with  their  parents.  Data  collection  included   interviews,  records  of  observations,  and  minutes  of  meetings.  An  analysis  of  the  data   showed  that  parents  agreed  that  the  project  enhanced  their  understanding  of  

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parent-­‐child  interaction.  Teachers  believed  the  project  would  affect  the  children’s   growth  as  thinkers  and  communicators.  Children  were  motivated  to  learn  and   express  their  ideas.  The  researcher  concluded  that  writing  and  illustrating   promoted  children’s  literacy  development,  learning  motivation,  parent-­‐child   communication,  and  home-­‐school  collaboration.  She  also  concluded  the  growing   need  to  empower  parents  to  support  the  education  of  young  children.  Blasi  and  Hill-­‐ Clark  agreed  with  Yuen’s  conclusion,  stating  that,  “Educators  can  help  families  of   young  children  improve  their  awareness  and  knowledge  of  optimal  literacy   development”  (2005,  p.  46).    

Even  when  parents  are  not  considered  aware  of  optimal  literacy  

development,  “Research  supports  the  conclusion  that  considerable  language  and   literacy  related  development  occurs  before  formal  reading  instruction”  (Wiegel  &   Martin,  2005).  Families  and  child  care  play  an  important  role  in  the  development  of   literacy  and  the  literacy  and  language  skills  developed  during  the  preschool  years   are  among  some  of  the  strongest  predictors  of  school  success  (Werner  &  Smith,   1992).    A  study  by  Weigel  and  Martin  (2005)  compared  the  influences  of  home  and   child-­‐care  literacy  environments  with  preschool-­‐age  children’s  literacy  and  

language  development.  Interviews  and  standardized  assessment  data  was  collected   from  85  preschool-­‐age  children,  their  parents,  and  their  child-­‐care  teachers.  Print   knowledge,  language  skills,  expressive  and  receptive  language  were  measured.   Findings  from  correlation  and  hierarchical  multiple  regression  analyses  revealed   that  children’s  print  knowledge  was  consistently  associated  with  parents  and   teachers  personal  reading  and  writing  habits,  language  activities  conducted  with  

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children,  and  parental  and  teacher  belief.  In  addition,  children’s  literacy  and   language  skills  benefit  when  parents  and  teachers  value  their  role  in  supporting   those  skills.  These  results  also  imply  that  to  enhance  literacy  and  language  outcomes   for  preschool  age  children,  both  home  and  preschool  environments  need  to  be   strengthened.  Unfortunately  this  study  examined  a  limited  number  of  literacy  skills   from  middle-­‐class  participants  and  relied  on  self-­‐reported  data  from  parents  and   teachers,  which  may  suggest  that  parents  misinterpreted  the  questions  asked.   Parents  and  educators  literacy  habits,  activities  and  beliefs  play  a  big  role  in  the   development  of  preschoolers’  language  and  literacy  development.  The  many  

contexts  of  which  children  take  part  in  literacy  activities  at  home  and  in  preschools   influences  their  literacy  development.  As  Dickinson  and  Tabors  (1991)  affirmed,   “the  contributions  of  both  homes  and  schools  must  be  taken  into  account  when  one   is  examining  the  roots  of  literacy”.  

A  case  study  by  Neumann,  Hood  &  Neumann  (2009),  provides  an  interesting   and  intentional  way  to  develop  literacy  in  young  children  by  the  use  of  scaffolding   emergent  writing  and  letter  knowledge  at  home  while  using  environmental  print.   The  two  and  a  half-­‐year  old  son  of  two  of  the  researchers  was  taught  emergent   literacy  skills  through  scaffolding  prior  to  school  entry.  Environmental  print  was   used  to  learn  to  learn  how  to  read  and  write  in  a  multi-­‐sensory  approach.  Data   collection  included  notes,  recording,  writing  samples,  and  dialog  samples.  An   analysis  of  the  data  suggested  that  the  scaffolding  approach,  incorporating  

environmental  print,  and  using  a  multisensory  approach,  is  a  promising  approach   for  supporting  early  literacy  skills,  particularly  emergent  writing  skills,  alphabet  

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knowledge,  and  print  motivation.  The  credibility  of  two  parents  studying  their  son  is   questionable.  A  controlled,  randomized  trial  of  this  approach,  with  standardized   quantitative  measures  is  needed  to  determine  the  benefits  of  the  approach  for   scaffolding  young  children’s  literacy.    

Motivating  Learning  

Early  literacy  learning  can  be  incidental  or  intentional.  Taking  advantage  of   children’s  individual  interests  to  help  motivate  learning  is  one  approach  to  

maximize  learning.  In  addition,  Farver  et  al.’s  (2006)  study  included  the  finding  that   childrens’  report  of  literacy  interest  mediates  the  relation  between  parents’  

involvement  in  literacy  related  activities.  Baroody  and  Diamond  (2010)  examined   associations  among  children’s  self-­‐reported  literacy  interest,  their  parents’  report  of   their  home  literacy  environment,  and  their  code-­‐related  skills.  81  four  and  five-­‐year-­‐ old  preschoolers  at  risk  for  reading  difficulties  and  enrolled  in  Head  Start  programs   or  local  child  care  centers  in  a  small  Midwestern  town  in  the  United  States  and  their   parents  were  studied.  Data  included  parent  questionnaires  focused  on  family  

characteristics  and  home  learning  environments,  three  assessments  of  children’s   literacy  skills:  alphabet  knowledge,  letter-­‐word  knowledge,  and  receptive  language,   and  children’s  interest  in  literacy  activities  was  measured.  An  analysis  of  the  data   reported  two  major  themes.  Children  who  reported  a  higher  interest  in  literacy   activities  also  had  more  knowledge  of  code-­‐related  skills  including  the  alphabet  and   children  who  reported  higher  levels  of  interest  in  literacy  activities  were  more  likely   to  know  ten  or  more  letters  of  the  alphabet.  Children  with  age-­‐level  receptive  

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activity  and  child-­‐reported  interest.  Evidence  that  children’s  interest  in  literacy-­‐ related  activities  is  related  to  learning  code-­‐related  emergent  literacy  skills  is   provided  by  this  study.  In  addition,  children  who  know  more  letters  and  perform   better  on  tasks  related  to  letters  and  words  are  more  highly  interested  in  literacy   activities.    Previous  studies  demonstrate  that  letter  knowledge  is  a  good  predictor  of   children’s  reading  development  (Wagner,  Torgesen,  &  Rashotte,  1994).  Although   this  study  only  used  one  measure  of  language  and  a  small  sample  size,  further   studies  of  children’s  interest  in  literacy-­‐related  activities  related  to  emergent  

literacy  outcomes  is  indicated  to  better  understand  the  role  of  interest  to  outcomes.    

Readiness  for  Learning  

Although  the  idea  of  being  ready  to  learn  or  “readiness  for  school”  is   controversial  because  many  believe  that  schools  should  be  ready  to  adapt  to  their   students  needs,  not  the  other  way  round,  the  literature  primarily  takes  up  the   perspective  of  getting  the  child  ready  for  formal  learning.  School  readiness  usually   refers  to  children’s  social  and  cognitive  preparedness  for  formal  schooling.  

According  to  a  national  survey  of  kindergarten  teachers  in  the  United  States,  fifty   percent  of  children  entering  school  exhibit  a  lack  of  academic  or  social  skills  needed   for  success  (Skibbe  et  al,  2011:  Farver  et  al,  2006).    

Researchers  view  socio  emotional  skills  including  self-­‐regulation,  as  skills   first  developed  in  the  home  environment  (Farver  et  al.,  2006).  Blair  and  Razza   (2007)  define  self-­‐regulation  in  children  as  the  “developmental  integration  of   emotion  and  cognition  in  early  childhood”  (p.  697).    There  are  two  kinds  of  self-­‐ regulation,  cognitive  and  social-­‐emotional.  According  to  Leong  and  Bodrova  (2003),  

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planning  ahead,  reflection,  and  controlling  one’s  behavior  is  cognitive  and  delaying   gratification  and  following  the  rules  without  reminders  are  examples  of  socio-­‐ emotional  self-­‐regulation.    

A  plethora  of  studies  have  investigated  readiness  for  school-­‐based    learning.   Skibbe  et  al.  (2011)  examined  the  influence  of  schooling  during  children’s  first  and   second  years  of  preschool  in  relationship  to  chronological  age.  Seventy-­‐six  four   year-­‐old  children  were  tested  in  the  fall  and  spring  using  measures  of  self-­‐

regulation,  decoding,  letter  knowledge  and  vocabulary.  Data  was  analyzed  using  a   hierarchical  linear  model  and  the  study  concluded  that  preschool  is  not  associated   with  children’s  development  of  self-­‐regulation  in  either  year.  Decoding  and  letter   knowledge  was  positively  affected  by  two  years  of  preschool.  Children’s  

chronological  age,  not  one  to  two  years  of  preschool  predicted  vocabulary  and  self-­‐ regulation  outcomes.  Development  of  vocabulary  was  attributed  to  play  

experiences,  not  direct  instruction.  The  validity  of  this  study  would  be  increased  if  it   included  a  diverse  sample  of  participants  from  different  ethnic  and  socioeconomic   backgrounds.  Overall  results  indicate  that  more  preschool  is  better  than  less  as   children  demonstrated  significant  gains  in  vocabulary  skills  in  both  years.  Another   study  within  this  age  group  looked  at  various  aspects  of  self-­‐regulation.  The  

objective  was  to  explore  variations  in  the  home  environment  of  low-­‐income  Latino   families  with  regard  to  two  school  readiness  skills:  children’s  oral  language,  and   social  functioning.  122  low  socioeconomic  status  Latino  mothers  completed   questionnaires  about  their  family  demography,  home  environment,  and  their   perceived  parenting  stress.  Preschool  teachers  rated  the  children’s  social  

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functioning  and  children’s  receptive  vocabulary  was  tested.  Data  was  collected  at   the  beginning  of  the  preschool  year.  Results  demonstrated  that  children’s  interest  in   literacy  promoted  their  oral  language  and  social  functioning.  Perceived  parenting   stress  was  directly  associated  with  oral  language  and  social  functioning  scores.  The   use  of  self-­‐administered  questionnaires  to  assess  the  home  environment  is  always   subject  to  bias.  Studies  that  included  families  with  a  higher  socioeconomic  status   would  inform  us  as  to  whether  these  results  are  true  across  different  socioeconomic   levels.  In  addition,  other  related  aspects  of  early  language  development  would   provide  more  information  of  children’s  potential.  Not  only  are  social  and  relational   skills  among  the  best  primary  prerequisites  for  school  readiness,  they  are  also  the   best  predictors  of  children’s  academic  and  social  functioning  at  school  entry  (Farver   et  al.,  2006).  In  addition,  if  the  affective  environment  of  the  home  is  positive  and   children  and  parents  enjoy  shared  reading  activities,  school  readiness  skills  are   enhanced  (Britto,  2001).  

Social  skills  are  an  important  part  of  school  readiness.  Some  researchers   advocate  that  readiness  for  kindergarten  includes  social  task  mastery  specific  to   kindergarten.  Examining  skills  that  children  are  likely  to  encounter  in  kindergarten   can  help  prepare  children  for  success  in  school  (Ladd,  2006).  Efforts  by  parents  to   support  preschoolers  in  activities  with  their  peers  and  other  social  activities  are   important  preparatory  activities.  Many  kindergarten  teachers  prioritize  social  and   emotional  development  over  academic  development  and  view  socially  and  

emotionally  mature  children  as  learning  more  quickly  in  the  classroom  (Wesley  &   Buysse,  2003).  

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Using interviews with traders who work on Moore Street, employees of relevant government departments, and members of business and heritage groups, this multi- disciplinary

This session will present and discuss three different forms of data management that mix top-down and bottom-up approaches in an urban environment: governmental open data