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Women  Inclusion  in  Climate  Change  

Adaptation  and  Mitigation:                                

A  Relational  Approach  

 

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University  of  Amsterdam    

Graduate  School  of  Social  Sciences    

MSc.  International  Development  Studies  

 

 

Djinda  Gueye  |  11083174  

djindalaure@gmail.com  

                                           

Supervisor    

Dr.  Nicky  Pouw  

 University  of  Amsterdam    

Netherlands  

Second  Reader    

Dr.  Esther  Miedema  

 University  of  Amsterdam    

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Abstract  

 

Climate   change   is   currently   being   experienced   across   all   continents,   but   particularly   in   developing   countries  where  rural  populations  depend  on  natural  resources  for  their  livelihoods.  In  the  Ethiopian   Central  Rift  Valley,  marginalized  groups,  such  as  rural  women,  are  especially  impacted  due  to  their  lack   in  capacity  and  resources  to  adapt  to  a  changing  environment.  Building  on  this  empirical  knowledge,   the  Horn  of  Africa  Regional  Environmental  Center  (HoAREC)  in  Ethiopia  has  identified  women  as  a  main   target  group  of  its  intervention  on  climate  change  adaptation  and  mitigation.  However,  women  are  not   solely   victims   of   climate   change,   they   are   also   key   agents   for   transforming   society   and   helping   communities  become  more  climate  resilient.  This  thesis  seeks  to  unravel  women’s  inclusion  across  the   phases   of   this   program   and   assesses   if   their   needs   and   perspectives,   as   well   as   relationships   with   others  and  the  environment  have  been  taken  into  account  in  the  identification  of  solutions  regarding   coping   mechanisms   in   their   communities.   Based   on   accounts   from   program   beneficiaries   and   staff   members  collected  through  focus  group  discussions,  interviews  and  observations  over  a  two  and  a  half   month   fieldwork   period,   the   research   draws   a   link   between   gender-­‐sensitivity   and   sustainability,   exposing   the   implications   of   excluding   women   as   participatory   agents.   The   research   takes   on   a   relational  approach  that  looks  at  interactions  happening  within  the  women’s  social  and  environmental   context.  More  precisely,  it  looks  at  two  types  of  relationship:  relationships  between  women  and  other   stakeholders  (e.g.  women  and  male  community  members,  women  and  program  staff  members)  and   those  between  women  and  objects  (e.g.  women  and  the  climate  change  program,  women  and  nature).   Results  show  that  not  enabling  women  to  be  part  of  the  programming  phase  of  a  program  that  impacts   their  lives  and  limiting  their  agency  in  this  way  not  only  furthers  existing  gender  power  imbalances,  but   also  jeopardizes  the  implementation  of  the  program.  While  some  activities  within  the  intervention  had   successful  outcomes,  a  sustainability  dimension  was  overlooked;  when  the  program  came  to  an  end,   many  issues  followed,  which  could  have  been  avoided  if  women  had  been  given  more  responsibilities   throughout  the  development  of  the  program.  Based  on  these  findings  related  to  gender-­‐sensitivity  and   other   aspects   of   the   program   approach,   the   research   primarily   recommends   more   female   participation,  particularly  in  the  programming  phase.    

 

Keywords:   Inclusive   development,   gender-­‐sensitivity,   sustainability,   inclusion,   climate   change   and  

adaptation,  rural  women  

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Acknowledgements  

 

Before  proceeding,  I  would  like  to  present  my  deepest  gratitude  to  those  who  have  made  this  research   possible   and   supported   me   throughout   the   development   of   this   thesis.   First   and   foremost,   to   my   advisor,   Nicky   Pouw,   thank   you   for   providing   me   with   constant   guidance   and   directing   me   towards   relevant   sources   of   information,   but   especially,   for   your   patience   and   encouragement   throughout.   Second,  to  HoAREC,  and  particularly  to  the  Ziway  branch  office  members,  thank  you  for  agreeing  to   accommodate  this  research,  for  being  so  welcoming  and  providing  me  with  the  necessary  contacts  and   advice  to  pursue  my  research.  All  my  gratitude  also  goes  to  the  women  who  accepted  to  participate  in   my  research,  welcomed  me  in  their  homes,  and  fed  me  delicious  Ethiopian  specialties.  Finally,  a  BIG   thank  you  to  my  families:  First,  my  ‘host  family’  in  Ziway  who  helped  me  find  a  home  away  from  home   by  being  so  welcoming,  despite  language  barriers,  and  to  my  parents,  Tessa  and  Paul,  for  being  there   for  me  during  the  good  and  bad  days,  which  made  up  this  process.    

 

Thank  you  to  all  of  you.        

 

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Table  of  contents  

 

List  of  Figures  ...  6  

List  of  Tables  ...  6  

List  of  Abbreviations  ...  7  

Index  of  Amharic  Words  ...  7  

Chapter  1:  Introduction  ...  8  

Chapter  2:  Theoretical  Framework  ...  10

 

2.1.   Inclusive  development:  The  evolution  towards  a  gender-­‐  and  environment-­‐inclusive  approach  10   2.2.   Using  a  relational  approach  to  understand  women’s  inclusion  in  development  processes  ...  12  

2.3.   Gender-­‐sensitive  Participatory  Methods  ...  15  

2.4.   Initial  Conceptual  scheme  ...  18  

2.5.   Conclusion  ...  20  

Chapter  3:  Research  Context  ...  21

 

3.1.   The  Federal  Democratic  Republic  of  Ethiopia  ...  21  

3.1.1.   Agriculture  and  Economic  Development  ...  22  

3.1.2.   Social  Development  and  Gender  Equality  ...  23  

3.1.3.   Climate  change  in  Ethiopia  ...  27  

3.1.4.   Political  climate  ...  28  

3.2.   The  Central  Rift  Valley  (CRV)  ...  29  

3.2.1.   Emerging  socio-­‐ecological  problems  ...  29  

3.2.2.   The  research  location:  The  Adami  Tulu  Jido  Kombolcha  woreda  ...  31  

3.2.3.   The  Climate  Change  Program  (CCP)  ...  31  

Chapter  4:  Research  Design  ...  33  

4.1.   Research  Methodology  and  Units  of  Analysis  ...  33  

4.2.   Research  Questions  ...  34  

4.2.1.   Main  research  question  ...  34  

4.2.2.   Sub-­‐questions  ...  34  

4.3.   Gaining  initial  access  ...  35  

4.4.   Research  Methods  and  Sampling  ...  35  

4.4.1.   Focus  group  discussions  (FGDs)  ...  36  

4.4.2.   Semi-­‐structured  interviews  ...  38  

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4.4.4.   Secondary  data  ...  42  

4.5.   Ethical  considerations  ...  42  

4.5.1.   Protecting  anonymity  ...  42  

4.6.1.   Being  an  outsider  ...  43  

4.6.2.   Feminist  research  in  Development  studies  ...  43  

4.6.   Methods  of  analysis  ...  44  

4.7.   Conclusion  ...  45  

Chapter  5:  Assessment  of  gender-­‐sensitivity  across  the  program  phases  based  on  the  

perspectives  of  staff  members  and  beneficiaries  ...  46  

5.1.   Gender-­‐sensitivity  in  CCP's  programming  ...  46  

5.1.1.   Absence  of  a  female  perspectives  in  programming  ...  47  

5.1.2.   Including  women  as  victims  instead  of  change  agents  ...  53  

5.1.3.   Conclusion  ...  55  

5.2.   Implementation:  Men  as  leaders  and  women  as  instruments  ...  55  

5.2.1.   Climate  change  awareness  in  the  kebeles  ...  56  

5.2.2.   Women  Self-­‐Help  Groups  (SHG)  in  the  kebeles  ...  57  

5.2.1.   Compost  preparation  and  utilization  in  the  Cooperatives  ...  64  

5.2.2.   Context  of  the  program’s  termination  ...  67  

5.2.1.   Conclusion  ...  67  

Chapter  6:  Conclusion  and  Recommendations  ...  69  

6.1.   Answering  Research  questions  ...  69  

6.2.   Recommendations  ...  70  

6.3.   Reflections  and  limitations  of  the  research  ...  71  

References  ...  73  

Annex  ...  81  

II.  Operationalization  table  ...  82  

III.  Table  of  Respondents  ...  85  

IV.  Pictures  of  the  cooperatives  ...  87  

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List  of  Figures

 

Figure  1:  CARE’s  Women’s  Empowerment  Framework  (Adapted)   Figure  2:  Initial  Conceptual  Scheme    

Figure  3:  Location  of  Ethiopia  

Figure  4:  Ethiopia  National  Trend  in  HDI  

Figure  5:  Demarcation  of  the  Central  Rift  Valley  

Figure  6:  First  stage  of  sampling  process  in  kebeles:  Focus  group  discussions   Figure  7:  Second  stage  of  sampling  in  kebeles:  Individual  interviews  

Figure  8  Sampling  process  in  the  cooperatives   Figure  9:  Rural  women’s  responsibilities     Figure  10:  Rural  women’s  expenses  

Figure  11:  Mapping  of  cooperated  farmland   Figure  12:  Updated  conceptual  framework    

List  of  Tables  

Table  1:  Poverty  Incidence  and  Inequality     Table  2:  SHG  Total  Savings  

Table  3:  Targeted  Cooperatives  Beneficiaries  

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List  of  Abbreviations  

CCP         Climate  Change  Program   CRV       Central  Rift  Valley   FGD       Focus  Group  Discussion   FHH       Female  Head  of  Household   FNH       Female  Non-­‐Head  

HoAREC     Horn  of  Africa  Regional  Environmental  Center   LDCEG       Least  Developed  Countries  Expert  Group     MDG       Millennium  Development  Goals  

NHDR       National  Human  Development  Report   PGP       Preliminary  Gender  Profile  

RVCWDO     Rift  Valley  Children  and  Women  Development  Organization   SHG       Self  Help  Group  

SNNPR       Southern  Nation  Nationalities  and  Peoples  Region   SOV       South  Omo  Valley  

UNDP       United  Nations  Development  Programme    

Index  of  Amharic  Words  

Kebele     Smallest  Ethiopian  administrative  unit;  refers  to  a  Peasant  Association  (PA)  and   is  the  equivalent  of  an  urban  neighborhood.  

Khat   Widely  consumed  plant  acting  as  a  mild  narcotic;  it  is  consumed  by  chewing  and   effects  include:  insomnia,  euphoria,  suppressed  appetite,  etc.  

Woreda   Local  Administrative  Unit,  translates  to  district  

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Chapter  1:  Introduction  

 

Across   development   projects,   women’s   participation   is   increasingly   being   recognized   as   an   effective   strategy  to  achieve  more  economically,  socially  and  environmentally  sustainable  pathways,  particularly   in  the  context  of  climate  change  adaptation  (UN  Women,  2014).  As  the  backbones  of  households,  rural   women  are  active  agents  in  the  development  of  their  communities  and  also  play  important  roles  in  the   protection  of  the  natural  environment  on  which  they  rely  to  provide  for  their  families.  Throughout  the   developing   world,   women   have   already   been   engaging   in   grassroots   movements   to   combat   the   degradation  of  the  environment.  Some  well-­‐known  examples  include  the  Green  Belt  Movement  and   Chipko  Movement,  which  have  emerged  respectively  in  Kenya  and  India.  While  having  the  potential  to   play  this  important  role  as  environmental  activists,  women  from  developing  countries  are  also  among   the  most  poverty-­‐stricken  and  hardest  hit  by  the  effects  of  climate  change.  In  the  Ethiopian  Central  Rift   Valley,   women   are   especially   impacted   due   to   their   lack   in   capacity   and   resources   to   adapt   to   a   changing  environment,  which  is  enhanced  by  a  multitude  of  socio-­‐cultural  constraints  restricting  their   access  to  information  and  resources.  Building  on  this  empirical  knowledge,  the  Horn  of  Africa  Regional   Environmental   Center   (HoAREC)   based   in   Addis   Ababa,   Ethiopia   has   identified   women   as   the   target   group   in   its   intervention   for   climate   change   adaptation   and   mitigation   in   the   Central   Rift   Valley.   Through  the  intermediary  of  a  local  implementing  organization,  it  has  designed  a  strategy  to  enable   local   communities   to   build   alternative   livelihoods   and   become   resilient   to   climate   change.   Almost   a   year  after  the  termination  of  this  program,  this  thesis  seeks  to  evaluate  women’s  inclusion  across  the   planning  and  implementation  phases  of  HoAREC’s  Climate  Change  Program  (CCP).      

 

Based   on   the   accounts   of   men   and   women   program   beneficiaries   and   staff   members,   the   research   focuses   on   gender-­‐sensitive   aspects   appearing   in   the   two   program   phases   studied   and   assesses   if   women’s  needs  and  perspectives  were  taken  into  account  in  the  identification  of  solutions.  In  order   provide  a  comprehensive  assessment,  the  analysis  also  takes  on  a  relational  approach  through  which  it   seeks   to   understand   how   the   interactions   happening   within   the   women’s   social   and   environmental   context   frame   their   inclusion   in   the   program.   More   precisely   it   looks   at   two   types   of   relationship:   relationships   with   other   stakeholders   (e.g.   women   and   male   community   members,   women   and   program  staff)  and  those  with  objects  (e.g.  women  and  climate  change  program,  women  and  nature).   Reasons  for  undertaking  this  research  are  guided  by  feminist  theories  as  well  as  the  lack  of  accounts  on   women’s   lives   through   women   intersubjective   experiences   with   their   social   and   environmental   context.   Moreover,   while   many   programs   claim   to   be   gender-­‐inclusive   in   planning   and  

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implementation,   I   wanted   to   provide   a   framework   of   application   considering   constraints   and   opportunities,  at  least  in  the  context  of  climate  change  mitigation.      

 

The  thesis  is  divided  in  six  chapters:  following  this  introduction,  chapter  2  reviews  existing  literature   concerning   inclusive   development,   the   relational   approach,   which   is   key   to   the   analysis,   and   participatory  methods  frameworks  that  can  be  applied  to  include  women;  chapter  3  paints  a  picture  of   the  research  context  starting  from  a  national  level  presentation  to  a  smaller-­‐scale  description  of  the   research   location,   the   Adami   Tulu   Jido   Kombolcha   district;   chapter   4,   outlines   the   design   of   the   research  and  methodologies  that  led  to  the  choice  of  certain  methods  and  presents  the  data  collection   methods;  chapter  5,  the  results  chapter,  present  an  evaluation  of  women  inclusion  and  elaborate  on   success  and  failures  of  the  project;  Finally,  chapter  6  concludes  the  thesis  through  a  summary  of  the   findings  and  proposal  of  recommendations,  after  which  it  reflects  on  the  research.  

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Chapter  2:  Theoretical  Framework  

This  section  elaborates  on  previous  scholarly  work  and  existing  theories  that  construct  the  basis  for   this   research.   When   evaluating   women   inclusion   in   the   context   of   rural   development   programs,   particularly  ones  relating  to  climate  change  adaptation,  various  concepts  and  perspectives  must  first   be   looked   at   in   order   to   provide   a   comprehensive   analysis.   Thus,   this   second   chapter   begins   by   elaborating   on   evolutions   within   inclusive   development   thought,   which   have   led   to   a   stronger   emphasis  on  women  participation  and  ecological  components  in  strategies  for  development.  It,  then,   explains  the  relational  approach,  which  is  central  to  the  analysis  provided  in  this  research,  by  bringing   forth   an   adapted   version   of   CARE’s   Women’s   Empowerment   Framework   and   Southern   feminist   perspectives   concerning   the   role   of   women   in   the   process   of   climate   change   adaptation   and   mitigation.   Adopting   a   relational   approach   is   key   to   finding   out   about   formal   and   informal   factors   influencing,   or   more   specifically,   creating   barriers   to   the   inclusion   of   women   in   the   climate   change   program.  Following  this,  the  chapter  introduces  participatory  methods  that  can  ensure  the  inclusion  of   marginalized  community  members,  such  as  women,  across  the  phases  of  development  programs  (e.g.   planning,   implementation).   Then,   the   main   concepts   the   research   initially   looked   at   and   their   interconnections  are  summarized  in  the  initial  conceptual  scheme  of  this  research.  Finally,  the  chapter   features  a  brief  conclusion  highlighting  the  linkages  between  the  theories  and  perspectives  discussed    

2.1. Inclusive   development:   The   evolution   towards   a   gender-­‐   and  

environment-­‐inclusive  approach  

Since   the   1940s,   development   thinking   and   practice   has   been   gradually   evolving   towards   a   human-­‐ centered   approach   interested   in   the   wellbeing   of   individuals   and   calling   for   a   shift   away   from   the   traditional  focus  on  income  and  wealth  (Gupta,  Pouw  &  Ros-­‐Tonen,  2015).  This  change  in  thinking  is   reflected  in  the  ideas  of  Nobel-­‐prize  winner  Amartya  Sen  (Reid-­‐Henry,  2012)  and  renowned  feminist   philosopher,   Martha   Nussbaum,   who   both   exposed   the   shortcomings   of   a   development   exclusively   based  on  economic  growth  (Nussbaum,  2011;  Sen,  1999)  and  brought  forth  the  ‘capabilities  approach’.    

The  purpose  of  development,  as  Sen  explains  in  his  book  Development  as  Freedom  (1999),  should  be  to   improve  the  lives  of  individuals  through  the  removal  of  sources  of  unfreedom,  which  create  obstacles   to  human  wellbeing.  The  capabilities  approach  he  presents  encourages  a  focus  on  the  opportunities   available  to  individuals  and  their  agency  to  do  and  be  what  they  have  reason  to  value;  it  proposes  that   the   improvement   of   quality   of   life,   achieved   through   the   expansion   of   individuals’   capabilities   is   in   itself   a   means   for   development   (Sen,   1999).   While   Sen   does   not   set   forth   a   specific   list   of   human  

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capabilities,  he  uses  examples  such  as  access  to  health,  education,  or  the  enhancement  of  community   participation   to   illustrate   his   ideas;   nevertheless,   in   his   opinion,   development   remains   subjective   to   each   individual’s   perception   of   wellbeing   (Nussbaum,   2011).   In   her   book   Women   and   Human  

Development:   The   Capabilities   Approach   (2001),   Nussbaum   condemns   the   worse-­‐off   situation   of  

women  in  all  aspects  of  human  life,  including:  health,  nourishment,  education,  participation  in  political   life,   etc.   and   interprets   their   role   in   society   as   strictly   contributory;   “they   are   treated   as   mere   instruments  of  the  ends  of  others  –  reproducers,  caregivers,  sexual  outlets,  agents  of  a  family’s  general   prosperity”   (Nussbaum,   2001,   p.2).   Through   a   vivid   illustration   of   women’s   unequal   human   capabilities,  Nussbaum  draws  the  link  between  capabilities  and  human  rights,  and  proposes  that  while   some   determinants   of   health   and   emotional   balance   occur   by   chance,   it   is   up   to   governments   to   provide   a   social   basis   for   capabilities.   Through   this   argument,   she   poses   the   problem   of   “women’s   unequal  failure  to  attain  a  higher  level  of  capability,  at  which  the  choice  of  central  human  functions  is   really  open  to  them”  (Nussbaum,  2001,  p.  298)  as  a  problem  of  justice,  which  should  be  given  priority   in  international  development  practice.  The  work  of  Sen  and  Nussbaum  greatly  impacted  the  objectives   of   development   actors   by   extending   the   notion   of   development   to   consider   human   development   rather  than  economic  advances,  and  proposing  an  inclusive  approach  that  aims  to  expand  all  people’s   capabilities.  Through  this,  contributing  to  the  emergence  of  a  gender  dimension  within  development   thought  and  practice,  and  also  to  the  development  of  human  development  indexes  such  as  the  Human   Development  Index  (HDI)  and  further  measures  to  better  cover  gender  equality  issues  (Fukuda-­‐Parr,   2003).   “Over   the   last   decade,   the   human   development   approach   has   evolved   in   directions   that   pay   more   attention   to   the   agency   aspects   of   human   development”   (Fukuda-­‐Parr,   2003,   p.315),   in   this,   shifting  attention  to  deprived  group,  such  as  women,  who  experience  discrimination  at  all  levels  of  the   societal  sphere.    

 

Three   authors,   Gupta,   Pouw   and   Ros-­‐tonen,   from   the   University   of   Amsterdam   more   recently   elaborated  on  the  concept  of  inclusive  development  and  defined  it  as:  “[A]  development  that  includes   marginalized   people,   sectors   and   countries   in   social,   political   and   economic   processes   for   increased   human  well-­‐being,  social  and  environmental  sustainability,  and  empowerment”  (Gupta,  Pouw  &  Ros-­‐ Tonen,   2015,   p.546).   Through   this   definition   the   authors   make   the   claim   that   the   concept   not   only   evolved  to  include  women’s  issues  and  marginalization,  but  that  it  also  bears  an  ecological  component.   As  development  strategies  evolved  to  focus  on  poverty-­‐stricken  sections  of  the  populations,  give  them   a  voice  to  “negotiate  control  over  the  institutions  that  affect  their  lives”  (Gupta,  Pouw  &  Ros-­‐Tonen,   2015,  p.548)  and  find  solutions  to  meet  their  needs  for  subsistence,  the  authors  argue  that  ecological   benefits  surfaced.  Marginalized  and  disempowered  groups,  such  as  rural  populations,  are  most  often  

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the   ones   who   depend   on   natural   resources   such   as   land,   water   and   fish   for   their   livelihoods;   thus,   including   them   in   development   processes   and   improving   their   quality   of   life   eventually   relieves   the   strains  they  put  on  the  environment  (Gupta,  Pouw  &  Ros-­‐Tonen,  2015).    

 

This   overview   on   the   evolutions   within   inclusive   development   have   highlighted   the   thoughts   which   guided   towards   a   special   attention   to   marginalized   group,   and   particularly   women,   as   well   as   the   environment,   in   development   strategies.   In   the   following   section,   Gupta,   Pouw   and   Ros-­‐Tonen’s   argument  is  illustrated  by  research  on  the  experiences  of  rural  women,  which  further  emphasizes  their   key  role  in  the  context  of  environmental  sustainability.    

2.2. Using   a   relational   approach   to   understand   women’s   inclusion   in  

development  processes  

To   provide   a   comprehensive   explanation   of   women   inclusion   in   the   climate   change   program,   the   research   analysis   takes   on   a   relational   approach   that   looks   at   interactions   happening   within   the   women’s   social   and   environmental   context.   More   precisely,   it   looks   at   two   specific   types   of   relationship:   relationships   women   beneficiaries   have   with   actors,   such   as   male   community   and   program  staff  members,  and  those  with  objects  like  the  climate  change  program  and  women’s  natural   environment.  As  a  starting  point  to  carrying  out  the  analysis,  this  sections  draws  from  various  sources   to  illustrate  how  this  approach  can  be  used  to  better  understand  “the  underlying  forces  (factors  and   actors)  that  create,  perpetuate  and  contest  multiple  inequalities”  (Gupta,  Pouw  &  Ros-­‐Tonen,  p.548)   experienced  by  women  targeted  by  the  program.    

 

The  role  of  the  socio-­‐cultural  context  

Social  exclusion  and  other  social  injustices  are  relational  experiences  lived  by  individuals  in  devalued   groups   routinely,   which   are   perpetuated   through   interpersonal   interactions   and   institutionalized   at   societal  level  (Comstock  et  Al.,  2008).  Instead  of  considering  the  problem  at  hand  in  terms  of  its  effects   on  a  particular  group,  in  this  case  the  women  beneficiaries,  the  relational  analysis  problematizes  the   workings  of  society  (Hickey,  2013)  by  addressing  the  sources  causing  their  marginalization.  Across  the   socio-­‐cultural  context  within  which  the  climate  change  program  studied  here  is  established,  traditional   norms  prescribing  gender  roles  and  limits  on  women’s  capabilities  are  enforced,  both  consciously  and   unconsciously.  Such  norms  are  the  product  of  frameworks  historically  sustaining  male  hegemony  that   are  also  responsible  for  the  devaluation  of  women  experienced  at  all  levels  of  societal  life  in  diverse   forms   socio-­‐economic   oppression   (Sen   &   Grown,   2013).   For   this   reason,   when   looking   at   female  

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inclusion,   a   critical   aspect   to   consider   is   the   position   of   men   in   efforts   towards   gender   equality.   Through   their   responsibilities   as   leaders   in   their   families   and   communities,   men   contribute   to   the   maintenance  of  unjust  gender  orders,  whether  it  is  through  their  decision-­‐making  power,  participation   in   sexist   practices   or   other   ways   of   expressing   patriarchal   norms.   “Men   are   unavoidably   involved   in   gender   issues.   Most   immediately,   men   (or   more   accurately,   specific   groups   of   men)   control   the   resources  required  to  implement  women’s  claims  for  justice”  (Flood,  2007,  p.9).  Understanding  men’s   societal   roles   and   attitudes   towards   women   is,   thus,   crucial   to   finding   out   their   leverage   in   placing   women   at   disadvantaged   position   and   arriving   at   solutions   tackling   the   unequal   gender   relations   in   place  (Flood,  2007).    

 

The  role  of  the  socio-­‐cultural  context  and  influence  men  have  on  women’s  inclusion  is  summarized  in   an  adapted  version  of  CARE’s  Women’s  Empowerment  Framework  put  together  by  authors  Farnworth   and  Colverson  (2015).  The  framework  considers  both  “formal  and  informal  processes  that  can  support   or  prevent  women’s  participation  in  development  processes”  (Farnworth  &  Colverson,  2015,  p.29)  and   sketches  three  dimensions  of  women’s  empowerment  (see  Figure  1  below).  At  the  top  of  the  figure,   the  first  dimension  ‘agency’  refers  to  the  extent  to  which  women  have  a  decision-­‐making  power  and   are  independent  in  terms  of  their  mobility,  livelihood  planning  and  spending  decisions,  among  others;   this   is   component   reflects   women’s   empowerment   at   the   individual   level.   The   second   dimension   ‘relations’   on   the   right   side   of   the   scheme   concerns   the   interactions   women   engage   in   as   way   to   participate  in  development  processes;  this  can  be  with  development  partners,  but  also  other  actors   involved  in  the  process  that  can  influence  their  ability  to  participate,  such  as  men  in  their  communities.   Finally,  the  third  dimension  making  up  this  process  of  women  empowerment  is  ‘structure’,  “the  locally-­‐ specific  environments  that  surround  and  condition  women’s  choices”  (Farnworth  &  Colverson,  2015,   p.29).    This  third  dimension  consists  of  two  aspects,  which  can  be  understood  as  formal  and  informal   or   “visible   and   invisible”   (Farnworth   &   Colverson,   2015,   p.30)   factors   specific   to   the   social   context,   which  prescribe  the  available  opportunities  for  women  as  well  as  their  behavior.  According  to  the  two   authors,   these   three   levels   of   women   empowerment   must   be   addressed   simultaneously   in   order   to   arrive   at   a   successful   situation   in   which   women’s   participation   in   development   processes   is   strengthened.                

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Figure  1:  CARE’s  Women’s  Empowerment  Framework  (Adapted)  

                                           (Source:  Farnworth  &  Colverson,  2015)  

 

On  women’s  relations  with  nature  

The  second  component  of  this  relation  approach  is  the  relations  existing  between  women  and  their   natural  environment;  this  requires  delving  into  the  work  of  Southern  feminists  Vandana  Shiva  and  Bina   Agarwal.  Both,  drawing  from  examples  of  women  working  at  the  forefront  of  ecological  conservation   movements   in   India,   the   authors   bring   forth   arguments   concerning   women’s   role   as   protectors   of   nature,  which  influenced  many  scholars  after  them.  According  to  Shiva,  ‘Third  World  women’  are  the   most   aware   on   the   dangers   of   economic   development   for   the   environment   and   are   also,   the   most   active   in   defending   nature’s   survival;   this   is   because,   as   producers   of   life,   they   share   a   symbolic   connection  with  nature.  In  contrast,  men  are  seen  as  separate  beings  dominating  over  and  destroying   nature  and  its  products  (Shiva,  1988).  While  Shiva  largely  bases  her  argument  on  women’s  instinctive   need  for  protecting  and  sustaining  nature,  as  well  as  their  special  understanding  of  it,  as  an  entity  that   is   also   the   basis   for   life,   Bina   Agarwal   proposes   that   there   is   an   interdependent   relation   existing   between  both  beings.  She,  moreover,  suggests  that  women  and  men’s  relationships  with  nature  are   rooted   “in   their   specific   forms   of   interaction   with   the   environment”   (Agarwal,   1992,   p.127),   which   structure  the  way  environmental  degradation  and/or  change  affect  members  of  a  community.  Agarwal   claims  that  rural  women  are  more  adversely  affected  by  the  depletion  of  natural  resources  because   their  main  responsibilities  include  tasks,  which  are  highly  dependent  on  them,  such  as  collecting  water   and   fuel   wood,   preparing   food.   As   natural   resources   become   scarcer,   their   working   day   is   also  

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lengthened  from  having  to  go  increasingly  further  to  collect  supplies  like  water  and  wood  (Agarwal,   1992;  Momsen,  2010).  Thus,  as  a  result  of  gender  roles  and  environmental  change,  rural  women  live   different   experiences   in   relation   to   nature   than   men   who   tend   to   perform   productive   work   on   the   farmland   and   carry   out   more   physically   heavy   tasks.   Therefore,   through   primary   experiences   and   generational   transfers   of   knowledge   obtained   throughout   their   roles   as   household   caretakers,   rural   women   accumulate   special   knowledge   about   their   natural   environment,   which   makes   them   very   fundamental   agents   of   change   in   the   preservation   of   their   environment   (Agarwal,   1992).   Agarwal   argues   that   instead   of   being   thought   of   solely   as   victims   of   climate   change   and   environmental   degradation,   women   should   be   recognized   by   development   programs   for   their   competences   in   sustaining  their  natural  environment  and  maintaining  their  communities’  livelihoods.  The  responsibility   they  have  for  the  family’s  survival  and  the  importance  of  nature’s  conservation  and  good  quality  to   achieve,   this   is   precisely   the   reason   behind   their   concern   for   environmental   protection   and   regeneration  (Agarwal,  1992)  and  it  also  legitimizes  why  they  should  be  included  as  key  actors  in  their   communities’   development.   Furthermore,   their   central   position   in   the   household   enables   them   to   disseminate   knowledge   effectively   to   help   their   communities   cope   and   respond   to   environmental   degradation.  

 

In  the  search  for  evidence  to  understand  the  motivations  women  have  in  challenging  environmental   degradation,   authors   Zelezny   and   Bailey   provided   responses   rooted   in   socialization   theory;   their   argument  is  that  learned  gender  roles  lead  women  to  be  more  interdependent,  nurturing  and  “have  a   strong  ‘ethic  of  care’  for  others,  including  the  environment”.  Like  Agarwal,  they  also  believe  women’s   positions  as  household  makers  give  them  a  private  interest  in  protecting  the  environment  because  of   their  dependency  on  it  to  provide  for  their  family’s  subsistence  needs  (Zelezny  &  Bailey,  2006,  p.106).   However,   there   have   been   no   conclusive   empirical   studies   proving   that   women   are   in   reality   more   concerned  about  the  environment  than  men.  In  fact,  many  contemporary  authors  argue  that  because   gender  roles  are  constantly  changing,  they  cannot  provide  a  stable  base  to  claim  gender  differences  in   levels  of  environmental  concern,  despite  the  strong  theoretical  arguments  (Momsen,  2010).  

2.3. Gender-­‐sensitive  Participatory  Methods  

This  section  looks  at  the  participatory  and  gender-­‐sensitive  methods  that  can  be  used  across  program   planning   and   implementation,   and   provides   the   outline   for   the   findings   chapter.   Participatory   approaches  have  emerged  as  a  response  to  the  limitations  of  top-­‐down  development  to  achieve  social   benefits   (Guijt   &   Shah,   1998).   They   serve   increase   the   capacity   of   individuals   in   disadvantaged   or   marginalized  groups  to  improve  their  own  lives  and  facilitate  social  change  to  their  advantage  (Cleaver,  

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1999,   p.598).   Overall,   this   section   demonstrates   how   gender-­‐sensitive   elements   can   be   adequately   incorporated  in  each  program  phase  to  implement  an  inclusive  form  of  development  that  also  adresses   gender  orders  in  place.    

 

Including  women’s  voice  in  program  planning    

During  the  planning  stage  of  a  development  program,  the  needs  of  a  target  population  are  identified   and   a   strategy   is   designed   to   solve   the   issues   they   encounter.   Adopting   a   participatory   planning   approach  enables  to  involve  the  populations  concerned  throughout  the  development  of  a  program  by   including   their   viewpoints   and   experiences   (Nichols,   2002).   Participatory   methods   are   an   effective   approach   for   including   rural   women   who   tend   to   be   excluded   from   decision-­‐making   processes   and   have  low  bargaining  power  within  their  communities  (Agarwal,  2001).  According  to  researcher  Andrea   Cornwall,   the   exclusion   of   women’s   voice   from   development   processes   is   due   to   embedded   assumptions  about  gender  and  power  within  society,  which  limit  their  involvement  in  programs  and   further  inequalities  (Cornwall,  2003).  Linking  to  the  ideas  of  Agarwal  concerning  gender  roles  in  rural   communities,   authors,   Leduc   and   Ahmad,   propose   the   following   definition   of   gender-­‐sensitive   planning:  

 

“A  gender  sensitive  programme  recognises  that  women’s  role  is  as  important  as  men’s  in   addressing   environmental   and   development   issues.   It   acknowledges   that,   because   they   have   different   roles,   women   and   men   may   have   different   needs,   which   must   be   addressed  in  order  to  achieve  sustainable  […]  development.”  (Leduc  &  Ahmad,  2009,  p.1)    

Thus,   the   starting   point   to   a   gender-­‐sensitive   approach   is   to   learn   about   existing   gender   roles   and   relations   within   the   population   of   interest;   this   is   usually   done   through   a   situational   analysis   of   the   area   of   interest.   Including   a   gender   component   when   undertaking   this   contextual   research   forces   program   planners   to   be   aware   of   local   circumstances   and   move   away   from   the   assumptions   that   interventions,   especially   ones   addressing   environmental   issues,   affect   women   and   men   in   the   same   manner,  as  it  is  rarely  the  case  (Dankelman,  2002).  Imbalanced  gender  power  relations  not  only  lead  to   differences  in  accessing  a  variety  of  resources,  but  also  cause  women  and  men  to  have  different  lived   experiences   in   relation   to   nature,   as   explained   previously.   As   a   result,   environmental   vulnerability   affects   men   and   women   differently,   also   due   to   their   different   capacities   in   responding;   this   is   why   their  different  knowledge  and  perspectives  concerning  the  environment  should  be  equally  considered   in  the  programming    (Denton,  2002;  Leduc  &  Ahmad,  2009).  Thus,  gender-­‐sensitive  planning  calls  for   the   inclusion   of   gender   perspectives   when   defining   problems   encountered   in   relation   to   climate  

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change   as   well   as   in   the   identification   of   solutions.   This   means   understanding,   if   and   how,   environmental  change  affects  men  and  women  differently  and,  using  this  knowledge  to  propose  a  set   of  objectives  that  addresses  the  ‘real’  needs  of  individuals  (Leduc  &  Ahmad,  2009).  

 

Including  women  in  programming  is  important  in  an  ethical  sense,  because  it  gives  them  agency  in  a   process  deciding  over  their  fate  (Dankelman,  2002);  and  practically  as  well,  because  it  helps  foresee   socio-­‐cultural   barriers   limiting   women’s   participation.   Overall,   including   women   in   the   planning   process  is  the  only  way  to  find  out  about  their  real  experiences  and  design  effective  methodological  to   reach   the   program’s   objectives   (Leduc   &   Ahmad,   2009).   On   the   other   hand,   not   including   them   reinforces   existing   gender   inequalities   and   furthers   their   marginalization   and   dependency   on   me   (Dankelman,  2002;  Nichols,  2002).    

 

Ensuring  a  gender-­‐sensitive  implementation  

From  knowledge  gathered  during  the  planning  phase,  a  gender-­‐sensitive  program  can  be  designed  and   implemented   to   achieve   program’s   objectives.   Ensuring   a   gender-­‐sensitive   implementation   means   realizing   activities   that   promote   the   participation   of   women   by   being   adapted   to   their   needs   and   capabilities;  most  importantly,  a  sensitive  implementation  addresses  identified  structural  constraints,   which  tend  to  exclude  women  from  such  activities.    

 

Some  constraints  to  consider  in  the  inclusion  of  women  in  development  programs  were  identified  by   the  UNDP’s  Least  Developed  Countries  Expert  Group  (LDCEG);  three  groups  are  outlined  here.  First,   informational   constraints,   this   refers   to   women’s   lack   of   access   to   information,   and   generally   lower   access  to  education.  As  a  result  of  existing  gender  biases  and  exclusion  of  women  from  certain  spheres   of  society  (LDCEG,  2015),  women  have  less  access  to  knowledge  on  concerning  a  variety  of  topics  and   tend  to  have  lower  literacy  levels.  These  informational  exclusions  must  be  taken  into  account  when   deciding  about  the  methodology  used  to  share  information;  for  example,  if  women  have  low  literacy   levels,   trainings   based   on   written   material   will   be   ineffective   and   can   easily   make   women   feel   less   confident  and  affect  their  learning  process  (Guijt  &  Shah,  1998).  Instead,  trainings  and  activities  should   be  adapted  and  provide  picture-­‐based  texts  to  ensure  an  adequate  explanation  (LDCEG,  2015).  Second,   constraints  can  also  be  attitudinal  (LDCEG,  2015);  this  has  to  do  with  the  socio-­‐cultural,  traditional  and   religious  barriers  imposed  on  women  that  limit  their  ability  to  participate.  For  example,  some  meeting   locations   may   not   be   culturally   appropriate:   Women’s   tasks   are   generally   centered   around   the   household   while   men’s   are   often   in   distant   locations   (e.g.   market,   farmland);   location   is   a   very   important  element  in  determining  participation,  especially  in  Muslim  areas  where  women’s  mobility  is  

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restricted   (Momsen,   2010).   The   necessary   arrangements   should   be   made   by   the   implementer   to   ensure  attendance  and  active  participation  of  all  members.  Third,  physical  constraints,  (LDCEG,  2015),   concerning   practical   aspects   such   as   mobility   and   time   availability   exist.   These   constraints   are   very   important   to   consider   as   they   can   hinder   women   from   attending   activities,   arriving   late,   or   being   focused.  For  example,  activities  need  to  be  mindful  of  women’s  routines  and  working  schedules  and   take  place  at  times  when  they  are  available  and  not  burden  them  in  accomplishing  their  various  daily   tasks.  These  three  points  summarizing  common  barriers  to  women  inclusion  in  development  programs   provide   a   guideline   for   gender-­‐sensitive   participatory   methods,   which   provide   opportunities   for   women  to  take  part  in  development  processes.  The  implementation  of  participatory  methods  not  only   enables  the  opinions  of  marginalized  groups  to  be  voiced,  thus  addressing  their  real  wants  and  needs,   but  it  also  enables  to  avoid  gender-­‐blindness,  by  accommodating  the  activities  to  women’s  abilities,  in   terms  of  mobility,  knowledge  and  resources  (Cornwall,  2003).    

 

Conclusion  

To   conclude,   a   gender-­‐sensitive   program   development   suggests   a   bottom-­‐up   approach   rather   than   top-­‐down  and  considers  the  needs  of  local  people,  which  is  more  likely  to  give  rise  to  more  socially   appropriate  solutions  and  has  higher  chances  for  long-­‐term  sustainability  (UN  Women,  2014;  Guijt  &   Shah,  1998).  Gender-­‐sensitive  participatory  approaches  are  a  way  to  ensure  that  women’s  voice  are   heard  and  shape  the  development  of  a  program,  as  well  make  sure  that  activities  implemented  are   adapted   to   their   disempowered   situations.   Based   on   the   participatory   methodology   outlined   above,   this  research  provides  an  evaluation  of  the  gender-­‐sensitive  aspects  that  appeared  in  the  planning  and   implementation  phase  of  the  climate  change  program.    

2.4.

Initial  Conceptual  scheme  

Prior  to  undertaking  the  research  a  conceptual  scheme  was  designed  providing  a  representation  of  the   main   concepts   studied   and   the   expected   relations   linking   them.   After   the   fieldwork   period,   it   was   subject  to  a  few  modifications,  particularly  as  a  result  of  changes  in  the  focus  of  the  research.  Main   changes   included,   first,   including   all   women   directly   targeted   by   the   program   rather   than   only   considering  the  experiences  of  Women  Heads  of  Household  (WHH);  second,  looking  at  the  planning   phase  instead  of  only  the  trainings  implemented.  The  updated  conceptual  scheme  is  presented  in  the   concluding  chapter  of  this  thesis.  

   

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Figure  2:  Initial  conceptual  Scheme    

   

Figure   2   schematizes   the   inclusion   of   WHH   in   HoAREC’s   Climate   Change   Program’s   trainings.   The   principal   relationship   of   the   research   appears   as   a   large   red   arrow   at   the   center   of   the   figure;   it   represents   the   sustainable   and   gender-­‐sensitive   inclusion   of   WHH   in   the   climate   change   adaptation   and  mitigation  program’s  trainings.  This  is  the  main  process  analyzed  in  the  study  and  it  translates  into   an  evaluation  of  the  strategies  used  by  HoAREC  to  adapt  its  trainings  to  the  gender-­‐specific  needs  of   the  women.  As  illustrated  in  the  figure,  this  inclusion  of  WHH  in  the  climate  change  program  influences   environmental   quality   both   in   direct   and   indirect   ways.   Firstly,   it   directly   provides   women   with   knowledge  and  methods  to  undertake  their  daily  activities  in  environmentally  aware  manner  through   this,   relieving   pressures   on   the   environment   and   contributing   to   the   improvement   of   its   quality.   Secondly,  it  indirectly  improves  environmental  quality  by  enhancing  women’s  capacity  to  participate  in   local   environmental   governance   processes   and   advocate   for   better   governmental   responses   to   environmental  degradation.  The  conceptual  scheme  also  depicts  an  element  negatively  influencing  the   inclusion  of  WHH  in  the  program’s  trainings,  namely  the  socio-­‐cultural  context.  Composed  of  men  and   women  in  male-­‐headed  households,  the  socio-­‐cultural  context  reflects  the  societal  beliefs  and  actions   restricting   the   empowerment   of   WHH;   for   example,   cultural   restrictions   of   women’s   mobility   or   expected  gender  roles.  The  relational  aspect,  which  is  key  to  the  analysis  of  this  research  appears  in   this   scheme   as   two-­‐way   arrows   linking   WHH   both   with   nature,   represented   here   as   environmental   quality,  as  well  as  with  men  and  women  non-­‐heads.  The  relationship  of  women  with  their  environment   is   an   important   element   of   the   research;   women   play   important   roles   in   the   conservation   of   their   natural  environment  and  are  also  highly  dependent  on  it  as  a  source  of  subsistence  for  their  families.    

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2.5.

Conclusion  

In  order  to  conclude  this  chapter,  it  is  important  to  clarify  the  linkages  that  bring  together  the  different   theories   relevant   to   the   research.   While   the   link   between   inclusive   development   and   participatory   methods   is   one   that   is   easy   to   comprehend,   as   the   latter   serve   to   apply   the   ideas   of   the   first,   it   is   necessary  to  also  connect  the  relational  approach.  Inclusive  development  thought  has  led  strategies  to   increasingly  include  women  and  the  environment  as  subjects;  both  entities,  which  are  represented  by   ecofeminism  as  being  dominated  over.  However,  women’s  specific  understandings  of  nature  create  an   opportunity   for   their   empowerment   and   give   them   a   comparative   advantage   in   the   adaptation   processes   (Denton,   2002,   p.18).   Thus,   by   stressing   the   importance   of   women’s   inclusion   across   the   program   through   the   use   of   gender-­‐sensitive   and   participatory   methods,   the   research   provides   a   framework  for  them  to  overcome  socio-­‐economic  marginalization  and  contribute  to  the  betterment  of   the  natural  environment  on  which  their  livelihoods  rely.      

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Chapter  3:  Research  Context  

This   chapter   provides   an   in-­‐depth   description   of   the   research   area   as   a   way   to   contextualize   the   findings  and  recommendations  presented  in  later  chapters.  It  begins  with  a  national  level  overview  of   the  country’s  socio-­‐economic  background  after  which,  it  discusses  Ethiopia’s  gender  equality  level  and   reviews   the   impacts   of   climate   change   experienced   nationally,   thus   far.   The   chapter,   moreover,   provides   information   concerning   relevant   government   policies   in   place   within   each   of   these   three   subjects.  The  second  part  of  the  chapter  delves  into  a  more  detailed  presentation  of  the  research  the   Ethiopian   location,   the   Central   Rift   Valley,   in   which   it   describes   the   livelihoods   of   the   populations   targeted  by  the  program  and  introduces  the  organizations  in  charge  of  coordinating  and  implementing   the  intervention,  respectively,  the  Horn  of  Africa  Regional  and  Environmental  Center  (HoAREC)  and  the   Rift  Valley  Children  and  Women  Development  Organization  (RVCWDO).  

3.1. The  Federal  Democratic  Republic  of  Ethiopia  

The  Federal  Democratic  Republic  of  Ethiopia  is  a  landlocked  country  in  the  Horn  of  Africa,  which  shares   borders  with  six  countries,  namely:  Eritrea,  Djibouti,  Somalia,  Kenya,  Sudan,  and  South  Sudan.  It  is  the   second-­‐most   populous   country   in   Sub-­‐Saharan   Africa   with   a   highly   diverse   and   predominantly   rural   population   (80%),   which   is   composed   of   more   than   a   100   ethnicities   and   estimated   at   almost   97   million  (UN  women,  2014;  World  Bank,  2014b).  Despite  being  one  the  world’s  oldest  civilization  and   carrying  a  rich  cultural  heritage,  Ethiopia  still  remains  one  of  the  poorest  countries  worldwide.    

 

Figure  3:  Location  of  Ethiopia  

                       (Source,  Raventós  Vilalta,  2010)  

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3.1.1. Agriculture  and  Economic  Development  

During   the   past   decade,   Ethiopia   has   achieved   strong   economic   growth   and   become   Africa’s   best   performing   economy   with   an   annual   Gross   Domestic   Product   (GDP)   growth   rate   averaged   at   10.8%   between  the  years  2003/2004  -­‐  2013/2014  (World  Bank,  2016).  Even  with  this  progress,  the  country   still   remains   one   of   the   poorest   worldwide   (11th)   with   a   per   capita   income   of   $550   in   2014   (World  

Bank,  2014b),  leaving  approximately  25  million  Ethiopians  trapped  in  poverty  and  vulnerability  (UNDP,   2015b).  As  stated  in  a  United  Nations  Development  Programme  (UNDP)  National  Human  Development   Report  (NHDR),  this  growth  is  a  product  of  the  Ethiopian  government’s  efforts  to  “[make]  Ethiopia  a   middle-­‐income  country  by  the  year  2025”  (UNDP,  2015b,  p.10)  by  prioritizing  its  strongest  economic   sectors,  among  which  the  agricultural  sector.  

 

Historically,  Ethiopia’s  agricultural  sector  has  always  been  the  most  important  sector  of  its  economy;   however,   in   the   last   decades,   the   sector’s   growth   has   been   in   decline,   reducing   its   contribution   to   overall  growth  of  the  economy.  Today,  it  still  provides  close  to  80%  of  employment  in  the  country  (UN   Women,   2014)   and   accounts   for   43%   of   the   GDP,   coming   in   second   place   after   the   services   sector,   which   outweighs   it   with   a   45%   share   (UNDP,   2015b).   In   the   past   decades,   the   country’s   aim   for   agricultural   development   has   been   faced   with   many   challenges,   such   as   climatic   shocks   and   volatile   global  markets  (IFAD,  2014),  which  have  affected  its  “capacity  to  address  poverty,  food  insecurity  and   various  other  socio-­‐economic  problems  [,  which  are]  dependent  on  the  performance  of  agriculture”   (UNDP,   2015b,   p.11).   Like   in   many   other   African   and   developing   countries,   Ethiopia’s   agricultural   sector  is  still  dominated  by  subsistence,  low-­‐input/low-­‐output,  rain-­‐fed  farming  in  which  only  a  limited   amount  of  farmers  make  use  of  agricultural  technologies.  This  renders  farmers  extremely  vulnerable,   as   they   are   unable   to   cope   with   deteriorating   land   resources   and   droughts,   which   have   occurred   increasingly  over  the  years  (IFAD,  2014).  

 

In  Ethiopia,  smallholder  farmers  make  up  the  largest  group  of  poor  people  in  the  country,  recurrently   struggling  to  produce  enough  food  to  feed  their  households  and  frequently  facing  prolonged  hunger   seasons   (IFAD,   2014).   This   is   happening   as   a   result   of   ecological   degradation   and   added   pressures   caused  by  a  rapidly  increasing  population  (Diao,  Taffesse,  Yu  &  Pratt,  2010)  and  Ethiopian  women  are   most  affected.  This  acknowledgment  of  agriculture  as  the  cornerstone  of  Ethiopian  economy  and  as  a   source   of   income   for   a   large   share   of   the   population   led   the   Ethiopian   government   to   encourage   growth  in  this  sector  through  an  Agricultural  Development-­‐Led  Industrialization  (ADLI)  Strategy.  Since   the   1990s,   it   has   emphasized   this   inclusive   agricultural   growth   strategy,   which   contributed   to   the   reduction  of  poverty  and  improvement  of  food  security  (UNDP,  2015b).  

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