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Social Capital and Social Learning

in a Basin Becoming Full

Rod Dobell and Krista Iverson

GEORGIA BASIN FUTURES PROJECT University of Victoria

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Values (Indicators of Interest)

Causal Structure Outputs 1-- --01 Outcomes

Instruments

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3

High

Isolates Hierarchy

Grid

Low Individualism Egalitarianism

Group

Low High

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4

D

V

Fatalism: Hierarchy:

Nature is capricious Nature perverse!

tolerant

V

f\

Individualism: Egalitarianism:

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(6)

6 Space between slale. nctwurb and markets Dobellilverson

Formal System

Formal Polity Formal Non-Government Formal Economy Margins of human Impact

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Action

Citizen Involvement • In governance Citizen Engagement • In realization Citizen Agency • In both

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8 Process of Policy jormalion

/

Assessment of outcome, Degree of compliallce; Em/lIlllioll Dobellilverson Compliance (ACTS)

\

Consent Mandate for Act!

(TEXT)

/

Process of Delil'<'ry:

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9 Dobellilverson

reness an

Assessment

Compllince (AtTS)

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System--Forming Intent

Local Knowledge Other Perspectives Dobellilverson Concerns (AGEr-IDA) Integration "Inside" Science into Policy

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System--Creating Mandates

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Dobellilverson

d--Delivery and Compliance

Alternative institutional structures, incentives bearing on individual action

Intergovernmental, interagency collaboration

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We Must Distinguish ...

Citizen involvement in policy formulation

FROM

Citizen engagement in policy delivery.

THUS

Citizen agency means both ...

• Capacity to participate effectively in

governance, and

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retation, Action and Effect

m

:>

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Dobellilverson

"Cooperator's Dilemma"

Individual decision reflecting incentive to pursue immediate self-interest (to defect)

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Social Capital

Reconciliation of the cooperative social

optimum with individual self interest rests on: The perceived legitimacy of the process of formulating collective intentions

Trust in the willingness of others to act according to the same rules

or in other words ... An adequate stock of social capital

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The impact on the audience

The meaning of "the work"

Mandate for Act!

(TEXT)

r

"Fidelity to

the text"

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Context and Social Learning

rutiny of compliance must consider:

The intent of the work in the context when formulated

The impact of the interpretation in the context when realized

or in other words ...

Realization rests on an adequate foundation of shared values and community context

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19

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Coordination: Action

(beliefs driving action to alter the world)

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Coordination: Recognition

(experience of the changing world to alter beliefs)

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23 Reassesment, #

International Covennnt

-"'~:::;:::::;;:;:~\:lII.-Earth Charter

cu~ Pulicy Community, \ Deliberation 10 PM ---1 9PM

p ...

Concern t - ? ~c , 2PM Kyoto ruloeo] , ,

.

----... J 3PM National Legislation, Ratification Agenda ~\. _ _ - - - -. . !'!!~_ . . . .

E,'o<ccm",

~c;;;;;:-

-

-

;

:;M

~

'",i",i,r

"g,r",O"_

(Scrutiny) '~ taxes. charges

~

Consequences Partncr~hip

(Monitoring) AC"TION: programs: Curpordlc practices challenges

change, household

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With these proposed frameworks, we might distinguish, roughly, dematerialization from resocialization. We can think of

dematerialization as achieving reduced material throughput, or more generally

achieving given social goals more effectively, through technological and institutional

innovations, with given beliefs and values. (Slide 22)

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We might think of

'resocialization'

as

the evolution of beliefs and values, or

the process of influencing beliefs and

values, or, in other words, as a process

of social learning (which may include

internalization of external constraints).

(Slides 21 and 23)

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26 Note that both beliefs and values are your own, but

may be subjected to elements of reality testing. Beliefs may be required to confront empirical

evidence, subjected to varying degrees of testing and possibly refutation through observation (cf Popper, Kuhn, Lakatos);

Values may be subjected to tests of evolutionary fitness, with a search for evolutionarily stable strategies (cf literature on the evolution of cooperation, the evolution of social contract, the study of cellular automata in simulation of the role of trust, reciprocity or reputation in social relationships)

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Note the interesting coincidence in interdisciplinary research: Dobell and Holling, starting from 1968 conf. Referring to the Ecological Frame (slide 6), we might see Holling's work beginning from the outer ring (dynamics of the biosphere) and working into the centre; Dobell begins from the centre (dynamics of economic systems with multiple capital goods) and works out. Both finally focus on the institutional borderlands, with emphasis on the evolution of beliefs and values (figure 8 diagrams, Dobell straight up, Holling horizontal), within systems of tiered governance (panarchies).

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With this focus, we might see three key

components in community-based research or community-university research alliances: University: identifying, in social context, more focussed social concerns (values and belief systems; learning; institutional evolution) Community: moving from act to consequence (natural system); grounded theory

Borderlands: moving from covenant to text, from intention to action, through social/ institutional systems, across cultures.

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