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08/12/13,  Amsterdam  

Mr.  Kolja  Verhage  (kolja.v@gmail.com)   University  of  Amsterdam  

Faculty  of  Social  and  Behavioral  Sciences   Student  number:  0606332  

Bachelor  thesis  Political  Science  

Bachelor  project:  "De  rol  van  het  internet  in  het  politieke  leven  van  jongeren."   Thesis  supervisor:  dr.  Fadi  Hirzalla  

Total  amount  of  words  (excluding  references):  9325    

 

A power perspective on e-democracy

             

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Introduction    

This  article  focuses  on  the  discussion  surrounding  the  potential  of  e-­‐democracy   to  strengthen  our  current  democratic  system.  For  many  years  people  have  been   talking   about   'the   democratic   deficit'.   In   this   discussion   there   seems   to   be   a   general  recognition  that  our  contemporary  democratic  system  fails  to  represent   the   interests   of   the   general   population,   and   more   specifically   of   young   people.   Norris  (2011)  explains  that  the  democratic  deficit  is  an  effect  of  a  growing  gap   between   the   perceived   democratic   performance   of   any   given   regime   and   the   public  expectations.  In  fact,  many  writers  on  e-­‐democracy  (i.e.  Coleman  &  Gøtze   2001,   McCullagh   2003)   assert   that   if   a   crisis   of   democratic   legitimacy   is   to   be   averted  a  new  basis  for  the  relationships  between  citizens  and  the  political  elite   must  be  created.  

  It   has   been   suggested   by   several   mainstream   academics   (Anduiza   &   Cantijoch   &   Gallego   2009,   Blumler   &   Gurevitch   2001,   Coleman   &   Gøtze   2001,   Morison  2004,)  that  e-­‐democracy  stands  at  the  root  of  potentially  reinvigorating   our  currently  lacking  democratic  model.  In  the  case  of  young  people  Hirzalla  and   Banaji   (2012)   write   that   over   the   past   decade   most   academic   studies   have   portrayed   young   people   as   civically   inactive,   especially   in   comparison   to   older   aged  groups.  This  has  been  particularly  the  case  with  regard  to  more  traditional   political  activities  such  as  voting  and  membership  of  political  parties.  On  the  one   hand,   according   to   Hirzalla   and   Banaji,   this   is   especially   a   problem   because   childhood  and  adolescence  are  essential  life  stages  for  the  development  of  lasting   attitudes   and   behaviors.   Understandably,   it   is   not   desirable   to   have   a   whole   generation  of  young  people  growing  up  with  a  distrust  for  our  political  system.   On   the   other   hand,   as   we   will   see,   a   perceived   low   legitimacy   of   our   political   system   lies   at   the   root   of   low   participation   and   increasing   unconventional   political  participation  (i.e.  protesting).  

  This   problem   of   participation   in   combination   with   the   observation   that   contemporary  young  people,  in  the  western  world,  spend  countless  hours  on  the   internet   and   have   extensive   online   presence   and   internet   skills   prompted   politicians   to   investigate   the   possibilities   of   using   the   internet   to   fight   this   'apathy-­‐epidemic'   (Coleman   &   Gøtze   2001,   Macintosh   &   Robson   &   Smith   &  

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Whyte   2003,   Masters   &   Macintosh   &   Smith   2004,   Morison   2004).   This   development   is   fundamental   to   understanding   the   rise   of   e-­‐democracy   and   its   presupposed  potential.    

  However,  this  potential  is  rooted  in  a  number  of  optimistic  assumptions   and   idealisms   that   might   not   necessarily   be   feasible   or   even   realistic   when   considering   the   distribution   of   power   between   politicians   and   citizens   in   our   current  political  system  (Curran  &  Nichols  2005).  Mahrer  &  Krimmer  (2005:  27)   set  out  to  understand  why  it  is  that  "very  few  e-­‐democracy  proposals  survive  the   stage   of   formal   political   decision-­‐making".   In   order   to   gain   a   better   understanding   of   this   they   conducted   interviews   with   representatives   of   the   Austrian   Federal   Parliament.   Their   main   conclusion   was   that   the   lack   of   willingness   from   individual   politicians   to   push   e-­‐democracy   was   the   greatest   inhibitor  to  more  successful  e-­‐democracy  projects.  Mahrer  and  Krimmer  (2005)   conclude  this  is  because  individual  politicians  refused  to  reduce  their  own  power   in  favor  of  more  citizen  participation  and  direct  influence  of  citizens  in  the  policy   process.  In  sharp  contrast  to  this  Mahrer  &  Krimmer  state  that  the  resistance  to   e-­‐democracy  is  in  spite  of  the  politicians  being  surprisingly  well  informed  on  e-­‐ democracy   in   general   and,   initially,   calling   the   concepts   of   e-­‐democracy   "promising"  and  "beneficial  for  democracy".  

  An   answer   to   this   paradoxical   conclusion   might   be   found   using   a   well-­‐ known   theory:   Schumpeter's   elitist   theory   of   democracy.   He   famously   defined   democracy   as:   “The   democratic   method   is   that   institutional   arrangement   for   arriving  at  political  decisions  in  which  individuals  acquire  the  power  to  decide   by   means   of   a   competitive   struggle   for   the   people’s   vote”   (Schumpeter   2008:   269).  This  is  very  reminiscent  to  Mahrer  and  Krimmer's  conclusions  in  the  sense   that   one   can   postulate   that   the   reason   politicians   are   blocking   e-­‐democracy   projects,  but  at  the  same  time  are  very  well  informed  and  support  them  at  first,  is   because   they   consider   e-­‐democracy   as   a   political   strategy   in   "the   competitive   struggle   for   the   people's   vote."   In   this   light   e-­‐democracy   can   be   seen   as   just   a   hollow  marketing  trick,  a  construct  of  the  political  elite  to  gain  votes  within  the   'democratic  marketplace'.  Important  to  this  interpretation  is  the  way  citizenship   is   viewed,   simply   put:   merely   as   consumers   or   as   contributors   to   political   processes.   In   recognition   of   this   Morrison   and   Newman   (2001:   171-­‐172)   say  

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that:   "there   seems   to   have   been   very   little   discussion   about   how   the   whole   project   of   connecting   citizens   with   government   might   and   should   differ   from   linking  consumers  with  commercial  opportunities."  

  As  discussed  above  much  of  the  e-­‐democracy  literature  is  aimed  towards   increasing  the  participation  of  young  people  (Hirzalla  &  Banaji  2012,  Macintosh   et  al.  2003,  Masters  et  al.  2004,  OECD  2003).  So  from  a  political  perspective  there   is  much  to  be  gained  from  this  group  if  politicians  can  manage  to  involve  them.   From   Schumpeter's   elitist   perspective   there   is   power/influence,   and   a   legitimation  of  their  rule,  to  be  gained  if  the  political  elite  can  find  a  way  to  reach   them  and  gain  their  votes.  The  goal  of  my  thesis  is  to  try  and  better  understand   the   political   motivations   behind   the   rise   and   failure   of   e-­‐democracy.   From   this   follows  my  research  question  that  is  central  to  this  article:  

 

How   can   mainstream   academic   discourse   on   e-­‐democracy   be   evaluated   with   Schumpeter's  elitist  conception  of  democracy?  

 

  To   answer   this   question   I   will   start   by   explaining   Schumpeter's   elitist   conception  of  democracy  and  the  relevance  of  his  perspective  to  the  study  of  e-­‐ democracy.  The  most  important  part  of  my  thesis  comprises  the  comparison  of   the  conceptualization  of  e-­‐democracy  in  academic  literature  with  Schumpeter's   democratic  theory.  To  specify  this  comparison  I  will  zoom  in  on  the  dichotomy  of   participation   versus   representation.   They   are   discussed   very   regularly   in   mainstream   academic   literature   on   e-­‐democracy   and   they   are,   as   we   will   see,   essential  to  understanding  the  perceived  potential  of  e-­‐democracy  to  reduce  the   democratic  deficit.  However,  the  concepts  that  comprise  this  dichotomy  are  also   contested  and  ambivalent  and  thus  relevant  to  consider  from  a  new  perspective.   These   two   aspects,   although   in   several   ways   interconnected,   can   be   seen   as   separate  aspects  of  the  potential  of  e-­‐democracy.    

  First  of  all  I  will  discuss  the  subject  of  citizen  participation.  The  cause  of   low  levels  of  youth  participation  has  been  a  lively  debate  for  many  years  and,  for   academics  and  politicians  alike,  e-­‐democracy  is  often  seen  to  have  the  potential   to  increase  youth  participation  (Coleman  &  Gøtze  2001,  Curran  &  Nichols  2005,   Macintosh  et  al  2003,  McCullagh  2003).  But  participation  is  a  complex  concept  

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that  requires  careful  consideration.  I  will  consider  what  academic  literature  has   to   say   on   the   willingness   of   young   people   to   participate   in   e-­‐democracy   and   compare  this  to  Schumpeter's  elitist  perspective.  

  Contrasting  to  this  I  will,  secondly,  discuss  the  issue  of  representation.  Or,   specifically,   the   willingness   of   politicians   to   hand   over   power   or   influence   to   (young)   citizens.   As   Blumler   and   Gurevitch   (2001:   8-­‐9)   write:   "Although   the   functions  and  uses  of  the  Internet  are  still  being  explored,  powerful  interests  are   striving  to  bend  it  to  their  own  ends.  Few  if  any  of  these  big  players  are  likely  to   be  out  to  boost  citizenship!"  Here  also  I  will  compare  the  academic  literature  on   e-­‐democracy  concerning  the  willingness  (or  lack  thereof)  of  politicians  to  hand   over  power  with  Schumpeter's  perspective.  

  Concluding   my   article,   I   will   put   the   two   concepts   together   to   offer   a   bigger  picture  in  order  to  answer  my  research  question  and  consider  the  wider   theoretical   implications   of   my   analysis.   Here   I   will,   furthermore,   discuss   any   problems  in  my  analysis  and  make  suggestions  for  future  research.  

  The   ultimate   goal   of   this   study   is   to   compare   mainstream   academic   literature  on  e-­‐democracy  with  Schumpeter's  elitist  perspective,  and  to  see  what   exactly   the   potential   of   e-­‐democracy   is   by   taking   a   more   critical   approach.   E-­‐ democracy  might  offer  us  a  new  democratic  model,  one  that  will  increase  youth   participation   and   strengthen   the   legitimacy   of   our   political   system   while   the   democratic  system  works  to  improve  everyone's  lives,  not  just  those  of  an  elite   group.   Ideally,   offering   Schumpeter's   insights   might   progress   our   academic   discourse   on   e-­‐democracy   and   hopefully   make   us   more   realistic   about   the   possibilities  of  e-­‐democracy.  In  a  time  where  almost  every  human  being  in  the   western   world   (and   the   number   in   non-­‐western   countries   is   growing   rapidly)   has  access  to  the  Internet  the  social  ramifications  of  understanding  the  power  of   e-­‐democracy   seem   obvious.   But   only   through   rigorous   and   deep   scientific   research   to   broaden   our   understanding   of   the   mechanics   behind   e-­‐democracy   we   can   make   sure   its   potential   benefits   are   put   to   use   for   the   betterment   of   society.  

     

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Focus  and  method    

Central   to   my   thesis   is   the   concept   of   e-­‐democracy.   According   to   Mahrer   and   Krimmer  (2005)  e-­‐democracy  exists  of  four  different  online  areas  of  interaction   between  society  and  politics.  These  are  1)  public  discussion  of  political  ideas  and   issues,  2)  formal  decision  making,  3)  implementation  and  execution  of  decisions,   and  finally  4)  public  elections.    For  each  area  there  are  different  examples  of  e-­‐ democracy  projects.  To  clarify  this  I  will  highlight  one  example  of  the  first  area:   public  discussion  of  political  ideas  and  issues.    

  In   June   2000   the   Australian   Prime   Minister   and   Minister   of   Defense   launched   a   nationwide   review   of   defense   policy.   As   part   of   this   review   a   discussion   paper   (Defense   Review   2000)   was   released   for   public   consultation.   On   the   website   of   the   Defense   ministry   people   could   download   a   copy   of   the   paper,  a  summary  for  easy  reading,  an  electronic  response  form  posing  questions   on  key  issues  that  the  government  wanted  feedback  on,  and  a  schedule  of  public   meetings.  "The  consultation  lasted  for  nine  weeks,  during  which  time  over  2,000   people   attended   28   community   meeting   and   over   1,150   written   submissions   were  received  -­‐  approximately  half  by  e-­‐mail"  (Coleman  &  Gøtze  2001:  40).  The   project   was   considered   a   success   and   the   perceived   legitimacy   of   the   government’s  defense  policy  improved  thanks  to  the  consultation.  

  There  are  several  relevant  articles  available  on  e-­‐democracy,  which  take  a   very  positive  and  normative  approach  on  the  potential  of  e-­‐democracy  for  young   people  (Anduiza  et  al.  2009,  Antiroikko  2003,  Curran  &  Nichols  2005,  Macintosh   et   al.   2003,   Masters   et   al.   2004).   Inherent   to   these   articles   is   an   unspoken   assumption  that  e-­‐democracy  is  a  force  of  good,  a  force  which  cannot  be  used  in   a   non-­‐democratic   manner   or   have   a   deleterious   effect   on   democracy.   Often   in   these  articles  the  suggestion  is  raised  that  e-­‐democracy  is  a  first  step  towards  a   new  political  model,  like  direct-­‐democracy.  These  articles  were  the  starting  point   for  my  research.    

  The   literature   I   have   selected   for   my   research   is   primarily   aimed   at   the   potential  of  e-­‐democracy  for  young  people.  However,  as  this  will  severely  limit   the  amount  of  usable  articles  I  will  also  include  articles  that  are  more  general  in   their  claims  (which  should  also  include  young  people).  Where  necessary  and/or  

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relevant   I   will   differentiate   my   analysis   between   the   general   population   and   young  people.    

  In  the  selection  process  I  divided  my  found  articles  in  three  groups.  The   first  one  is  the  above-­‐mentioned  group  that  I  will  call  'sanguine'.  For  example,  as   Curran  and  Nichols  (2005)  writes  on  the  possibility  of  electronic  voting  on  every   parliamentary   bill   through   weekly   online   referendums:   "Giving   citizens   this   power  would  probably  do  more  to  beat  voter  apathy  than  any  other  proposal  out   there".  Secondly  there  is  the  group  of  articles  that  I  call  'critical'.  These  articles   offer   a   more   critical   approach   to   the   idea   of   e-­‐democracy.   They   accept   that   e-­‐ democracy   has   a   certain   potential   but   they   don't   immediately   jump   to   conclusions  on  what  this  potential  exactly  is,  nor  do  they  claim  that  successful  e-­‐ democracy   projects   will   lead   to   a   better/new   democratic   model   (Åström,   Granberg  &  Khakee  2011,  Blumler  &  Gurevitch  2010,  Chadwick  2009,  Coleman  &   Gøtze  2001,  Mahrer  &  Krimmer  2005,  Morison  2004,  Parvez  &  Ahmed  2007).     Like  Coleman  and  Gøtze  (2001)  write:  "There  is  no  intrinsic  link  between   successful  e-­‐government  and  strengthened  democracy."  Finally  there  is  the  third   group,  which  I  will  call  'objective'.  These  articles  often  perform  a  case  study  on  e-­‐ democracy   and   consider   the   effectiveness   of   certain   e-­‐democracy   projects.   Underlying  these  articles  there  are  sometimes  certain  normative  assumptions  on   e-­‐democracy   but   they   try   to   avoid   any   bias   by   clearly   pointing   this   out   (Gustafsson  2002).    

  Mostly  I  found  this  literature  by  looking  through  Google  Scholar  and  the   digital  library  of  the  University  of  Amsterdam.  I  have  used  several  search  queries   to   find   my   articles,   most   importantly:   'e-­‐democracy',   'participation',   'representation',  'young  people',  'legitimacy',  'non-­‐participation'  and  'democratic   citizenship.   I   also   used   several   combinations   of   these   terms.   I've   read   many   abstracts   to   see   if   they   would   fit   in   one   of   my   three   groups.   Often   the   'tone   of   voice'  in  the  abstract  was  a  strong  indicator  whether  the  article  would  fit  in  one   of  my  three  groups.  For  example  in  the  'sanguine'  group:  "This  paper  examines   how   e-­‐Democracy   can   bring   about   a   truer   form   of   Democracy."   (Curran   &   Nichols   2005:   16).   And   the   vulnerable   potential   group:   "(...)   previous   research   demonstrates  that  very  few  e-­‐democracy  proposals  survive  the  stage  of  formal   political  decision-­‐making  (...)"  (Mahrer  &  Krimmer  2005:  27).  When  I  searched  

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through   Google   Scholar   I   always   preferred   the   articles   with   a   high   number   of   citations  to  make  sure  these  were  generally  accepted  and  known  articles  that  can   be   labeled   as   'mainstream'.   Secondly   I   also   found   some   literature   by   looking   through  reference  lists  of  articles  that  I  found  especially  useful.  

  By  using  the  'sanguine',  'critical'  and  'objective'  groups  I  am  able  to  offer  a   broad   analysis   of   the   academic   literature   on   e-­‐democracy.   This   way   I   hope   to   minimize  any  validity  issues  in  my  analysis  caused  by  a  poor  selection  method.   In  my  analysis  I  will  consider  if  there  is  a  difference  in  views  between  the  three   groups   in   their   consideration   of   participation   and   representation.   This   way   I   hope   to   offer   a   very   broad   evaluation   of   e-­‐democracy   literature.   In   my   search   there  were  no  articles  that  did  not  fit  any  of  my  groups.  Some  articles  however   would   arguably   fit   in   two   groups   (for   example   'sanguine'   and   'objective').   In   those   cases   I   always   gave   preference   to   the   normative   groups,   'sanguine'   and   'critical'.  

 

  After  reading  many  articles  I  decided  to  focus  my  attention  on  two  aspects   of   e-­‐democracy   that   seemed   to   be   coming   back   in   every   article.   These   are   'participation'  and  'representation'.  Each  article  had  a  different  focus  but  they  all   implicitly   referred   to   the   tension   between   these   two   concepts   in   discussing   e-­‐ democracy.   Below   I   will   explicate   more   clearly   what   these   concepts   mean   and   how  I  will  use  them  for  my  analysis.      

  First  of  all  there  is  the  concept  of  participation.  This  is  undoubtedly  the   most   popular   theme   in   the   literature   on   e-­‐democracy.   Generally   speaking   the   project   of   e-­‐democracy   began   with   the   hope   that   it   could   be   used   to   increase   political  participation,  especially  amongst  young  people.  Macintosh  et  al.  (2003:   43-­‐44)  explain:  "The  involvement  of  otherwise  disenfranchised  young  people  is   becoming   increasingly   important   to   policy   making,   not   just   because   young   people  are  the  "voters  of  tomorrow"  but  because  they  already  are  citizens."     Because  many  e-­‐democracy  projects  are  aimed  at  getting  young  people  to   participate  this  seemed  like  a  proper  starting  point.  In  this  article  I  will  not  take   an  empirical  approach  to  see  whether  such  attempts  have  been  successful  or  not.   I   will   take   a   theoretical   approach   to   think   about   the   deeper   causes   and   motivations  of  young  people  to  (not)  become  politically  involved  and  what  the  

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consequences  of  this  are.  In  this  article  I  will  be  using  the  following  definition  of   political  participation:    

 

"By political participation we refer simply to activity that has the intent or effect of influencing government action - either directly by affecting the making or implementation of public policy or indirectly by influencing the selection of people who make those policies"  (Verba  &  Schlozman  &  Brady   1995:38).    

 

My   approach   on   participation   will   be   to   look   at   how   it   is   described   in   the   e-­‐ democracy  literature.  Specifically  my  aim  is  to  look  at  the  willingness  of  (young)   citizens   to   participate   and   its   consequences.   Here   I   will   focus   on   conventional   participation   that   e-­‐democracy   hopes   to   strengthen.   Finally   I   will   consider   the   assumptions/conclusions  that  the  different  articles  posit  on  this  willingness  and   I   will   compare   these   assumptions   with   Schumpeter's   elitist   perspective.   These   differences  and  similarities  are  the  gist  of  my  analysis.  I  will  also  consider  what   these  articles  do  not  discuss,  as  often  this  can  say  more  about  their  conception  of   e-­‐democracy  then  what  they  do  discuss.    

  Secondly  there  is  the  theme  of  representation.  I  will  look  at  the  (lack  of)   willingness   of   politicians   to   hand   over   power   to   citizens.   From   Schumpeter's   point  of  view,  it  seems  very  unlikely  that  the  political  elite  would  give  up  their   power  in  favor  of  direct  democracy  for  various  reasons,  which  I  will  specify  later   on.  As  Schumpeter  writes:    

 

"Beyond 'direct' democracy lies an infinite wealth of possible forms in which the 'people' may partake in the business of ruling or influence or control those who actually do the ruling. None of these forms, particularly none of the workable ones, has any obvious or exclusive title to being described as Government by the People if these words are to be taken in their natural sense"  (Schumpeter  2008:247).    

 

In  other  words,  beyond  direct  democracy  there  is  no  sense  in  talking  about  the   rule  of  the  people  and,  as  Schumpeter  argues,  in  any  other  form  beyond  direct  

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democracy   the   function   of   citizens   is   to   produce   a   government,   nothing   more.   Perhaps,   however,   e-­‐democracy   can   help   us   find   a   middle   road   and   show   us   a   new  form  of  governance  and/or  self-­‐governance  without  underplaying  the  elitist   paradigm.    

  As  with  participation  I  will  here  use  the  same  methodology.  Much  of  the   literature   that   talks   about   representation   also   discusses   the   theme   of   participation.   In   this   way   representation   is   the   flipside   of   participation.   I   will   analyze   participation   first   because   if   we   are   to   understand   the   motivations   of   politicians   to   work   on   increasing   or   decreasing   participation,   and   by   that   increasing   or   decreasing   their   own   power,   we   need   to   understand   how   the   willingness  of  (young)  citizens  to  participate  functions.  We  cannot  contextualize   the   decisions   of   politicians   without   properly   understanding   the   motivations   of   (young)  people  to  participate.    

  For  example,  according  to  the  interviews  Mahrer  and  Krimmer's  (2005)   conducted,   politicians   welcome   the   idea   of   increasing   voter   turnout   but   are   adamantly   against   the   idea   of   more   citizen   participation   in   the   more   general   sense.   From   the   elitist   perspective   the   reasons   for   this   seem   obvious.   Diminishing  the  influence  of  our  representative  system  to  establish  a  more  direct   form  of  democracy  requires  a  willingness  of  the  representatives  to  reduce  their   own  power  and  influence.  I  will  also  use  Schumpeter's  democratic  theory  to  look   at   the   desiredness   of   high   political   participation   and   what   academics   and   Schumpeter   write   (but   also   what   they   don't   write)   when   discussing   the   power   effects  of  participation  in  e-­‐democracy  literature.    

   Concluding,  I  will  use  Schumpeter's  conception  of  democracy  outlined  in   his   book   "Capitalism,   Socialism   &   Democracy".   In   this   book   he   treats   his   elitist   conception   of   democracy   that,   to   this   day,   remains   relevant   for   many   varied   fields   of   research   (Carayannis   &   Ziemnowicz   2007).   I   hope   that   by   using   his   theoretical   framework   I   can   poke   through   the   blind   idealism   and   find   a   more   usable,  or  practical,  value  of  e-­‐democracy.  My  choice  of  Schumpeter  follows  from   the  usefulness  of  his  critical  framework  on  classical  democratic  theory  and  the   previously   mentioned   similarity   of   his   critical   approach   to   critical   academic   literature  on  e-­‐democracy.  This  choice  also  followed  from  his  focus  on  the  two   concepts   participation   and   representation.   At   first,   the   article   of   Mahrer   and  

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Krimmer  and  the  article  by  Morrison  and  Newman  made  me  think,  instinctively,   of   Schumpeter.   After   reading   his   book   I   came   to   learn   that   his   perspective   on   participation  and  representation  put  many  articles  on  e-­‐democracy  in  a  different   light.   I   concluded,   therefore,   that   his   theory   might   offer   a   useful   tool   for   evaluating   e-­‐democracy   literature.   Furthermore   there   are   no   previous   articles   available   where   the   concept   of   e-­‐democracy   is   approached   from   an   elitist   democratic   perspective   and   so   I   hope   something   can   be   learned   by   applying   Schumpeter's  critical  democratic  theory.  I  will  make  a  fair  but  critical  assessment   of   the   literature   on   e-­‐democracy   that   posits   a   normative   approach   to   the   potential  of  e-­‐democracy.    

  In   my   conclusion   I   will   briefly   summarize   all   the   major   differences/similarities   between   the   academic   literature   on   e-­‐democracy,   specifically  on  participation,  representation  and  Schumpeter's  elitist  perspective   before   answering   my   research   question   on   the   basis   of   these   similarities/differences.                                      

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Analysis    

Schumpeter's  theory  of  democracy  

Like   I   explained   in   my   introduction,   Schumpeter's   elitist   conception   of   democracy  challenges  the  classical  idea  of  democracy  where  citizens  can  identify   the   common   good   through   elections   and   that   politicians   carry   it   out   for   them.   Schumpeter  argued  that,  first  of  all,  there  is  no  such  thing  as  a  'common  good'   and,  secondly,  people's  ignorance  and  lack  of  education  made  them  susceptible   to  manipulation.  Thus  a  classical  democratic  system  where  the  power  lies  strictly   with  the  people  is  greatly  undesirable  (Schumpeter  2008).    

 

"On the one hand [the people's] wants are nothing like as definite and their actions upon those wants nothing like as rational and prompt. On the other hand they are so amenable to the influence of advertising and other methods of persuasion that producers often seem to dictate to them instead of being directed by them"  (Schumpeter  2008:257).    

 

Democracy,  according  to  Schumpeter,  is  driven  by  competition  between  political   leaders  much  like  a  market  place.  Elections  merely  legitimize  governments  and   keep  them  accountable.  The  political  elite,  therefore,  shapes  the  policy  process,   and  the  role  for  conventional  political  participation  for  the  general  population  is   limited  to  producing  a  government,  and  not  to  have  influence  over  anything  that   happens  next.    

 

"Party and machine politicians are simply the response to the fact that the electoral mass is incapable of action other than a stampede, and they constitute an attempt to regulate political competition exactly similar to the corresponding practices of a trade association."  (Schumpeter  2008:283).    

Put  briefly,  according  to  Schumpeter's  democratic  theory  politicians  change  their   principles  much  like  a  department  store  would  change  the  kind  of  brands  they   sell   in   order   to   increase   sales.   The   only   role   of   citizens   is   then   to   produce   a   government  by  choosing  a  'brand',  or,  to  put  it  more  politically,  a  certain  set  of  

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principles  (ideology).  Expecting  anything  more  of  citizens  is  not  only  foolish  but   also  impossible  because:    

 

"There is (...) no such thing as a uniquely determined common good that all people could agree on or be made to agree on by the force of rational argument. This is due not primarily to the fact that some people may want things other than the common good but to the much more fundamental fact that to different individuals and groups the common good is bound to mean different things"  (Schumpeter  2008:251).    

 

For  this  reason  elitist  political  leadership  must  exist.  According  to  Schumpeter  a   political  elite  is  not  just  a  'necessary  evil'  of  democracy  but  it  is  in  fact  essential   to   the   very   essence   of   democracy,   no   democracy   can   exist   without   a   political   elite.  Interestingly  though  Schumpeter  admits  that  the  only  possible  exception  is   having  a  pure  direct  democracy.  However  this  also  he  finds  undesirable:  

 

"(...) Ignorance will persist in the face of masses of information however complete and correct. It persists even in the face of the meritorious efforts that are being made to go beyond presenting information and to teach the use of it by means of lectures, classes, and discussion groups. Results are not zero. But they are small. People cannot be carried up the ladder. Thus the typical citizen drops down to a lower level of mental performance as soon as he enters the political field"  (Schumpeter  2008:262).  

 

Without  fully  going  into  details,  what  effects  can  we  expect  that  this  theory  will   have   on   our   concepts   participation   and   representation?   As   a   political   method   Schumpeter   fully   believes   in   the   democratic   method.   However,   because   of   his   convictions   on   human   nature,   he   strongly   believes   that   any   participation   that   goes  beyond  the  conventional  participatory  function  of  voting  is  undesirable.  He   argues   that   voting   is   the   tool   by   which   citizens   legitimize   their   leaders   and   produce   a   government.   This   implies   that   any   drop   in   willingness   of   citizens   to   participate  in  conventional  politics  (i.e.  voting)  means  that  the  political  elites  are   not   innovating   well   enough   in   their   competitive   struggle   and   thereby  

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delegitimizing  the  entire  democratic  method.  A  resulting  rise  in  unconventional   participation  (rioting/demonstrating)  simply  puts  pressure  on  political  elites  to   innovate   their   aforementioned   set   of   principles   to   accommodate   the   new   demand   of   citizens.     However   if   this   innovation   entails   increasing   citizen   participation  in  ways  other  than  voting  we  see  an  interesting  paradox  emerging.   We'll  delve  deeper  into  this  later  on  in  our  analysis.  

  On  the  side  of  representation  Schumpeter  is  quite  clear  that  the  function   of  the  political  elite  is  to  accumulate  power  and  not  to  involve  citizens.  For  the   health   of   the   democratic   system   it   is,   in   fact,   imperative   that   they   don't   lose   power   in   favor   of   more   influence   from   'the   people'.   That   would   only   lead   to   a   failure  of  democracy.  When  politicians  lose  power  in  favor  of  other  politicians,  it   is  their  challenge  to  innovate  their  'brand'  when  sales  are  down.  In  that  regard   high  conventional  participation  (votes)  is  seen  as  a  legitimation  of  the  political   elite  and  the  current  political  method.  High  unconventional  participation  and/or   low   conventional   participation,   on   the   other   hand,   are   then   seen   as   a   denouncement   of   the   entire   political   system   and   its   elites,   and   thus   highly   undesirable.  In  the  case  of  decreasing  voter  turnout  participation,  that  politicians   do   not   seem   to   be   able   to   countermand   by   innovating,   they   are   faced   with   a   choice.   Either   risking   to   delegitimize   the   political   system   even   further   by   ignoring   the   problems   (or   using   violence).   Or   by   increasing   the   political   involvement   of   citizens   beyond   voting,   thereby   risking   the   quality   of   the   democratic   method   (according   to   Schumpeter),   but   possibly   increasing   the   legitimacy  of  the  political  elites.  Next  we  will  analyze  how  e-­‐democracy  fits  into   all  of  this.  

                 

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On  participation    

It  can  be  said  that  when  the  first  e-­‐democracy  projects  started  in  the  1990s  their   'purpose-­‐of-­‐being'  was  to  increase  citizen  participation.  Earlier  I  stated  this  was   mostly  as  a  reaction  to  the  low  political  involvement  of,  especially,  young  people   and  their  high  involvement  with  new  Internet  and  communications  technologies   (ICT).   According   to   Åström   et   al.   (2011)   there   are   two   very   different   ways   of   interpreting   the   potential   of   e-­‐democracy   which   now   become   relevant.   On   the   one  hand,  it  can  be  seen  as  a  force  used  to  change  the  balance  of  power  in  favor   of   more   citizen   control.     On   the   other   hand,   it   can   be   seen   as   a   method   of   reinforcing   the   status   quo.   Keeping   power   concentrated   with   our   political   representatives.   The   question   I'm   addressing   here   first   is   how   participation   is   conceptualized  by  mainstream  e-­‐democracy  literature  and  what  these  academics   write  on  the  willingness  of  citizens  to  participate.  

  My   focus   is   on   conventional   forms   of   participation,   like   a   free   and   accessible   forum   for   the   discussion   of   political   ideas,   citizen   consultation   by   politicians   and   simply   voting.   Whether   the   purpose   of   efforts   to   increase   this   participation   are   rooted   in   a   willingness   to   change   the   balance   of   power,   or   rooted  in  a  desire  to  reinforce  the  status  quo,  is  something  I  will  consider  in  my   conclusion.  

   

"Welcome though existing initiatives [of e-voting] are, democracy is about more than voting or providing better public information to the citizen: electronic plebiscites and public information kiosks are simply not sufficient conditions to affirm the existence of digital democracy. Democracy has at its heart self-determination, participation, voice and autonomy. It is a political culture that includes a wide range of realms for self-development and mutual collective expression"  (Hague  &  Loader  2005:  15).  

 

What   can   be   clearly   gathered   from   this   quote   is   the   sincere   conviction   that   democracy   is,   at   its   core,   a   method   of   participation   and   self-­‐expression.   Therefore   citizen   participation   should   not   be   limited   to   just   casting   a   vote.   It   should   include   forms   of   deliberation   and,   at   least   a   certain   degree   of,   citizen   control.   The   hidden   assumption   here   is   that   forms   of   participation   that   go  

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beyond   just   voting   strengthen   democracy   and   increase   the   legitimacy   of   the   political  system.  That,  in  effect,  increases  the  willingness  of  citizens  to  engage  in   various  forms  of  participation.  In  other  words,  voting  alone  is  no  longer  (and  has   never  been)  a  proper  legitimation  of  the  political  system.  Blumler  and  Coleman   (2001:  6)  assert:    

 

"A conspicuous weakness in the 20th Century representative democracies has been the absence of robust public deliberation. An assumption has prevailed that fair elections plus well-run parliaments equals the democratic ideal, matched all too often by a complimentary belief that the public is not very good or interested in discussing the politics that affect it."

 

We  can  conclude  from  the  previous  quote  that  the  lack  of  willingness  of  citizens   to   participate   in   conventional   politics   is   dependent   on   the   willingness   of   politicians   to   engage   with   the   public.   Thereby   increasing   the   legitimacy   of   the   entire   political   system   and,   so,   increasing   the   willingness   of   citizens   to   participate   even   more.   This   is   a   train   of   thought   that   could   be   found   in   all   the   normative  academic  literature  I  read  on  e-­‐democracy.  Following  from  this,  what   is  striking  is  that  in  all  the  normative  e-­‐democracy  literature  (sanguine  as  well  as   critical)  that  I  have  analyzed,  there  is  a  hidden  believe  in  a  'common  good'  which,   supposedly,  can  be  discovered  through  the  abovementioned  deliberative  process   between   politicians   and   citizens.   In   all   this   literature   there   is   an   emphasis   on   creating  forums  of  discussions  where  people  can  discuss  political  ideas,  in  order   to   arrive   at   political   decisions   which   realize   the   'common   good',   by   making   people  themselves  decide  through  deliberation  with  other  citizens,  politicians,  or   both.   If   they   didn't   believe   in   a   common   good   how   would   they   explain   their   expectation   that   people   would   ever   be   able   to   reach   agreement   on   issues   through  rational  dialogue?  This  assumes  the  existence  of  a  uniquely  determined   common  good  that  all  people  could  agree  on.  

  Most   of   the   E-­‐democracy   literature,   thus,   holds   that   the   willingness   of   citizens  to  participate  in  conventional  participation  is  a  function  of  the  perceived   legitimacy   of   the   political   system.   Which,   in   this   context,   means   whether   politicians   actually   want   to   include   citizens   in   the   policy   process,   thereby  

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reducing   their   own   representative   powers.   Åström   et   al.   (2011)   write   about   a   typical   example   on   e-­‐democracy   in   Sweden   where   the   government   tried   to   involve  citizens  in  the  policy  planning  of  their  neighborhood.  He  writes:  

 

"(...) broadened participation was achieved in quantitative terms with about 200 e-petitions in the first year. But the political and administrative decision-makers explicitly denied giving any form of formal responses to petitioners, which the petitioners themselves had taken for granted. The lack of feedback and visible results in terms of influence on decision-making seems to add to the uncertainty about the actual meaning and impact of participation. In both the described cases, the local governments are locked into old structures and ways of working, only with islands of participatory practice"  (Åström  2011:   580).    

 

In   the   end   this   reduced   the   willingness   of   citizens,   past   the   initial   interest,   to   participate   until   this   e-­‐democracy   project   ended   up   as   another   failure.   "The   Swedish  (...)  experience  shows  that  urban  authorities  carry  out  participatory  as   well   as   non-­‐participatory   planning   activities.   Such   a   fragmentation   leads   to   contradictions,  tensions  and  even  frustrations,  and  have  even  negative  impact  on   citizens'  desire  to  participate"  (Åström  et  al.  2011:  575).  

  Besides   the   issue   of   perceived   legitimacy   there   is   another   important   factor  (although  less  so  than  perceived  legitimacy)  that  influences  willingness  of   citizens   to   participate.   This   is   a   technological   issue   that   is   only   relevant   to   e-­‐ democracy.   The   problem   is   known   as   the   digital   divide:   "Across   the   OECD,   attention  is  focusing  increasingly  on  what  has  been  dubbed  the  'digital  divide'  -­‐  a   term   that   refers   to   the   gap   in   access   to   information   and   communication   technology  (ICT)"  (OECD  2003:  60).  Van  Dijk  and  Hacker  (2003)  explain  that  the   digital   divide   can   best   be   explained   as   a   "barrier   to   access".   They   identify   four   different  kinds  of  barriers.  

 

1. "Lack  of  elementary  digital  experience  caused  by  lack  of  interest,  computer   anxiety,  and  unattractiveness  of  the  new  technology  ('mental  access').   2. No  possession  of  computers  and  network  connections  ('material  access').  

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3. Lack   of   digital   skills   caused   by   insufficient   user-­‐friendliness   and   inadequate  education  or  social  support  ('skills  access').  

4. Lack  of  significant  usage  opportunities  ('usage  access')."  

            (Van  Dijk  &  Hacker  2003:  315-­‐316)    

Public  opinion  and  public  policy  are  mostly  preoccupied  with  the  second  kind  of   access.   Projects   like   "One   Laptop   per   Child"   (Negroponte   2005)   exemplify   this.   With   regard   to   the   willingness   to   participate,   not   having   a   computer   is   a   clear   obstacle.   According   to   Van   Dijk   and   Hacker   the   problem   of   'mental   access'   correlates   to   a   divide   between   generations,   or   age   groups.   Secondly   a   divide   caused   by   the   problem   of   'material   access'   correlates   to   differences   in   social-­‐ economic  standing.  The  third  and  fourth  problems  of  access  are  often  neglected.   The  third  one  is  viewed  as  a  temporary  phenomenon  that  will  get  solved  as  soon   as  someone  purchases  a  computer.  Finally  the  fourth  one  is  seen  as  a  free  choice   of  citizens  (Van  Dijk  &  Hacker  2003).    

  However,  Van  Dijk  and  Hacker  observe  that  as  the  first  two  problems  of   access  are  growing  smaller,  the  last  two  become  more  important  to  the  area  of  e-­‐ democracy  and  the  willingness  of  (young)  citizens  to  participate.  These  are  much   more  difficult  to  solve  and  it  is  harder  to  see  what  the  effects  are  of  this  divide.      

"The fact is that the present generation of young people have had a great deal of involvement with ICT’s in their early years, yet they still learn how to operate technology just like everyone else, and just like everyone else some of them will be adept at it and others will not. Despite pressures to become ‘techno-savvy’, many young people choose not to participate and remain ‘technophobic’. Research conducted by the Hansard Society revealed similarly that the common view of young people being effortlessly at home with ICT’s is unfounded, when many, in fact, find even simple navigation and communication problematic. This is the first stumbling block to focusing entirely on ICT’s for youth engagement, and like a weak foundation it cannot support what is built upon it: the view that young people will suddenly want to be involved with politics and decision-making because the Internet makes it ‘trendy’" (Masters  et  al.  2004).  

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Coleman  &  Gøtze  (2001)  reassure  us  however  that,  in  spite  of  the  digital  divide   and   it's   consequences   of   unequal   access,   abandoning   the   Internet,   as   a   tool   of   democratic  engagement  is  not  the  solution.    

 

  The   more   general   message   from   e-­‐democracy   literature   is   that   participation  should  not  be  limited  to  just  voting  and  the  willingness  of  citizens   to   participate,   using   e-­‐democracy,   relies   for   a   large   part   on   the   perceived   legitimacy  of  the  political  system,  and,  secondly,  on  taking  away  barriers  like  the   digital   divide.   The   message   to   politicians   is   that   if   they   want   the   'apathy-­‐ epidemic'   to   end,   and   the   legitimacy   of   the   democratic   method   to   become   stronger,   they   should   embrace   e-­‐democracy.   But   for   that   they   will   need   to   expand  their  concept  of  participation  outside  of  just  voting.  And  they  will  need  to   be  serious  about  increasing  citizen  control  on  the  political  process.  Masters  et  al   (2004)  summarize  this  quite  clearly:  

 

"Studies of young people's attitudes to political practice have shown widespread disregard for conventional politics, but also widespread dissatisfaction with their lack of involvement. Thus, current investment in consulting and involving young people stems from the view that their rejection of politics reflects feelings of exclusion and disenfranchisement from the public sphere. Therefore, by giving them the opportunity to participate and have their say on issues that affect them, young people may feel listened to and thus become engaged and responsible citizens"  (Masters  et  al.  2004:  16).    

Now   that   we   have   a   fairly   refined   overview   of   how   e-­‐democracy   literature   considers  participation  and  how  the  willingness  of  citizen  participation  functions   we   can   go   on   to   compare   this   view   with   Schumpeter's   elitist   conception.   In   Schumpeter's  theory  of  democracy  there  is  little  mention  of  specific  factors  that   influence  the  willingness  of  citizens  to  participate.  In  fact  he  assumes  that  people   are  willing  to  participate  all  the  time,  as  long  as  they  perceive  the  political  system   as   legitimate.   However,   because   of   Schumpeter's   ideas   concerning   human   nature,  he  believes  that  any  willingness  to  participate,  beyond  the  willingness  to   vote,  should  be  avoided.    

(20)

"The voters outside of parliament must respect the division of labor between themselves and the politicians they elect. They must not withdraw confidence too easily between elections and they must understand that, once they have elected an individual, political action is his business and not theirs. This means that they must refrain from instructing him about what he is to do--(...)"   (Schumpeter  2008:  295).  

 

Schumpeter   does   not   discriminate   between   educated   or   uneducated,   rich   or   poor.  He  argues  that  people  who  are  not  professional  politicians  will  never  truly   make   an   effort   to   master   a   political   problem.   According   to   Schumpeter   this   is   because   ordinary   citizens   will   never   feel   a   true   sense   of   responsibility   to   solve   these   problems   and   will   only   represent   partisan   interests.   This   is   strongly   connected  to  his  critiques  on  the  existence  of  'the  common  good'.  Willingness  to   participate,   according   to   Schumpeter,   is   measured   none   other   than   by   voter   turnout.   Any   willingness   greater   than   that   is   undesirable   and   should   be   addressed  as  a  threat  to  the  legitimacy  of  the  political  system.  Schumpeter  calls   this  "Democratic  Self-­‐control"  (Schumpeter  2008:  294).  If  this  willingness  drops   however  (low  voter  turnout)  it  means  the  political  elite  has  not  been  innovating   well  enough  in  the  competition  for  votes.  

  The   normative   e-­‐democracy   literature,   as   a   whole,   suggests   that   this   innovation  must  be  sought  in  citizen  consultation.  For  example:  "The  core  idea  is   that   a   distributed   network   of   creators   and   contributors,   the   majority   of   them   amateurs,   can,   using   simple   online   tools,   produce   information   goods   that   may   outperform   those   produced   by   so-­‐called   authoritative,   concentrated   sources   (Åström  et  al.  2011:  576).  Schumpeter  responds  to  that  as  follows:  "Newspaper   readers,   radio   audiences,   members   of   a   party   even   if   not   physically   gathered   together  are  terribly  easy  to  work  up  into  a  psychological  crowd  and  into  a  state   of   frenzy   in   which   attempt   at   rational   argument   only   spurs   the   animal   spirit"   [emphasis  added  by  author]  (Schumpeter  2008:  257).    

  Concluding,  Schumpeter's  assumptions,  flowing  from  his  view  on  human   nature,  are  that  forms  of  participation  that  go  beyond  voting  weaken  democracy   and   decrease   the   legitimacy   of   the   political   system.   This   is   in   sharp   contrast   to   the  stance  of  normative  e-­‐democracy  literature.  However  he  does  recognize  that  

(21)

if  the  entire  democratic  method  is  at  stake,  due  to  low  legitimacy  caused  by  low   voter   turnout   (low   willingness   to   participate),   something   needs   to   be   done   by   the  political  elite.  E-­‐democracy  literature  suggests  that  the  answer  lies  in  greater   citizen  involvement  in  the  policy  process  through  e-­‐democracy.  But  in  order  for   this   to   work   effectively   e-­‐democracy   literature   claims   that   our   political   representatives   will   need   to   hand   over   a   share   of   their   political   control   to   citizens.  The  'sanguine'  group  believes  that  they  should  (eventually)  hand  over   all   power   to   citizens,   whereas   the   'critical'   group   takes   a   more   nuanced   stance   and   argues   that   a   (new)   kind   of   balance   needs   to   be   struck   between   representative  power  and  citizen  influence.  This  brings  us  to  our  next  concept,   representation,   where   I   will   analyze   the   willingness   and   desiredness   of   our   representatives  to  hand  over  power  to  citizens  to  accommodate  a  form  of  citizen   participation  which  is  not  limited  to  simply  voting.  

                                       

(22)

On  representation    

So   far   we've   been   able   to   conclude   that   in   most   of   the   e-­‐democracy   literature   there   is   an   assumption   that,   in   order   for   e-­‐democracy   projects   to   have   a   real   impact  on  participation,  the  role  of  the  citizens  in  the  political  process  needs  to   be   enlarged.   For   this   to   happen   politicians   will   have   to   share   some   of   their   acquired  representative  powers  with  citizens.  If  not,  citizens  would  still  not  have   a  real  say  in  the  matters  that  affect  their  lives  and  legitimacy/participation  will   not  increase.    

 

"Romanticized ideals of deliberative democracy and "thick" citizenship underlay most of the e-democracy literature whether critical or not. These are rarely stated, but they are important because they value certain types of activity over others, even though recent - and in my view significant - developments in online political behavior may have very little to do with these ideals"  (Chadwick  2009:  15).      

 

What  some  of  these  developments  are  I  will  consider  in  my  conclusion.  For  now   it’s  important  to  realize  that  the  romanticized  ideals  which  underlay  most  of  the   e-­‐democracy   literature   spring   from   their   believe   regarding   human   nature.   Specifically  the  believe  that  humans,  through  rational  deliberation,  can  discover   a  'common  good'  that  has  no  ambiguities  and  is  good  for  everyone  at  all  times.  In   order   to   act   on   this   common   good   the,   especially   sanguine,   articles   hold   that   a   less   concentrated   distribution   of   power   between   citizens   and   politicians   is   necessary.   However   all  of   the   e-­‐democracy   literature   buys   into   this   idea   of   the   positive   effects   of   stronger   deliberation   between   citizens   and   politicians.   Therefore   much   of   the   e-­‐democracy   literature   assumes   that   the   greatest   inhibitor   of   successful   e-­‐democracy   projects   is   the   lack   of   willingness   of   politicians  to  reduce  their  own  power  and  influence.  However  the  ideas  on  the   extent  to  this  redistribution  of  power  varies  greatly  between  articles.  

  There   are   three   views   within   this   literature   that   merit   deeper   investigation,  these  views  correspond  to  the  abovementioned  groups  sanguine,   critical   and   objective:   The   first   view   (sanguine)   zooms   in   on   the   rigid   unwillingness   of   politicians   to   lose   power.   They   say   that   e-­‐democracy   will   not  

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