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Operational research on tuberculosis control in Malawi - 10. Can guardians supervise TB treatment as well as health workers? A study on adherence during the intensive phase

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Operational research on tuberculosis control in Malawi

Banerjee, A.

Publication date

2003

Link to publication

Citation for published version (APA):

Banerjee, A. (2003). Operational research on tuberculosis control in Malawi.

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10.. Can guardians supervise TB treatment as well as health

workers?? A study on adherence during the intensive phase

AJEE Manders \ A Banerjee

2

, HW van den Borne \ AD Harries

2

, GJ Kok

3

,

FMLL Salaniponi

2

Departmentt of Health Education and Promotion, University of

Maastricht,, Maastricht, The Netherlands

Nationall Tuberculosis Control Programme, Community Health

Sciencee Unit, Lilongwe, Malawi

Departmentt of Psychology, University of Maastricht, Maastricht, The

Netherlands s

Publishedd in:

Thee International Journal of Tuberculosis and Lung Diseases 2001, Vol 5, pp

8 3 8 - 8 4 2 2

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SUMMARY Y

SETTING:: In sub-Saharan Africa, tuberculosis (TB) has increased over the last two decadess due to the human immunodeficiency virus pandemic. In Malawi, 20,630 neww TB patients were notified to the National Tuberculosis Programme in 1996, a fourfoldd increase since 1986. Due to this increase in cases and lack of resources (bothh human and monetary) it is becoming more difficult to ensure directly observed treatmentt (DOT) in the TB wards.

METHODSS : In Ntcheu district, Malawi, a new TB regimen was introduced from April 19966 in which patients received supervised treatment by either a health worker or a guardiann (i.e., family member). Adherence to the different treatment options was measuredd by form checks, tablet counts, and tests for detecting isoniazid in the urine.. Adherence was measured at two, four, and eight weeks after onset of TB treatment. .

RESULTSS : Overall adherence rate was 95 - 96%. In-patients showed the highest adherencee rates. Patients on guardian-based DOT (n = 35) showed 94% adherence,, while patients on health centre based DOT (n = 40) showed more non-adherentt behaviour : 1 1 % according to monitoring forms, 14% according to tablet countss and 16% according to urine tests.

DISCUSSIONN : The results suggest that decentralised care is a feasible option for anti-tuberculosiss treatment and that guardians can supervise TB treatment just as well as healthh workers during the intensive phase of TB treatment.

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INTRODUCTION N

Thee World Health Organisation (WHO) estimated that eight million people were infectedd with Mycobacterium tuberculosis and that 1.87 million people died of tuberculosiss (TB) in 1997 [1]. In sub-Saharan Africa, TB cases have increased over thee last two decades due to the Human Immunodeficiency Virus (HIV) pandemic [2,3].. The WHO advocates directly observed treatment, short-course (DOTS) as a strategyy to control TB. If properly implemented, cure rates of 85% can be achieved [41. .

Inn Malawi, the Ministry of Health implemented directly observed treatment (DOT) in aa hospital setting by health care workers for TB patients in 1983, with good results. However,, 20,630 new TB patients were notified to the National TB Program (NTP) in 19966 (source - Malawi NTP), a fourfold increase since 1986, and a result of the HIV epidemic.. Due to this increase in cases and lack of resources (both human and financial),, it was becoming more and more difficult to ensure DOT in the TB wards. Thiss led to a search for alternative strategies such as decentralisation of TB treatmentt [5]. A pilot project to decentralise TB treatment to health centre and communityy level was implemented in a rural district in Malawi in April 1996 [6]. Thee most serious impediment to control TB is that patients often interrupt or stop theirr treatment [4]. A review of 34 studies on adherence to TB treatment showed that 20-50%% of TB patients fail to complete therapy within a 24-month period [7]. Interruptionn of treatment leads to relapse and transmission to other individuals, and iss also the most important underlying cause for the development of drug-resistant strainss of Mycobacterium tuberculosis [8-10]. Other consequences of non-adherence includee additional treatment, additional expense and death [7]. Inadequate or irregularr chemotherapy results in over four times the mortality and about twice the ratee of smear positivity as compared to those taking adequate chemotherapy [11]. Therefore,, adherence to treatment should be ensured when implementing new strategies. .

Wee report findings from an operational study which was undertaken to evaluate adherencee to treatment within the community, at health centres and in hospital duringg the intensive phase soon after initiation of the pilot project in Ntcheu district in Malawi. .

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METHODS S

Onn 1 April 1996, oral ambulatory unified anti - tuberculosis treatment was commencedd for all categories of new TB cases except TB Meningitis in Ntcheu district.. The unified regimen consisted of one month of daily directly observed rifampicin,, isoniazid, pyrazinamide and ethambutol, followed by one month of the fourr drugs given by direct observation three times a week (intensive phase) followed byy six months (continuation phase) of self-administered isoniazid and ethambutol (IRHZE/IR3H3Z3E3/6HE).. Patients were initially admitted to hospital for a period of 155 days for intensive health education about the need to take all their medication andd receive directly observed treatment. They were allowed to go home from 15 dayss onwards if fit enough and if able to continue their initial phase either at a health centree or under guardian-based supervision.

Patientss who continued the initial phase of treatment at the health centre took their TBB treatment card and drugs for the remaining period of the initial phase to the healthh centre and handed these over to the medical assistant, who supervised treatmentt from then onwards.

Patientss who continued treatment at home under supervision of a guardian were dischargedd with their treatment card and drugs for the remainder of the initial phase andd received DOT Monitoring Forms, which the guardian had to use while supervisingg the treatment. Guardians were taught how to use these forms during the admissionn period in the ward. Patients and guardians had to report to their health centree and hand over the treatment card, drugs and monitoring forms. After registrationn they were given a monitoring form and drugs for two weeks, after which theyy had to report back and receive drugs and a monitoring form for another two-weekk period.

Thosee who remained in hospital received treatment from the nursing staff.

Forr the first two months of the study, smear-positive pulmonary tuberculosis (PTB) patientss were allowed to take their initial phase of DOT from a medical assistant at thee health centre or from a guardian. However, following external consultation and beforee any results of this study were available, it was felt that DOT could be given at healthh centres but not from guardians because of the perception that guardians mightt be unreliable and this would be a risk in smear-positive patients. No further guardian-basedd DOT was offered to smear-positive PTB patients. The project is describedd in more detail elsewhere [6].

1 0 22

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DataData collection

Thee aim of the study was to measure adherence to treatment of patients on guardiann based (GB) DOT, health centre based (HCB) DOT, and in-patient (IP) DOT duringg the intensive phase of treatment, as this phase was the one which had been changed.. The maintenance phase remained unchanged as before, and was self-administered. .

Dataa collection was done between July and September 1996. The adherence rate wass measured at three points in time during the intensive phase. The first measurementt was after two weeks of treatment when the patients were still in hospital.. The second measurement was after four weeks of treatment, and the last wass at the end of the intensive phase, eight weeks after the onset of treatment. For patientss on GB-DOT, data collection at four and eight weeks was done during home visits.. For patients on HCB-DOT, the researcher made visits to the health centre to checkk the TB treatment forms and count the tablets.

Forr participation in the study adults 18 years and older were included because they weree considered to be able to decide for themselves whether they should adhere to treatment.. All patients who could be assessed at either two, four or eight weeks or onn several of these occasions were included. At eight weeks a structured questionnairee was completed for each patient. The questionnaire provided informationn about socio- demographic data and health behaviour related topics.

MeasurementMeasurement of adherence

Itt was decided to qualify a patient as adherent to treatment when he or she had takenn 80% or more of the doses. According to Sumartojo [12], the best approach in researchh on adherence is to use multiple measures, including a combination of urine assays,, pill counts, and detailed patient interviews [12]. The first method used to assesss self-reporting was checking of the DOT monitoring forms (adherent if 80% of thee doses up to that point in time had been recorded). Pill count was used as the secondd method to measure adherence. During admission and during surprise home visitss to the study participants, the medication packets were collected and the numberr of remaining tablets were counted to determine the number of doses taken (adherentt if 80% of the doses up to that point in time had been taken) [13]. Pill countingg has been used and accepted as an objective method of determining whetherr the patient is in fact taking the medication. However, comparisons of the pill countt with an even more objective measure - blood or urine levels of the drug given, orr one of its metabolites - have shown that it, too, is not totally reliable although it

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mayy be more so than measures such as self-report [13-17]. Therefore it was decidedd to use a urine assay, the Rapid Tile test, for detecting the presence of isoniazidd (INH) - given as a combination tablet together with rifampicin - as the third methodd of determining adherence (adherent if test positive). The patient was asked too put some urine in a specimen bottle that was examined in the hospital laboratory. Thee test has to be done within 12 hours of specimen collection. If positive, it indicatess that INH has been ingested within the previous 24 hours; if negative, it indicatess that no INH had been ingested during the previous 12 hours [15].

Whenn the study had been running for one month it was discovered that the TB officerss did not always put the right amount of tablets into the packets. With no correctionn patients could be wrongly classified as non-adherent. Therefore the TB tabletss were recounted by the researcher at the start of treatment.

StatisticalStatistical analysis

Thee data were analysed using the Statistical Package for the Social Science, SPSS/PC++ [18]. Frequency tables, cross tabs, and x2 tests (unrelated groups) were usedd to describe the data and to show any significant differences in results between thee three different treatment groups. The results of adherence in time were also compared.. The Chochran Q test was used to show significant differences for these nominall variables.

RESULTS S

Dataa collection resulted in a total of 199 records (Table 1). Distribution of the participantss according to different types of TB was as follows: 36% of participants weree smear-positive, 33% smear-negative, and 3 1 % had extra-pulmonary tuberculosis. .

Two-thirdd of the guardians were female and 85% of the guardians were a close relativee or a family member.

CountingCounting pre-packed tablets

Tabletss were checked for 58 patients at the beginning of treatment, and 20 correctionss were made (34%). In the remaining 66% the tablets had been counted accuratelyy by the health workers.

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Resultss of adherence according to time of measurement

Overalll adherence, defined as having taken at least 80% of the doses, based on checkingg the forms and tablet counts was 96%; 4% showed non-adherent behaviour.. For the urine test, 25 records were missing values due to the fact that the validityy of the potassium powder necessary for the test had expired. Eight (5%) of thee remaining 166 records showed non-adherence to treatment. Full results of adherencee and non-adherence according to time of measurement are presented in Tablee 2.

Resultss of the Cochran Q test showed that there were no significant differences in weekss when looking at adherence results according to the forms (P = 0.14), and adherencee results according to tablet counts (P = 0.17), and that adherence did not decreasee statistically significantly over time. However, when looking at the figures withoutt a statistical test, a trend towards an increase of non-adherence in time is suggested.. The Cochran Q test could not be done on the outcome of the urine tests ass only three of the 65 patients who were non-adherent.

Resultss of adherence rates in the different treatment options

Resultss of adherence rates in the different treatment options according to the DOT Monitoringg Forms, tablet count and the urine test showed that for patients treated in hospital,, adherence varied from 95 - 100%. Ninety-four percent of the patients on GB-DOTT adhered to treatment. For patients on HCB-DOT, adherence varied from 84%% to 89% (Table 3).

Usingg the x2 test for the difference between the results of adherence for the three differentt treatment options according to DOT Monitoring Forms showed that the differencess were not big enough to be statistically significant (P = 0.098). Significant differencess were found between the results of the tablet counts for the tree different treatmentt options, as patients on GB-DOT showed 94% adherence, HCB-DOT patientss showed 86% adherence and IP-DOT patients showed 97% adherence (P = 0.005).. Significant differences were also found for adherence rates of the urine tests betweenn patients on GB-DOT (94%), HCB-DOT (84%), and IP-DOT (100%) (P = 0.004). .

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Tablee 1 Number of patients measured at 2,4, and 8 weeks of treatment Weekss 2 877 IP 87 7 Weekk 4 300 IP 18HCB B 133 GB 61 1 Weekk 8 77 IP 22HCB B 222 GB 51 1 Numberr of records 1244 IP 40HCB B 355 GB Totall 199 records

Notee : Patients could go home any time after 15 days of admission and could also change fromm one DOT group to another within the intensive phase. IP: in-patients; HCB: health centree based DOT; GB: guardian-based DOT

Tablee 2 Adherence and non-adherence according to time of measurement

Timee of measurement t 22 weeks (N = 87) Forms s Tablett counts Urinee tests 44 weeks (N = 61) Forms s Tablett counts Urinee tests 88 weeks (N = 51) Forms s Tablett counts Urinee tests Missing g values s n n 1 1 --10* * 2 2 4 4 7* * 3 3 1 1 8* * Adherence e nn (%) 855 (99) 877 (100) 766 (99) 566 (95) 54(95) ) 544 (100) 44(92) ) 455 (90) 366 (84) Non-adherence e nn (%)

KD D

-(0) ) 1(1) ) 3(5) ) 3(5) ) -(0) ) 4(8) ) 5(10) ) 7(16) )

'Duee to expired potassium powder necessary for the urine test

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Tablee 3 Adherence and non-adherence according to treatment option Treatmentt option Patientss at 2 weeks of treatmentt in the hospitall (n = 87) Forms s Tablett counts Urinee tests Guardian-basedd DOT at 44 and 8 weeks (n = 35) Forms s Tablett counts Urinee tests

Healthh centre-based DOT Att 4 and 8 weeks (nn = 40) Forms s Tablett counts Urinee tests Patientss in hospital at 44 and 8 weeks (n = 37) Forms s Tablett counts Urinee teste Missing g values s n n 1 1 --10 0 2 2 1 1 6 6 2 2 4 4 9 9 1 1 --Adherence e n<%) ) 855 (99) 877 (100) 766 (99) 31(94) ) 32(94) ) 27(94) ) 34(89) ) 311 (86) 26(84) ) 355 (97) 366 (97) 377 (100) Non--adherence e n(%) ) 1(1) ) 0(0) ) 1(1) ) 2(6) ) 2(6) ) 2(6) ) 4(11) ) 5(14) ) 5(16) ) 1(3) ) 1(3) ) 0(0) )

DISCUSSION N

Comparingg the adherence rates of the three treatment options, it seemed that patientss who had to stay in the ward had 95% adherence according to the forms and

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thee tablet count, and 100% according to the urine test. Objectively, in-patient treatmentt seems best and one would recommend this for all TB patients. However, theree are some important negative aspects. From the patient's point of view, they havee to stay in hospital for two months. A disadvantage from the health care point of vieww is that more resources are needed to admit every TB patient. In Malawi, the hospitall has to provide food for in-patients, and more health personnel has to be available.. If other strategies lead to similar results one could reallocate those resourcess to other health care activities.

Thee study shows that overall adherence by any method evaluated is more than 95%.. Of the two, the GB-DOT showed better adherence than the HCB-DOT. Only twoo out of 35 patients put on GB-DOT were non-adherent according to the forms, tablett counts, and urine tests. Patients on HCB-DOT (n = 40) were more non-adherentt than the patients on GB-DOT, with 1 1 % non-adherence according to the forms,, 14% non-adherence according to tablet counts and 16% non-adherence accordingg to urine tests.

Thee results suggest that decentralised care is a feasible option for anti-tuberculosis treatment.. Research has shown that a programme based on the ambulatory treatment off patients at their nearest health unit, whilst living at home, is a cost-effective design, largelyy because of reduced costs to the patients themselves [19].

Accordingg to the questionnaire results (data not presented) patients on GB-DOT were satisfied.. Social support is believed to be an important determinant of long-term behaviourr change [20], and support by a guardian will enhance adherence to treatment [21,22].. As the guardian has a relationship with the patient, he or she will have an intrinsicc motivation to care for the patient. For the patient it is more convenient to stay at homee and not to have to walk to a health centre every day while ill. From the health worker'ss point of view this means less work at the health centre or hospital. Furthermore,, if supervision remained within the health services only (HCB and IP) the problemm of overcrowding in the wards would not be addressed sufficiently, as many patientss who choose for GB-DOT live too far from the health centre or hospital to walk theree on a daily basis.

Self-reportingg as a subjective method to measure adherence proved to be not very reliable.. A big difference was found in the number of patients who admitted that they weree sometimes non-adherent (three patients) (results from questionnaire not presented)) and the number of patients who were non-adherent according to the forms,, tablet counts and urine tests (16 patients), indicating underreporting.

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Analysess of the guardians' socio-demographic variables showed that almost twice ass many women than men were supervising TB treatment. This may be because moree women were unemployed or because culturally women are expected to performm care-giving tasks. More research on motivational or other health behavioural aspectss of guardians supervising TB treatment is needed to identify determinants whichh could be used to identify a good guardian. Overall, it may be concluded that in Ntcheuu district guardians can supervise TB treatment just as well as health workers duringg the intensive phase of TB treatment.

Acknowledgement Acknowledgement

Thiss study was supported by the WHO Global TB Programme through the TB Operationall Research Centre, College of Medicine, Blantyre, Malawi.

References References

1.. Dye C, Scheele S, Dolin P, Pathania V, Raviglione MC. Consensus statement. Global burdenn of tuberculosis: estimated incidence, prevalence, and mortality by country. WHO Globall Surveillance and Monitoring Project. JAMA 1999; 282 : 677-686.

2.. Harries AD, Maher D. TB/HIV. A clinical manual. WHO/TB/96.200. Geneva: WHO, 1996 3.. Porter JDH, McAdam KPWJ. Royal society of tropical medicine and hygiene meeting at

Mansonn House, London, 16 January 1992. Aspects of tuberculosis in Africa. 1. Tuberculosiss in Africa in the AIDS era, the role of chemoprophylaxis. Trans Roy Soc Trap Medd Hyg 1992; 86 :467-469.

4.. WHO : Groups at risk : WHO report on the TB epidemic 1996. WHO, Geneva, 1996. WHO/TB/96.198 8

5.. Maher D, Gorkom van JLC, Gondrie PCFM, Raviglione M. Community contribution to tuberculosiss care in countries with high tuberculosis prevalence : past, present and future.. Int J Tuberc Lung Dis. 1999; 3 : 762 - 768.

6.. Banerjee A, Harries AD, Mphasa N et al. Evaluation of a unified treatment regimen for all neww cases of tuberculosis using guardian-based supervision. Int J Tuberc Lung Dis 2000; 44 :333-339.

7.. Cuneo WD, Snider DE. Enhancing patient compliance with tuberculosis therapy. Clin Chestt Med 1989; 10 : 375-380.

8.. Jarallah JS, Elias AK, Al Hajjaj MS, Bukhari MS, Al Shareef AHM and Al-Shammari SA. Highh rate of rifampicin resistance of Mycobacterium tuberculosis in the Tiaf region of Saudii Arabia. Tubercle Lung Dis 1992; 73 :113-115.

9.. Veen J. Drug resistant tuberculosis: back to sanatoria, surgery and cord-liver oil? Europeann Respiratory Journal 1995; 8 :1073-1075.

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10.. Yew WW, Chau CH. Drug-resistant tuberculosis in the 1990s. European Respiratory Journall 1995; 8:1184-1192.

11.. Datta M, Radhamani MP, Selvaraj R et al. Critical assessment of smear-positive pulmonaryy tuberculosis patients after chemotherapy under the district tuberculosis programme.. Tubercle Lung Dis 1993; 74 :180-186.

12.. Sumartojo E. State of the art. When tuberculosis treatment fails. A social behavioral accountt of patient adherence. Am Rev Respir Dis 1993; 147 :1311-1320.

13.. Fisher RC. Patient education and compliance: a pharmacist's perspective. Patient Educationn and Counseling 1992; 19 :261-271.

14.. Roth HP. Current perspectives. Ten year update on patient compliance research. Measurementt of compliance. Patient Education and Counseling 1987; 10 :107-116. 15.. Cheesbrough M. Medical Laboratory Manual For Tropical Countries, Vol 2 : Microbiology.

ELBS.. 1984, pages 297-298

16.. Fox W. Compliance of patients and physicians: experience and lessons from tuberculosis - I I .. BMJ 1983; 2 8 7 : 33-35.

17.. Fox W. Compliance of patients and physicians: experience and lessons from tuberculosis - I I .. BMJ 1983; 287:101-105.

18.. Huizingh KRE. Inleiding SPSS voor Windows, Academic Service Economie en Bedrijfskunde,, Schoonhoven, 1997.

19.. Saunderson PR. An economic evaluation of alternative programme designs for tuberculosiss control in rural Uganda. Soc Sci Med 1995; 40 :1203-1212.

20.. Cameron R, Best J A. Promoting adherence to health behavior change interventions, recentt findings from behavioral research. Patient Education and Counselling 1987; 10 : 139-154 4

21.. Barnhoorn F, Adriaanse H. In search of factors responsible for non-compliance among tuberculosiss patients in Wardha District, India. Soc Sci Med 1992; 34 :291-306.

22.. Wilkinson D, Davies GR. Coping with Africa's increasing tuberculosis burden: are communityy supervisors an essential component of the DOT strategy? Directly observed therapy.. Trap Med Int Health 1997; 2 : 700-704.

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