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Supervisor:  Dr.  Kristin  McGee  (University  of  Groningen)  Second  Supervisor:  Dr.  Lutgard  Mutsaers  (University  of  Utrecht)

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Supervisor:  Dr.  Kristin  McGee  (University  of  Groningen)  

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Bram  Nigten  

 

 

 

Recorded  Reflections  

 

Sonic  Space  in  U.S.  Popular  Recordings  During  the  Mono  Era  

(1877-­‐1957),  and  its  Occurrence  in  Three  Recordings  of  

Studio  Pioneer  Bill  Putnam  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Master  Thesis  Arts,  Culture  and  Media   University  of  Groningen  

Groningen  2014    

 

 

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Acknowledgements  

 

 

As  a  student,  musician  and  aspiring  guitar  effects  designer,  I  have  always  been   fascinated  by  the  evocative  power  of  echo  and  reverb.  The  inspiration  for  this   thesis  stems  from  my  own  studio  experience  with  producers  Milan  Ćirić,  Klaas   Pot  and  Corno  Zwetsloot,  as  well  as  the  work  of  Peter  Doyle,  Susan  Schmidt   Horning  and  many  others.  I  would  like  to  thank  my  supervisor,  dr.  Kristin  McGee,   for  all  her  help  and  endless  patience,  and  my  second  supervisor  dr.  Lutgard   Mutsaers,  for  all  her  astute  comments.  Additionally  I  would  like  to  express  my   gratitude  towards  Anna  Berkhof,  Dirk  Nigten  and  Carla  Nigten,  for  all  of  the   support  they  have  given  me  during  the  writing  of  this  thesis.    

 

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Index  

 

    1.  Introduction                     1.1  Harnessing  Space                   1  

1.2  Definition  of  Spatiality                 4  

1.3  Recording  Technology  in  the  Mono  Era             5  

1.4  Spatiality  in  Mono  Recordings               6  

1.5  William  Moylan’s  Method  of  Spatial  Analysis             9  

1.6  Semantics  of  Sonic  Space                 13  

1.7  High  Fidelity                   16  

1.8  Outline                     17  

 

Part  One:  Space  in  Recorded  Popular  Music  of  the  Mono  Era  

 

2.  Towards  Realism:  1877  –  1930  

2.1  Spatiality  in  Music  Before  Edison               20  

2.2  Capturing  Space  in  the  Acoustic  Period             21  

2.3  Electrified  Fidelity                   25  

   

3.  Outer,  Inner  and  Disordered  Space:  1930  –  1957  

3.1  Acoustics  and  Outer  Space                 32  

3.2  The  Echo  Chamber  and  Inner  Space             36  

3.3  Towards  Disordered  Space                 40  

 

Part  Two:  Space  in  the  Recordings  of  Bill  Putnam  

 

4.  Introducing  Bill  Putnam               45    

5.  The  Harmonicats  –  “Peg  O’  My  Heart”  

5.1  Background                   50  

5.2  Formal  Spatial  Analysis                 51  

5.3  Theoretical  Spatial  Analysis               57  

 

6.  Jane  Turzy  Trio  –  “Good  Morning,  Mr.  Echo”  

6.1  Background                   64  

6.2  Formal  Spatial  Analysis                 65  

6.3  Theoretical  Spatial  Analysis               70  

 

7.  Little  Walter  and  his  Night  Cats  –  “Juke”  

7.1  Background                   77  

7.2  Formal  Spatial  Analysis                 79  

7.3  Theoretical  Spatial  Analysis               85  

 

8.  Conclusion                   92  

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1.  Introduction  

 

1.1  Harnessing  Space  

On  May  5th,  1925,  a  much-­‐anticipated  Bessie  Smith  recording  session  took  place  

at  Columbia’s  Broadway  and  Fifty-­‐Ninth  Street  Studio  in  New  York.  Upon  arrival   at  the  studio,  Smith,  whose  recent  recordings  with  Louis  Armstrong  were  

increasingly  growing  in  popularity,  was  not  greeted  by  a  small  group  of  two  to   three  musicians  and  a  recording  engineer  like  she  had  been  on  her  previous   sessions.  Instead  she  met  with  bandleader  Fletcher  Henderson  and  his  ‘Hot  Six,’   several  Columbia  technicians  as  well  as  engineers  from  Western  Electric.  Even   more  out  of  the  ordinary  was  the  fact  that  the  recording  room,  which  normally   contained  a  large  recording  horn,  some  chairs  and  some  music  stands,  had  been   transformed  into  a  large  conical  makeshift  tent  made  out  of  monk’s  cloth,  

suspended  from  the  ceiling  and  spreading  to  the  corners  of  the  studio  (Albertson   2003,  97-­‐98,  Horning  2013,  43-­‐44).  

A  month  earlier  Columbia  had  achieved  the  remarkable  feat  of  recording   a  choir  of  thousands  at  the  Metropolitan  Opera  House  (Associated  Glee  Clubs  of   America,  1925).  The  number  of  performers  featured  on  recordings  had  always   been  limited  to  small  ensembles,  due  to  the  mechanical  limitations  of  the  

recording  system  used  prior  to  1925.  These  limitations  were  overcome  to  great   extend  when  Western  Electric,  a  subsidiary  of  the  telephone  company  AT&T,   presented  a  new  electric  recording  system  to  Victor  and  Columbia  in  1924.  By   February  1925  recording  experiments  at  Columbia  had  started,  and  now  for  the   first  time  Bessie  Smith  was  to  be  recorded  with  the  new  system  (Albertson  2003,   97-­‐98;  Horning  2013,  44).    

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Walkin’  Babies  (From  Home)”  (Bessie  Smith  1940),  which  had  been  recorded   some  months  earlier  by  Alberta  Hunter  for  the  Gennett  label.  The  band’s  delivery   of  the  upbeat  song  was  a  bit  rough  around  the  edges,  but  the  new  recording   system  made  up  for  it  by  capturing  the  band  and  Smith’s  exuberant  vocal  

delivery  with  detail  unprecedented  on  her  earlier  recordings.  The  second  song  to   be  recorded  was  “Yellow  Dog  Blues”  (Bessie  Smith  1925).  Although  Smith  had   some  problems  remembering  the  lyrics,  the  session  resulted  in  a  beautiful   example  of  a  slow  blues  ballad  typical  of  Bessie  Smith’s  repertoire  (Albertson   2003,  98-­‐99).  

One  can  only  wonder  what  the  rest  of  the  afternoon  would  have  had  in   store,  as  the  session  came  to  an  unexpected  halt.  Just  after  the  second  take  of   “Yellow  Dog  Blues”  the  wire  that  suspended  the  large  tent  from  the  ceiling   snapped  and  the  entire  structure  collapsed,  resulting  in  a  mess  of  musicians,   engineers  and  equipment  under  a  huge  blanket  of  cloth.  Smith’s  manager  Frank   Walker  remembered  it  as  “the  wildest  scramble  you  ever  saw,”  leaving  Bessie  to   mutter  her  favorite  expression  while  trying  to  get  out  from  underneath  the  tent:   “I  never  heard  of  such  shit!,”  according  to  Bessie  Smith  biographer  Chris  

Albertson  (Albertson  2003,  99;  Avakian  1956).    

The  tent  was  put  away  never  to  be  used  again,  but  the  two  sides  that  were   recorded  that  day  remain.    Listening  back  to  these  songs  it  is  noticeable  that  the   new  electric  recording  system  transferred  more  sonic  information  onto  the   recordings  than  the  acoustic  system  that  preceded  it.  This  new  level  of  sensitivity   of  the  recording  equipment  increased  the  influence  of  the  recording  space  on  the   overall  sound  of  the  recordings.  But,  as  the  Bessie  Smith  session  illustrates,  this   space  could  be  altered,  resulting  in  a  different  outcome  in  sound,  and  in  this  case   could  result  in  a  different  outcome  of  the  session  itself.  On  the  two  recordings   that  were  made  during  this  session  there  is  a  high  degree  of  separation  between   sound  of  the  different  instruments  and  Smith’s  vocals.  As  a  result  from  using  the   tent  as  a  dampening  tool,  the  instruments  and  Bessie’s  voice  do  not  significantly   blend  together  but  rather  remain  distinct  from  each  other,  giving  a  somewhat   static,  or  “dry”  quality  to  the  recordings.  

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and  the  rather  crude  technical  reaction  to  this  new  system,  influences  the  sound   of  a  recording.  It  also  shows  the  importance  of  the  spatial  qualities  of  recordings,   as  the  engineers  deemed  it  necessary  to  alter  the  space  of  the  recording  room  in   such  a  drastic  way.  Lastly  it  shows  that  engineers  were  not  just  there  to  capture   the  music,  but  also  actively  influenced  the  aesthetics  of  the  sound  of  music  on   record.  

It  was  the  intention  of  Thomas  Edison,  inventor  of  the  phonograph  in   1877,  that  recordings  should  bear  likeness  to  the  original  sound  as  much  as   possible.  This  meant  that  the  space  evoked  in  the  mind  of  the  listener  when   listening  to  a  recording  should  resemble  an  actual  performance  space.  However,   during  the  first  eighty  years  of  music  recording,  the  sonic  space  of  recorded   music  underwent  some  drastic  changes,  moving  away  from  Edison’s  ideal.  The   goal  of  this  thesis  is  to  describe  the  development  of  sonic  space  in  popular  music   recordings  during  the  mono  era.  This  period  starts  at  the  invention  of  the  

phonograph  in  1877.  Although  the  end  of  the  mono  era  is  somewhat  undefined,   as  stereophonic  recordings  and  mono  recordings  co-­‐existed  for  over  a  decade,  I   have  chosen  the  year  1957,  which  saw  the  release  of  the  first  mass-­‐produced   stereo-­‐recording,  to  limit  the  scope  of  this  thesis.  During  this  period,  all  popular   music  recordings  were  recorded  monaurally,  meaning  that  the  sounds  coming   from  one  or  multiple  sound  capturing  devices  were  mixed  together,  stored  on  a   medium,  and  played  back  through  a  single  sound  source.    

My  main  focus  is  on  how  the  spatial  characteristics  of  popular  music   recordings  were  shaped  in  the  recording  studio,  and  how  the  listener  makes   meaning  of  the  different  forms  of  spatial  characteristics.  To  limit  the  scope  of  this   thesis,  the  development  of  the  music  industry  will  be  mostly  left  out  of  the  

equation.  The  technological  innovations  that  occurred  during  this  period,   primarily  the  invention  of  the  electric  recording  system,  the  use  of  echo  

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such  as  acoustics,  reverb  and  echo,  of  popular  music  recordings.  Using  Charles   Sanders  Peirce’s  three  categories  of  semantics,  I  will  try  to  categorize  the   different  cognitive  functions  of  spatial  characteristics  in  popular  music   recordings  as  they  emerge  during  the  above  mentioned  time  period.    

 In  order  to  get  a  deeper  understanding  of  sonic  spatiality  on  the  level  of   individual  recordings,  especially  those  that  were  made  at  the  end  of  the  mono   era,  three  chapters  of  this  thesis  will  consist  of  in  depth  analysis  of  the  

recordings  of    “Peg  O’  My  Heart”  by  the  Harmonicats  (1947a),  “Good  Morning,   Mr.  Echo”  by  the  Jane  Turzy  Trio  (1951)  and  “Juke,”  by  Little  Walter  and  his   Night  Cats  (1952),  which  were  recorded  by  engineer  and  producer  Bill  Putnam.   Bill  Putnam  (1920-­‐1989),  who  is  regarded  to  be  the  father  of  the  modern  

recording  console,  has  an  important  place  in  the  history  of  music  recording,  both   because  of  his  technological  contributions  and  his  development  of  new  recording   techniques.  As  he  experimented  with  new  recording  technologies  during  the  late   ‘40s  and  early  ‘50s,  he  came  up  with  innovative  ways  of  using  spatial  

characteristics  on  his  recordings,  which  is  why  these  three  recordings  will  serve   as  a  relevant  case  study.    

 

1.2  Definition  of  Spatiality  

The  spatial  characteristics  of  music  recordings  lie  within  the  sound  waves   themselves,  which  are  altered  by  the  physical  properties  of  the  space  in  which   the  sound  is  made.  As  the  waves  travel  away  from  their  source  they  interact  with   the  objects  they  encounter.  These  objects,  such  as  walls  or  damping  material,  can   make  the  waves  bounce  off  of  their  surface,  resonate  when  being  hit  by  the   waves  or  absorb  the  waves.  As  materials  have  different  resonant  frequencies,  the   way  a  space  will  affect  a  sound  will  differ  over  the  frequency  range.  The  

amplitude  or  volume  of  a  sound  will  also  affect  how  much  the  sound  will  be   influenced  by  the  space  in  which  it  is  made.    

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microphone  is  distant  to  the  source,  or  not  aimed  directly  at  it,  the  recorded   sound  will  have  a  quality  of  depth  or  farness.  Different  positions  of  the   microphone  in  a  space  can  also  alter  the  spatial  qualities  of  a  sound,  as  

resonation,  damping  or  reflection  of  the  room  will  vary  with  different  positions.       Two  dimensions  of  spatiality  are  particularly  relevant  for  this  thesis.  One   is  the  dimension  of  depth,  or  the  varying  degrees  between  sounds  that  are  near   and  that  are  far.  The  second  is  the  degree  of  reverberance  of  a  sound.  This   reverberance,  caused  by  the  reflections  of  space,  can  vary  between  a  very  “wet”   sound,  in  which  case  the  reflections  or  reverb  of  the  sound  can  be  louder  than   the  original  sound  itself,  and  a  “dry”  sound,  in  which  case  the  sound  waves  are   absorbed  rather  than  reflected,  resulting  in  no  reverb  at  all.  Reverb  will  color  the   sound  in  different  ways,  as  the  degree  of  reflectivity  and  resonant  frequencies   vary  per  space.  Within  this  dimension  echo  is  a  special  case,  as  it  consists  of  one   or  more  distinct  reflections,  generating  a  repetition  of  sound.    

  Using  Peter  Doyle’s  terminology,  these  dimensions  of  space  in  recorded   music  can  be  described  as  paramusical  acoustic  spatial  indicators,  invoking  a   sense  of  space  in  the  listener’s  mind  through  the  sonic  information  of  the  records   (Doyle  2005,  14).  As  the  recordings  that  will  be  discussed  are  recorded  

monaurally,  the  left-­‐right  dimension  of  stereophonic  recordings  will  not  be  taken   into  account.  In  the  case  of  synthetic  reverb  and  echo,  these  spatial  indicators  do   not  have  to  originate  from  the  same  space  where  the  original  sound  was  made.    

1.3  Recording  Technology  in  the  Mono  Era  

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Recording  (2004),  the  emphasis  lies  on  the  recording  technology.  Other  notable   authors  who  have  written  on  recording  technology  are  Michael  Chanan  (1995),   Tom  Lubin  (1996),  Mark  Katz  (2004),  Doug  Jones  and  Dale  Manquen  (2008)  and   Roey  Izhaki  (2008).  

  Susan  Horning’s  book  Chasing  Sound:  Technology,  Culture  &  the  Art  of   Studio  Recording  from  Edison  to  the  LP  (2013)  offers  insight  in  the  technology   and  culture  specific  to  the  recording  studio.  It  describes  the  history  of  the  studio   and  the  role  of  the  producer  in  great  detail,  providing  a  valuable  source  of   information  for  the  historic  chapters  of  this  thesis.  I  have  found  few  studies  that   focus  specifically  on  the  technology  and  techniques  used  to  shape  the  sonic  space   of  recordings.  Emily  Thompson’s  The  Soundscape  of  Modernity:  Architectural   Acoustics  and  the  Culture  of  Listening  in  America,  1900-­‐1933  (2004).  Even  though   the  subject  only  concerns  a  small  part  of  her  book  and  her  book  is  limited  to  the   first  half  of  the  mono  era,  her  account  of  the  history  of  acoustics  of  the  recording   studio  during  that  period  helps  to  understand  how  engineers  developed  ways  of   manipulating  the  studio  space  to  shape  the  spatial  characteristics  of  recordings.       For  more  detailed  insight  in  specific  technical  advancements,  information   can  be  found  in  industry  journals  during  the  time  these  technologies  were  in   development.  In  contrast  to  the  above-­‐mentioned  studies,  these  articles  are   primarily  written  for  engineers  working  in  the  recording  industry.  Examples  are   The  Bell  System  Technical  Journal  (Maxfield  and  Harrison  1926),  the  Journal  of   the  Society  of  Motion  Picture  Engineers  (Kellogg  1930)  and  the  Journal  of  the   Acoustical  Society  of  America  (Morris  and  Nixon  1936;  Green  and  Dunbar  1947).  

 

1.4  Spatiality  in  Mono  Recordings  

Moving  away  from  the  technological  realm  into  the  field  of  popular  musicology,  it   becomes  evident  that  up  until  recent  years  little  has  been  written  about  

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further  analysis.  In  Music,  Sound  and  Space,  edited  by  Georgina  Born,  only  the   contribution  by  Eric  F.  Clarke  (2013)  deals  with  sonic  spatiality  of  popular  music   recordings.  In  his  chapter  “Music,  space  and  subjectivity,”  Clarke  analyzes  two   popular  recordings,  using  theories  of  ecological  perception  and  conceptual   metaphors,  to  identify  modes  of  subjectivity.    

In  The  Poetics  of  Rock,  Albin  Zak  III  (2001)  describes  how  the  recording   industry’s  goal  shifted  from  making  a  record  of  a  music  performance,  thus   preserving  the  music,  to  shaping  the  sound  of  a  recording.  In  his  explanation  of   how  subtle  sonic  differences  in  recordings  can  bring  fourth  strong  musical  effect,   Zak  describes  the  spatial  tropes  of  echo  and  reverb.  His  approach  is  rather  

descriptive,  and  he  refrains  from  explaining  what  the  use  of  these  sonic  devices   implies  within  a  broader  socio-­‐cultural  context.  In  his  2010  book  I  Don’t  Sound   Like  Nobody:  Remaking  Music  in  1950s  America  (2010),  Zak  does  go  into  greater   detail,  explaining  how  the  aesthetic  use  of  spatial  characteristics  by  producers  in   the  1950s  helped  create  a  specific  sound.  He  juxtaposes  this  sound  against  the   high  fidelity  movement  that  arose  in  the  early  ‘50s,  which  will  be  discussed   shortly.    

In  Radio,  Rudolf  Arnheim  (1936)  describes  the  practice  and  aesthetics  of   radio  making  in  the  ‘30s,  using  his  background  in  Gestalt  psychology  to  describe   how  various  radio  techniques  are  perceived  by  the  listener.  One  chapter  deals   specifically  with  the  use  of  spatiality  in  radio,  and  describes  the  origin  of  some  of   the  recording  techniques  dealing  with  spatiality  that  would  later  be  adopted  by   the  record  industry.  In  From  Tin  Foil  to  Stereo,  Walter  Welch  and  Oliver  Read   (1976)  describe  how  after  the  electric  recording  system  was  introduced  in  1925,   the  acoustics  of  the  studio  started  to  become  an  important  factor  in  the  aesthetic   decision  making  of  the  studio  engineers  and  the  record  companies  they  worked   for.  According  to  the  authors,  recordings  featuring  the  spatial  characteristics  of   an  acoustically  dry  room  evoked  a  different  sense  of  space  in  the  listener’s  mind   compared  to  recordings  that  featured  the  spatial  characteristics  of  a  reverberant   concert  hall  or  auditorium.    

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is  covered  in  her  previously  mentioned  book,  her  article  “The  Sounds  Of  Space,   Studio  as  Instrument  in  the  Era  of  High  Fidelity”  deals  exclusively  with  the   spatial  characteristics  employed  in  studios  between  the  mid  40s  and  mid  60s.   Horning  describes  what  the  impact  of  the  evolution  of  studio  technology  had  on   the  both  the  spatiality  on  recordings  and  the  role  of  the  recording  engineer,  but   does  not  describe  the  impact  these  new  forms  of  spatiality  had  on  the  listening   experience  of  the  audience.    

Peter  Doyle’s  Echo  and  Reverb:  Fabricating  Space  in  Popular  Music   Recording  1900  –  1960  (2005)  is  the  only  book  that  has  spatiality  in  popular   recordings  as  its  principal  subject.  Doyle  examines  the  history  of  acoustically   imagined  space  in  popular  music  recording  in  the  mono  era.  Doyle’s  focus  is  not   so  much  on  the  sonic  information  of  the  recordings  themselves,  but  rather   investigating  what  effect  these  spatial  characteristics  have  on  the  mind  of  the   listener.  Doyle  uses  the  concepts  of  “territorialization,”  “deterritorialization,”  and   “reterritorialization,”  adapted  from  Deleuze  and  Guattari,  throughout  his  book  to   analyze  the  effect  the  sonic  information  has  on  the  imagined  space  of  the  listener.   Doyle  uses  these  terms  in  his  analysis  of  both  physical  space  and  ‘inner’  space,   but  not  in  his  analysis  of  the  spatial  markers  in  the  recordings  themselves.  In  his   book,  Doyle  does  not  go  into  great  detail  on  the  technological  background  of  the   spatial  characteristics  of  the  recordings,  but  rather  uses  a  large  hermeneutic   framework  to  analyze  the  cultural  meaning  of  the  use  of  echo  and  reverb  in   popular  recordings  during  this  period.  His  analysis  of  the  evolution  of  sonic   space  during  the  mono  era  from  ‘ordered’  to  ‘disordered’  is  very  astute,  and  is   one  of  the  main  inspirations  for  this  thesis.  

Allan  Moore  presents  a  different  approach  to  analyzing  space  in  popular   music  in  his  book  Rock,  the  Primary  Text  (1993).  With  his  notion  of  the  ‘sound-­‐ box’,  he  presents  a  tool  with  which  the  spatial  efforts  of  the  producer  can  be   analyzed  intratextually.  According  to  Moore,  these  spatial  aspects  fall  under  the   category  ‘texture,’  which  compromises  three  levels:  that  of  spatial  depth,  a  sense   of  horizontal  location  and  a  vertical  axis,  representing  the  register  of  the  

different  sounds.  The  vertical  axis  however  does  not  represent  any  spatial   element  of  the  sounds,  but  is  merely  a  conceptualization  of  pitch.  As  the  

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axis  remains.  Although  his  three  levels  of  spatial  depth  -­‐  foreground,  

middleground  and  background  -­‐  can  serve  a  purpose  in  the  analysis  of  space  in   mono-­‐recordings,  the  distinction  is  rather  crude  and  does  not  cover  specific   spatial  elements  such  as  echo.  Moore’s  sound-­‐box  is  specifically  designed  to   analyze  stereo  recordings,  and  does  not  provide  much  insight  when  used  to   analyze  spatiality  in  mono  recordings.    

 

1.5  William  Moylan’s  Method  of  Spatial  Analysis  

For  the  formal  analysis  of  the  spatial  characteristics  of  the  three  recordings  of   Bill  Putnam,  I  will  use  William  Moylan’s  method  of  spatial  analysis,  as  presented   in  his  book  Understanding  and  Crafting  the  Mix:  The  Art  of  Recording  (2007),  and   in  his  chapter  “Considering  Space  in  Music”  in  The  Art  of  Record  Production:  An   Introductory  Reader  for  a  New  Academic  Field  (2012).  Even  though  Moylan’s   method  of  analysis  is  designed  for  the  analysis  of  stereophonic  recordings,  it  can   be  used  equally  well  for  mono  recordings.  His  method  is  part  of  larger  analytic   method  that  covers  the  various  elements  of  record  producing.  Its  primary  goal  is   mapping  out  the  spatial  aspects  of  a  specific  recording  as  they  are  evoked  in  the   mind  of  the  listener.  

Moylan  makes  a  distinction  between  the  overall  sound  of  a  recording  and   the  individual  sound  sources  that  are  featured  on  the  recording.  He  uses  two   concepts  to  describe  the  spatial  elements  of  the  song  as  a  whole:  the  “perceived   performance  environment”  and  the  “sound  stage.”  The  perceived  performance   environment,  or  PPE,  is  “the  overall  space  where  the  ‘performance,’  that  is  the   music  ‘recording,’  is  heard  as  taking  place.  […]  This  environment  binds  all  sound   sources  and  their  separate  environments  into  a  single  performance  area,  with  its   own  global  environmental  characteristics”  (Moylan  2012,  164).    

   

Moylan  lists  six  specific  environmental  characteristics  that  make  up  the  PPE   (2012,  164):  

 

1.  Any  frequency  alterations  to  the  overall  sound  of  the  recording                                         (incorporating  bass  ratio)  

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3.  Reverb  time  and  density  

4.  Pre-­‐delay  and  the  spacing  of  reflections  in  the  early  time  field   5.  Ratio  of  direct  to  reverberant  sound  

6.  Unfolding  dynamic  relationships  between  the  direct  sound  and   reflections/reverberation  

 

    The  first  two  characteristics  determine  what  the  frequency  response  of   the  envisioned  overall  space  is,  and  in  case  of  a  changing  PPE,  how  the  frequency   response  changes  over  time.  The  third  characteristic  is  the  overall  reverb  length   and  intensity.  The  fourth  deals  with  pre-­‐delay,  i.e.  the  time  between  the  original   dry  sound  and  the  first  reflections  of  this  sound,  and  the  spacing  thereof.  The  last   two  characteristics  deal  with  the  ratio  of  the  direct  to  reverberant  sound,  and   how  this  relationship  changes  during  the  course  of  the  recording.  These  aspects   of  the  PPE  can  be  established  by  looking  at  the  spatial  characteristics  applied  to   all  the  sound  sources  and/or  the  spatial  characteristics  of  individual  sound   sources  within  the  recording  (Moylan  2012,  164).  

  Moylan  describes  the  PPE  as  being  a  static  point  of  reference  against   which  the  individual  sound  sources  or  groups  of  sounds  can  be  understood.  He   does  acknowledge  that  for  some  recordings  the  PPE  can  be  subject  to  change   over  the  course  of  the  song.  In  some  rare  cases  when  a  recording  has  sections   with  strikingly  different  characters,  this  recording  can  establish  more  than  one   PPE.  Moylan  uses  “A  Day  in  the  Life”  by  the  Beatles  as  an  example  of  a  recording   with  multiple  PPEs  (Moylan  2012,  180).    

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The  second  concept  for  determining  the  overall  spatial  characteristics  of  a   recording  is  the  “sound  stage.”  The  sound  stage,  according  to  Moylan,  is  the  area   within  the  perceived  performance  environment  on  which  the  individual  sound   sources  and  groups  of  sounds  are  distributed.  Again,  this  sound  stage  does  not   necessarily  have  anything  in  common  with  the  position  of  the  musicians  at  the   time  of  recording,  but  is  based  on  the  placing  of  the  individual  sound  sources  and   groups  of  sound  sources  as  perceived  by  the  listener.  The  dimensions  of  this   sound  stage  and  the  proximity  of  the  listener  to  the  sound  stage  are  dependent   on  multiple  factors.  In  a  stereo  configuration  the  width  of  the  stage  depends  on   the  individual  sounds  panned  the  furthest  to  either  side  on  the  left-­‐right  axis   (Moylan  2012,  164).  As  my  analysis  will  be  dealing  exclusively  with  mono   recordings,  the  left-­‐right  axis,  or  width  of  the  sound  stage,  will  be  left  out  of  the   equation.  

    The  perceived  front  and  rear  boundaries  of  the  sound  stage  are  

determined  by  the  closest  and  most  distant  individual  sound  source  locations,   with  the  former  also  determining  the  proximity  of  the  sound  stage  to  the  listener   (Moylan  2006,  188-­‐189).  As  this  is  the  only  dimension  of  the  sound  stage  used  in   the  analysis  of  mono  recordings,  it  is  important  to  briefly  examine  how  distance   location  of  sound  sources  can  be  determined.  The  distance  location  of  a  sound   source  cannot  be  measured  by  the  amplitude  of  the  sound  it  creates,  but  rather   by  the  amount  of  timbral  information  and  detail  of  the  sound.  Moylan  states:   “Timbre  differences  between  the  sound  source  as  it  is  remembered  in  an   unaltered  state  and  the  sound  as  it  exists  in  the  recording  primary  determine   distance  localization.  The  listener  is  aware  of  how  timbres  are  altered  over   various  distances.  It  is  through  the  perception  of  these  changes  that  we  identify   the  distance  of  a  source  from  our  listening  location“  (Moylan  2006,  190).  

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 Both  the  dimensions  of  the  sound  stage  and  the  characteristics  of  the  PPE   are  shaped  by  the  spatial  characteristics  of  the  individual  sound  sources  or   groups  of  sound  sources.  When  analyzing  the  individual  sound  sources  Moylan   employs  four  categories:  distance  location,  image  size  (width),  lateral  location   and  environment  characteristics.  The  distance  location,  as  previously  mentioned,   will  be  used  to  place  the  individual  sounds  on  the  sound  stage  of  the  recording.   The  second  and  third  categories  do  not  apply  to  mono  recordings  (Moylan  2012,   164-­‐166).  Regarding  the  fourth  category,  sound  sources  and  groups  of  sound   sources  are  often  placed  within  their  own  environment,  which  aren’t  necessarily   realistic  when  combined  with  those  of  other  individual  sound  sources.  Although   this  illusion  of  space  within  space,  as  Moylan  calls  it,  might  not  resemble  a  real   environment,  the  listener  will  still  combine  the  different  environments  of  the   individual  sound  sources  to  create  a  single  overall  environment.  Therefore  it  is   important  to  discuss  the  PPE  as  a  whole,  the  perceived  environment  of  the  

individual  sound  sources  within  the  PPE  and  their  relation  to  each  other  (Moylan   2006,  203-­‐204).  

Using  Moylan’s  method  for  my  formal  analysis  has  two  advantages.   Firstly,  because  it  deals  with  perceived  space  rather  than  actual  space  it  allows   for  a  purposeful  analysis,  as  it  is  often  impossible  to  exactly  determine  the  spatial   characteristics  of  the  recording  space,  a  feat  that  becomes  especially  difficult   when  the  producer  starts  to  manipulate  the  spatial  characteristics.  Using  a  model   such  as  this  will  make  the  discrepancies  between  an  actual  performance  

environment  and  the  perceived  performance  environment  directly  evident.   Secondly,  as  the  method  only  deals  with  the  sonic  information  of  a  recording,  the   outcome  of  such  an  analysis  can  be  juxtaposed  against  a  theoretical  analysis  that   uses  information  outside  of  the  sonic  information  of  the  recording,  such  as  lyrical   content,  the  title,  historic  background,  technical  background  and  cultural  

conventions.      

1.6  Semantics  of  Sonic  Space  

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interpretations  are  subjective,  my  goal  is  to  determine  how  the  different  uses  of   spatial  characteristic  within  popular  recordings  signify  on  a  primary  level  that   will  work  for  most  listeners  in  the  Western  world.  Rather  than  referring  to  my   own  interpretation  in  my  analysis  of  the  functioning  of  sonic  space,  I  will  use  the   term  ‘the  listener,’  as  I  try  to  approach  a  level  of  spatial  interpretation  which  is   shared  amongst  most  of  the  Western  audience,  both  in  my  formal  analysis  in  the   case  study  and  in  my  analysis  of  the  semantics  of  spatial  characteristics.  

Although  this  term  might  be  somewhat  misleading,  I  am  not  implying  that  there   is  something  like  a  universal  listener.  I  am  merely  using  this  term  as  a  rhetoric   tool  in  my  investigation  to  gain  insight  in  how  the  sonic  information  of  these   recordings  evoke  a  perceived  performance  space  in  the  average  Western  listener   on  a  semantic  level  at  the  time  the  recording  was  released.  

The  listener’s  perception  of  the  spatial  characteristics  of  a  recording  will   be  influenced  by  the  setup  of  their  playback  device  and  listening  space.  As  my   investigation  deals  with  the  spatial  characteristics  in  the  sonic  text  of  the  popular   recordings,  the  incorporation  of  the  spatial  aspects  of  the  listening  space  in  the   interpretation  of  the  assumed  listener  will  make  matters  unnecessarily  

complicated.  The  assumed  listener  will  therefore  have  a  theoretical  perfect   playback  device  and  an  acoustically  neutral  listening  environment  that  does  not   affect  the  listener’s  perception  of  the  spatial  characteristics  of  a  recording.  

In  order  to  get  a  better  understanding  of  how  a  listener  gives  meaning  to   the  spatial  characteristics  of  a  monaural  recording,  I  will  use  Charles  Sanders   Peirce’s  categorization  of  signs,  which  he  divides  into  the  ‘icon,’  ‘index,’  and   ‘symbol.’  Peirce’s  papers  that  embody  his  theory  of  semiology  have  been  subject   to  various  different  interpretations.  In  the  beginning  of  his  essay  “Icon,  Index,   and  Symbol,”  Arthur  W.  Burks  (1949)  provides  a  basic  understanding  of  Peirce’s   categories,  before  developing  his  own  interpretation  of  the  indexical  sign.  

Peirce’s  theory  of  semantics  states  that  a  sign  is  something  that  represents  or   signifies  an  object  to  some  interpretant  (Burks  1949,  673).  According  to  Peirce,   signs  can  be  divided  into  three  categories,  based  on  how  the  sign  denotes  the   object  it  signifies.    

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sign  is  a  portrait  that  signifies  the  depicted  person.  The  indexical  sign  has  an   existential  connection  with  its  object.  It  can  be  a  fragment  of  the  object  it   signifies,  or  it  can  be  connected  with  its  object  trough  causality  (Burks  1949,   647).  A  symbolic  sign  signifies  an  object  using  conventional  rules  that  the   interpretant  has  to  apply  to  make  meaning  (Burks  1949,  647).  For  example,  a   noun  is  symbolic  of  the  object  it  stands  for.  The  meaning  of  a  symbol  is  based  on   rules  that  are  established  within  a  society.    

In  Dancing  in  the  Distraction  Factory:  Music  Television  and  Popular   Culture,  Andrew  Goodwin  (1992)  applies  Peirce’s  semantic  categories  in  his   analysis  of  popular  music  videos.  He  provides  a  basis  for  using  Peirce’s  

categories  in  the  analysis  of  signs  in  music.  According  to  Goodwin,  a  sign  in  the   musical  text  can  work  iconically,  not  through  visual  resemblance  but  through   aural  resemblance,  for  example  when  guitars  emulate  police  sirens  (Goodwin   1992,  58).  Musical  elements  can  also  signify  indexically,  when  for  instance  the   listener  connects  the  sound  of  scratching  to  the  act  of  scratching  by  a  DJ,  through   their  causal  relationship  (Goodwin  1992,  59).  A  symbolic  relationship  exists   when  the  listener  makes  meaning  of  a  sign,  using  knowledge  of  musical  

conventions.  Goodwin  uses  the  example  of  listeners  connecting  certain  kinds  of   scales  to  non-­‐Western  “otherness”  (Goodwin  1992,  58).    

In  my  thesis  I  will  be  concerned  with  the  spatial  characteristics  of  the   recorded  sounds,  which  is  somewhat  different  from  Goodwin’s  analysis  of  al   musical  signs.  Most  importantly,  a  special  role  is  reserved  for  the  indexical   relationship  spatial  characteristics  have  with  the  recording  space.  On  a  basic   level,  the  spatial  characteristics  of  a  sound  are  defined  by  the  space  in  which  the   sound  is  made.  Therefore,  the  most  basic  signifying  that  takes  place  is  on  an   indexical  level,  as  the  spatial  characteristics  signify  the  recording  space  as  they   have  an  existential  relationship  with  this  particular  space.  In  my  chapters  

concerning  the  history  of  spatiality  in  popular  recordings  during  the  mono  era,  I   will  use  all  of  Peirce’s  categories  to  establish  my  own  categories  of  spatial   semantics  as  they  occur  chronologically  during  this  time  period.    

   

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1.7  High  Fidelity  

The  use  of  spatial  characteristics  in  popular  music  recordings  is  closely  related  to   the  concept  of  ‘high  fidelity.’  The  high  fidelity  movement  started  amongst  

audiophiles  at  the  beginning  of  the  1950s,  as  a  result  of  the  rapidly  advancing   recording  and  playback  technology.  The  core  concept  behind  high  fidelity  was   the  aesthetic  notion  that  a  recording  should  recreate  musical  performances  in   the  natural  sounding  world  as  accurately  as  possible.  In  order  to  achieve  this   goal,  recording  engineers  had  to  use  the  most  advanced  equipment  to  capture   the  full  frequency  response,  natural  dynamics  and  distortion-­‐less  sound  of  the   original  performance.  Naturally,  only  the  best  reproduction  equipment  could  be   used  to  achieve  the  illusion  of  the  live  performance  in  one’s  own  home  (Zak  III   2010,  150).  

  Audio  equipment  manufacturers  welcomed  the  term  with  open  arms,  and   soon  high  fidelity  was  indistinguishably  tied  to  consumer  grade  audio  

equipment.  In  Perfecting  Sound  Forever:  The  Story  of  Recorded  Music,  Greg  Milner   explains  that  high  fidelity  soon  became  a  widespread  term  to  promote  the  

quality  of  any  product  (2009,  138).  In  1951  High  Fidelity  magazine  was  founded,   in  which  both  audio  technology  and  recordings  were  discussed.  The  magazine   predominantly  reviewed  classical  music  recordings,  as  these  were  deemed  to  be   of  higher  quality  (Zak  III  2010,  150-­‐151).    

  In  I  Don’t  Sound  Like  Nobody:  Remaking  Music  in  1950s  America  (2010),   Albin  Zak  III  explains  that  although  realism  in  recordings  was  the  overall  goal,   aesthetic  decisions  had  to  be  made  by  the  engineers  to  achieve  what  they   thought  this  realism  entailed:  “Turning  musical  performance  into  durable   artifact  required  electronic  sleight  of  hand,  which  was  bound  to  be  shot  through   with  aesthetic  decision  making.  If  the  alchemy  was  to  be  practically  inaudible,  as   the  doctrine  of  hi  fi  had  it,  this  only  heightened  the  sophistication  of  the  artifice”   (Zak  III  2010,  151).  Zak  continues  to  juxtapose  the  high  fidelity  movement,   predominantly  dealing  with  classical  music,  against  the  popular  recordings  of  the   time,  which,  rather  than  looking  for  transparency,  were  increasingly  aiming  to   achieve  a  sound  of  their  own.    

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recording  in  1925.  It  was  Edison’s  long  time  goal  to  make  his  recordings  sound   as  real  as  possible,  and  using  his  ‘tone  tests,’  which  I  will  describe  in  more  detail   in  chapter  two,  he  managed  to  plant  this  ideal  into  the  minds  of  the  consumer   and  the  industry.  Although  the  notion  of  high  fidelity  is  mentioned  in  several  of   the  studies  discussed  thus  far,  the  intrinsic  link  between  fidelity  and  spatial   characteristics  of  recorded  music  is  rarely  made  explicit.  If  the  spatial  

characteristics  of  a  recording  are  not  realistically  evoking  a  performance  space  in   the  mind  of  the  listener,  the  high  fidelity  ideal  cannot  be  achieved.  The  ideal  of   realism  therefore  had  a  big  impact  on  the  music  industry’s  notion  of  what  spatial   characteristics  in  recordings  should  represent.    

 

1.8  Outline  

In  order  to  get  a  better  understanding  of  how  spatial  characteristics  in  popular   music  during  the  mono  era  function,  the  primary  goal  of  this  thesis  will  be  to   address  the  following  research  questions:    

 

How  did  the  spatial  characteristics  of  recorded  popular  music  during  the   mono  era  (1877-­‐1957)  evolve?  What  was  the  role  of  various  new  

technologies  and  studio  techniques  in  the  evolution  of  the  use  of  spatial   characteristics  by  the  recording  engineer?  Finally,  what  effect  did  these   different  uses  have  on  the  process  of  meaning  making  by  the  listener?      

The  first  part  of  the  thesis  consists  of  two  chapters  dealing  with  the   history  of  spatiality  in  recorded  popular  music  in  the  mono  era,  using  the  history   of  the  technological  innovations  that  changed  the  sonic  space  on  these  

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the  semantic  functioning  of  spatial  characteristics  will  be  categorized  

chronologically,  thus  providing  a  theoretic  framework  to  better  understand  how   the  listener  can  make  meaning  out  of  specific  spatial  characteristics.  

  The  second  part  of  this  thesis  will  consist  of  a  case  study  in  which  I   analyze  three  recordings  of  Bill  Putnam.  This  case  study  will  be  spread  out  over   chapters  four,  five,  six  and  seven.  Putnam  was  a  pioneer  in  the  field  of  popular   music  recording,  and  his  experiments  with  shaping  the  space  of  the  recordings   have  been  pivotal  in  the  history  of  space  in  recorded  popular  music.  During  the   late  ‘40s  and  early  ‘50s  Putnam  experimented  with  new  ways  of  using  

technologies,  such  as  the  echo  chamber  and  tape  echo,  on  some  of  his  recordings.   By  analyzing  three  of  his  recording  from  this  period,  I  aim  to  obtain  a  more   detailed  understanding  how  these  new  forms  of  spatiality  function  within  a   specific  recording  of  this  time  period.    

Chapter  four  will  consist  of  a  short  biography  of  Bill  Putnam.  Chapter  five   will  deal  with  the  recording  of  “Peg  O’  My  Heart”  by  the  Harmonicats  (1947a),   chapter  six  with  the  recording  of  “Good  Morning,  Mr.  Echo”  by  the  Jane  Turzy   Trio  (1951)  and  chapter  seven  with  the  recording  of  “Juke”  by  Little  Walter  and   his  Night  Cats  (1952).  Each  of  these  chapters  will  be  divided  into  three  parts,   starting  with  background  information  on  the  recording,  followed  by  a  formal   analysis  of  its  spatial  characteristics  and  finishing  with  a  theoretical  analysis,   putting  the  formal  analysis  in  cultural-­‐historical  context  and  investigating  the   techniques  and  technology  used  to  achieve  their  spatial  characteristics.  

Authors  that  have  discussed  the  use  of  spatial  characteristics  in  the  mono   time  frame  have  mostly  focused  on  the  cultural  aspect  of  these  recordings.  By   using  William  Moylan’s  method  of  spatial  analysis,  I  will  try  to  provide  a  very   detailed  account  of  the  spatial  aspects  of  the  sonic  information  of  these  three   recordings,  before  theorizing  the  function  of  the  spatial  characteristics  in  a   broader  cultural  context.  To  aid  the  formal  spatial  analysis,  a  visual  

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Part  One:  Space  in  Popular  Recordings  of  the  Mono  Era  

 

2.  Towards  Realism:  1877  -­‐  1930  

 

2.1  Spatiality  in  Music  Before  Edison  

Space  and  acoustics  have  played  a  major  role  in  shaping  our  creation  and   perception  of  music.  In  Western  culture  making  and  listening  to  music  has   existed  in  both  the  private  and  the  public  realm.    Public  spaces  often  exhibited   different  acoustics  than  the  private  household.  As  Raymond  Murray  Schafer   (1977)  explains  in  The  Soundscape:  Our  Sonic  Environment  and  the  Tuning  of  the   World,  one  of  the  sonic  territories  that  are  of  key  importance  to  our  experience   of  music,  even  up  to  this  day,  is  that  of  the  religious  and  sacred  building.  

  Temples  and  mausoleums  were  built  to  impress,  and  in  trying  to  do  so   size  mattered.  The  dimensions  of  these  sacred  places  combined  with  the  use  of   different  stone  materials  often  resulted  in  an  impressive  reverb.  This  reverb   proved  to  be  useful.  Every  utterance  made  by  a  visitor  was  magnified  to  a  great   extend,  imposing  one  to  remain  quietly  in  awe,  allowing  only  one  voice  to  be   heard  at  the  same  time:  that  of  the  deity  or  its  spokesperson  (Doyle  2005,  42).     This  effect,  also  found  in  places  of  secular  power  such  as  palaces,  court   houses  and  legislatures,  must  have  had  tremendous  connotative  power,   especially  in  times  of  a  more  ‘pure’  and  less  diffused  sonic  landscape.  It  

connected  the  sonic  quality  of  reverb,  normally  only  found  in  desolate  places  like   caves,  with  something  that  existed  outside  the  realm  of  the  commoner,  be  it  of   magical,  religious  or  kingly  proportions.    When  people  started  to  make  music  in   these  places  of  God,  it  became  apparent  that  it  was  not  just  the  behavior  and   mindset  of  the  visitors  that  were  affected  by  their  acoustics.    

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unintelligible  (Bagenal  and  Wood  1931,  364).  

  Because  of  the  sonic  character  of  the  churches  and  cathedrals,  the  words   were  spoken  slowly  and  around  the  resonant  pitch  of  church,  often  the  note  of  A   or  A-­‐flat.  The  drone-­‐like  speech  would  be  amplified  by  the  church’s  acoustic   properties,  giving  the  words  great  carrying  power.  It  seems  only  natural  that   these  sermons  and  prayer  recitations  evolved  into  chants,  and  spoken  psalms   into  plainsongs.  As  it  became  apparent  that  the  resonant  church  could  function   as  an  instrument,  like  a  droning  note,  it  allowed  for  more  than  one  vocal  melody   to  go  on  at  the  same  time,  leading  to  the  birth  of  polyphony  in  religious  music   (Bagenal  and  Wood  1931,  364-­‐365).  

  As  the  architecture  of  the  Christian  churches  evolved,  so  did  the  music.   Reformation,  based  on  a  new  understanding  of  the  scriptures,  needed  a  church   that  allowed  the  scriptures  to  be  explained  vigorously.  Instead  of  building   cathedrals  that  would  reach  to  the  heavens,  most  reformation  churches  were   made  with  a  different  ratio  of  atmosphere  density  to  size  of  the  congregation,   which  resulted  in  less  reverb  and  a  sermon  that  could  be  understood.  As  a  side   benefit,  not  having  to  deal  with  the  sympathetic  note  of  the  Cathedral  and  its   immense  reverb,  there  was  room  for  more  complicated  music.  Hope  Bagenal  and   Alexander  Wood  (1931,  364-­‐365)  argue  that  it  was  the  acoustics  of  the  reformed   church  that  allowed  for  new  forms  of  religious  music,  such  as  cantatas  and   fugues,  to  come  to  exist.  Spatial  characteristics  played  an  important  role  in  the   evolution  of  sacred  music.  In  this  evolution  a  specific  spatial  characteristic,  that   of  reverb,  is  connected  to  an  institution  that  was,  and  still  is,  of  great  influence  on   everyday  life.  The  power  of  connotation  is  so  strong  that  most  modern  artificial   reverb  devices  have  a  cathedral  setting  amongst  their  presets.    

 

2.2  Sonic  Space  in  the  Acoustic  Period  

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the  18th  century,  had  paved  the  way  for  a  group  of  inventors  to  combine  

vibrations  of  sound,  electromagnetic  energy  and  mechanical  energy  into  a  device   that  could  detect  and  transpose  sound  to  a  different  medium  (Steffen  2005,  21).   It  was  the  1877  invention  of  the  phonograph  by  Thomas  Edison  that   would  change  sound  forever.  It  initiated  a  gradual  but  drastic  change  in  both  the   Western  sonic  landscape  as  well  as  the  cognitive  perception  of  sound  in  the   West.  Edison,  who  was  looking  to  improve  the  speed  of  the  telegraph,  stumbled   upon  a  peculiar  sound  when  he  ran  paper  tape,  indented  with  dots  and  stripes,   against  a  metal  spring  at  high  speeds.  With  this  discovery  Edison  and  his  team   took  on  a  different  path  and  started  to  try  to  make  an  inverted  version  of  this   phenomenon.  Edison  would  shout  into  a  telephone  speaker  connected  to  a   stylus,  while  a  paraffin-­‐coated  paper  tape  ran  underneath  it.  Not  only  did  the   stylus  indent  the  tape  when  Edison  shouted,  when  the  tape  was  run  underneath   the  stylus  for  a  second  time  a  faint  but  audible  reproduction  came  out  of  the   speaker.  Sound  was  recorded  and  played  back  for  the  first  time  in  history   (Steffen  2005,  23-­‐24).  

  In  November  1877  the  first  patented  recording  device  was  made,  which   later  has  become  known  as  the  tin-­‐foil  model.  Edison  had  made  some  

improvements  over  his  first  experiments,  using  a  tin-­‐foil  covered  cylinder  that   could  be  manually  rotated  with  a  crank.  It  was  music,  in  the  form  of  Edison   singing  “Mary  Had  a  Little  Lamb,”  that  had  the  privilege  of  being  the  first  tin-­‐foil   recording  (Steffen  2005,  25).  This  first  recording  session  was  a  precursor  of  the   relationship  the  record  industry  would  develop  with  music,  as  popular  music   was  to  be  recorded  most.    

  With  the  invention  of  the  phonograph,  sound  was  artificially  split  from  its   resonating  origin.    As  the  sound  was  captured  on  a  medium,  so  were  the  spatial   characteristics  of  the  recorded  sound.  However,  due  to  the  technical  

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