University of Groningen
Enhancing social outcomes from mega urban transport development
Lee, Ju Hyun
DOI:
10.33612/diss.136047572
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2020
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Lee, J. H. (2020). Enhancing social outcomes from mega urban transport development: An integrated
approach to transport and spatial planning. University of Groningen.
https://doi.org/10.33612/diss.136047572
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JUHYUN LEE
ENHANCING SOCIAL OUTCOMES
FROM MEGA URBAN
TRANSPORT DEVELOPMENT:
AN INTEGRATED APPROACH TO
TRANSPORT AND SPATIAL PLANNING
Cover and layout design: Lovebird design
www.lovebird-design.com
ISBN: 9789464025590 © Juhyun Lee, 2020
Enhancing social outcomes
from mega urban transport development:
An integrated approach
to transport and spatial planning
PhD thesis
to obtain the degree of PhD at the
on the authority of the
Rector Magnificus Prof.dr. C. Wijmenga
and in accordance with
the decision by the College of Deans.
Juhyun Lee
born on 7
June 1979
in Seoul, Korea
The thesis will be defended in public on
Tuesday 27 October 2020 at 09.00 hours
by
Supervisors:
Prof. E.J.M.M. Arts Prof. F. Vanclay
Assessment Committee:
Prof. M. Kang Prof. T. Tillema Prof. B. van Wee
Preface
As luck would have it, I have lived and worked in many cities across the globe,
such as London, Seoul, Bangkok, and Hanoi. Fortunately, I happened to live
alongside the main river of cities, where I have witnessed endless
(dis)appear-ance of buildings, bridges, and natures. My life became a sort of history of the
never-ending transformation of spaces and cities. No matter where I lived, I felt
power arising from both systems and agents, which continuously shape cities
and everyday of our life. Sometimes I felt angry, sad, despair, or amazed and
stunned by such changes. Interrelated relationships between cities and society
are the motivation, trigger, as well as subjects of my long-term journey.
My first curiosity was how to manage changes happening in a city, especially in
nature and cultural heritage. My second interest lay in how to manage different
interests in public infrastructure and space so that such projects bring socially
and economically sustainable benefits to the whole society. The more involved
I became with urban planning researches and policy works across the globe,
the more convinced I was that what matters is managing diverse interests in
urban spaces through a dynamic and ethical planning process. I became eager to
reduce gaps between what was written in textbooks and practice. I also wanted to
tackle careless generalisation of planning theory, policy made without evidence
or theoretical reflections, and debates without cultural awareness.
I hoped that my PhD journey would bring me opportunities to develop my
own insights into how to manage varied interests embedded in the fabric of
cities in order to bring positive societal consequences over time and space. I
also hoped that I would make theoretical and practical contribution to impact
assessment of urban policy and infrastructure development projects. I felt so
blessed that I was given a chance to investigate into this topic. I believe I have
just finished the first part of my lifetime journey and I should embark on the
second one soon. One of key things I learned from my PhD research was that
a researcher should not stop working with passion, humility, integrity, and
originality. I am so glad that I am even more motivated than before to become
a dedicated academic working between planning policy, practice, and theory.
My gratitude goes to my supervisor Prof. Jos Arts and Prof. Frank Vanclay.
While many people across the globe felt difficult to work on my topic due to its
interdisciplinary nature and complexity, my supervisors agreed to joined this
journey with me. As a primary supervisor, Jos has been always supportive and
made me laugh with his own unique sense of humour. I truly appreciate his
warmth, positivity and transparency. Frank was the one who let me start my PhD
journey at the University of Groningen. He inspired my dedication to ensuring
Supervisors:
Prof. E.J.M.M. Arts Prof. F. Vanclay
Assessment Committee:
Prof. M. Kang Prof. T. Tillema Prof. B. van Wee
good quality outcomes from researches. I truly appreciate his professionalism,
pragmatic advice, and true commitment. I learned so much from the expertise,
wisdom, and knowledge of my two supervisors. We will continue our collaboration.
I would also like to thank the Bartlett School of Planning at UCL, a truly
inter-national knowledge hub, where I acquired not only knowledge of but also passion
for planning. I felt so lucky that I started my journey at the place where people
teach and research planning with integrity and originality. My gratitude goes to
Dr. John Ward, and the other colleagues who have inspired and challenged me.
As my research firmly stands between theory and practice, I had to collect a
substantial amount of empirical data from people who were deeply involved with
(re)production of urban space and infrastructure in two megacities, Seoul and
London. I would like to express my gratitude to: researchers at Seoul Institute,
(former) engineers at Seoul Metro Development Division, experts at National
Research Institute including Korea Research Institute for Human Settlements
and Korea Transport Institute, experts at Seoul Housing Corporation and Land
and Housing Corporation, planners at Seoul Metropolitan Government,
plan-ners at local district governments, urban design and planning professors at
universities, and professional consultants. They were so kind to share their views
and precious data with me. In London, I would like to thank the planners and
policy-makers who contributed to urban planning and development,
particu-larly Peter Twelftree, who provided me with so much valuable information and
experiences. Most importantly, I would like to thank the various key informants
and local residents who contributed their comments about the urban transport
projects and their neighbourhoods in Seoul and London.
I owe a debt of gratitude for inspiration and supports I received from my former
colleagues and project partners, particularly at IOA of UCL, UN-Habitat,
Port-land State University, Sungkyunkwan University, Global Green Growth Institute,
UNESCO Asia, National Committee for UN-Habitat in Korea and others, whose
names I cannot fully address within the limited scope of this preface.
I truly appreciate my friends and colleagues at University of Groningen and
other institutes in the Netherlands. My deep gratitude goes to my lifetime
friends in Vietnam, Korea, and UK.
Last but not least, I would like to thank my family for their love and support
of my endless journey. I have extraordinary parents who extremely support
whatever I do in my life. I cannot say how much I owe them.
Juhyun Lee
Groningen, September, 2020
Contents
Chapter 1. Introduction: Social outcomes from mega urban transport
development processes ...13
1.1 Social outcomes and mega urban infrastructure planning ... 15
1.2 Theoretical background ... 16
1.3 Aim and Focus ... 21
1.4 Research approach and methodology ... 25
1.5 Outline of the study ... 31
Chapter 2. Spatial Ethics as an evaluation tool for the long-term im-pacts of mega urban projects: An application of Spatial Ethics Multi- criteria Assessment to Canning Town Regeneration Project, London ... 33
2.1 Introduction ... 35
2.2 Impact evaluation with respect to mega infrastructure investment for urban regen-eration ... 36
2.2.1 Mega urban transport infrastructure for urban regeneration: public interest, spatial equity and local sustainability ... 36
2.2.2 Issues of impact evaluation of mega urban projects ... 37
2.3 Spatial Ethics Multi-Criteria Assessment ... 38
2.3.1 Four dimensions of Spatial Ethics (SE) for long-term impact evaluation .... 38
2.3.2 Developing a basic framework for Spatial Ethics Evaluation (SEE) ... 39
2.4 Application of the Spatial Ethics Multi-Criteria Assessment: A case study of Canning Town ... 41
2.4.1 Setting the context: impacts of transport investment for urban regener-ation of East London and Canning Town regenerregener-ation ... 41
2.4.2 Building the SE MCA framework for the case study ... 43
2.4.3 Model application ... 46
2.5 Discussion and conclusion ... 49
2.5.1 Urban spatial transformation and public (social) benefits ... 49
2.5.2 Differential spatial impacts and the Golden Rules ... 50
Chapter 3. Examining the social outcomes from urban transport infra-structure: Long-term consequences of spatial changes and varied
interests at multiple levels ... 53
3.1 Introduction ... 55
3.2 Urban infrastructure development and spatial changes at multiple scales ... 56
3.3 Varied interests and long-term consequences at multiple levels ... 58
3.4 A framework to examine the social outcomes from urban infrastructure develop-ment ... 59
3.5 Methodology ... 60
3.6 Exemplar 1: Jubilee Line Extension in London ... 63
3.6.1 Background ... 63
3.6.2 Key interests related to the Jubilee Line Extension at multiple levels ... 64
3.6.3 Spatial changes and associated long-term consequences at macro and micro scales ... 66
3.6.4 Analysis of issues related to the social outcomes from the Jubilee Line Extension ... 68
3.7 Exemplar 2: Second Phase Subway Development in Seoul ... 70
3.7.1 Background ... 70
3.7.2 Key interests related to the Second Phase Subway Development at mul-tiple levels ... 70
3.7.3 Spatial changes and associated long-term consequences at macro and micro scales ... 72
3.7.4 Analysis of issues related to social outcomes from the Second Phase Subway Development ... 75
3.8 Discussion on social outcomes from urban transport development ... 76
3.8.1 Multi-scale spatial development and long-term consequences of trans-port development ... 76
3.8.2 Social outcomes within specific contexts ... 78
3.8.3 Implications for an integrated approach to enhance social outcomes from urban transport infrastructure ... 79
3.9 Conclusion ... 80
Chapter 4. Enhancing social outcomes from mega urban transport development: Investigating barriers and opportunities to an in-tegrated approach to transport and spatial development ... 83
4.1 Introduction ... 85
4.2 Theoretical background: an integrated approach to urban transport and spatial development ... 86
4.3 Institutional Analysis and Development Framework... 88
4.4 Methods ... 91
4.4.1 Justification for use of Seoul as the exemplar ... 91
4.4.2 Data collection ... 92
4.4.3 Data analysis ... 93
4.5 An institutional analysis of the Second Phase Subway Development in Seoul ... 93
4.5.1 Context ... 94
4.5.2 Action situations ... 96
4.5.3 Analysing key issues for an integrated planning approach to subway development ... 98
4.6 Barriers and opportunities to enhancing social outcomes in the planning process 102 4.6.1 Social outcomes and integration at the macro level ... 102
4.6.2 Social outcomes and integration at the micro level ... 103
4.6.3 Social outcomes and the multi-level planning process ... 104
4.6.4 Lessons learned: a multi-level integrated appraoch ... 105
4.7 Conclusion ... 106
Chapter 5. Stakeholder views on land-use and transport integration in a rapidly-growing megacity: Social outcomes and integrated planning issues in Seoul ... 109
5.1 Introduction ... 111
5.2 An integrated approach to mega urban transport projects for sustainable urban-ization ... 112
5.3 Seoul’s approach to land-use and transport integration for sustainable urban development ... 114
5.4 Methodology ... 116
5.5 Local stakeholder perceptions on the social consequences of spatial transforma-tion ... 119
5.5.1 Accessibility and quality of daily life ... 119
5.5.2 Analysis of key issues related to social outcomes ... 123
5.6 Barriers and opportunities to enhance social outcomes from LUTI ... 124
5.6.1 Barriers at the local level ... 124
5.6.2 Opportunities at the local level ... 126
5.6.3 Barriers at the metropolitan level ... 129
5.6.4 Opportunities at the metropolitan level ... 130
Chapter 6. Conclusion: Enhancing social outcomes from mega urban
infrastructure development ...135
6.1 Enhancing social outcomes from mega urban transport development ... 137
6.2 Research findings ... 138
6.3 Discussion: Directions for enhancing social outcomes ... 145
6.4 Reflection and trajectories for future research ... 151
6.5 Lessons for policy and planning practice ... 154
References ... 161
Appendices ...173
Appendix A: List of interviewees ... 174
Appendix B: Interview formats ... 176
Appendix C: Codes used for analysis ... 183
Appendix D: Additional information of Chapter 1 ... 186
Appendix E: Additional information of Chapter 4 ... 192
Appendix F: Informed Consent Form for Interviews ... 200
Summary ...203
English ... 205
Dutch ... 210
Korean ... 217
List of tables and figures
Tables
Table 1.1: Criteria and indicative measures used to examine outcomes from infrastructure development
Table 1.2: The structure of focus group discussions Table 1.3: Overview of the chapters of this study
Table 2.1: Domains (objectives) and sub-domains (sub-objectives) of Spatial Ethics Table 2.2: The reshaped spatial ethics evaluation framework
Table 3.1 Criteria and indicative measures used to examine outcomes from infrastructure development
Table 3.2: Interests related to the outcomes of the Jubilee Line Extension at multiple levels Table 3.3: Interests related to the outcomes of the Second Phase Subway Development at multiple levels
Table 4.1: Rules and action verbs used for institutional analysis Table 5.1: Direction for spatial development at transport nodes in Seoul
Table 5.2: Varying characteristics of localities at different urban hierarchy levels in Seoul Table 5.3: General outline of the issues discussed in focus groups and interviews
Table 5.4: Extent of perceived benefits from spatial changes and mega-urban transport projects
Figures
Figure 1.1: Understanding social outcomes from MUTPs Figure 1.2: Understanding planning processes of MUTPs
Figure 1.3: A conceptual framework for social outcomes and integrated planning processes at multiple levels
Figure 1.4: Relations between research sub-questions Figure 2.1: Four dimensions of Spatial Ethics.
Figure 2.2: A process of application of SE MCA for the case study Figure 2.3: Integrated deprivation level of Canning Town of Newham
Figure 3.1: An indicative conceptualization of social outcomes from urban transport development Figure 3.2: The Jubilee Line Extension in East London
Figure 3.3: Numbers of employees per km2 in London in 2003 and 2014 Figure 3.4: Subway maps for Seoul
Figure 3.5: Change in employment density at centres of employment in Seoul from 2000 to 2010 Figure 4.1: Institutional Analysis and Development Framework
Figure 4.2: Application of the IAD Framework to the planning process for a mega urban transport project
Figure 4.3: Subway maps for Seoul
Figure 4.4: Multiple action situations of Second Phase Subway Development in Seoul Figure 4.5: An evaluation of the planning process for the Subway Development in Seoul Figure 5.1: Public facilities and shops within 5- and 10-minute walking distance from nodes