Change interventions that influence adoption behaviors of mental healthcare professionals during e-therapy implementations
March, 2018
MARTIJN VINCENT FABER Student number: S2810530
m.v.faber@student.rug.nl +31 (0) 652646277
Master Thesis
MSc. BA - Change Management Faculty of Economics and Business
University of Groningen
Supervisor RUG Dr. M.A.G. van Offenbeek
Co-assessor RUG Dr. J.FJ. Vos Supervisor Lentis
Dr. M.R. Dekker Word count: 14.702
ABSTRACT
This research analyzed the implementation process of an e-therapy technology to provide insights into how change interventions influence adoption behaviors of mental healthcare professionals. This research is organized in two phases. The first phase encompassed a quantitative research in the form of a survey, where different user-groups, drawing on a model of four behavioral categories, are identified. In the second phase, interviews with mental healthcare professionals of different user-groups were conducted in order to gain a deeper understanding of the professionals’ experiences with the e-therapy technology and the implementation of this technology. Moreover, this study focused on group-level technology adoption and analyzed if user-groups perceptions towards the effectiveness of change interventions differed. The findings show that management support, organizational support and training are important change interventions in the post-implementation phase to increase and sustain adoption behaviors of mental health professionals.
Keywords: healthcare, eHealth, technologies, implementation, adoption behaviors, change,
interventions
Table of contents
1. INTRODUCTION ... 6
2. THEORETICAL BACKGROUND ... 8
2.1 E-therapy ... 8
2.1.1 Minddistrict ... 8
2.2 E-therapy implementations in healthcare organizations ... 9
2.3 The implementation model of Cooper and Zmud ... 10
2.4 Users’ reactions ... 10
2.5 Antecedents of acceptance and resistance behaviors ... 12
2.6 Change interventions ... 13
3. METHODS ... 16
3.1 Context ... 16
3.2 Research part I: Survey ... 17
3.2.1 Measurements ... 18
3.2.2 Data analysis ... 21
3.3 Research part II: Interviews ... 21
3.3.1 Data analysis ... 22
4. RESULTS ... 22
4.1 Results part 1 ... 22
4.1.1 Correlation analysis ... 23
4.1.2 Regression analysis ... 24
4.1.3 Adoption reactions of professionals ... 26
4.2 Results part II ... 28
4.2.1 User group 1: supporting users ... 29
4.2.2 User group 3: resisting non-users ... 31
4.2.3 User-group 4: supporting non-users ... 32
4.3 Cross user-group analysis ... 33
5. DISCUSSION ... 36
5.1 Variables that influence use and support behaviors ... 37
5.2 Change interventions that were valued by the user-groups ... 37
5.3 Change interventions that influence adoption behaviors ... 38
5.4 Theoretical discussion ... 39
5.5 Practical implications ... 40
5.6 Limitations and suggestions for further research ... 41
6. CONCLUSION ... 41
References ... 43
Appendix A: Invitation ... 48
Appendix B: Survey ... 49
Appendix C: Descriptives of teams and functions ... 60
Appendix D: Measurement items and scales ... 61
Appendix E: Factor analysis ... 64
Appendix F: Interview protocol Lentis (Dutch) ... 65
Appendix G: Correlation analysis ... 69
Appendix H: Adoption reactions on division level ... 70
Appendix I: Coding scheme ... 71
1. INTRODUCTION
Healthcare organizations have to deal with a greater external pressure to manage the access, quality, and costs of healthcare provision (Embertson, 2006; Wu, Kao & Sambamurthy, 2016). Furthermore, the tendency of the western world’s ageing also puts pressure on the healthcare sector (Murray et al., 2011). This demographic trend does not only cause economic problems due to the decreasing ratio of tax paying workers, but also because higher life expectancies in the end will lead to increased costs in the healthcare sector as well
(Meulendijk et al., 2011; Scanaill et al., 2006). Besides that, there is also a dramatic decrease of available young professionals in this sector (Chan et al., 2009). Consequently, as stated by Owens et al. (2011), further effort is needed to control healthcare costs and to maintain or improve the quality of care.
Technological innovations are a potential solution to the above mentioned challenges in healthcare (Meulendijk et al., 2011). An example of such an innovation is the use of health- related internet applications (eHealth), which is expected to help increase efficiency, decrease costs, and empower individuals to actively manage their health by adopting healthy behaviors (Wicks et al., 2014; Wilson & Lankton, 2004). Therefore, a deeper understanding is needed into the opportunities and concerns of implementing eHealth in healthcare.
Oh et al. (2005) found in their systematic review that the definition of Eysenbach (2001) of the term eHealth is often used and is used in this research as well:
E-health is an emerging field in the intersection of medical informatics, public health and business, referring to health services and information delivered or enhanced through the Internet and related technologies. In a broader sense, the term
characterizes not only a technical development, but also a state-of-mind, a way of thinking, an attitude, and a commitment for networked, global thinking, to improve healthcare locally, regionally, and worldwide by using information and
communication technology (Eysenbach, 2001, p. 1).
The expectations about eHealth are mixed. On the one hand, today’s clients are willing to
have a greater involvement in their own treatment process and, therefore, it can be stated that
the use of eHealth applications will meet in this request (Wilson & Lankton, 2004). Besides,
eHealth applications have the potential to stimulate clients in their commitment to the
treatment process (Andreassen et al., 2007). On the other hand, according to the literature,
there are also some concerns when it comes to using eHealth applications about the concepts
of client information and inappropriate use (Andreassen et al., 2007). Furthermore, in the
Netherlands is large-scale adoption of eHealth technologies lacking (eHealth monitor, 2016).
Although the last few decades studies created a better understanding in the usefulness of eHealth applications, healthcare organizations are still not very successful in adopting and gaining benefits from eHealth (Wu et al., 2016). Project delays, budget deficits and negative impacts on the quality and effectiveness of healthcare are problems being widely reported caused by implementation of eHealth technologies (Murray et al., 2011). Besides, eHealth technologies are most strongly resisted by that group of people which is expected to gain the greatest benefits from it (Bhattacherjee & Hilkmet, 2007). Health professionals have
expressed concerns that eHealth applications will not fully meet their needs, which can result in decreased effectiveness and efficiency in the delivery of healthcare (Goh, Geo & Agarwal, 2011). Implementing eHealth applications in the right way could prevent for the problems mentioned before. Despite extensive studies about the value of eHealth solutions in healthcare organizations, limited research has been conducted on the mechanisms underlying successful implementations of eHealth applications (Goh et al., 2011). A better understanding of the change interventions that influence adoption behaviors during eHealth implementations in the mental healthcare sector will lead to more successfully eHealth implementations and
eventually to healthcare organizations that can gain the benefits from eHealth. This study, therefore, contributes the to existing literature by refining the understanding of the change interventions that underlie acceptance and/or resistance and result in differences in adoption behaviors between user-groups. As such, the aim of this study is to develop a more thorough understanding of why health professionals adopt a new system in the context of an eHealth implementation by exploring how different user-groups, drawing on a model of four behavioral categories (Van Offenbeek, Boonstra & Seo, 2013), valued the effectiveness of different change interventions. Therefore, this study intended to answer the following research question: ‘How do change interventions influence the adoption behaviors of mental healthcare professionals during e-therapy implementations?’
This study focused on adoption of eHealth implementations in mental healthcare settings. Furthermore, the scope of this study was limited to research focusing on work practices. The change interventions that influence the adoption behaviors of eHealth in current work practices were assessed. Additionally, we only chose to focus on one user group.
Only healthcare professionals as users of the eHealth application were included in this study.
Looking at the managerial interest, this study advances our understanding of adoption behaviors during eHealth implementations. Moreover, this study focused on group-level technology adoption and analyzed if user-groups perceptions towards the effectiveness of change interventions differed.
This paper is structured as follows. The next chapter gives a theoretical background
of relevant concepts. Thereafter, the methods section describes which approaches are used for
this case study. A result section then presents the study’s findings. Finally, this study ends
with a conclusion and discussion section that outlines theoretical and practical contribution, limitations and suggestions for further research.
2. THEORETICAL BACKGROUND
In this section, we elaborated on state of the art knowledge in literature of eHealth
implementations in the healthcare sector and, more specifically, on e-therapy as an eHealth technology. Further, we discuss why and how the behavioral oriented framework of Van Offenbeek et al. (2013) serve as appropriate theoretical framework for this study.
2.1 E-therapy
The Internet provides opportunities towards the provision of online mental health services and the use of eHealth has shown promising results in various mental health treatments (Wentzel et al., 2016; Wells et al., 2007). Online mental treatment- or, more specifically, e-therapy- services provide opportunities for private communication between health professionals and their clients and are coupled with relatively low cost (Wells et al., 2011). Further, the provision of e-therapy improves accessibility to high quality care and empowers clients (Boonstra et al., 2011). E-therapy covers a broad range of mental health services such as electronic provision of individual counseling, group and family therapy and professionally facilitated online support groups (Wells et al., 2011). For this study, we focused on the use of e-therapy that supports an individual’s personal rout to recovery by means of technology (Minddistrict, 2018).
E-therapy is often portrayed as a promising eHealth technology in terms of reducing costs and waiting lists (Richards, 2009). Moreover, it can be a solution to the social problem of the decrease in young professionals working in the healthcare sector (Chan et al., 2009).
Despite the increasing attention, the diffusion of e-therapy remains limited, mainly because healthcare organizations are still not very successful in adopting and gaining benefits from eHealth (Wu et al., 2016). In this study, the implementation process of an e-therapy application is analyzed in order to get an understanding of why and how mental health professionals adopt and integrate it in their work practices.
2.1.1 Minddistrict
At the case organization, a large mental healthcare organization in the Netherlands, we
analyzed the implementation of one particular e-therapy application. The case study focused
on 23 teams of three departments where health professionals work with the so-called
Minddistrict application. Minddistrict is a product that supports an individual’s treatment
process by means of technology, from prevention to aftercare (Minddistrict, 2018). In
literature, the e-therapy application used at the case organization is known as a tool that
provides online interventions in a structured way through text, audio, or explanatory videos
(Doherty, Coyle, & Sharry, 2012). The different modules of Minddistrict are based on relevant theories and knowledge from healthcare providers, but especially on the needs of clients. Examples of modules are building confidence, dealing with thoughts and feelings, finding balance (Minddistrict, 2018).
2.2 E-therapy implementations in healthcare organizations
The implementation of an e-therapy technology is often seen as a simple, safe, cheap and effective solution. However, previous research shows that the interplay between the new e- therapy technology and existing work practices is complex and may lead to unintended outcomes (Farre & Cummins, 2016). The implementation of an e-therapy technology alone is not enough to accomplish the intended result. Boonstra et al. (2011) mentioned the
importance of strategic alignment, which is based on the view that it is only when IT is effectively aligned with the strategy of the organization, processes and practices will IT enable organizations to achieve goals. This alignment seems to be difficult in the healthcare sector, where managers, health professionals, and the IT department follow different rationalities and have different domain knowledge (Heeks, 2006). Besides, managers often experience difficulties in achieving alignment by relating the new technologies, such as e- therapy, with their business strategies and structures (Boonstra et al, 2011).
Adoption of technologies by individuals is always subject to management support (Battilana et al, 2010). Top-down management support is not enough to accomplish a change in the whole organization, especially in healthcare organizations where the systems are complex, power is distributed among professional groups, and professions have their own norms and values (Chreim et al., 2010). Therefore, Best et al. (2012) mentioned that leadership must be designated and distributed. Distributed leadership, i.e., teams and health professionals must share responsibilities for mobilizing the efforts and delivering project components, is necessary to realize the change (Best et al., 2012).
To summarize, effective diffusion of e-therapy requires adaptations of current work
practices, reorientation, and organizational change, especially in the knowledge-intensive
mental healthcare sector (Tsiknakis & Kouroubali, 2009). Previous research mentioned the
important factor of the collaboration with professionals during e-therapy implementations
(Kaye et al., 2010). Professionals in healthcare have a high degree of autonomy, which is
difficult to change (Tsiknakis & Kouroubali, 2009). Subsequently, it is a challenge for mental
healthcare organizations to successful implement the e-therapy technologies and gaining the
benefits from it. According to Murray et al. (2011), professionals will only use a new e-
therapy application when they perceive a positive impact on interactions between
professionals and client.
2.3 The implementation model of Cooper and Zmud
The model of the IT implementation process from Cooper and Zmud (1990) is used to structure this study. Cooper and Zmud (1990) propose a stage model of IT implementation founded on Lewin’s (1952) change model. In this model, IT implementation is defined as: ‘an organizational effort directed toward diffusing appropriate information technology within a user community’ (Cooper & Zmud, 1990, p. 124).
Looking at the six-phase model, it can be noticed that the first phase is focused on awakening the organization and prepare the organization for the new system. In the stage theory of change (Lewin, 1952) this is mentioned as the ‘unfreezing’ stage. Adoption and adaption are linked with the ‘change’ stage and acceptance, routinization, and infusion are associated with the ‘refreezing’ stage. In the ‘refreezing’ stage, users will need to adapt to the changes in the organization and develop new patterns and habits (Cawsey et al., 2016).
The ultimate goal of an IT implementation is to accomplish the infusion phase. Infusion in this study is defined as a state when the organization obtained increased effectiveness by using the technology in a more comprehensive and integrated manner to support higher levels aspects of organizational work (Cooper & Zmud, 1990).
As mental healthcare organizations are still not very successful in gaining benefits from realized e-therapy implementations, the scope of this study is directed at the ‘refreezing’
phases to gain a better understanding of the adoption behaviors of mental healthcare
professionals. These three phases from the IT implementation model are displayed in Figure 1. Furthermore, since the case organization has passed the adaption phase and is now working on individual users’ acceptance leading to new organizational routines and infusion of e- therapy in the teams, this study focused on the post-implementation phase. The results are analyzed at the group level. In this study, the term users intends to describe the mental health professionals of the case organization that have to work with the e-therapy technology.
E-therapy implementation
Figure 1. IT refreezing phases, based on Cooper and Zmud (1990)
2.4 Users’ reactions
Many change projects that deal with the implementation of IS never realize the intended benefits. Therefore, the awareness and understanding of users’ acceptance is important (Lauterbach & Mueller, 2014). A lot of research is done on the determinants of IS adoption
Acceptance Routinization Infusion
behaviors and use. Most studies to IS adoption behaviors look at either user acceptance (Compeau & Higgens, 1995; Davis, 1989; Davis et al., 1992; Venkatesh et al., 2003) or user resistance (Markus 1993; 2004; Lapointe & Rivard, 2005). Acceptance and resistance are associated with a range of behaviors such as use, appropriation, misuse, and non-use, which are related to various impacts for users and organizations (Bagayogo, Beaudry & Lapointe, 2013). However, this traditional one-dimensional view fails to acknowledge that such behavior can be ambivalent (Seo, Boonstra & Van Offenbeek, 2011). In their research to managing adoption behaviors in ambivalent groups during IS implementations Seo et al.
(2011) mentioned that user behaviors might consist of both user resistance- and user acceptance aspects. Behaviors such as: ‘supporting but no or low usage’ and ‘resisting but high usage’ are ambivalent (Seo et al., 2011, p. 68). Therefore, Van Offenbeek et al. (2013) introduced a framework with a two-dimensional view were acceptance and resistance are considered as two different dimensions instead of one behavioral dimension.
In this study, resistance is defined as ‘opposition by an actor, or a group of actors, to the change associated with IS implementation’ and acceptance as ‘user’s employment of a system to perform a task’ (Van Offenbeek et al., 2013, p. 438). The behavior-oriented framework (Figure 2) shows that the behavioral component is positioned on a unipolar continuum from high use to non-use, whereas resistance is positioned on a continuum from enthusiastic support to aggressive resistance (Van Offenbeek et al., 2013). The behavior- oriented framework is used in this study to identify and categorize different user-groups at the case organization.
Figure 2. Behavior oriented framework (Van Offenbeek et al., 2013).
2.5 Antecedents of acceptance and resistance behaviors
Users’ reactions can be identified by measuring the antecedents of acceptance and resistance behaviors (Van Offenbeek et al., 2013). For this study, we used the antecedents from the acceptance and resistance literature as identified by Van Offenbeek et al. (2013). We included antecedents that are identified by the case organization as most influential. After measuring users’ reactions, professionals can be categorized in one of the four behavioral user groups (see Figure 2): (1) supporting-user, (2) resisting-user, (3) resisting non-user), and (4) supporting non-user.
Use- / non use behaviors
Perceived usefulness: The degree to which a user believes that using a particular system would enhance his or her job performance (Davis, 1989).
Perceived ease-of-use: The degree to which a user believes that using a system would be free of effort (Davis, 1989).
Self-efficacy: The belief that one has the capability to perform a particular behavior (Compeau & Higgens, 1995).
Previous studies showed the relationship between these antecedents and use- / non-use behaviors (Davis, 1989; Davis et al.,1992; Compeau & Higgens, 1995; Venkatesh et al., 2003). Therefore the following hypothesis can be formulated:
Hypothesis 1: Perceived usefulness, perceived ease-of-use, and self-efficacy are positively related to use behaviors.
Support-resistance behaviors
Facilitating conditions: The degree to which a user believes that an organizational and technical infrastructure exists to support use of the system (Venkatesh et al., 2003).
Compatibility in norms and values: The degree to which the implementation of a system is felt to be consistent with one’s norms and values (Kappos & Rivard, 2008).
Subjective norm: The degree to which an user perceives that most people who are important to him think he should or should not use the system (Fishbein & Azjen, 1975;
Venkatesh & Davis, 2000).
Previous studies showed the relationship between these antecedents and support-resistance behaviors (Kappos & Rivard, 2008; Venkatesh et al., 2003; Venkatesh & Davis, 2000).
Therefore the following hypotheses can be formulated:
Hypothesis 2: Compatibility in norms and values and subjective norm are positively related
to support behaviors
Hypothesis 3: Facilitating conditions is positively related to both acceptance and support behaviors.
Figure 3. Conceptual model for sub-question 1
In order to develop a more thorough understanding of why mental health professionals adopt an e-therapy application, we must first identify the different user-groups at the case
organization. The case study aims to answer the following sub-question:
Sub-question 1: Which user-groups in terms of adoption behaviors emerge after the implementation of e-therapy and how can these be explained?
2.6 Change interventions
The adoption of technology can be studied on organizational, group and at the individual level (Venkatesh, 2006). As mentioned before, this study focused on group-level technology adoption and analyzed if user-groups perceptions towards the effectiveness of change
interventions differed. Venkatesh and Bala (2008) classify change interventions as follows: ‘a set of organizational activities that can potentially lead to greater acceptance of the system’
(Venkatesh & Bala, 2008, p. 292).
Identifying change interventions that could influence adoption behaviors of a new
system support managerial decision-making on successful strategies for IS implementations
(Venkatesh & Bala, 2008). In this study, we asked professionals for their perceptions towards various types of change interventions which are mentioned in the IS implementation literature (Markus, 1983; Venkatesh & Bala, 2008; Rivard & Lapoint, 2012; Van Offenbeek et al., 2013). The following change interventions were mentioned by the professionals during the interviews and, therefore, are discussed below.
First, coercion refers to forcing use of the system using coercive power (Rivard &
Lapointe, 2012). For instance, next time that users tries to use the old system, tell them that they cannot (Rivard & Lapointe, 2012). However, the use of coercive power can negatively influence the relationship with the user and therefore can harm the long-term relationship (Allen et al., 2000).
The second intervention, management support, refers to the degree to which users believe that management shows commitment for the implementation and support the use of the new system (Venkatesh & Bala, 2008). Management must make the need for the change and share their vision of the need for change with the users (Battilana et al., 2010). Moreover, Van der Vaart et al. (2016) mentioned that support from management is an essential factor among non-users to start using the system.
Third, organizational support refers to informal or formal activities or functions to assist users in using a new system effectively (Venkatesh & Bala, 2008). Previous research shows that organizational support will positively influence user adoption (Venkatesh et al., 2003). Jasperson, Carter, & Zmud (2005) mentioned the importance of internal or external experts who can support users when they encounter problems with the new system. After the implementation it is important to continually monitor and evaluate the progress. Therefore, achievement should be measured against the project goals of the implementation (Fuih-Hoon, Lee-Shang & Kuang, 2001).
Fourth, training is a type of intervention which can positively affect the adoption process (Sharma & Yetton, 2007). It is widely accepted that training interventions can have an important influence in enhancing adoption behaviors (Venkatesh, Speier, & Morris, 2002).
The emphasis of training has been on educating users to work with the new system (Markus, 1983). Eventually, the goal of educating the users is that technologies are used as designed and create successful outcomes beyond just use (Venkatesh, 2006).
Fourth, discussing issues is an intervention to increase usage and support (Rivard &
Lapointe, 2012). The intervention refers to discussing issues that arise during the implementation process. Discussing issues is important for involving users in the
implementation process, which increase the probability of adoption (Aubert & Hamel, 2001).
Moreover, the involvement in the implementation process enables users to take ownership of
working with the new system (De Weger et al., 2013).
The last intervention included in this study is peer support. Peer support is a type of intervention where different activities performed by co-workers may help a user effectively use a new system (Venkatesh & Bala, 2008). Co-workers can give instructions through formal and informal training about the system which can enhance users’ understanding of a system (Venkatesh & Bala, 2008).
To sum up, we focus on these six types of interventions summarized in the Table 1:
Table 1. Change interventions Change
intervention
Definition Sub-types Example from literature
Literature
Coercion Use of coercive power during an intervention.
“The next time the user tries to use the old process, tell them that they can not”
(Allen et al., 2000;
Rivard & Lapointe, 2012)
Management support
The degree to which users believe that management has committed to the implementation and use of the new system.
Top-management support
“My manager has a clear vision for the change and motivates me”
(Venkatesh & Bala, 2008; Battilana et al., 2010; Van der Vaart et al., 2016)
Middle-management support
Lower-management support
Organizational support
Informal or formal activities or functions to assist users in using a new system effectively.
Role of super user “There is an internal or external expert available who can support me when I encounter
problems with the new IS”
(Venkatesh et al., 2003; Venkatesh &
Bala, 2008;
Jasperson, Carter, &
Zmud, 2005;
Fuih- Hoon, Lee-Shang
& Kuang, 2001
) Evaluation phase “The percentagesof online contacts were discussed in team meetings”
Training Educating users to work with the new system.
“Training can help users decide how to cope with or adapt a new IT”
(Sharma & Yetton, 2007; Venkatesh et al., 2002; Markus, 1983; Venkatesh, 2006)
Discussing issues Discussing issues that arise during the implementation process.
“Discussing issues to gain our understanding would enhance my use”
(Rivard & Lapointe, 2012)
Peer-support Activities performed by co- workers may help a user effectively use a new system
“My co-worker gives me clear instructions about how to use the system”
(Venkatesh & Bala, 2008; Jasperson et al., 2005)