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University of Groningen

Outcomes after Spinal Cord Injury

Osterthun, Rutger

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from it. Please check the document version below.

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Publication date: 2018

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):

Osterthun, R. (2018). Outcomes after Spinal Cord Injury. Rijksuniversiteit Groningen.

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SPINal CORd INjuRy

A spinal cord injury (SCI) is an injury to the spinal cord, resulting in for example muscle weakness, loss of sensation and autonomic dysfunction below the level of injury.1 The

aetiology of SCI can be either traumatic or non-traumatic. Traumatic causes include falls, motor vehicle accidents, sports and violence. Non-traumatic causes include degenerative diseases, vascular diseases, inflammation and tumors.

The degree of loss of function after SCI is determined by the level and completeness of the injury, such as defined by Kirshblum et al.1 The level of injury refers to the most

caudal segment of the spinal cord with normal sensory and antigravity motor function on both sides of the body, provided that there is normal motor and sensory function rostrally. The levels of injury can be roughly divided in tetraplegia and paraplegia. Tetraplegia can be defined as impairment or loss of motor and/or sensory function in the cervical segments of the spinal cord. A tetraplegia may result in impairment of function in the arms as well as in the legs, trunk and pelvic organs. Paraplegia refers to impairment or loss of motor and/or sensory function in the thoracic, lumbar or sacral segments of the spinal cord. Arm functioning is spared with paraplegia. Depending on the level of injury, the trunk, pelvic organs and legs may be involved. The term paraplegia is also used in referring to cauda equina and conus medullaris injuries.

An SCI is considered as incomplete when there is preservation of sensory and/or motor function below the neurological level that includes the lowest sacral segments, and as complete when there is an absence of sensory and motor function in the lowest sacral segments.1

EPIdEmIOlOgy

The incidence of traumatic SCI in the Netherlands has been estimated on 11.7 per million per annum.2 This is on the low end of incidence rates worldwide, which range

from 8 to 53 per million.3,4 There are no incidence figures of non-traumatic SCI in

the Netherlands. Worldwide, incidence rates ranging from 11.4 to 68 per million per annum have been reported, but global incidence rates cannot be estimated because of for example methodological differences and incomplete case ascertainment.4

There are no prevalence rates of SCI in the Netherlands. Worldwide prevalence rates range from 280 to 1298 per million for traumatic SCI.4 Prevalence data for non-traumatic

SCI are only available for Australia and Canada, which are respectively 367 and 1227 per million.4

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ImPaCT Of SCI

SCI can have a great impact on survival, health, performing activities, social participa-tion and quality of life. These outcomes will be discussed in more detail below. Two classifications, developed by the World Health Organization (WHO), can be used to describe these outcomes. The International Classification of Diseases (ICD) is designed as a health care classification system, providing a system of diagnostic codes for classifying diseases and mortality. The ICD is the standard diagnostic tool for health management, epidemiology and clinical purposes.5 ICD codes for SCI distinguish for

example in cause of injury (traumatic or non-traumatic) and level of injury.

The International Classification of Functioning, Disability and Health (ICF) provides a scientific, operational basis for describing and studying health and health related states, outcomes and determinants.6 It describes the effect of a health condition on human

functioning and provides a standard language and framework for the description of health and health-related states. According to the ICF model, three levels of human functioning can be described, namely functioning at the level of body or body part (body functions and structures), the whole person (activities), and the whole person in a social context (participation). Disability therefore involves dysfunctioning at one or more of these levels: impairments, activity limitations and restrictions in participation.6

These levels are influenced by environmental factors, such as social support, financial and economic resources, and by personal factors, such as gender, age and psychological characteristics. All the aspects of the ICF model interact with each other (figure 1). The ICF model is recommended to describe functioning in SCI.7

Health Condition (disorder or disease)

Environmental

Factors Personal Factors Body functions

& structure Activities Participation

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SCI CaRE IN ThE NEThERlaNdS

Three phases of care may be distinguished after a new SCI in the Netherlands, the hospital phase, the rehabilitation phase, and the post rehabilitation phase.

After a new SCI, persons are usually admitted to a hospital.8 The initial care focuses

on prioritizing and treating life-threatening injuries to maximize survival, treating potentially disabling injuries so as to minimize impairment, and minimizing pain and psychological suffering.9-11 In case of an unstable spine or ongoing compression of the

spinal cord, conservative interventions, surgical interventions or both may be necessary. After their initial hospitalization, persons with SCI are generally admitted to a rehabilitation centre with a SCI specialized unit or to a nursing home for their inpatient rehabilitation. The rehabilitation of persons with SCI focuses on regaining activities and social participation. Preventing and learning to handle secondary health conditions (SHCs), such as a disturbed bladder and bowel function, further form an important part of the rehabilitation. The rehabilitation team consists of physicians, nurses, physiotherapists, occupational therapists, social workers, psychologists and sports instructors. After inpatient rehabilitation, persons may be discharged to their home, a nursing home, or a guided living facility, depending on their functional abilities. Mostly, the inpatient rehabilitation is followed by a period of outpatient rehabilitation. Persons who are functionally independent at the end of their hospital stay may also be directly discharged home from the hospital and depending on their needs they may start rehabilitation in an outpatient setting.

In the post rehabilitation phase, persons with SCI are seen on a regular basis for a check-up by the rehabilitation physician. If necessary, other members of the rehabilitation team can be involved or new outpatient rehabilitation may be occasionally started.

OuTCOmES afTER SCI

Since SCI may have a great impact on survival, health, performing activities, social participation and quality of life, it is relevant to have insight into outcomes and their determinants on these domains. These insights may help to improve outcomes. Out-comes may change over time as a result of for example changing epidemiological characteristics, developments in health care and societal trends. Six main outcomes after SCI will be described in the next paragraphs.

Survival

Survival rates have considerably improved since the 1950s.12 Persons with SCI may

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population.12,13 Therefore, it is relevant to keep gaining insight into developments of

survival. Life expectancy of persons with a SCI is shown to be dependent of for example the age at injury and the level of injury.12 The leading cause of death is found to be

related to the respiratory system.12

In the hospital phase, survival may be considered as one of the main outcomes. An in-hospital mortality rate of 14% in traumatic SCI is found in the Netherlands.14 Little is

known on in-hospital survival rates of persons with non-traumatic SCI, which may also depend on the underlying condition.

Neurological status

The neurological status, i.e. level and completeness of the injury, of persons with SCI can be described according to the International Standards for Neurological Clas-sification of SCI (ISNCSCI).1 Recovery of sensory or motor function may occur at the

neurological level or at the completeness of the injury. In complete cervical SCI there is a large chance of recovery (97%) of motor function on one level below the level of injury level if there is any motor function at that level at one month after the injury. Without any motor function one level below the level of injury at one month after the injury, the change of recovery of motor function on that level is only 27%.15 Fawcett et

al. found that the chance of recovery to ASIA Impairment Scale (AIS) D one year after the onset of SCI was respectively 2, 35, 65 and 95% for persons with AIS A, B, C and D respectively, after 3 till 28 days.16

health

Many organ systems may be affected after SCI as a result of autonomic and somatic nervous system dysfunction. As a result, persons with SCI are likely to develop SHCs. SHCs are defined as physical or psychological health conditions that are influenced di-rectly or indidi-rectly by the presence of a disability or underlying physical impairment.17

Examples of SHCs are musculoskeletal pain, neuropathic pain, pressure sores, urinary tract dysfunction and cardiovascular disease.18,19 Some SHCs may develop soon after

the SCI and others may develop with aging. Prevention and treatment and handling of SHCs are important issues during the persons’ life. SHCs may lead to serious complica-tions and eventually to death.

activities

Regaining activities leading to functional independence is one of the main goals of re-habilitation. The ability to perform activities, such as self-care and mobility, is strongly related to the injury characteristics.20

Traditionally, functional independence was measured with the Functional Independence Measure (FIM). The use of the more recently developed Spinal Cord

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Independence Measure III (SCIM III) is increasing. The SCIM III was developed for persons with SCI and is shown to be more responsive than the FIM to functional changes in sphincter management and mobility indoors and outdoors.21,22 It is recommended as

the primary outcome measure to assess functional recovery in SCI.23

Participation

The focus during rehabilitation gradually changes from regaining activities to improv-ing participation levels, which is an important outcome of the rehabilitation.24,25

Participation may be defined as the involvement of an individual in a life situation and represents the social perspective on functioning.6 Participation levels among persons

with SCI are in general lower than among non-disabled persons.26-31 Participation

is a complex concept and several determinants of participation are described, such as severity of the injury, age (both at injury as at the time of the study), educational level, functional independence, wheelchair skills, self-efficacy, purpose in life and environmental factors.26,28-30,32,33 Hospitalization due to SHCs may also lead to lower

participation levels.34

Quality of life

Obviously, quality of life is an important issue throughout the life of a person with SCI. Although they in general experience a lower quality of life than the general population, most persons with SCI are able to adapt to the consequences of the SCI.35 It has been

found that about 70% of persons with SCI experience a good mental health.35

Psycho-social factors seem to be more related to experienced quality of life than injury related factors.36 Further, participation and environmental factors are found to be determinants

of quality of life.33,37

EPIdEmIOlOgICal TRENdS IN SCI

Three epidemiological trends can be observed within the field of SCI. The first two trends concern respectively new non-traumatic and new traumatic injuries. The third trend concerns the current (and future) SCI population.

Concerning the first trend, the incidence of non-traumatic SCI is expected to further increase with ongoing aging of the general population, as some non-traumatic causes of the injury are age related, such as vascular diseases and spinal degeneration.38 There

has been a growing research interest in non-traumatic SCI in the past decades. However, there are several challenges for research regarding persons with non-traumatic SCI.39 In

general, it is more difficult to gain insight in the non-traumatic SCI population, than in the traumatic SCI population. Persons with non-traumatic SCI may be admitted to several

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hospital wards, depending on the underlying diagnosis. They may be registered under another diagnosis and may not be labeled as non-traumatic SCI. This may also lead to less referral to SCI specialized rehabilitation centres. Another complicating aspect on research and care of non-traumatic SCI is that the prognosis of some subgroups may be unclear or unfavorable. The most distinct subgroup is non-traumatic SCI due to a malignant tumor. Referral patterns of these cases seem to have been changing now and then in the Netherlands and it is expected that a part of this subgroup is not referred to rehabilitation centres due to a unfavorable prognosis.40

In general, the awareness of the importance of rehabilitation of persons with non-traumatic SCI has increased and it seems that more persons with a non-non-traumatic SCI are admitted to SCI specialized rehabilitation centres. Studies on functional independence after SCI have however been mainly focusing on traumatic SCI.41-43

Since an increasing number of persons with non-traumatic SCI seems to be admitted to inpatient rehabilitation, it is relevant to know whether functional outcomes on activity level are comparable with that of persons with traumatic SCI.

Concerning the second trend, the mean age of persons with a new traumatic SCI has considerably increased in developed countries in the past decades, probably largely the result of aging of the general population.2 In these countries, traumatic SCI is now

most commonly seen after (same-level) falls. This has resulted in a higher incidence of persons with an incomplete tetraplegia.2 This change in epidemiological characteristics

of persons with a new traumatic SCI may also affect mortality figures.44 Since traumatic

SCI nowadays seems to be a disease that mainly affects elderly, a persons’ wish to end a life may become more important in survival figures. Little is known on end-of-life decisions (ELDs) after SCI,45-47 especially not on ELDs in the hospital phase after new

SCI.

Concerning the third trend, more people are nowadays aging with their SCI. Survival rates have considerably improved since the 1950s as a result of improvements in health care.12 Persons with SCI however still die earlier than non-disabled persons depending

on for example age at injury and injury characteristics.4,12,48 Internationally, persons

with SCI are found to be 2 to 5 times more likely to die prematurely than persons without SCI.4 Recent research from the U.S. shows that the improvement of survival

of persons with traumatic SCI in the last few decades seems to be mainly based on improvements in acute care.48,49 However, the risk of death is still the highest during

the first years after injury.49-52 The predominant long-term causes of death have changed

from urological complications to cardiovascular and pulmonary diseases.12 Most

studies on life expectancy only included persons with traumatic SCI.12 Further, there is

no information available on mortality and causes of death in the rehabilitation and post rehabilitation phase in the Netherlands.

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Since there are nowadays more people with long-standing SCI, issues on age- or time since injury-related outcomes have become more important. Although it is often assumed that functional independence decreases with aging, longitudinal studies on this subject showed inconsistent results53-55 and cross-sectional studies did not find

clues for a decline.53,56-59 Long-term functional independence has not been described

in the Netherlands.

Maintaining participation levels may be another important issue for persons aging with their SCI.60 Although there are clues for the importance of a good physical capacity

in relation to participation, little research is performed on the relation between physical capacity and participation.61,62 The relation between physical capacity and participation

is especially interesting since the physical capacity is a modifiable factor.

aIm Of ThE ThESIS

The general aim of this thesis was to gain insight into outcomes and their determinants at the level of survival and functioning, in the hospital, rehabilitation and post rehabili-tation phase after SCI.

Out of several relevant actual topics on outcomes, the following research questions were studied.

1. To which extent do ELDs occur in the hospital after new traumatic SCI in the Neth-erlands? What are the types of ELDs and what are the characteristics of deceased patients? (Chapter 2)

2. What are personal and injury characteristics, length of stay (LOS) and functional outcomes of patients with traumatic and non-traumatic SCI admitted to rehabilita-tion centres in the Netherlands and Flanders? (Chapter 3)

3. What is the mortality ratio and what are the causes and determinants of death from the start of first inpatient rehabilitation until five years after discharge in the Nether-lands? (Chapter 4)

4. What is the association between time since injury and functional independence, measured with the SCIM III, in persons with long-standing SCI? What are the as-sociations between functional independence and level of injury, comorbidities, mental health, waist circumference and SHCs? (Chapter 5)

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5. What is the relationship between physical capacity and participation in persons with long-standing SCI controlling for demographics, injury characteristics, SHCs, mental health and functional independence? (Chapter 6)

CONTExT Of RESEaRCh aNd OuTlINE Of ThESIS

This thesis describes outcomes and their determinants after SCI at the level of survival and functioning. The results are described in order of the different phases of care after SCI, namely the hospital, rehabilitation and post rehabilitation phase. Table 1 gives an overview of the outcomes in different phases after SCI and outcomes described in this thesis.

To answer research question 1, discharge letters of persons included in a hospital-based study on the incidence of TSCI in the Netherlands in 20102 were analyzed in

more detail. The results are described in chapter 2.

For research question 2, we have collected data with a form that was developed for the Minimal Dataset Project by the Dutch Flemish Spinal Cord Society (DuFSCoS). Data of persons admitted to Dutch and Flemish rehabilitation centres between 2002 and 2007 were analyzed. The results are described in chapter 3.

For research question 3, data was partly derived from the Dutch prospective multicentre cohort study ‘Restoration of (wheelchair) mobility in spinal cord injury rehabilitation’. This project was part of the Dutch research program ‘Physical strain, work capacity and mechanisms of restoration of mobility in the rehabilitation of persons with a spinal cord injury’.63 Additional information on survival status and, if applicable, cause of death was

requested retrospectively from the rehabilitation physician or general practitioner with a form developed for this project. The results of this study are described in chapter 4.

Table 1. Outcomes in different phases after SCI and focus in this thesis

Hospital phase Rehabilitation phase Post rehabilitation phase

Survival ✓* ✓* ✓* Neurological status ✓ ✓* ✓ Health ✓ ✓ ✓ Activities ✓* ✓* Participation ✓ ✓* Quality of life ✓ ✓ ✓

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The data for research questions 4 and 5 was derived from the Active LifestyLe Rehabilitation Interventions in aging Spinal Cord injury (ALLRISC) study, a cross-sectional study in 8 rehabilitation centers in the Netherlands. The main aim of the ALLRISC was to obtain a better understanding of the importance and requirements of rehabilitation aftercare in aging persons with chronic SCI.64,65 The results of the studies

on question 4 and 5 are described in respectively chapter 5 and chapter 6.

Figure 2 gives an overview on the fi ve studies (chapter 2 to chapter 6) that were performed to answer the research questions in different phases after SCI.

Finally, chapter 7 contains the general discussion of this thesis, including an overview of the main results, implications and directions for future research.

Survival

Functioning

Hospital Rehabilitation Post rehabilitation End-of-life

decisions (Chapter 2)

Survival and causes of death (Chapter 4) Characteristics, length of stay and functional outcome

(Chapter 3)

Functional independence (Chapter 5)

Relation physical capacity-participation (Chapter 6)

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of injury and participation in Dutch people with long-term spinal cord injury. Accepted for publication.

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