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Cognitive Pathology in Parkinson's Disease

van der Zee, Sygrid

DOI:

10.33612/diss.172837091

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from it. Please check the document version below.

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Publication date: 2021

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):

van der Zee, S. (2021). Cognitive Pathology in Parkinson's Disease: a cholinergic perspective. University of Groningen. https://doi.org/10.33612/diss.172837091

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General Introduction

Parkinson’s disease (PD) is the second most common progressive neurodegenerative disorder after Alzheimer’s disease, with an estimated 10 million individuals with PD globally.1 The onset of the disease is usually after age 60, affecting approximately 1%

of the population over 60.2,3 Incidence rates of the disease increases with age, peaking

between ages 85 and 89 years. PD affects men more frequent than women, with a 1.4:1.0 male to female ratio.4

PD is traditionally viewed as a movement disorder characterized by four motor symptoms, including tremor, rigidity, bradykinesia and postural instability, resulting from dopaminergic degeneration in the substantia nigra. However, additional motor and non-motor symptoms are frequently observed, including freezing of gate, REM sleep behavioral disorder, fatigue, olfactory dysfunction, visual hallucinations, autonomic dysfunction and cognitive impairment.5 A large variability in clinical phenotype, as well as

in the rate of disease progression, is observed between individual patients6, making PD

a heterogeneous disorder in which different clinical subtypes might represent different etiologies.7–9 Non-motor symptoms are present in the majority of cases and are already

frequently present in early PD or even before the onset of motor symptoms.10,11 Cognitive

impairment is among the most common non-motor symptoms and considered an important contributor to the quality of life of PD patients and caregivers alike.12,13

Here, we review the current understanding of the phenotype and etiology of cognitive impairment in PD, including the cognitive profile, recently described definitions, and the underlying pathophysiology with a focus on the role of the dopaminergic and cholinergic systems.

Cognitive impairment in PD

It is well established that PD patients show cognitive impairment compared to control subjects. The clinical syndrome defined as mild cognitive impairment (PD-MCI) is a more profound decrease in cognitive functioning than would be expected based on normal ageing, given that it does not interfere with the individual’s ability to perform activities of daily life.14 Progressive cognitive impairment developing within the context of established

PD, that is severe enough to impair daily life is considered as PD dementia (PDD).15 Over

the past years, several prospective and cohort studies have provided inconclusive data on the prevalence and clinical presentation of PD-MCI.16–19

Epidemiology

A considerable part of non-demented PD patients already have PD-MCI. Despite the frequent occurrence of cognitive impairment in PD, it is often underrecognized in clinical

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practice.20,21 Prevalence estimates vary between 20% and 64%22–25, but larger studies,

including a meta-analysis and multicenter pooled analysis, report a 25-40% estimated prevalence.19,26 Longitudinal studies show that the incidence of PD-MCI increases with

disease duration and that it is a risk factor for, or even a potential prodromal state of, PDD.16,27,28 Up to an estimated 78% of PD patients develop PDD over a disease duration

of 10 years.16,27–29 However, cognitive impairment is not limited to more advanced disease

stages only, and research has shown that an estimated 25-36% of PD patients already demonstrate cognitive impairment at the earliest stages of the disease, including de novo patients.22,30

Clinical presentation

PD-MCI is associated with older age, longer disease duration, more impaired motor function, postural instability and gait disorder (PIGD) motor features, as well as with depression and apathy.26,31 The cognitive profile of PD-MCI has been described as a

frontal-subcortical profile with predominantly impairments in the domain of executive functioning.31,32 Executive function is an umbrella term comprising a range of processes

involved in complex goal-directed behavior, including planning, initiation, working memory, inhibition and attentional control.33 However, increasing evidence demonstrates additional

impairments in the domains of mental speed and attention, memory, visuospatial abilities and social cognition, in both de novo as well as more advanced PD.17,22,31,32,34–38 The

language domain is generally less affected.22 Overall, the clinical presentation of PD-MCI

appears to be heterogeneous and the majority of patients show impairments in multiple cognitive domains.26 Differences in cognitive impairment profile may reflect differences

in underlying pathophysiology, which will be discussed further on in this chapter. Assessing cognitive impairment in PD

The use of different diagnostic criteria and assessment methodologies may partly explain variability in incidence estimates and cognitive profile characteristics. The Movement Disorder Society Task Force has proposed uniform diagnostic criteria to allow early recognition of PD-MCI.14 According to these criteria, the diagnosis of PD-MCI is based

on four key features; 1) diagnosis of PD, 2) gradual decline of cognitive ability, in the context of PD, reported by either the patient or informant, or observed by the clinician, 3) cognitive impairment on either formal neuropsychological testing or a scale of global cognitive abilities, and 4) cognitive deficits are not severe enough to interfere significantly with functional independence, although subtle difficulties on complex functional tasks may be present. The presence of cognitive deficits can be established through Level I or Level II criteria. Level I testing includes an abbreviated assessment with a scale of global cognitive abilities validated for use in PD. Level II testing includes a comprehensive neuropsychological assessment that includes at least two test for each cognitive domain

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(i.e. attention and mental speed, executive functions, language, memory and visuospatial abilities), with impairment on two neuropsychological tests in one or more domains being considered PD-MCI. PD-MCI can be further subtyped as single-domain or multiple-domain cognitive impairment.14 The use of standardized criteria to identify the clinical

syndrome of PD-MCI may facilitate clinicians to identify PD patients at risk for developing PDD and allows future research to better identify and stratify PD patients in studies on the pathophysiology of cognitive impairment in PD.

Pathophysiology of cognitive impairment

The exact pathophysiology underlying cognitive impairment in PD remains elusive. The classical neuropathological hallmarks of PD include the loss of dopaminergic neurons in the subtantia nigra pars compact (SNc) and the presence of α-synuclein containing Lewy bodies and neurites.39 However, the pathological changes are progressive over

time and include additional interactive effects of protein depositions, neuronal and synaptic changes.5 Moreover, alterations in various neurotransmitter systems have been

described in PD and may contribute to cognitive impairment in PD, including loss of dopamine, acetylcholine, noradrenaline and serotonin.40 The former two, and especially

the cholinergic system, are of particular interest in the context of this dissertation and will be discussed in more detail below.

Dopaminergic system and cognitive impairment in PD

The degeneration of the dopaminergic neurons in the SNc and subsequent dopaminergic depletion of the striatum is of importance for motor control, but also for emotional and cognitive functions.40,41 Moreover, the mesocortical and mesolimbic pathways, consisting of

dopaminergic projections from the ventral tegmental area to the frontal cortical regions and limbic regions respectively, play an important role in these non-motor functions of dopamine.40 However, the exact role of the dopaminergic system in cognitive impairment

in PD is complex and still not fully understood.

Dopaminergic innervation and the relationship with cognitive impairment can be assessed in vivo with positron emission tomography (PET) or single photon emission computed tomography (SPECT), using markers of dopaminergic terminal integrity. Previous nuclear imaging studies demonstrated a dopaminergic role in cognitive impairment, in particular in executive dysfunction. Dopamine transporter (DAT) SPECT imaging and [18F]fluorodopa PET imaging studies showed reduced dopaminergic function

of the striatum, associated with executive dysfunction in both newly diagnosed as well as more advanced PD patients.42–48 In addition, a beneficial effect of dopaminergic medication

on working memory and planning was demonstrated by Lange et al. and Cooper et al.49,50

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visuospatial, attention and memory domains.49 These findings suggest that neurochemical

pathology may be different for cognitive impairments in different domains, with a more prominent role of the dopaminergic system in the frontostriatal dysexecutive syndrome. In addition to the dopaminergic system, the cholinergic system is considered an important contributor to cognitive domain functioning in PD.

The cholinergic system

There are four major sources of cholinergic projections in the brain. The first one is the basal forebrain cholinergic cell groups, which is the source of widespread cholinergic projections throughout the brain. It consists of 4 cell groups; Ch1 (medial septal nucleus) and Ch2 (vertical limb nucleus of the diagonal band of Broca) project to the hippocampus, Ch3 (horizontal limb nucleus of the diagonal band of Broca) projects to the olfactory bulb and the Ch4 (nucleus basalis of Meynert) projects to the amygdala and neocortex.51–53

The second cholinergic source, the pedunculopontine nucleus (PPN, Ch5)-laterodorsal tegmental complex (LDTC, Ch6) projects primarily to the thalamus, brainstem nuclei and cerebellum.54 The third major source is represented by cholinergic interneurons mainly

found in the striatum.55 Finally, the medial vestibular nucleus (MVN) is a major source

of cholinergic cerebellar innervation.54 Table 1 provides an overview of cholinergic cell

groups and their major projection area.56

Table 1: Cholinergic cell groups and their projection areas.53,56

Cholinergic cell group Major projection area

Ch1: medial septal nucleus Hippocampus

Ch2: vertical limb nucleus of the diagonal band of Broca Hippocampus Ch3: horizontal limb nucleus of the diagonal band of Broca Olfactory bulb Ch4: nucleus basalis of Meynert Amygdala and neocortex

Ch5: pedunculopontine nucleus Thalamus

Ch6: laterodorsal tegmental complex Thalamus

Striatal interneurons Striatum

Medial vestibular nucleus Cerebellum

Because of its widely distributed projections, the cholinergic system is of importance for many central nervous system functions, including cognitive performance. Interestingly, α-synuclein deposition, the pathological hallmark of PD, was found in the basal forebrain in early PD, concurrent with Lewy bodies and neuronal loss in the substantia nigra.57 This

may indicate early involvement of the cholinergic system in PD pathology. Significant loss of nbM cholinergic neurons is extensive in PD, with more profound cholinergic pathology in PD and Lewy body dementia compared to Alzheimer’s disease.58–61 In addition to nbM

cholinergic losses, degeneration of the cholinergic neurons of the lateral part of the PPN,

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pars compacta, is reported in PD.62,63 Although significant and widespread cholinergic

losses are found in PD, there is great heterogeneity in cholinergic denervation.64 This

heterogeneity is may provide an explanation for some of the clinical variability in PD. Cholinergic imaging

In vivo radioligand imaging can provide insight into the underlying cholinergic pathophysiology in PD. The processes of acetylcholine synthesis, storage and degradation provide molecular targets which can be used in the identification of cholinergic neurons and pathways. Figure 1 provides a schematic overview of cholinergic radioligand imaging targets. Currently ligands exist for (1) the vesicular acetylcholine transporter (VAChT), (2) acetylcholinesterase (AChE), the enzyme responsible for acetylcholine degradation within the synapse, and (3) cholinergic receptor targets with ligands selective for either nicotinic or muscarinic receptors.

Figure 1: Cholinergic synapse radioligand targets

AChE is a cholinergic target commonly used in PD research and is considered a reliable marker for the cholinergic system, and can be non-invasively quantified in low and moderate activity areas, such as the neocortex, limbic cortex and thalamus.65–68

However, AChE-based approaches are considered as indirect markers of cholinergic terminal integrity because AChE may have both pre- and post-synaptic expressions. In addition, AChE PET imaging is less accurate for non-invasive quantification of cholinergic

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changes in higher binding regions including the striatum and cerebellar vermis.69,70

VAChT ligands, the SPECT tracer (-)-5-[123I]Iodobenzoversamicol ([123I]IBVM) and PET

tracer [18F]Fluoroethoxybenzovesamicol ([18F]FEOBV), on the other hand, are selective

presynaptic markers. [18F]FEOBV has recently been successfully validated for observational

research. In healthy control subjects, [18F]FEOBV shows a pattern of cholinergic binding

consistent with the expected brain distribution.71,72 In addition, the use of [18F]FEOBV

was quantified in patients with Alzheimer’s disease, supporting its use as a marker of cholinergic innervation in this disease.73 [18F]FEOBV allows for more detailed cholinergic

assessment of not only cortical regions, but also the higher binding subcortical regions, such as striatum and cerebellum.71,74 [18F]FEOBV therefore is a promising ligand for the

assessment of the cholinergic system in PD, related to cognitive functioning and possibly other clinical symptoms like gait and balance. However, quantification of [18F]FEOBV as

a cholinergic imaging marker in PD was lacking so far.

Cholinergic pathology of cognitive impairment in PD

The role of cholinergic neurotransmission in cognitive functioning was suggested over 30 years ago, when loss of choline acetyltransferase and acetylcholinesterase was found post mortem in Alzheimer’s disease and later also in PD.75,76 In vivo cholinergic imaging studies,

confirmed by post-mortem studies, revealed cholinergic deficits in PD patients compared to control subjects.58,77,78 This loss is more pronounced in PDD patients compared to

PD patients without dementia, suggesting a direct relationship between the level of cholinergic denervation and the severity of cognitive decline in PD.67,79–81 For example,

Hilker et al. (2005) found significant cholinergic deficits in PD patients compared to controls, in which PDD patients showed more severe and widespread losses than the non-demented PD group.80 In addition, Shimada et al. (2009) found that cholinergic

losses could already be found in early PD compared to control subjects.81 They did not

find a difference in AChE activity between early and advanced PD, with comparable cognitive functioning. However, the PDD group showed more widespread and profound cholinergic dysfunction, and a correlation was found between cortical cholinergic values and scores on the mini mental state examination (MMSE), a global cognitive screening tool. To get a better understanding of the cholinergic role in cognition, Bohnen et al., 2006 showed that overall cortical cholinergic denervation was associated with cognitive tasks in the attention, memory and executive function domains.64,82 These results suggest

that cholinergic degeneration is a key component in overall cognitive decline across multiple domains.

Overall, recent developments in neuroimaging provide compelling evidence that cholinergic denervation is an important contributor to the pathophysiology of cognitive dysfunction in PD, but the exact underlying cholinergic mechanism remains elusive. Unlike traditional views of the cholinergic system as a diffuse cortical neuromodulator

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system83, more recent studies emphasize the importance of specific regional activity of

the cholinergic system.55,84,85 Kehagia et al (2010) proposed a “dual-syndrome” hypothesis

that posits sequential involvement of anterior vs. posterior regional brain changes with different driving pathologies. In this model, early fronto-executive dysfunction is more related to dopaminergic losses, and subsequent posterior cortical dysfunction, including memory and visuospatial impairments is associated with non-dopaminergic, in particular cholinergic, denervation. According to this model, conversion to dementia is related especially to posterior cortical changes.86,87

Conclusion

Overall, cognitive impairment is a common and debilitating non-motor symptom in PD. Although the importance of cholinergic innervation in cognitive impairment in PD is well established, previous studies have mostly evaluated global cortical cholinergic innervation, and detailed assessment of the regional cortical and subcortical role of the cholinergic system in cognitive impairment across stages of PD is lacking. Early identification and a better understanding of the pathophysiology underlying cognitive impairment in PD might help to improve efficacy of both pharmacological and non-pharmacological interventions and will support the identification of potential novel therapeutic targets. Moreover, it will offer important information for both patients and healthcare providers to anticipate on future changes.

General aim and outline of this thesis

This thesis aims to improve the understanding of cholinergic pathology underlying cognitive impairment in Parkinson’s disease, by providing new insights on the in vivo assessment of cholinergic imaging, evaluating the cholinergic system in the early stages of the disease and assessing the regional role of the cholinergic system in domain-specific cognitive functioning in more advanced PD patients.

The following hypotheses will be investigated in this thesis:

1. The presynaptic cholinergic tracer [18F]FEOBV allows for reliable and detailed

assessment of the cholinergic system in PD.

2. Altered cholinergic innervation is already present in de novo PD patients.

3. Domain specific cognitive impairment is associated with regional cholinergic denervation patterns in more advanced PD patients.

In chapter 2 we validated the use of the novel cholinergic PET tracer [18F]FEOBV

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control subjects on both whole-brain voxel based and volume of interest (VOI) analysis. In addition, we assessed test-retest variability and reliability in both groups.

In chapter 3 and chapter 4 the use of [18F]FEOBV is further explored in newly

diagnosed, treatment naïve, PD patients as part of the DUtch PARkinson Cohort (DUPARC) study. Chapter 3 provides a detailed description of the DUPARC study; a prospective cohort study on de novo Parkinson’s disease. Chapter 4 demonstrates the first results of the DUPARC study by assessing the regional cholinergic innervation status in de novo PD patients, with and without cognitive impairment compared to control subjects.

Chapter 5 and chapter 6 focus on non-demented PD patients with a longer disease duration as part of a cross-sectional study performed at the University of Michigan. These chapters explore the topographic relationship between regional cholinergic innervation and cognitive processing from two a priori perspectives. Chapter 5 explores this relationship from the cognitive domain perspective and evaluates the regional cholinergic correlates of the five predefined cognitive domains on a whole-brain voxel-based level. In chapter 6 the relationship is approached from the cholinergic perspective and primarily aims to identify cholinergic covarying patterns on a principle component analysis.

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