Running Head: MEDICAL UNCERTAINTY AND EXCESSIVE TESTING
The Moderating Role of Patient Induced Pressure in Medical Specialists’ Testing Behavior in Response to Medical Specialists’ Experience of Medical Uncertainty.
Ruben Timmerman (s2547910) University of Groningen
Department of Human Resource Management and Organizational Behavior Nettelbosje 2, 9747 AE Groningen, The Netherlands
E-mail: Ruben_tim@hotmail.com
WORD COUNT: 5678 (excluding abstract, references, appendices and tables)
Author Note
The present paper is my master’s thesis and is written under the supervision of L.
Maxim Laurijssen. Correspondence concerning this thesis should be addressed to Ruben
Timmerman, Ruben_tim@hotmail.com
Abstract
In this research, medical uncertainty and the forth-flowing competence threat that medical specialists experience as a result of it is related to excessive testing behaviors that medical specialists demonstrate. What is more, this research also looks into the possibility that this excessive testing behavior is amplified by the existence of pressure from the side of the patient who request, or even insist upon, the medical specialist to order a test or to follow through with a certain treatment. To test whether such a relationship exists, this research will use a questionnaire following the critical incident technique. The questionnaire was
distributed amongst medical specialists with different specializations. Results indicated that there is no direct link between medical specialists experience of uncertainty and excessive testing behaviors. In contrast, the present research shows evidence for a significant positive relationship for medical specialists experiencing uncertainty and a feeling of lack of control (competence threat). In addition, it was shown that there is a significant negative relationship between competence threat and excessive testing.
Keywords: Medical uncertainty, competence threat, locus of control, excessive
testing, patient involvement, medical specialist.
The Moderating Role of Patient Induced Pressure in Medical Specialists’ Test Behavior in Response to Medical Specialists’ Experience of Medical Uncertainty
Worldwide, healthcare costs are increasing (Weisbrod, 1991; Glied, 2003; Bodenheimer, 2005). Comparatively, the cost to employ and retain medical specialists are rising the fastest (Harshbarger & Bohmer, 1999). The present research argues that medical specialists’
decision-making plays a large role in this. Specifically, medical specialists experience uncertainty in their work (Ghosh, 2004) and recent research showed that they tend to test excessively when test results are unreliable or inconclusive (Sah, Elias, & Ariely, 2013). I argue that this excessive testing is the result of medical specialists’ experience of a lack of control – competence threat - due to the uncertainty they experience in their work.
Uncertainty is omnipresent in medical practice (Fox, 2000) and is associated with negative outcomes, such as the inability of medical specialists to prevent, diagnose, and treat the patient (Fox, 2000). Indeed, medical specialists are realizing that uncertainty is present in almost every aspect of their daily work, ranging from diagnostication to selecting the right test and eventual treatment (Ghosh, 2004). Recent research seems to suggest that uncertainty may be related to feelings of a lack of personal control. According to Friesen, Kay, Eibach, &
Galinsky (2014), people have a basic, structural need to perceive the world as one in which structure and order are omnipresent. Ma and Kay (2017) showed that people may experience the uncertainty they sense in their work as intolerable. They argue and show that the lack of structure blocks them from experiencing control and their ability to predict, and deal with, events happening around them. However, even though people often like to perceive themselves as having control over events that happen in their daily lives (Landau, Kay, &
Whitson, 2015), medical cases can be very complex and medical decisions can be very hard
to make (Schneider, 1998). As a result, medical specialists are prone to experience some form
of uncertainty and lack of control in their work. I argue that medical specialists’ tendency to
engage in excessive testing is a compensatory means to deal with the lack of control they experience in their work due to the uncertainty that abounds in their clinical practice.
Furthermore, there has been a shift in the power-relation between medical specialists and patients (Dickerson & Brennan, 2002). The patients of today show a tendency to self- diagnose and search for their ailments on, for example, the Internet (Dickerson & Brennan, 2002) and to push for, or even insist on, certain medical treatments (Hafemeister &
Gulbrandsen, 2009). This pressure that patients put on their medical specialist to perform may yet be another factor contributing to the lack of control medical specialists experience and their subsequent testing behavior. That is, the present research argues and shows that medical specialists’ excessive testing behavior due to their lack of control is exacerbated by the pressure they experience from their patients.
All in all, the present research aims to provide insights into the reasons for medical specialists’ excessive testing behaviors by investigating competence threat. In this research it is proposed that the amount of testing is amplified by the existence of pressure from the part of the patient. This research helps in gaining more insights into the consequences of feelings of a lack of personal control, as a result of medial uncertainty, on testing behavior of medical specialists, and what role the patients play in this relationship.
Medical Uncertainty and Competence Threat
Medical specialists are increasingly confronted with uncertainty in their work (Fox,
2000). Medical uncertainty mainly stems from the fact that medical cases can be very
complex and medical decisions can be very difficult to make (Schneider, 1998). Fox (2000)
claims that uncertainty in a medical setting can have detrimental effects on work outcomes,
the responsibilities of medical specialists in their work and, most importantly, on the fate of
the patient. As a result, medical specialists have become aware of the fact that uncertainty is
present in almost every aspect of their daily working life, from forming a diagnosis to
selecting the right testing procedure (Ghosh, 2004). In other words, medical specialists are prone to experience some form of uncertainty in their everyday work. Research seems to suggest that the omnipresence of medical uncertainty may induce feelings of a lack of control – competence threat – in medical specialists.
Generally, people have a strong desire to be in control. Compensatory control theory argues and shows that people have a basic, structural need to perceive the world in which order and structure are omnipresent, and that people experience control because of it (Friesen, Kay, Eibach, & Galinsky, 2014). People who believe that they posses the ability to affect outcomes of situations, and as a result feel like they are in control, are better at coping with stressful situations (Thompson, Nanni, & Levine, 1994). Competence threat refers to a situation in which people are prevented from experiencing control (cf. Deci & Ryan, 2000;
Kay et al., 2014). Competence can be conceptualized as “an organism’s capacity to interact effectively with its environment”. Brim and Hoff (1957) propose that people show a tendency to try to understand their environment and try to make it predictable. However, if the
environment is ambiguous and uncertain, one could experience competence threat. Recent research showed that uncertainty is related to perceived lack of control (Ma & Kay, 2017).
Ma and Kay (2017) claim that some employees may experience the uncertainty they sense in their work as intolerable. They claim that the lack of structure blocks them from having a sense of being in control and being able to predict, and deal with, events from happening in the world and will try to find ways to maintain the illusion of control.
For medical specialists, this could mean that they feel like they have no control over the outcomes in their search towards curing the patient, leading to medical uncertainty. As indicated earlier, especially in the medical setting, uncertainty can have seriously negative outcomes for the patients (Fox, 2000). Uncertainty may be linked to difficulties with
diagnoses, choice of tests to execute, and treatments to perform (Ghosh, 2004). Even though
thorough evaluations of the patient’s ailments have been performed, the inability to come to a definitive conclusion as to how to cure the patient creates anxiety not only for the patient, but also for the medical specialist (Ghosh, 2004). As a result medical specialists are likely to experience competence threat in their daily work.
Hypothesis 1: Medical uncertainty is positively related to competence threat.
Competence Threat and Excessive Testing
Unsurprisingly, given that people value having control so strongly, people go to great lengths to maintain feelings of control. When people cannot experience control directly, they will engage in compensatory behaviors to maintain the illusion of control. For instance, in their research, Kay, Gaucher, Napier, Callan, and Laurin (2008) claim that when people feel that their ability is threatened to influence, deal with, and control the environment, they may show the tendency to resort to secondary control strategies. For example, people engage in more superstitious behaviors and beliefs when they are prevented from experiencing control directly, in their attempts to experience some form of control. Another example can be found in the works of Kay, Gaucher, McGregor, and Nash (2010) and also in the one from Laurin, Kay, and Moskovitch (2008), in which they develop the argument and demonstrate that having a sense of personal control is linked to religion and belief in an interventionist God.
All in all, people have a desire for certainty and control and, as a result, show a strong desire to eliminate this uncertainty (Hollway & Jefferson, 1997).
Fortess and Kapp (1985) and Bursztajn, Feinbloom, Hamm, and Brodsky (1990) were among the first to shed light on the phenomenon that medical specialists would excessively order diagnostic tests. Recent research by Sah and colleagues (2013) also revealed that
medical specialists engage in excessive testing. Medical specialists tend to keep ordering tests
when the test results remain vague or inconclusive. I argue that this excessive testing is a
response to medical specialists’ competence threat due to the medical uncertainty they
experience. That is, the excessive testing behavior by medical specialists may help medical specialists maintain a feeling or illusion of control even though objectively it does not help regaining control. Even though, objectively, excessive testing does not help negate the uncertainty as test results remain vague or inconclusive, medical specialists can, however, successfully order tests. This behavior may be a specific form of compensatory control behavior, namely a shift from outcome control to process control (Rothbaum, Weisz, &
Snyder, 1982). This becomes clear in, for example, the results of the work of Thompson and colleagues (1994), who investigated how individuals maintain a sense of personal control during stressful events. In their research, HIV-positive men maintained their perception or illusion of control by focusing on areas where they felt they had an influence on, even if these areas were not central to their problem. These patients showed a shift to controlling the process instead of the outcomes over which they had no control. Similarly, medical
specialists cannot always control the outcomes in their uncertain environments and complex, uncertain medical cases. However, medical specialists can successfully order tests, wait for the result, and evaluate the test result, regardless of the factual outcome. It is this process that facilitates feelings of control even though, objectively, the outcomes remain vague and inconclusive. As such, medical specialists’ excessive testing behavior is compensatory in that it does not objectively help regain control but helps to uphold an illusion of control (cf.
Landau et al., 2015). Consequently, I argue that medical specialists engage in excessive testing as a form of compensatory - process - control to boost their perceptions of control and that competence threat connects the link between medical uncertainty and excessive testing behavior.
Hypothesis 2: Competence threat is positively related to excessive testing.
Hypothesis 3: Competence threat mediates the link between medical uncertainty and
excessive testing.
The Moderating role of Patient Pressure
Furthermore, medical specialists’ excessive testing in response to competence threat may be further amplified by the pressure they experience from their patients. Patient pressure is the power the patient can exert over the doctor to satisfy their medical request (Hafemeister
& Gulbrandsen, 2009). Ample research has indicated that there has been a shift in power between patients and medical specialists (Emanuel & Emanuel, 1992; Dickerson, & Brennan, 2002; Edwards, Kornacki, & Silversin, 2002, Hafemeister & Gulbrandsen, 2009), leading to patients being in an increasingly strong position of being able to exert pressure on the medical specialist to order treatment (Hafemeister & Gulbrandsen, 2009).
One of the main factors contributing to increased patient pressure is the fact that information has become more readily available to patients, through, for example, the Internet and advertising (Dickerson & Brennan, 2002; Murray, Lo, Pollack, Donelan, Catania, White, Zapert, & Turner, 2003; Johnson & Ambrose, 2006; Hafemeister & Gulbrandsen, 2009;
Zhao, Abrahamson, Anderson, Ha, & Widdows, 2013). It used to be mostly the duty of the medical specialist to decide what was the best thing to do for the patient, because the medical specialist was expected to have the medical knowledge, competence, and experience
(Pellegrino, 1994). However, nowadays, instead of just obeying the medical instructions of
the medical specialist, the involvement of the patient has grown (Stimson, 1974). According
to Hafemesier and Gulbrandsen (2009), patients nowadays are much more aware of their
ailments and are more likely to ask for, or even insist on, specific kinds of medicines, tests, or
treatment. Medical specialists are more often confronted with patients that will not follow
their advice or make impossible demands concerning their desired treatment (Cherniss,
1995). Another source of patient pressure is the notion that patients who are not satisfied with
their medical specialist will oftentimes start lawsuits (Macklin, 1993; Hickson, Federspiel,
Pichert, Miller, Gauld-Jaeger, & Bost, 2002; Hafemeister & Gulbrandsen, 2009). Indeed,
many medical lawsuits are not even based on actual patient-experienced malpractice, but actually arise from some form of expression of anger about some aspect of the medical specialist-patient relationship (Virshup, Oppenberg, & Coleman, 1999).
Medical specialists may feel controlled as their professional judgment may be undermined in favor of patients who exert pressure to order a test or treatment or who threaten with litigation (Hafemeister & Gulbrandsen, 2009). In that sense, patient pressure may further exacerbate the competence threat that medical specialists experience. The demands of their patients instill an even further exacerbated competence threat. I argue that the link between competence threat and excessive testing is further amplified by medical specialists’ experience of patient pressure, which will urge medical specialists to comply with the demands of the patients to satisfy them, even though they might not agree with them (cf.
Larsen & Rootman, 1976).
Hypothesis 4: Patient pressure moderates the positive link between competence threat and excessive testing, such that this link becomes stronger when patient pressure increases.
Method Respondents and Procedure
426 medical specialists took part in a questionnaire study. Due to missing data, 191 participants were excluded, resulting in a final sample of 235 medical specialists (26.4%
physiotherapist, 22.1% surgeon, 10.6% nurse, and 6.4% general practitioners). The mean age of the participants was 42.94 years old (SD = 11.98), ranging between 20 and 67 years old.
Of the participants, 56.4% were men and 44.6% were women. 56.8% of the participants held a master’s degree, 33.9% held a bachelor’s degree, 4.2% held a secondary vocational degree.
The remaining 5.1% of the participants held educations ranging from elementary school to
gymnasium.
Data was collected by approaching medical specialists via the researcher’s personal network. Respondents were offered the choice between an online questionnaire and a pen- and-pencil version. In this personal network, the researcher used a snowballing effect by requesting respondents to share the link to the questionnaire with colleagues, and to offer pen-and-pencil versions when desired. Furthermore, the social media platform of LinkedIn was used to recruit medical specialists. They were sent a direct message whether they would like to participate in the online questionnaire. Next to these approaches, the researcher also gathered data by emailing medical specialists and by visiting general practitioners’ offices in person to hand out questionnaires.
First, the participants read a short description about the subject of the study and the length of the questionnaire, which was estimated to be around 15 minutes. Participants were then informed that the data they would be providing would be treated anonymously and confidentially. Participants then gave their informed consent, completed the questionnaire, as well as demographical questions. Finally, participants were thanked for their participation and were provided the opportunity to leave their e-mail address for a follow-up questionnaire.
Measures
Medical uncertainty. The degree to which medical specialists experience medical
uncertainty was assessed by using Fox’s (2000) conceptualization of medical uncertainty, on which we based a self-constructed self-report scale that consists of 6 items (see Appendix A for all items). Example items of this scale include: “In my contact with patients, it is often unclear what is the matter with the patient” and “in my contact with patients, test results are often unclear”. The participants responded on a 7-point Likert-type rating scale (1 =
completely disagree, 7 = completely agree), and all items were averaged to form a single
medical uncertainty score (M = 3.37, SD = 1.16, α = 0.86).
Competence threat. The degree to which medical specialists experienced competence
threat was assessed by using the Competence Frustration subscale by Chen and colleagues (2015). Example items of this scale include: “In my current job, I often feel helpless in tackling problems that I experience” and “in my current job, I experience situations in which I feel incompetent”. The participants responded on a 7-point Likert-type rating scale (1 = completely disagree, 7 = completely agree), and all items were averaged to form a single competence threat score (M = 2.15, SD = 1.14, α = 0.87).
Excessive testing. In order to assess people’s tendency to test excessively, we used
the critical incident technique (Flanagan, 1954). We asked participants to recall a situation in which a patient suffered from unclear ailments. We then introduced our excessive testing follow-up questions that participants had to link to the story that they self-reported. Example items of this scale include: “How probable is it that you would use additional tests or
diagnostics for the purpose of diagnostics and potential treatment?” and “if test results are unreliable or unclear, how probable is it that you would use a different test or diagnostic instrument?”
1The participants responded on a 10-point Likert-type rating scale (1 = not probable, 7 = very probable). The remaining items were averaged to form a single excessive testing score (M = 7.51, SD = 2.50, α = 0.81).
Patient pressure. Based on Hafemeister and Gulbrandsen’s (2009) conceptualization
of patient-induced pressure, a self-report scale was developed that consists of 5 items (see Appendix B for all items). Example items of this scale include: “I experience pressure from patients to use a certain diagnostic instrument” and “I experience pressure from patients to
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