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RANSFORMATIONAL  LEADERSHIP

,

 POSITIVE  HUMOUR  AND  

CREATIVITY  AND  INNOVATIVENESS

 

 

 

 

 

 

Dennis  van  Klaveren  

1924206  

University  of  Groningen  

MSc  BA  Strategic  Innovation  Management  

 

3  July  2014  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Table of contents

Introduction  ...  3  

2  Literature  review  ...  5  

3  Hypotheses  &  Conceptual  Model  ...  10  

4  Research  Methods  ...  13  

4.1  Measures  ...  13   4.2  Setup  ...  14   4.3  Data  collection  ...  15   4.4  Data  analysis  ...  16  

5  Results  ...  20  

5.1  Descriptive  statistics  ...  20   5.2  Correlation  matrix  ...  22   5.3  Regression  analysis  ...  24   5.4  Hypotheses  ...  27  

6  Conclusions  ...  29  

6.1  Discussion  and  theoretical  implications  ...  29  

6.2  Managerial  implications  ...  30  

6.3  Limitations  and  suggestions  for  future  research  ...  30  

References  ...  32  

Appendix  A:  Scale  selection  for  Transformational  Leadership  and  Positive  Emotions  ...  37  

Appendix  B:  Original  scales  ...  39  

Appendix  C:  Altered  and  left  out  items  for  questionnaire  ...  42  

Appendix  D:  Final  questionnaire  ...  43  

Appendix  E:  Factor  analysis  of  independent  variables  ...  50  

Appendix  F:  Factor  analysis  of  dependent  variables  ...  52  

Appendix  G:  Cronbach’s  alpha  if  items  deleted  and  descriptive  statistics  for  Bisociative  

thinking  ...  54  

Appendix  H:  Cronbach’s  Alpha  of  all  variables  ...  55  

Appendix  I:  QQ-­‐plots,  histograms,  leaf  and  stems,  and  test  of  normality  for  Age  and  

Tenure  ...  56  

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Abstract  

This  research  analyses  if  transformational  leadership  and  managers’  positive  emotions  have  a   positive  influence  on  followers’  positive  emotions  and  their  creativity  and  innovativeness.  The   results   are   based   on   110   filled   out   questionnaires   set   out   within   a   large   airliner   as   well   as   a   large  non-­‐profit  organisation.  Findings  suggest  that  the  use  of  positive  humour  by  managers  has   positive   effects   on   followers’   creativity   and   innovativeness.   In   addition,   transformational   leadership   is   suggested   to   positively   influence   followers’   positive   emotions,   which   in   turn   improve  followers’  creativity  and  innovativeness.  

 

Introduction

Humour  is  used  in  many  situations  throughout   an   organization.   Research   has   shown   a   significant   relationship   between   humour   and   creativity,   and   has   shown   that   creative   people   have   a   well-­‐developed   sense   of   humour   (Ziv,   1984;  Berger,  1992).  According  to  Romero  and   Cruthirds   (2006)   humour   can   contribute   to   effective   management   of   personnel,   more   specifically  enhance  creativity.  In  addition,  they   note   that   there   is   evidence   that   humour   is   linked  to  creative  thinking  and  that  humour  has   a   positive   effect   on   creative   problem   solving.   Creativity   is   often   perceived   as   a   means   of   innovation   from   a   managerial   perspective   (McAdam   &   McClelland,   2002).   According   to   Amabile   (1996)   creativity   is   the   production   of   novel  and  useful  ideas  in  any  domain,  whereas   innovation   is   the   successful   implementation   of   these   creative   ideas   within   an   organization.   Commentary   in   the   organisation   sciences   has   considered   the   role   of   workplace   humour   (Romero  &  Cruthirds,  2006).  However,  there  is   still  limited  extant  literature  discussing  the  role   of   humour   in   the   social   influence   process   of   leadership  (Hughes,  2009).  

A  growing  body  of  work  has  been  dedicated  to   the   importance   of   creativity   and   innovation   as   an  outcome  of  the  leader-­‐follower  relationship.   In   this   relationship,   a   transformational   leadership  style  is  suggested  to  be  inspirational,   and  more  supportive  for  risk-­‐taking,  creativity,   and   innovation   (Holmes   and   Morra,   2006).   Transformational   leaders   use   a   personalized   style   by   which   they   espouse   their   values,   effectively   communicate   their   visions,   inspire   follower   innovation,   and   connect   individually   with  followers  (Hughes,  2009).    

Avolio  et  al.  (1999)  found  that  transformational   leadership   has   a   direct   positive   relation   with   the   use   of   humour.     There   is   a   natural   social   distance   between   leaders   and   their   followers   and   research   suggests   that   having   a   sense   of   humour  at  work,  or  perhaps  employing  humour   techniques,   will   narrow   this   social   distance,   boost   productivity   and   increase   creativity   (Hughes,  2009).  

Romero   and   Cruthirds   (2006)   mention   that   to   enhance  creativity,  managers  should  adopt  self-­‐ enhancing   and   affiliative   humour   styles   to   increase   creativity.   In   addition,   Dechesne   (2013)   shows   that   there   is   support   for   the   relation   between   positive   humour   (self-­‐ enhancing   and   affiliative   humour   styles)   and   creativity  and  innovativeness.  

Positive   humour   is   suggested   to   produce   positive   emotions   (Martin   et   al.   1993;   Romero   &   Cruthirds,   2006).   Positive   emotions   tend   to   broaden   the   ability   of   thoughts   in   ones   mind,   which  in  turn  gives  the  ability  to  choose  out  of   more   actions.   This   means   that   positive   emotions   can   promote   discovery   of   novel   and   creative  actions  or  ideas  (Fredrickson,  2004).   This   research   will   analyse   if   a   leader’s   use   of   positive  humour  is  important  to  key  workplace   outcomes   such   as   positive   emotions,   creativity   and   innovativeness.   This   research   analyses   whether  a  transformational  leadership  style  has   a  positive  effect  on  followers’  positive  emotions   and   creativity   and   innovativeness.   In   addition,   the   influence   of   managers’   humour   style   on   followers’  positive  emotions  and  creativity  and   innovativeness  is  analysed.    

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interrelations  with  transformational  leadership,   positive   emotions,   creativity   and   innovativeness.   Secondly,   this   research   will   solidify   the   use   of   various   scales   and   test   their   reliability   and   validity.   Thirdly,   this   research   will   quantitatively   analyse   the   relations  

between   a   transformational   leadership   style,   managers’   positive   humour   styles,   followers’   positive  emotions,  and  followers’  creativity  and   innovativeness.   Finally,   this   research   will   identify   managerial   implications   and   provide   suggestions  for  future  research.    

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2 Literature review

In   this   section,   humour,   transformational   leadership,   positive   emotions,   and   creativity   and   innovativeness  will  be  described  based  on  existing  literature.    

 

Humour    

Humour   is   commonly   understood   as   a   positive   emotion   and   laughter.   As   determined   in   previous   literature,   there   is   not   a   single   global   definition   of   humour   due   to   the   complex   and   multifaceted   nature   of   humour   (Murdock   and   Ganim,   1993).   This   research   will   focus   on   the   aspect   of   humour   that   occurs   between   two   individuals   within   an   organisation.   In   previous   literature,   the   distinction   was   made   between   positive   and   negative   humour   (Dechesne,   2013).   Positive   humour   consists   of   affiliative   and   self-­‐enhancing   humour,   whereas   negative   humour   consists   of   self-­‐deprecating   and   aggressive  humour.    

Affiliative  humour  

This   is   a  positive   non-­‐hostile   style   of   humour   that  is  used  to  initiate  or  enhance  relationships   (Martin   et   al.,   2003).  This   style   of   humour   can   be  used  to  put  others  at  ease.  People  that  have   this  style  of  humour  are  also  likely  to  engage  in   self-­‐defeating   humour,   saying   funny   things   about   themselves   and   not   taking   themselves   overly   seriously,   while   maintaining   a   sense   of   self-­‐acceptance  (Vaillant,  1977).    

 

Self-­‐enhancing  humour        

This   style   is   used   by   people   who   have   a   humorous   outlook   on   life,   which   enables   them   to  laugh  about  themselves  and  the  anomalies  of   life   (Martin   et   al.,   2003).   Research   has   found   that   this   humour   style   positively   related   to  favourable   emotions   (Romero   &   Cruthirds,   2006).    

Self-­‐defeating  humour    

Others   can   use   this   style   to   gain   acceptance   at   the   expense   of   oneself.   It   is   used   to   please   others   by   being   the   butt   of   the   joke   (Martin   et   al.,   2003).   It   can   be   used   to   put   oneself   on   the   same   level   -­‐   equalizing   between   leader   and  

follower  (Hughes,  2009).    

Aggressive  humour        

Aggressive   humour   is   a   negative   style   of   humour  that  has  the  underlying  intent  to  harm   or   belittle   others   (Martin   et   al.,   2003).   Using   this  style,  leaders  can  poke  fun  at  focal  actors  in   a   social   situation   (Hughes,   2009).  This   type   of   humour   can   come   in   the   form   of   sarcasm,   ridicule,   criticism,   and   other   types   of   humour   that  are  detrimental  to  others.  

Definitions  of  humour  are  often  integrated  with   the   domain   of   creativity   and   can   even   be   considered  a  subset  of  creativity  (Murdock  and   Ganim,  1993).  Previous  literature  suggests  that   there   is   a   positive   relation   between   positive   humour  (affiliative  and  self-­‐enhancing  humour)   and   creativity   and   innovativeness   (Dechesne,   2013).   Accordingly,   this   research   will   focus   on   positive   humour,   which   will   be   referred   to   as:   “amusing   communications   that   produce   positive   emotions   and   cognitions   in   the   individual”   based   on   the   definition   of   humour   by   Romero   and   Cruthirds’   (2006).   To   get   a   better  understanding  of  the  underlying  concept   of  humour,  the  basic  theories  of  humour  will  be   described.  

Humour  theories        

Humour  consists  of  many  components  and  this   makes  it  very  hard  to  form  a  single  definition  or   theory   that   can   accurately   describe   it.   Many   theorists   have   tried   to   define   the   core   of   humour,  but  there  still  is  no  precise  description   of   it.   There   are   three   basic   theories;   arousal-­‐,   incongruent-­‐,  and  superiority  theory,  which  are   important   in   understanding   the   concept   of   humour  as  a  whole.  

Arousal  theory          

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humour   causes   laughter   that   reduces   built-­‐up   tension.  An  early  version  of  this  theory  includes   laughter   as   being   pleasure   mixed   with   pain.   Modern   discussions   include   Freud’s   (1963)   theory   of   humour   being   a   defence   mechanism   against  unpleasant  emotions.    

Incongruent  theory        

Arousal   tells   why   things   can   be   funny   while   incongruent  theory  tells  us  what  is  funny  about   the   structure   of   the   joke.   The   basis   for   this   theory   is   that   in   order   for   something   to   be   funny   it   must   be   somewhat   unexpected,   illogical,   or   inappropriate   (Meyer,   1997).   Also   known   as   bisociation,   two   normally   unconnected   frames   of   reference   that   are   brought  together  in  a  surprising  or  unexpected   manner   is   what   makes   a   good   joke   funny   (Koestler,   1964).   An   example   can   be   a   punch   line   of   a   joke   that   makes   sense   based   on   the   information   that   was   given   earlier   on   in   the   joke.  

Superiority  theory      

The  principle  of  most  humour  theories  is  based   on   either   a   sense   of   our   own   superiority   or   a   sense   of   inferiority   of   others   (Hughes,   2009).   This   theory   holds   that   users   derive   pleasure   from   another’s   misfortune   without   experiencing  any  cognitive  dissonance  or  social   implications.   Forms   of   humour   that   are   in   line   with   theory   include   sarcasm,   irony,   imitation,   and  satire  (Berger,  1992).  

These   theories   show   that   humour   can   be   used   to  achieve  a  sense  of  superiority  and  to  reduce   tension,   but   also   to   find   ways   to   connect   seemingly   unrelated   things   with   each   other,   showing  that  creativity  is  involved.  

Transformational  Leadership  

According   to   Podsakoff   et   al.   (1990),   transformational  leadership  can  be  summarized   by   six   types   of   behaviour;   identifying   and   articulating   a   vision,   providing   an   appropriate   model,  fostering  the  acceptance  of  group  goals,   high   performance   expectations,   providing  

individualised   support   to   follower   and   intellectual   stimulation.   Carless   et   al.   (2000)   adapted   these   six   types   into   seven   by   distinguishing  between  supporting  followers  in   general  as  well  as  their  individual  development.   In   addition,   they   apply   the   broader   concept   of   charisma.   These   seven   types   of   behaviour   encompass   the   concept   of   transformational   leadership:  

1. Communicates  a  vision   2. Develops  followers   3. Provides  support     4. Empowers  followers   5. Is  innovative  

6. Leads  by  example   7. Is  charismatic.   Vision  

Transformational   leaders   repeatedly   communicate   a   vision   to   their   followers.   By   doing   so,   leaders   communicate   a   set   of   values   and  instil  motivation  to  their  followers  (Carless   et  al.  2000).    

Follower  development      

Effective   leaders   facilitate   and   encourage   the   personal   development   of   their   followers   (Bass,   1985).   Leaders   facilitate   the   development   of   new   skills   and   provide   challenging   opportunities  for  their  followers.  

Providing  support    

Leaders   have   to   express   confidence   in   the   abilities  of  their  followers  to  perform  effectively   and   achieve   challenging   goals.   This   includes   giving  positive  feedback  to  followers  and  giving   recognition   of   individual   as   well   as   team   goals   (Nadler  and  Tushman,  1990).  

Empowerment    

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communication  and  cooperation,  which  in  turn   facilitates   a   cooperative,   participative   group   climate  (Carless  et  al.  2000).  

Innovative  thinking    

Effective  leaders  use  innovative  and  sometimes   unconventional   strategies   to   achieve   goals   (Bass,   1985).   Leaders   are   willing   to   take   risk   and   give   their   followers   challenging   opportunities.  This  will  often  result  in  mistakes;   however,   these   can   be   seen   as   learning   opportunities.  

Lead  by  example      

Transformational   leaders   show   consistency   between  their  articulated  views  and  behaviour.   Effective   leaders   clearly   communicate   their   believes   to   followers.   These   leaders   express   confidence   and   can   be   seen   as   role   models   for   followers  (Bass,  1985).  

Charisma  

Bass  (1985)  argues  that  charismatic  leadership   is   one   of   the   most   important   qualities   of   transformational   leadership.   Charismatic   leaders   are   perceived   as   trustworthy,   highly   competent   and   worthy   of   respect   (Bass   and   Avolio,  1990).  

Hughes   (2009)   states   the   importance   of   innovation   and   creativity   as   an   outcome   of   the   leader-­‐follower   relationship.   Mumford   et   al.   (2002)   argue   that   if   one   role   leaders   play   is   helping   people   define   the   problems   that   are   worth   pursuing,   it   seems   reasonable   to   conclude   that   vision-­‐based   leadership   might   also   represent   a   noteworthy   influence   on   creativity  and  innovation.    

Positive  emotions  

Emotions  have  an  object,  or  signify  some  thing   (e.g.,   occurrence),   and   involve   an   appraisal   process   that   triggers   response   tendencies   such   as  subjective  experiences,  physiological  changes   and   facial   expressions.   Fredrickson   (2003)   suggests   with   her   broaden-­‐and-­‐build   theory   that  positive   emotions   broaden   the   scopes   of  

attention   and   cognition,   and,   by   consequence,   initiate   upward   spirals   toward   increasing   emotional   well-­‐being.   The   broaden   concept   is   suggested   to   expand   people’s   thought-­‐action   repertoires,  which  enables  them  to  explore  new   approaches   to   thought   and   action,   or   broadening   of   attention   and   cognition.   The  

build  concept  refers  to  the  ability  of  a  person  to  

develop   its   intellectual-­‐,   psychological-­‐,   or   social   resources.   Previous   research   has   found   support   for   the   relation   between   positive   emotions   and   broadened   cognitions,   which   trigger   the   upward   spiral   toward   emotional   well-­‐being   (Fredrickson   and   Joiner,   2002).   Positive  emotions  enlarge  the  cognitive  context   and   produce   thought   patterns   that   are   flexible   and   creative.   In   addition,   empirical   evidence   supports   the   finding   that   positive   emotions   characterize   transformational   leadership   mainly   due   to   the   notion   that   leaders   develop   the   potential   of   followers   (Bass   and   Avolio,   1994).  

 

Creativity    

Creativity   is   important   for   organisations   in   order   to   come   up   with   new   ideas   for   products   or   services   as   well   as   solving   problems   encountered   during   work.   There   exist   several   definitions  for  the  term  creativity,  this  research   will  use  the  definition  suggested  by  Amabile  et   al.   (2005):   “coming   up   with   fresh   ideas   for   changing   products,   services,   and   processes   so   as   to   better   achieve   the   organisation’s   goals”.   Ziv   (1976)   found   that   humour   boosted   the   results   of   a   creativity   test   among   adolescents   after   having   listened   to   a   humorous   record.   Humke  and  Schaefer  (1996)  found  a  significant   positive  association  of  creativity  and  a  sense  of   humour.    Amabile  (1996)  argues  that  there  are   three   components   of   creativity,   namely:   expertise,   creative   thinking,   and   task   motivation.  

 

Expertise  

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proficiency,   and   special   talents   in   the   work   domain   (Amabile,   1996).   This   expertise   can   be   seen   as   different   pathways   to   solve   a   problem,   or  perform  a  given  task.  Expertise  creates  a  so-­‐ called  network  of  possibilities.  

 

Creative  thinking  skills  

This   component   increases   the   creative   performance   of   an   individual.   It   determines   how   flexible   and   imaginatively   an   individual   can  approach  a  problem  (Amabile,  1996).    This   component  is  needed  to  make  good  use  of  one’s   expertise   on   a   certain   task.   The   creative   thinking  skills  are  needed  to  connect  seemingly   unrelated   things   to   take   new   perspectives   on   problems   and   to   explore   new   cognitive   pathways.   This   is   similar   to   the   process   found   with   the   incongruent   theory   of   humour   (Koestler,  1964),  where  two  things  are  brought   together  in  a  surprising  manner.    

 

Task  motivation  

An  individual’s  capabilities  are  described  by  the   previous   two   components.   What   an   individual   will   actually   do   is   determined   by   this   last   component   of   creativity.   Therefore,   motivation   is   the   most   important   component   of   creativity.   Motivation   can   take   two   forms,   intrinsic   and   extrinsic.  Intrinsic  motivation  is  driven  by  deep   interest   and   involvement   in   the   work,   by   curiosity,   enjoyment,   or   a   personal   sense   of   challenge.  Extrinsic  motivation  is  driven  by  the   desire  to  attain  some  goal  that  is  apart  from  the   work   itself.   Amabile   (1996)   states   that   a   primarily   intrinsic   motivation   is   conducive   to   creativity   more   than   a   primarily   extrinsic   motivation.  Organisations  can  therefore  have  an   impact   on   creativity   by   influencing   motivation.   Research   has   found   that   higher   levels   of   task   motivation  and  positive  affect  were  evident  for   those   individuals   with   a   greater   sense   of   humour  (Kuiper  et  al.  1995).  

   

Innovation  

Innovation  is  needed  to  increase  the  long-­‐term   survival,   profitability   and   growth   of  

organisations.   Most   innovation   models   consist   of   several   stages   for   successful   innovation   (Cooper,   1998).   These   stages   roughly   are   investigation/idea   generation,   product   development,   and   product   launch.   In   between   these   stages   exists   screening   and   reflecting   on   the   innovation   process.   This   research   focuses   on   individual   innovativeness   and   therefore   requires   a   different   approach   than   organisational   innovativeness.   The   set   of   behaviours   to   be   an   innovative   individual   are   combined   in   the   measure   for   Innovative   Work   Behaviour.   Janssen   (2000)   defines   innovative   work   behaviour   as   “the   intentional   creation,   introduction   and   application   of   new   ideas   within  a  work  role,  group  or  organisation”.   Innovative  work  behaviour  was  found  to  lead  to   innovative   output   in   De   Jong   &   Den   Hartog   (2010).  Innovative  work  behaviour  can  be  split   in  three  stages  similar  to  the  general  innovation   process.  

 

Idea  generation  

Innovation   starts   with   the   generation   of   ideas.   An  employee  needs  to  produce  new  and  useful   ideas  to  start  the  innovation  process.  The  ability   to  do  so  depends  on  this  individuals’  creativity.   Therefore  as  described  earlier,  humour  can  play   a   role   in   this   phase.   In   addition,   positive   emotions   and   transformational   leadership   can   play   an   important   part   of   this   phase   by   initiating  creative  thoughts.  

 

Idea  promotion  

If   an   idea   is   found   appropriate   to   solve   a   problem   or   initiate   a   new   process,   the   idea   must   be   promoted   to   create   a   base   of   supporters   of   the   idea.   Key   players   of   the   organisation   must   champion   the   idea   and   find   support   and   funding   for   its   realisation.     Transformational   leadership   could   instil   empowerment   and   thus   give   followers   the   motivation  to  find  support  for  their  ideas.      

Idea  realisation  

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The   idea   will   be   converted   from   a   thought   or   concept   to   an   actual   process   or   product.   In   order   to   successfully   implement   an   idea   the   cooperation   of   various   departments   and   approval   on   different   hierarchical   levels   is   needed   (Anderson   &   King,   1993).   The   realisation   requires   the   support   of   others   similar   to   the   promotion   phase.   As   mentioned   earlier,  transformational  leadership  can  provide  

support   to   the   innovative   work   behaviour   of   followers.   In   addition,   humour   can   reduce   the   social   distance   between   different   hierarchical   levels   and   improve   relationships.   Moreover,   positive  emotions  can  trigger  an  upward  spiral   where  followers  are  more  creative  and  develop   its’  social  resources.    

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3 Hypotheses & Conceptual Model

The   following   section   describes   the   different   variables   used   in   this   research.   The   relation   between   different  concepts  will  be  hypothesized  and  at  the  end  a  conceptual  model  will  be  made.  

Transformational  Leadership    

Transformational   Leadership   is   often   seen   as   style   where   leaders   encourage   creativity   and   innovation,   and   are   characterized   as   inspirational   (Holmes   &   Marra,   2006).   Leadership   is   proposed   to   exist   orthogonally   along   two   dimensions:   quality   and   style.  Along   the   quality   dimension,   leadership   can   be   considered  effective  (good)  or  ineffective  (bad).   What  effectiveness  means  is  determined  by  the   outcomes   desired.   For   example,   an   effective   leader   in   terms   of  worker   performance   can   motivate   followers   thus   compelling   them   to   complete   a   series   of   tasks   to   an   optimal   outcome.   On   the   other   hand,   an   ineffective   leader   is   not   able   to   motivate   followers   to   produce   the   desired   quantity   of   output.   Similarly,   an   effective   leader   who   can   compel   followers   to   feel   happier   in   their   work   is   in   contrast  with  the  ineffective  leader  who  angers   followers.   Therefore,   the   outcome   a   leader   attempts   to   elicit   from   followers   determines   precisely  how  effectiveness  is  defined.  

Style   of   leadership   refers   to   the   category   in   which   fall   leader   behaviours,   and   follower   attributions   of   these   behaviours.   Transformational   leaders   use   a   personalized   style   by   which   they   espouse   their   values,   effectively   communicate   their   visions,   inspire   follower   innovation,   and   connect   individually   with  followers.  The  linkage  between  leadership   and  both  innovation  and  follower  emotions  has   been   well   established   in   the   extant   literature   (Hughes,   2009).   When   connecting   with   follower,   it   is   suggested   that   leaders   use   humour  to  create  positive  emotions  and  inspire   follower  innovation.    

H1:   Transformational   leadership   has   a   positive   effect  on  followers’  positive  emotions.  

 

H2:   Transformational   leadership   has   a   positive   effect  on  followers’  creativity  and  innovativeness.   Positive  emotions    

Emotions  are  a  conscious  or  unconscious  multi-­‐ component   response   tendency   that   evolve   and   manifest   over   relatively   short   periods   of   time   (Fredrickson,   2003).   Fredrickson   (1998)   discusses   a   broaden-­‐and-­‐build   theory   that   describes   the   broadening   of   people’s   thought-­‐ action  repertoires  that  enables  them  to  explore   novel  approaches  to  thought  and  action,  or  the   broadening   of   attention   and   cognition.   The   build  component  refers  to  the  person’s  ability  to   develop   various   personal   resources   (e.g.,   intellectual,   psychological,   physical   and   social).   Emotions   have   the   ability   to  broaden   people’s   momentary   though-­‐action   repertoires,   widening  the  array  of  thoughts  and  actions  that   come   to   mind   (Fredrickson,   2003).   Empirical   evidence   supports   that   positive   emotions   characterize   human   leadership   style,   particularly   transformational   leadership,   was   constructed  on  the  notion  that  leaders  develop   the  potential  of  followers  (Bass  &  Avolio,  1994).   In   addition,   positive   emotions   enlarge   the   cognitive   context   and   therefore   produce   thought   patterns   that   are   both   flexible   and   creative   (Fredrickson   &   Joiner,   2002   and   Isen,   1987).  Thus:  

H3:   Followers’   positive   emotions   have   a   positive   effect  on  followers’  creativity  and  innovativeness.   Humour  

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(Vaillant,   1977).   Previously,   Ruch   (1993)   hypothesized  that  humour  has  a  positive  effect   on   exhilaration   and   joy   (positive   emotions)   that,   in   turn,   have   an   effect   on   creativity.   Furthermore,   researchers   have   found   evidence   of   mediation   in   that   students   who   were   more   anxious   performed   better   on   multiple-­‐choice   examinations  after  exposure  to  written  humour   (Smith  et  al.,  1971).  

 

H4a:   A   managers’   affiliative   humour   has   a   positive  effect  on  followers’  positive  emotions.   Self-­‐enhancing   humour   is  used   by   people   who   have  a  humorous  outlook  on  life,  which  enables   them   to   laugh   about   themselves   and   the   anomalies  of  life  (Martin  et  al.,  2003).  This  style   is  also  positively  related  to  favourable  emotions   according   to   Romero   &   Cruthirds   (2006).   As   this  research  uses  a  follower-­‐reported  scale  for   humour,   this   style   is   adapted   to   an   other-­‐ enhancing  humour  style.  This  will  be  elaborated   in   section   4,   the   altered   items   can   be   found   in   Appendix  C.    

H4b:  A  managers’  other  enhancing  humour  has  a   positive  effect  on  followers’  positive  emotions.   Although   humour   is   not   an   emotion,   it   is   suggested  that  affect  is  manipulated  by  humour   (Moore   &   Isen,   1990).   The   impact   is   rarely   profound,   but   humour   is   suggested   to   alter   emotion   states.   To   analyse   this   relation   I   hypothesize:  

H5a:   A   managers’   affiliative   humour   has   a   positive   moderating   effect   on   the   relation   between   transformational   leadership   and   followers’  positive  emotions.  

H5b:  A  managers’  other-­‐enhancing  humour  has  a   positive   moderating   effect   on   the   relation   between   transformational   leadership   and   followers’  positive  emotions.  

Creativity  and  innovativeness    

Creativity   and   innovation   are   not   new   topics   and   have   been   studied   extensively   in   the  

behavioural   sciences.   However,   little   work   has   been  done  within  the  context  of  leader-­‐follower   relationships.   This   is   unexpected   because   innovation   and   creativity   have   been   offered   as   important   performance   outcomes   for   organisations   (Lei   &   Slocum,   2005).   Other   relevant   work   includes   the   discovery   that   creativity   ratings   correlated   with   effective,   leader-­‐follower   exchange   relationships   (Tierney  et  al.,  1999).    

 

H6a:   A   managers’   affiliative   humour   has   a   positive   effect   on   followers’   creativity   and   innovativeness.  

H6b:  A  managers’  other-­‐enhancing  humour  has  a   positive   effect   on   followers’   creativity   and   innovativeness.  

Research   has   found   that   humour   has   a   moderating   role   in   the   relation   between   transformational   leadership   and   individual   performance.   (Avolio   et   al.   1999)   By   using   humour,   transformational   leaders   can   create   a   more   amiable   atmosphere   at   work,   which   can   enhance   creative   interactions   and   overall   performance  of  their  followers.  

H7a:   A   managers’   affiliative   humour   has   a   positive   moderating   influence   on   the   relation   between   transformational   leadership   and   creativity  and  innovativeness.  

H7b:  A  managers’  other-­‐enhancing  humour  has  a   positive   moderating   influence   on   the   relation   between   transformational   leadership   and   creativity  and  innovativeness.  

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Control  variables      

The   dependent   variables   are   controlled   for   by   including   variables   on   several   socio-­‐ demographic   characteristics   that   are   included   as   control   variables   in   this   research.   These   control   variables   are   age,   gender,   tenure,   company   and   department.   Age,   gender   and   department   are   commonly   used   control   variables   in   research   on   creativity   (Amabile   et   al,   2005;   Carmeli   &   Schaubroeck,   2007).     In  

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4 Research Methods

The  following  section  will  discuss  the  research  methods  used  in  this  research.  Firstly,  the  measurement   scales  used  in  this  analysis  will  be  described.  Secondly,  the  setup  of  the  research  will  be  described.   Moreover,  the  data  collection  and  analysis  will  be  described  and  the  scales  will  be  tested  for  reliability   and  go  through  factor  analysis.  Finally,  several  models  will  be  made  and  will  be  used  for  regression   analysis.    

 

4.1  Measures  

The  measurements  used  for  the  research  will  be   described   below.   Each   measurement   will   be   discussed   and   selected   based   on   a   selection   of   criteria.  

 

Independent  variables   Transformational  leadership  

Transformational  leadership  is  measured  using   the   Global   Transformational   Leadership   (GTL)   scale  as  developed  by  Carless  et  al.  (2000).  The   reason  for  choosing  this  scale  instead  of  a  more   broad   measure   scale   such   as   the   Multifactor   Leadership   Questionnaire   (MLQ)   is   that   in   this   research  the  focus  is  solely  on  transformational   leadership  and  the  scale  consists  of  7  items  for   the  GTL  versus  39  of  the  MLQ  (Appendix  A).  In   addition,   the   GTL   highly   correlates   with   the   MLQ  (Carless  et  al.  2000).  Carless  et  al.  (2000)   argue  that  the  GTL  provides  a  broad  assessment   of   transformational   leadership   and   that   it   is   a   short  scale  that  is  easy  to  administer  and  value   (Appendix   B).   In   Carless   et   al.   (2000)   the   Cronbach  alpha  was  calculated  as  .93.  The  high   alpha   coefficient   further   supports   the   conclusion  that  the  GTL  is  a  reliable  measure  of   transformational  leadership.  The  reported  high   correlations   between   the   GTL   and   other   measures   of   transformational   leadership   suggest   that   the   GTL   is   an   alternative   short   measure   of   transformational   leadership   with   a     broad  range  of  potential.  Another  measure  with   which   it   correlates   is   the   Leadership   Practices   Inventory  (LPI).  The  LPI  is  a  measurement  tool   for   transformational   leadership   styles   that   assesses   a   more   over-­‐arching   construct   of   transformational  leadership  (Carless,  2001).    

Positive  humour      

Positive   humour   will   be   measured   using   the   items  for  affiliative  and  self-­‐enhancing  humour   of   the   Humour   Style   Questionnaire   (HSQ).  Validation   data   indicate   that   the   first   four   scales   differentially   relate   in   predicted   ways   to   peer   ratings   of   humour   styles   and   to   measures   of   mood   (cheerfulness,   depression,   anxiety,   hostility),   self-­‐esteem,   optimism,   well-­‐ being,  intimacy,  and  social  support  (Martin  et  al.   2003).   The   HSQ   has   been   applied   in   multiple   studies   and   literature   has   found   high   internal   validity,  with  Cronbach  alpha’s  ranging  from  .82   to   .88   (Martin   et   al.,   2003).   The   questionnaire   will   ask   the   followers’   perception   of   his   or   her   managers’   humour   style.   The   HSQ   is   usually   a   self-­‐answered   scale.   However,   since   it   now   is   about   the   perception   of   the   follower,   the   scale   has   been   altered   to   be   able   to   capture   the   followers’   perception.   In   order   to   capture   the   same   essence   regarding   the   items   measuring   self-­‐enhancing   humour,   the   items   were   altered   to   ‘other-­‐enhancing’   items   of   humour.   These   altered  items  try  to  capture  to  what  extent  the   follower   perceive   that   their   managers   use   humour   to   enhance   the   followers   situation   or   problems  faced  during  work.  The  humour  styles   will   be   measured   using   13   items.   The   altered   items  can  be  found  in  Appendix  C.  

Mediator  variable     Positive  Emotions    

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used  to  assess  moods  for  different  time-­‐periods.   In  this  research,  only  the  positive  emotions  are   of  interest  and  therefore  only  the  brief  measure   of  positive  affect  will  be  used,  which  consists  of   10  items  (Appendix  B).  The  shorter  scale  highly   correlated   to   the   PANAS-­‐X   scale   with   a   Cronbach’s   alpha   of   .92   (Watson   et   al.,   1988).   The   brief   measurement   is   more   desirable   for   this   research   to   reduce   the   length   of   the   questionnaire.   Analyses   have   found   that   Positive   Affect   and   Negative   Affect   are   largely   independent  dimensions  (Tellegen  et  al.,  1999).   Therefore,   in   this   research   only   10   items   that   will  measure  positive  affect  will  be  used.  

Dependent  variables  

Followers’  creativity  and  innovativeness  

The   creativity   and   innovativeness   of   the   follower  will  be  measured  using  three  different   scales.   Innovative   Work   Behaviour,   Innovative   Output,   and   Bisociative   Thinking.   The   former   two  measure  innovativeness  whereas  the  latter   measures   creativity.   The   scales   will   measure   independently  and  no  items  have  been  merged.   These   scales   are   used   because   they   measure   individual  creativity  and  innovativeness  and  are   relatively   short   scales.   This   is   necessary   for   maintaining   a   short   questionnaire,   which   will   decrease   the   time   to   complete   and   the   chance   that   respondents   will   completely   fill   out   the   questionnaire.    

 

Innovative  Work  Behaviour    

Innovative   work   behaviour   will   be   measured   using  the  IWB  scale  as  found  in  De  Jong  &  Den   Hartog   (2010).   This   scale   consists   of   10   items   that   measure   one   construct   of   innovation   (Appendix   B).   This   scale   is   originally   supervisor-­‐rated,  but  will  be  changed  to  a  self-­‐ reported   scale.   The   opening   sentence   is   changed   from:   “How   often   does   this   employee…”  to  “How  often  do  you…”.  The  scale   is   used   due   to   it   being   relatively   short   compared   to   the   longer   17-­‐item   version   that   consists   of   items   inspired   by   Janssen   (2000),   Kleysen  and  Street  (2001)  and  Scott  and  Bruce   (1994).   In   addition,   it   correlates   significantly  

with   the   longer   version,   which   makes   it   the   more   suitable   scale   to   use   (De   Jong   &   Den   Hartog,  2010).  The  Cronbach  alpha  found  in  De   Jong  &  Den  Hartog  (2010)  for  the  original  scale   was  .90,  indicating  a  high  internal  validity.    

Innovative  Output  

Innovative   output   will   be   measured   using   the   scale   found   in   De   Jong   &   Den   Hartog   (2010).   This  scale  consists  of  6  items  (Appendix  B)  with   a  Cronbach  alpha  of  .82  for  the  original  scale.  It   will   measure   if   followers   have   suggestions   for   innovations,   more   ideas   for   change   being   put   forward   or   more   realised   innovations,   such   as   new   products   or   processes.   This   scale   can   be   used   where   more   objective   scales   for   innovation   are   unavailable.   De   Jong   &   Den   Hartog   (2010)   found   a   positive   relation   between   innovative   output   and   innovative   work  behaviour.  

 

Bisociative  Thinking  

Bisociative   thinking   is   the   act   of   combining   seemingly   unrelated   matrices   of   information   resulting   in   non-­‐habitual   thinking   (Koestler,   1964).  This  is  similar  to  the  incongruent  theory   of   humour   mentioned   in   the   literature   review.   Bisociative   thinking   will   be   measured   using   three   strongest   items   correlating   to   the   bisociative  dimension  of  an  index  found  in  Jabri   (1991).   This   method   was   also   used   in   other   research   and   had   a   sufficient   internal   validity   with  a  Cronbach  alpha  averaging  .77  (Dechesne,   2013,   Blum   et   al.,   2009).   Additionally,   this   method   is   used   to   limit   the   total   amount   of   items  on  the  questionnaire.  

4.2  Setup  

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questionnaire  in  less  than  10  minutes.  This  was   done   to   assure   managers   that   it   would   not   be   very  time-­‐consuming  and  to  encourage  them  to   participate   in   spreading   the   questionnaire   among   their   followers.   In   addition,   the   short   questionnaire   would   increase   the   likelihood   of   followers   finishing   the   questionnaire.   The   questionnaire   is   self-­‐reported   as   followers   themselves   are   in   the   best   position   to   assess   their  creativity  and  innovative  behaviour.  They   are  aware  of  the  subtleties  of  their  suggestions   and  can  better  judge  to  what  extent  their  ideas   are   creative   or   innovative   (Ng   &   Feldman,   2012).   A   Self-­‐reported   measurement   is   often   considered   to   cause   bias,   however,   there   is   no   empirical  evidence  for  this.  There  is  even  some   evidence   that   self-­‐reported   measures   correlate   with   supervisor-­‐ratings   (.35)   and   objective   measures   of   creativity   (.33)   (Ng   &   Feldman,   2012).   To   control   for   the   order-­‐effect   bias,   all   items   in   the   questionnaire   are   mixed   and   randomized   (Goodhue   &   Loiocono,   2000).   To   control   for   the   effects   of   acquiescence,   the   questionnaire   includes   some   negative   keyed   items  (Kaplan  &  Saccuzo,  2005).  

4.3  Data  collection    

The   questionnaire   was   carried   out   at   a   large   multinational   company   active   in   the   airline   industry   (X)   awarded   for   having   innovative   mobile   and   online   platforms   in   providing   customer  service.  In  addition,  it  was  carried  out   at   a   large   non-­‐profit   organisation   (Y)   claiming   to   stimulate   innovation   and   being   active   in   financially   supporting   innovative   companies.   These   organisations   are   both   located   in   the   Netherlands.   Multiple   departments,   including   innovation,  customer  support,  sales,  and  human   resources   were   asked   to   fill   out   the   questionnaire  online  through  Qualtrics.  

 

Pilot  Questionnaire  

Prior  to  the  main  research  a  pilot  questionnaire   was  carried  out.  The  three  primary  goals  of  this   pre-­‐test  were  to  evaluate  the  length,  quality  and   adequacy   of   the   questionnaire   (Iarossi,   2006).  

Six  employees  from  company  X  were  randomly   selected   and   asked   to   fill   out   the   preliminary   questionnaire.   The   web   link   to   the   pilot   questionnaire   was   sent   out   via   e-­‐mail   personally.   The   pilot   questionnaire   contained   extra   questions   asking;   (a)   Were   there   any   questions  unclear?  (b)  What  was  unclear  about   it/them?  (c)  Do  you  have  any  general  feedback   or   suggestions?   This   feedback   was   instantly   received   through   Qualtrics,   as   well   as   the   amount  of  time  it  took  for  respondents  to  finish   the  survey.    

The   respondents   had   positive   responses   regarding   the   clarity   of   the   questions   and   the   time  it  took  to  finish  the  questionnaire  was  well   below  the  10  minutes  I  had  set  for  it.  There  was   one  minor  point  of  criticism  that  regarded  stars   I  had  put  behind  questions  to  indicate  that  they   were   reversed   questions.   In   the   final   questionnaire  these  stars  were  removed.  

Procedure  

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followers   increased   the   total   to   85   completed   questionnaires.   In   the   week   thereafter   there   was  a  steady  increase  until  the  final  number  of   completed   questionnaires   counted   110.   At   this   time  there  was  no  more  time  left  to  attain  more   data.   The   response   rate   of   the   contacted   followers  was  therefore  roughly  68%.  

4.4  Data  analysis  

The  data  was  analysed  using  IBM  SPSS  version   20.   The   results   of   the   questionnaires   of   company   X   and   Y   were   saved   and   imported   to   SPSS   from   Qualtrics   as   a   .sav   file.   In   SPSS,   I   merged   the   two   data.   Negative   items   were   reversely  coded  using  the  function  “Recode  into   different   variable”.   I   coded   the   new   variables   into  different  ones  so  I  could  more  easily  check   if   the   items   were   properly   reversed   before   using   them   in   the   upcoming   processes   of   data   analysis.  Finally,  dummy  variables  were  created   for   the   different   departments   as   well   as   companies,   these   are   used   to   analyse   any   significant  differences  between  them.  There  are   no   respondents   from   R&D,   marketing,   or   finance   departments   and   as   such   these   variables  will  be  left  out  in  further  analyses.    

Scale  analysis  and  reliability  

The   acquired   data   was   used   to   perform   factor   analysis   and   scale   reliability   checks   for   the   various   scales   used.   Factor   loadings   should   preferably   be   above   .50   (Hair   et   al.   1998),   whereas  the  Cronbach  alpha  is  acceptable  when   above   .70   (Mertler   &   Vannatta,   2004).   The   independent  and  mediator  variables  are  tested   together  with  factor  limit  set  to  two  to  exclude   any  items  that  would  load  on  both  scales.    

HSQ  

Since   the   items   that   are   used   of   the   HSQ   measure  two  dimensions,  affiliative-­‐  and  other-­‐ enhancing   humour,   a   varimax   rotation   was   used   with   the   fixed   number   of   factors   set   to   two.  Three  items  of  the  affiliative  dimension  (2,   4,   and   7)   load   on   both   factors   and   are   thus   deleted   from   the   scale   one   by   one   to   check   for  

any   improvement   (Appendix   E).   After   deleting   the   items   the   Cronbach   alphas   remain   acceptable   at   .77   (Affiliative   humour)   and   .84   (Other-­‐enhancing  humour).  

  GTL  

All   items   of   the   scale   to   measure   transformational  leadership  load  above  .70  and   value   a   Cronbach   alpha   of   .85.   At   this   point   there   are   no   items   that   are   deleted   (Appendix   E).  

 

Positive  Emotions  

All   items   of   the   scale   to   measure   positive   emotions  load  above  .70  and  the  scale  values  a   Cronbach  Alpha  of  .89.  Again,  at  this  point  there   are  no  items  that  are  deleted  (Appendix  E).    

GTL  and  Positive  Emotions  

To   eliminate   any   overlap   caused   by   these   scales,  a  factor  analysis  was  done  with  the  two   scales   and   a   fixed   factor   loading   set   to   two.   Items   for   the   two   scales   loaded   on   separate   factors   and   with   sufficient   loadings   above   the   threshold  of  .50  (Appendix  E).  

 

Dependent  variables  

The   factor   analysis   for   innovative   work   behaviour   shows   one   item   (IWB_2)   that   loads   below   the   threshold   of   .50,   which   is   then   deleted   from   the   scale   (Appendix   F).   After   deletion   the   scale   still   shows   high   internal   consistency   with   Cronbach’s   Alpha   of   .86   (Appendix  I).  

Innovative   output   values   sufficiently   above   the   .50   threshold   for   factor   loadings,   except   for   IO_3.   The   Cronbach   alpha   is   .75,   which   makes   this  scale  still  sufficient  to  use  as  a  measure  for   innovative  output  (Appendix  I).  

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where   one   reversely   coded   item   was   applied.   This   item   was   reversed   but   had   not   been   tested   in   this   form   in   previous   research;  

therefore   the   reliability   of   this   item   and   the   scale   in   general   has   decreased.   The   reversed   coded   item,   “I   don't   enjoy   searching   for   novel   approaches   that   are   not   required   at   the   time”,   has   a   very   high   standard   deviation   (.968),   which   indicates   that   the   answers   to   that   item   were   spread   over   a   large   range   of   values   (Appendix   G).   This   in   turn   indicates   that   the   answers   were   inconsistent   and   is   most   likely   why   the   Cronbach   alpha   is   insufficient.   The   reverse   coded   item   clearly   was   not   fully   understood.   This   could   also   be   caused   by   the   double   negatives   don’t   and   not,   which   might   have   been   confusing.   However,   the   feedback   received   after   the   pilot   questionnaire   did   not   include  any  comments  on  this  specific  item.   Previous   research   indicates   no   reason   to   assume   that   the   scale   is   unreliable   (Dechesne,   2013   and   Ko   and   Butler,   2002),   therefore   the   scale  will  be  included  for  further  analysis.  All  of   the  scales  Cronbach  alpha’s  of  before  and  after   items  were  deleted  can  be  found  in  Appendix  H.    

Models  

The   scales   can   be   used   to   make   five   models   with   all   the   variables   (Figure   2),   one   where  

positive  emotions  are  an  independent  variable,   model  A,  and  one  model  where  it  is  a  dependent   variable,  model  B.  In  addition,  Model  C,  D  and  E   were   made   to   check   for   a   mediating   effect   of   positive   emotions   in   the   relation   between   transformational   leadership   and   creativity   and   innovativeness.   Since   there   are   three   scales   measuring   for   followers’   creativity   and   innovativeness   these   will   be   divided   in   sub-­‐ models.   In   addition,   the   two   dimensions   of   humour   will   be   placed   in   sub-­‐models   as   well.   Model  A  uses  nine  variables  per  sub-­‐model  and   two   additional   variables   for   measuring   a   moderation   effect   of   humour   on   the   link   between   transformational   leadership   and   creativity   and   innovativeness.   Model   B   uses   four   variables   for   the   two   sub-­‐models.   The   sample   per   variable   exceeds   the   threshold   of   ten   per   variable,   which   is   required   to   perform   reliable   regression   analysis   (Vittinghoff   &   McCulloch,   2007).   The   lower   internal   consistency   of   Bisociative   thinking   should   be   held  into  account  when  analysing  the  outcomes   of  the  models  in  which  it  is  used.  

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Model  E  

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5 Results

The  following  section  presents  the  results  of  the  descriptive  statistics  and  bivariate  correlations.  In   addition,  the  results  of  the  regression  analyses  will  be  discussed.  Finally,  the  hypotheses  will  be   accepted  or  rejected  based  on  the  results  of  the  regression.  

 

5.1  Descriptive  statistics  

In   table   1   the   descriptive   statistics   of   all   variables   are   shown.   Both   innovative   work   behaviour   and   innovative   output   have   low   standard   deviations   compared   to   the   other   variables.   Innovative   work   behaviour   and   innovative  output  have  a  standard  deviation  of   .51   and   .49   with   a   mean   of   3.55   and   3.51   respectively.   This   means   that   there   is   lower   variation   in   the   answers   and   that   respondents   generally  valued  higher  on  these  scales.    

An  explanation  for  this  finding  may  be  that  the   respondents   have   a   higher   education   (undergraduate  or  graduate)  and  are  thus  more   inclined   to   think   and   act   with   more   creativity   and   innovativeness.   In   addition,   the  

questionnaire   was   self-­‐reported,   which   could   have  slightly  inflated  the  values  on  these  scales.   The  standard  deviations  of  control  variables  age   and  tenure  are  both  very  high  in  comparison  to   other   variables.   QQ-­‐plots   and   histograms   signify   that   age   might   not   be   normally   distributed.   There   is   even   more   reason   to   believe  that  tenure  is  non-­‐normally  distributed   looking   at   the   plots   and   histograms.   The   Shapiro-­‐Wilk  test  reveals  that  non-­‐normality  is   insignificant  for  age,  but  is  significant  for  tenure   (Appendix   I).   Tenure   is   transformed   with   log   and   is   now   still   significant   for   a   non-­‐normal   distribution.   The   transformed   variable   LN   Tenure   will   still   be   used   as   the   outliers   are   considerably   less   and   the   histograms   show   a   more  normal  distribution.  

 

 

   

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