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University of Groningen

Standardization and clinical implementation of liquid biopsy assays - IMI's CANCER-ID Pantel, Klaus; Terstappen, Leon W. M. M.; manaresi, nicolo; Groen, Harry J. M. ; Tamminga, Menno; Schuuring, Eduardus; Heitzer, Ellen; Speicher, Michael R.; Naume, Bjorn; kyte, jon amund

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from it. Please check the document version below.

Publication date: 2019

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):

Pantel, K., Terstappen, L. W. M. M., manaresi, N., Groen, H. J. M., Tamminga, M., Schuuring, E., Heitzer, E., Speicher, M. R., Naume, B., kyte, J. A., & Schlange, T. (2019). Standardization and clinical

implementation of liquid biopsy assays - IMI's CANCER-ID. Poster session presented at AACR annual meeting 2019, Atlanta, United States.

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Martin H.D. Neumann, Sebastian Bender, Thomas Krahn, Thomas Schlange

Bayer AG, Biomarker Research, Wuppertal/Berlin, Germany

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INTRODUCTION

Standardization and clinical implementation of liquid biopsy assays - IMI's CANCER-ID

Klaus Pantel

1

, Leon Terstappen

2

, Nicolò Manaresi

3

, Harry Groen

4

, Menno Tamminga

4

, Ed Schuuring

5

, Ellen Heitzer

6

, Michael Speicher

6

, Bjørn Naume

7

,

Jon Amund Kyte

7

and Thomas Schlange

8

for the IMI CANCER-ID consortium

1

University Medical Center Hamburg/Eppendorf, Center for Experimental Medicine, Institute of Tumor Biology, Hamburg, Germany;

2

Faculty of Science and Technology, Medical Cell BioPhysics, University of Twente, Enschede, Netherlands;

3

Menarini/Silicon Biosystems, Bologna, Italy;

4

Department of Pulmonary Diseases, University of Groningen and University Medical Center Groningen, Groningen, The Netherlands;

5

Department of Pathology, University Medical Center Groningen,

Groningen, The Netherlands;

6

Institute of Human Genetics, Medical University of Graz, Austria;

7

University of Oslo, Institute of Clinical Medicine, Department of Oncology, Oslo, Norway;

8

Bayer AG, Pharmaceuticals, Wuppertal, Germany

3190

The CANCER-ID consortium is funded by IMI (Fig. 1). This public-private partnership between the EU commission and the European Federation of Pharmaceutical Industries and Associations (EFPIA) provides a legal framework for addressing unmet challenges in the healthcare sector.

In 2015, academic and clinical research groups, public research organizations, small and medium-sized enterprises (SME), and pharmaceutical and diagnostic corporations joined forces to evaluate technologies and establish analytical standards in the liquid biopsy field.

The academic leaders of CANCER-ID, Professor Klaus Pantel (UKE, Germany), who has published >300 reports and high-impact review articles on disseminating tumor cells, and Professor Leon Terstappen (Universiteit Twente, The Netherlands), developer of the FDA-approved benchmark CELLSEARCH® CTC detection system, are pioneers in the field of blood-based cancer biomarkers.

REFERENCES

1. Lampignano et al. Dynamic changes of tumor-derived extracellular vesicles and related RNAs in blood samples of NSCLC patients. Session Category: Clinical Research; Session Title: Novel Strategies for Biomarker Identification and Use in Cancer 2; Session Date and Time: Tuesday Apr 2, 2019 1:00 PM - 5:00 PM; Location: Exhibit Hall B; Abstract Number: 3985.

2. Brudzewsky et al. Multicenter evaluation of circulating tumor DNA assays. Session Category: Clinical Research; Session Title: Current Developments in Non-invasive Biomarkers for Assessment of Cancer 1; Session Date and Time: Sunday Mar 31, 2019 1:00 PM - 5:00 PM; Location: Exhibit Hall B, Poster Section 18; Permanent Abstract Number: 438.

3. Fischer JC et al. Diagnostic leukapheresis enables reliable detection of circulating tumor cells of nonmetastatic cancer patients. Proc Natl Acad Sci U S A. 2013;110(41).

4. Fehm TN et al. Diagnostic leukapheresis for CTC analysis in breast cancer patients: CTC frequency, clinical experiences and recommendations for standardized reporting. Cytometry A. 2018;93(12).

The CANCER-ID consortium

Poster presented at the AACR Annual Meeting, March 29 - April 3, 2019, Atlanta, GA, USA

To improve the CTC yield in NSCLC

patients, new workflows were established using Diagnostic Leukapheresis (DLA) [3, 4] (Fig. 3). CTC

detection frequency was significantly increased (p=0.03, Friedman’s 2-way ANOVA by rank) when measured in a DLA product (~ 2 x 108 cells, 1-3 mL of

DLA product) compared to peripheral blood (15 mL) prior to ICI treatment. There was a trend towards further increase in the CTC detection frequency in DLA product (18 mL) when an immunodensity-based cell enrichment (RosetteSepTM, Stemcell Technologies)

procedure (p=0.09) was used. After treatment, no differences were observed in the percentage of patients with CTCs detected in peripheral blood or DLA product. The cell enrichment by RosetteSepTM again increased the yield of

CTCs in DLA product (p=0.007, Friedman’s 2-way ANOVA by rank).

Efforts to improve the CTC yield in NSCLC patients

Figure 2. Comparison of workflows using either diverse input samples and protocols or well-defined input samples and consensus protocols.

The CANCER-ID partners are currently jointly analyzing samples from advanced NSCLC and metastatic breast cancer patients who are participating in clinical studies at clinical partner sites, or are under ICI treatment at clinics (Table 1 and Table 2). The samples will be collected at baseline and 1-2 and 4-6 months after treatment initiation (Fig. 4).

The aim of this study is to investigate whether CTC counts or mutational analysis of ctDNA using next-generation sequencing (NGS) panels combined with droplet digital PCR (ddPCR) can be used for the selection of patients who may benefit from PD-1/PD-L1 inhibition and identify early signs of efficacy or relapse.

This approach is supported by the results obtained from NSCLC patients treated with checkpoint inhibitors, a study performed at UMCG (Table 1).

Improved patient selection for immune checkpoint inhibition (ICI) treatments

CANCER-ID (www.cancer-id.eu) is a five-year (2015-2019) international public-private partnership project supported by Europe’s Innovative Medicines Initiative (IMI). The consortium of currently 40 partners from 14 countries (Fig. 1) aims at the establishment of harmonized best practice protocols for patient sample collection, pre-analytical sample handling, sample and bioinformatic analyses, and actionable information guiding patient selection for personalized treatment.

CANCER-ID tests and supports the development of standards for liquid biopsy as well as clinical implementation of liquid biopsy-based protocols in the clinical setting. This includes interaction with regulatory bodies, such as EMA’s (European Medicines Agency) Innovation Task Force (ITF) and CDER/FDA’s (U.S. Center for Drug Evaluation and Research/Food and Drug Administration) Critical Path Innovation Meeting (CPIM), to support future approval of liquid biopsies in multi-centered worldwide clinical studies.

At the core of CANCER-ID’s activities in the liquid biopsy field is the evaluation of technologies for circulating tumor cell (CTC), circulating tumor DNA (ctDNA), microRNA (miRNA) and exosome enrichment, isolation and analysis.

Liquid biopsy protocols are being implemented in an observational study evaluating the utility of analyzing PD-L1 (programmed death-ligand 1) expression on CTCs in non-small cell lung cancer (NSCLC) and metastatic breast cancer. To this end, the potential predictive value of monitoring treatment response towards immune checkpoint inhibition (ICI) is assessed in advanced NSCLC patients at the University Medical Center Groningen (UMCG) as well as in two ICI-chemotherapy combination studies in triple-negative breast cancer and luminal B breast cancer, respectively, run by the University of Oslo (ALICE, ClinicalTrials.gov ID: NCT03164993 and ICON, ClinicalTrials.gov ID: NCT03409198).

The aim is to assess whether the allelic frequency of mutations as a potential measure for tumor mutational burden (TMB) or the number of PD-L1-positive/overall CTCs at different time points is indicative of treatment success.

As a follow-up activity of the CANCER-ID program, the European Liquid Biopsy Society (ELBS) is currently being established. The ELBS will be open to all interested liquid biopsy stakeholders worldwide as a platform for scientific exchange.

Figure 1. The CANCER-ID consortium, funded by IMI.

Standardization of liquid biopsy technologies

The use of diverse input sample types

(e.g. different blood fixatives, extraction protocols or analysis technologies) and substantially different user-developed protocols for blood-based analytes like CTCs, ctDNA or miRNA hampers the comparability of results (Fig. 2).

Hence, there is a need to standardize liquid biopsy technologies. The multicenter ring trials for the evaluation of CTC, ctDNA and miRNA technologies include the analysis of standard materials (e.g. well-defined NSCLC spike-in controls, ctDNA reference material) by multiple CANCER-ID partners following a consensus protocol or workflow to

ensure the comparability of results [1, 2].

Figure 3. Establishing new workflows for improving the CTC yield in NSCLC patients using Diagnostic Leukapheresis (DLA). (A) Schematic drawing of DLA. (B) The percentage of patients with CTCs detected in peripheral blood (PB) prior to and after DLA procedure and

in DLA product with and without RosetteSepTM enrichment. The

percentage of NSCLC patients with CTCs was assessed in peripheral blood and DLA products before and after treatment with standard-of-care chemotherapy, tyrosine kinase inhibitors or ICI using CELLSEARCH®. Statistical analyses were performed using Fischer’s exact test (n.s., not significant).

A

Figure 4. Sample collection workflow for the project aiming for improved stratification of patients for ICI treatments.

0 1-2 4-6 Months Baseline treatment naive Sampling 0 20 40 60 80 100 NSCLC p atients w ith C TC s detected (%) PB pre-procedure PB post-procedure DLA DLA + RosetteSep

Before treatment After treatment DLA DLA PB PB p = 0.03 p = 0.09 n.s. n.s.

ACKNOWLEDGMENTS

CANCER-ID is supported by the Innovative Medicines Initiative (IMI) Joint Undertaking under Grant Agreement n° 115749, resources of which are composed of financial contribution from the European Union’s Seventh Framework Programme (FP7/2007-2013) and EFPIA companies’ in-kind contributions.

Samples from patients were collected under signed informed consent.

Aurexel Life Sciences Ltd. (www.aurexel.com) is thanked for editorial assistance in the preparation of this poster, funded by Bayer AG.

IMI’s CANCER-ID project ends in December 2019. The requirement for continued data and sample storage, further updating of best practice documents and standard operating procedures (SOPs) and scientific support of liquid biopsy proficiency testing have led to plans for sustained activity in the field by academic and industrial partners. The University Medical Center Hamburg-Eppendorf (UKE, Hamburg) is currently establishing the “European Liquid Biopsy Society” (ELBS) (Fig. 7) with the following goals:

International stakeholders worldwide are cordially invited to join the ELBS and support the advancement of liquid biopsy in cancer research and therapy. A kick-off meeting is being planned for May 3rd 2019 at UKE in Hamburg, Germany. For additional

information please contact Prof. Klaus Pantel (pantel@uke.de).

The European Liquid Biopsy Society

Table 1. Characteristics of the ICI study in NSCLC patients.

Table 2. Characteristics of ALICE and ICON phase IIb breast cancer studies.

ALICE, phase IIb, trial NCT03164993 ICON, phase IIb, trial NCT03409198

Randomized, double-blind, placebo-controlled study evaluating the efficacy and safety of atezolizumab

when combined with immunogenic chemotherapy* in subjects with

metastatic TNBC

Randomized study evaluating the safety and efficacy of combining

nivolumab and ipilimumab with immunogenic chemotherapy* in subjects with metastatic luminal B

breast cancer Arm A (n=30): Chemo + placebo Arm A: Chemo only Arm B (n=45): Chemo + atezolizumab Arm B: Chemo + ipilimumab + nivolumab

* Chemotherapy: pegylated liposomal doxorubicin + cyclophosphamide

DR, duration of response; DRR, durable tumor response rate; ORR, overall tumor response rate; OS, overall survival

Total of 75 patients randomized 2:3 Total of 75 patients randomized 2:3 in

favour of arm B, stratified according to tumor PD-L1 status

Primary objectives: assessment of clinical response (PFS) and toxicity of combined treatment

Secondary objectives (among others): assessment of clinical response (ORR, DR, DRR > 6 months, OS) and identification of biomarkers for clinical response,

toxicity and immune response

Figure 7. Scope of the European Liquid Biopsy Society (ELBS).

B

Figure 5. The percentage of early and durable responders in NSCLC patients treated with ICIs, stratified for CTC presence at baseline and CTC change after therapy. The bars represent the percentage of patients (n = 104 before treatment, n = 63 after treatment) with or without circulating tumor cells (CTC) at baseline or with increased or stable CTC counts (∆CTC) at four to six weeks of therapy compared to baseline. CELLSEARCH® analysis was performed using 7.5 mL of blood and a corresponding volume of DLA product based on the white blood cell count. Statistical analyses were performed using Fischer’s exact test (n.s., not significant).

0 5 10 15 20 25 30 VAF (% ) 952 MET TP53 KEAP1 KRAS PDGFRA FLT4 EGFR 952_9 952_1 0.0 0.5 1.0 1.5 2.0 2.5 VAF (% ) 1075 PIK3CA TP53 1075_8 1075_1 0.0 0.2 0.4 0.6 0.8 VAF (% ) 1103 KEAP1 KRAS 1103_2 1103_4 0 2 4 6 8 10 12 VAF (% ) 1114 TP53 APC EGFR RET BRCA1 KDR FGFR1 1114_5 1114_6 0 2 4 6 8 10 12 VAF (% ) 1137 TP53 RB1 NFE2L2 AR PDGFRB TP53 TP53 1137_8 1137_9 0 2 4 6 8 10 VAF (% ) 7071 MTOR TP53 7071_2 7071_6

A

B

In this study, CTC presence at baseline and CTC change after therapy was used as a stratification tool, and the percentage of early responders (partial and complete response according to RECIST 1.1) and durable responders (stable disease, partial response and complete response according to RECIST 1.1 without progression in 6 months) to ICIs was determined.

Early response rates were not significantly different (T0: odds ratio, OR=0.67, p=0.56; ∆CTC OR=0.13, p=0.08), whereas, the durable response rate was significantly decreased in patients with CTCs (T0: OR=0.28, p=0.02; ∆CTC OR=0.04, p<0.01) (Fig. 5).

Preliminary data show that a decline in the ctDNA mutation variant allele frequency (VAF) predicts progression-free survival (PFS) and overall survival (OS) (Fig. 6).

0 20 40 60 % of pat ien ts Patients with CTCs at T0 Patients without CTCs at T0

Before treatment After treatment

Early tumor

response responseDurable Early tumor response responseDurable

Patients with increased or stable CTC counts Patients with decreased or no CTCs after start of therapy p = 0.02 p < 0.01 n.s. n.s.

Foster the introduction of liquid biopsy into clinical practice.

Encourage interactions between academia and industry as well as other related initiatives (e.g. The US-based Blood Profiling Atlas in Cancer, BloodPAC; FNIH).

Provide a partner for regulatory agencies, healthcare providers and patient advocacy groups.

Support the implementation of liquid biopsy tests into clinical trials.

Develop guidelines and provide training in liquid biopsy for medical scientists.

Disseminate knowledge about liquid biopsies to the medical community through regular symposia, publications and press releases.

Figure 6. Decline in ctDNA mutation variant allele frequency (VAF) predicts progression-free survival (PFS) and overall survival (OS). (A) Preliminary analysis indicates that stabilization or decline in VAF of NGS-identifed mutations in ICI-treated patients is predictive of partial response or stable disease under treatment. (B) Rising VAFs are predictive of progressive disease. The AVENIO Expanded ctDNA NGS Analysis Kit (Roche), a pan-cancer NGS panel with 77 genes, was used to identify mutations in advanced NSCLC patients at baseline and approximately 4 weeks into treatment. From 7.5 mL of blood an average of 10 ng of circulating-free DNA was extracted and mutations from multiple tumor clones were detected. CR, complete response; PR, partial response; PD, progressive disease; ipi, ipilimumab; nivo; nivolumab. Exosomes/ miRNA/mRNA ctDNA CTC Cancer-Associated Thrombosis Clinical Studies Regulatory Circulating Endothelial Cells Immune Cells Proficiency Testing/ Standards Administration/ Public Relations Bioinformatics/

Databases specific interest?What is your

Well-defined input sample ? Centralized input preparation Multiple CANCER-ID partners Consensus protocol Defined output Comparable results Diverse input samples Multiple investigators Various protocols Different output formats Insufficient comparability Academic

institutions Clinicalsites

SME EFPIA Non-EFPIA/ non-SME Non-profit organizations Klaus Pantel Universitätsklinikum Hamburg-Eppendorf Leon Terstappen Universiteit Twente

Tumor response: PR; no event (progression or

death) after 450 d.

Tumor response: CR; no event (progression

or death) after 576 d.

Tumor response: PR after ipi/nivo; PFS:

245 d; OS: alive after 289 d.

Tumor response: PD; PFS: 8 d; OS: 59 d. Tumor response: PD; PFS: 45 d; OS: 53 d. Tumor response: PD; PFS: 43 d; OS: 405 d.

112 patients documented – median age 65 yrs (range 29-83 yrs)

Outcome in tumor response measured with RECIST v1.1, progression-free survival (PFS) and overall survival (OS) is well-documented

Corresponding data on CTCs and tumor-derived extracellular vesicles (tdEV) is available

Paired analysis of 180 NSCLC patients (UMCG Groningen, The Netherlands)

Biopsy available from 100 patients

Gender Male Female N=112 Tumor profiling N=100 No mutation KRAS FGFR1 AGFR BRAF Other Histology Adenocarcinoma Squamous cell carcinoma Carcinosarcoma N=113 Therapy Nivolumab Pembrolizumab Atezolizumab N=113 Ipilimumab/ nivolumab PD-L1 expression N=65 0 % 1-50 % >50 % Response CR PR SD N=113 PD NE

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