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T o c hange i s t o parc i pat e, t o parc i pat e i s t o c hange

A st udy i nt o t he r el aonshi p bet ween user parci paon and change pr oj ect success.

I l se El i sabet h van der Hoek

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Title   To  change  is  to  participate,  to  participate  is  to  change.  

Subtitle  

A  study  into  the  relationship  between  user  participation  

and  change  project  success.  

 

Author  

 

Ilse  Elisabeth  van  der  Hoek   Gratamastraat  42  

9714  HT  Groningen    

M:  +316  23  10  32  84  

E:  ilsevanderhoek@hotmail.com    

S:  1669575  

 

University  

 

University  of  Groningen,  

Faculty  of  Economics  and  Business   Field  of  Change  Management    

Supervisor  University  

Dr.  C.  Reezigt  

Drs.  H.P.  van  Peet   University  of  Groningen  

Faculty  of  Economics  and  Business    

Supervisor  AMI  Consultancy  

Dhr.  M.  Schilder   Dhr.  P.  Storm    

Version  

Final  

Date  

June  2013  

 

 

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In  this  section  I  would  like  to  thank  a  few  people.  In  the  autumn  of  2012  I  had  a  meeting  with  Cees   Reezigt.  He  told  me  about  the  opportunity  to  do  research  into  success  factors  of  project  

management  and  got  me  in  touch  with  Matthijs  Schilder  and  Peter  Storm  of  AMI  Consultancy  from   The  Hague.    

After  a  meeting  in  The  Hague  I  started  writing  my  thesis.  Or  actually,  I  started  searching  for  literature,   since  there  are  so  many  interesting  readings  about  change  management.  The  focus  of  my  thesis  is  on   the  relationship  between  user  participation  and  change  project  success.  It  was  fascinating  to  read  so   many  interesting  articles  about  this  subject  and  to  build  on  what  has  to  be  the  closing  of  my  study,   the  Master  thesis.    

I  would  like  to  thank  Cees  Reezigt,  Matthijs  Schilder  and  Peter  Storm  for  their  supervision  and   professional  support.  Furthermore  I  would  like  to  thank  Klaas  Damsma  for  his  precious  

encouragement  and  contribution  to  my  thesis.  And  special  thanks  to  my  sister  Irene  van  der  Hoek  for   her  constructive  help  with  the  SPSS  analyses.  Finally  I  really  need  to  thank  my  colleagues  of  

theFactor.e,  Inez  Alkema  and  Joyce  Zuidema  for  being  so  flexible  and  supportive  and  giving  me  the   ability  to  combine  my  study  next  to  my  work.    

“Every  individual  experiences  change  in  a  unique  way.  For  some  it  implies  a  source  of  joy  and   benefits,  whereas  for  others  it  is  a  source  of  suffering,  stress  and  disadvantages.  What  bonds   these  people  is  that  they  want  to  know  where  things  are  going,  why,  and  what  the  implications   are  on  the  organization,  their  part  of  the  operation  and  especially  on  them  personally”    

Bouckenooghe  (2010)  and  Cawsey  (et  al,  2009).

 

       

 

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This  research  examines  the  relationship  between  user  participation  and  change  project  success  by   the  use  of  the  four  dimensions  of  project  success  of  Shenhar  and  Levy  (1997).  It  is  quite  remarkable   in  the  sense  that  it  examines  the  direct  relation  between  user  participation  and  change  project   success,  without  mediating  variables.  Bouma  (2009)  states  that  many  researchers  indicate  that   participation  is  positively  related  to  organizational  change  success,  but  always  by  the  use  of   mediating  entities.    

It  was  expected  that  user  participation  had  a  negative  relationship  with  the  dimension  ‘project   efficiency’  and  positive  relationships  with  the  dimensions  ‘impact  on  the  customer’,  ‘overall  business   success’  and  ‘preparation  for  the  future’.  

To  test  the  proposed  hypotheses  a  quantitative  research  was  conducted.  128  users  answered  

questions  about  their  level  of  participation  in  a  change  project  and  were  questioned  to  assess  change   project  success,  based  on  the  four  dimensions  of  project  success.  

The  results  of  this  research  were  in  line  with  three  of  the  four  proposed  hypotheses.  Remarkably,   there  was  found  no  negative  relationship  between  user  participation  and  project  efficiency,  although   this  was  expected.  The  relationship  found  was  significant,  but  positive.  Which  contains  that  user   participation  has  a  positive  relationship  with  project  efficiency.    

Concluding  it  can  be  stated  that  in  this  research,  from  the  perspective  of  users  themselves,  user   participation  has  significant  positive  relationships  with  change  project  success,  reflected  by  positive   relationships  between  user  participation  and  the  four  dimensions  of  project  success.  

               

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1 INTRODUCTION  ...  5

2 THEORETICAL  FRAMEWORK  ...  7

2.1 User  Participation  ...  7

2.1.1 Properties  of  participation  ...  8

2.1.2 User  participation  and  readiness  for  organizational  change  ...  10

2.1.3 Importance  of  user  participation  ...  11

2.2 Change  project  success  ...  13

2.2.1 Change  projects  ...  13

2.2.2 Defining  and  measuring  change  project  success  ...  13

2.2.3 Dimensions  of  project  success  ...  15

2.3 Relation  between  user  participation  and  the  different  dimensions  of  project   success  ...  16

2.3.1 Dimension  1  -­‐  Project  efficiency  ...  16

2.3.2 Dimension  2  –  Impact  on  the  customer  ...  16

2.3.3 Dimension  3  –  Overall  business  success  ...  17

2.3.4 Dimension  4  –  Preparing  for  the  future  ...  18

3 METHOD  ...  20

3.1 Data  collection  ...  20

3.2 Measures  ...  21

3.2.1 User  participation  ...  21

3.2.2 Change  project  success  ...  21

3.2.3 Control  variables  ...  22

3.3 Validity  and  reliability  ...  22

3.4 Data  analysis  ...  23

4 RESULTS  ...  24

4.1 Descriptives  ...  24

4.2 Correlations  ...  24

4.3 Regression  analyses  ...  26

4.3.1 User  participation  -­‐  Project  efficiency:  ...  26

4.3.2 User  participation  -­‐  Impact  on  the  customer:  ...  26

4.3.3 User  participation  -­‐  Overall  business  success:  ...  26

4.3.4 User  participation  -­‐  Preparation  for  the  future:  ...  27

4.3.5 User  participation  -­‐  Four  dimensions  of  project  success:  ...  27

5 DISCUSSION  ...  28

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5.2 Limitations  ...  32

5.3 Theoretical  implications  and  further  research  directions  ...  33

5.4 Practical  implications  ...  33

6 Literature  ...  34

7 APPENDICES  ...  38

7.1 Questionairre  ...  38

7.2 Factor  analyses  ...  46

7.2.1 Factor  analysis  user  participation  ...  46

7.2.2 First  factor  analysis  change  project  success  ...  46

7.2.3 Four  component  factor  analysis  change  project  success  ...  47

7.3 Descriptives  ...  48

7.4 Spearman’s  rho  Correlation  ...  49

7.5 Regression  analyses  ...  50

7.5.1 User  participation  -­‐  Project  efficiency  ...  50

7.5.2 User  participation  -­‐  Impact  on  the  customer  ...  50

7.5.3 User  participation  -­‐  Overall  business  success  ...  51

7.5.4 User  participation  -­‐  Preparation  for  the  future  ...  52

7.5.5 User  participation  -­‐  Four  dimensions  of  project  success  together  ...  53

 

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1 INTRODUCTION  

“Het  officiële  koningslied”  which  was  especially  composed  for  the  inauguration  of  the  new  king  of   the  Netherlands,  is  a  great  illustration  of  how  a  project  with  a  democratic/  participative  character,   can  turn  out  not  as  expected.  Thousands  of  citizens  expressed  their  dissatisfaction  at  social  media,   from  bad  to  worse.  And  yes,  the  original  song  will  be  remembered,  but  not  as  intended.  The  national   committee  of  inauguration  stimulated  citizens  to  send  in  a  text  and  the  best  texts  were  incorporated   in  the  official  song.  “A  good  initiative,  but  that  was  basically  it”  (De  Ruijter,  Frankwatching,  2013).  

Change  the  official  song  into  “change  project”  and  the  Dutch  citizens  into  “the  target  group  of  the   change”  and  the  comparison  with  a  conventional  change  project  has  been  made.    De  Ruijter  

(Frankwatching,  2013)  states  that  participation  practices  should  not  be  treated  light-­‐hearted,  but  as  a   serious  practice  that  demands  for  active  participation  of  people,  peers,  colleagues  and  customers.  De   Ruijter  (Frankwatching,  2013)  ends  its  article  with  the  ironic  suggestion  that  involvement  of  citizens   wasn’t  the  problem  in  composing  the  original  song,  since  social  media  forums  exploded  when  the   original  song  was  revealed.  

Unfortunately  it  seems  like  many  other  change  initiatives  also  turn  out  to  be  less  successful  as   expected.  Burnes  (2009)  states  that  although  there  is  more  knowledge  and  insights  on  how  to   manage  change  than  ever  before,  the  failure  rates  are  very  high.  Beer  and  Nohria  (2000),  for   example,  state  that  this  rate  is  about  two-­‐third.  Westerveld  (2003)  states  that  managing  change  is   like  managing  expectations.  Since  many  stakeholders  are  involved,  in  our  illustration  composers,  co-­‐

creators  and  the  ‘users’,  change  managers  have  to  manage  many  different  perceptions.  This  is  where   difficulties  arise,    since  it  is  almost  impossible  to  keep  the  many  stakeholders  satisfied  (Cawsey  et  al,   2011).  As  Bennenbroek  Gravenhorst  (2003)  states:  “change  is  so  difficult,  it  is  a  miracle  if  it  occurs   successfully”.      

Since  organizations  have  to  work  more  efficient  and  effective  than  ever  before    and  need  to  change   constantly  (McKinsey  and  Company,  2008),  project  management  is  used  to  streamline  these  change   initiatives.  There  is  wide  divergence  about  what  constitutes  change  project  success  (Prabhakar,   2008).  This  is  the  result  of  the  subjectivity  that  comes  into  place.  In  this  research  the  four  dimensions   of  project  success  (Shenhar  and  Levy,  1997)  are  used  to  measure  change  project  success.  Despite  the   divergence  of  opinions  on  what  constitutes  change  project  success,  these  authors  have  undertaken   an  attempt  to  assess  the  construct.  The  four  dimensions  comprise  project  success  its  traditional  and   dominating  aspects  such  as  time  and  cost  (project  efficiency)  sales,  profit,  market  share  (business   success),  but  do  also  cover  aspects  such  as  customer  satisfaction  (impact  on  the  customer)  and  

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project  efficiency  is  in  most  cases  irrelevant  after  one  year  and  that  attention  will  shift  to  latter   dimensions  as  time  goes  by.    

Likewise,  Savelsbergh  (et  al,  2010)  are  critical  on  the  dominance  of  the  traditional  aspects  of  project   success  and  advocate  for  other  estimations  of  project  success.  They  use  a  metaphor  to  demonstrate   that  project  success  is  not  only  determined  by  these  traditional  and  dominating  aspects.  “When   asking  a  friend  how  his  holiday  was,  success  does  not  depend  on  whether  he  stuck    to  the  budget,  did   what  he  was  planned  to  do  and  whether  he  was  back  exactly  on  the  proposed  time.  Having  a  good   time,  satisfaction  and  pleasurable  memories  is  what  will  be  remembered  after  a  few  years”.  And  so   is,  with  change  projects.    

This  study  explores  the  relationship  between  user  participation  and  change  project  success.  This   research  is  written  from  a  user  perspective.  It  examines  the  relationship  between  user  participation   and  change  project  success  from  the  point  of  view  of  people  “that  find  themselves  on  the  receiving   end  of  the  change  project”  (Cawsey  et  al,  2009).    In  many  studies  user  participation  is  seen  as  a   condition  and  sometimes  even  a  predictor  for  change  project  success.  Bennebroek  Gravenhorst   (2003)  states  that  paradoxically,  users  fulfill  a  rather  passive  role  in  many  change  projects,  whilst   their  reaction  determines  change  project  success.  It  is  their  behavior  that  determines  whether  a   change  will  be  normalized  or  not.  Likewise,  Armenakis  (et  al,  1993)  view  participation  as  a  powerful   strategy  to  enhance  readiness  for  change,  which  is  often  seen  as  a  predictor  of  change  project   success.    

This  research  starts  with  a  literature  review  about  user  participation  and  change  project  success,   based  on  the  four  dimensions  of  project  success  of  Shenhar  and  Levy  (1997).  The  relationship   between  user  participation  and  change  project  success  will  be  described.  The  first  chapter  ends  with   hypotheses  and  a  conceptual  model,  which  illustrates  the  proposed  hypotheses.  In  the  next  chapter,   the  research  method  will  be  described.  The  way  data  was  collected  and  the  measures  of  this  research   will  be  described  and  finally  the  results  of  the  validity  and  reliability  tests  are  described.  In  the  fourth   chapter  the  results  of  the  acquired  data  will  be  presented.  Descriptives  and  correlations  are  

described  and  the  proposed  hypotheses  are  tested  using  regression  analyses.  The  last  chapter   comprises  a  final  discussion,  consisting  of  limitations,  theoretical  and  practical  implications.  

   

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2 THEORETICAL  FRAMEWORK  

This  chapter  provides  theoretical  conceptions  on  user  participation  and  addresses  the  properties  and   several  theoretical  perspectives  on  user  participation.    Second,  different  definitions  of  change  project   success  are  given  and  the  chapter  closes  with  connecting  user  participation  to  change  project  

success.  

2.1 User  Participation  

In  this  section  user  participation  is  defined  and  theoretical  perspectives  are  reviewed.  Coch  and   French  (1948)  were  probably  the  first  researchers  discussing  participation  in  organizational  decision   making.  The  authors  assessed  factors  of  resistance  from  employees  of  the  Harwood  Manufacturing   Company.    They  studied  the  relationship  between  participating  in  decision-­‐making  and  the  

effectiveness  of  sorting  pajamas.  In  conclusion,  they  ascertained  that  employees,  having  the   opportunity  to  participate  in  decision-­‐making,  sorted  the  pajamas  more  effectively  (Cozijnsen  and   Vrakking,  2003).    

Involvement  has  a  crucial  role  in  OD  its  philosophy  (French  and  Bell,  1996).

   

In  their  book  

“Organization  Development  and  Change”,  Cummings  and  Worley  (2005)  argue  for  involvement  in   organizational  change  projects  in  order  to  establish  a  successful  change.  Cooper  (2002)  states  that   whilst  in  the  past  many  terms  such  as  involvement,  power  sharing,  shared  decision  making  and   empowerment  were  interchangeably  used  to  stipulate  participation,  nowadays  participation  is  the   term  to  define  participation  in  organizational  decision  making.  This  focus  of  this  field  of  study  is  on   user  participation.  Users  in  this  study  are  defined  as  the  people  that  make  use  of  project  its  output   and  as  those  who  are  affected  by  the  change.    

Barki  and  Hartwick  (1989)  were  the  first  authors  whom  distinct  between  user  participation  and  user   involvement,  hence  the  behavioral  and  psychological  approach.  Till  then,  user  participation  and  user   involvement  frequently  were  meant  to  stipulate  the  same.  The  authors  claim  that  user  involvement   refers  to    “the  subjective  physiological  state  of  the  individual  and  the  importance  one  attaches  to  a   given  event”,  whilst  user  participation  refers  to  “the  behaviors  and  activities  that  the  target  users  or   their  representatives  perform  during  the  process”.    

It  is  this  definition  of  user  participation  of  Barki  and  Hartwick  (1989)  that  still  dominates  user   participation  literature  (Kirsch  and  Beath,  1996).  He  and  King  (2008)  refer  to  user  participation  as:  

 

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“A  management  practice  that  encourages  users  who  are  to  execute  the  decisions,  or  who  are  affected   by  the  decisions,  to  participate  in  the  decision  making  process”.  

For  this  study  the  definition  of  He  and  King  (2008)  is  applied  to  define  user  participation  because  this   definition  reflects  best  what  is  meant  by  user  participation  in  this  research.  In  the  next  section   different  properties  of  participation  are  elaborated.    

2.1.1 Properties  of  participation  

In  this  section  the  five  properties  of  participation  are  reviewed.  In  their  study  into  participation,   Dachler  and  Wilpert  (1978)  found  five  properties  that  characterize  participation:  

1. Formal-­‐informal   2. Direct-­‐indirect  

3. Access  to  participation  

4. Content,  complexity  and  importance  of  decisions   5. Social  range  of  participation  

Formal  –  informal  

The  degree  of  formality  or  informality  of  participation  is  deeply  rooted  in  an  organization  its  

underlying  norms  and  values  and  dependent  on  an  organization  its  context.  For  example  the  United   States,  England  and  Scandinavian  countries  have  a  low  degree  of  formality,  whilst  Germany  and  the   Netherlands  legalized  their  participation  structures.  The  one  is  not  necessarily  better  than  the  other.    

Direct  -­‐  indirect  

The  nature  of  a  political  democracy  often  determines  whether  an  organization  uses  direct  or  indirect   forms  of  participation.  Direct  participation  is  often  seen  as  an  ideal,  but  some  reservations  are  made.  

Characteristics  such  as  the  degree  to  which  participants  have  access,  the  range  and  importance  of   the  issues  and  the  range  of  people  to  be  included  determine  whether  participation  is  successful  or   not.        

Access  to  participation  

Dachler  and  Wilpert  (1978)  developed  a  continuum  of  behaviors,  ranging  from  1  to  6,  to  clarify  the   amount  of  influence  one  has  in  decision-­‐making.  The  six  behaviors  are  ranging  from  non-­‐involvement   to  involvement:  

1. No  information  is  given  about  a  decision  to  be  taken  

2. Information  about  the  decision  to  be  taken  is  given  in  advance   3. One  can  give  his/  her  opinion  about  the  decision  to  be  made   4. Opinions  are  taken  into  account  in  the  decision  making  process  

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5. One  can  use  a  veto  in  order  to  block  a  decision  or  to  give  a  “go”  

6. The  decisions  are  made  by  the  ones  who  are  involved.  

Within  behavior  1  to  4,  management  of  the  organization  is  in  control.  The  fifth  behavior  reflects  a   situation  in  which  people  can  influence  decision-­‐making.  Whilst  the  sixth  behavior,  views  people  as   having  equal  access  to  decision  making  and  having  equal  potential  to  influence  decision  making.    

Content,  complexity  and  importance  of  decisions  

Refers  to  the  range  and  complexity  of  decisions    and  the  relative  importance  to  the  participants.  

Content,  complexity  and  importance  may  vary.  

Social  range  of  participation  

Dachler  and  Wilpert  (1978)  distinguish  between  a  limited  social  range  and  a  broad  social  range  of   participation.  Within  a  limited  social  range  of  participation,  people  from  the  same  subunit  are   allowed  to  influence  decision  making,  whilst  within  a  broad  social  range  of  participation,  people  from   different  subunits  are  allowed  to  exert  their  influence.  Engaging  people  from  different  subunits  into   decision  making  is  likely  to  lead  to  different  outcomes,  since  different  psychological  processes  play  a   role.    

According  to  Strauss  (1998)  the  properties  of  Dachler  and  Wilpert  (1978)  are  very  useful  in  defining   the  nature  of  participation.  Similarly,  Barki  and  Hartwick  (1994)  state  that  the  properties  of  Dachler   and  Wilpert  (1978)  together  form  the  total  concept  of  participation.    

               

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2.1.2 User  participation  and  readiness  for  organizational  change  

Special  interest  in  organizational  change  literature  is  given  to  readiness  for  organizational  change   (Bouckenooghe,  2009).  Armenakis  (et  al,  2007)  define  readiness  for  organizational  change  as   individual’s  attitudes  towards  the  content  of  change  (what  is  changed),  the  process  of  change  (how   the  change  is  being  implemented)  and  the  context  of  change  (circumstances  under  which  change   occurs).    

Armenakis  (et  al,  1993)  describe  different  powerful  strategies  to  enhance  readiness  for  

organizational  change.  The  different  influence  strategies  to  enhance  readiness  for  organizational   change  include  active  participation,  persuasive  communication  and  management  of  external  

information.  In  situations  where  readiness  and  urgency  are  low,  and  in  situations  where  readiness  is   high,  but  urgency  is  still  low,  active  participation  is  advocated.  By  actively  involving  individuals  in   these  settings,  information  is  gained  by  individuals  themselves.    

According  to  Armenakis  (et  al,  1993),  individuals  attach  greater  importance  to  information   discovered  by  themselves  than  to  information  imposed  by  others,  which  in  turn  will  enhance   individuals’  readiness  for  organizational  change.      

The  three  forms  of  active  participation  in  order  to  increase  one’s  readiness  for  organizational  change,   of  Armenakis  (et  al,  1993)  include:  

• Vicarious  learning:  observing  and  learning  from  others  to  increase  individuals’  

confidence  and  enhance  adoption  of  the  organizational  change.  

• Enactive  mastery:  building  self-­‐efficacy  trough  involvement  of  individuals  in  small/  

incremental  changes  before  introducing  large-­‐scale  change.  

• Participative  Decision  Making:  direct  involvement  in  organizational  decision-­‐making.  

In  the  next  section  different  perspectives  on  the  importance  of  user  participation  are  elaborated.    

         

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2.1.3 Importance  of  user  participation  

Despite  their  different  perspectives,  many  authors  collectively  recognize  the  importance  of  

participation  (Bouma,  2009).  As  Boddy  and  Buchanan  (1992)  state:  “ask  any  management  group  to   list  preconditions  of  effective  change  and  terms  as  involvement,  participation  and  ownership   inevitable  emerge”.  In  the  early  60’s,  researchers  started  to  study  the  influence  of  user  participation   on  Information  Systems  implementation.  These  authors  found  positive  effects  of  user  participation   on  system  quality,  user  satisfaction  and  system  use  (Barki  and  Hartwick,  1994).        

In  numerous  change  management  readings,  resistance  and  acceptance  are  seen  as  two  opposites  of   a  continuum  (Lapointe  and  Rivard,  2005).  Whereas  acceptance  is  seen  as  ideality.  According  to   Bedeian  and  Zammuto  (1991)  participation  is  the  most  effective  way  to  encounter  resistance  to   change,  which  is  an  important  barrier  against  successful  organizational  change.  By  involving  the  ones   who  resist,  support  will  be  created.  Similarly,  Oreg  (et  al,  2011)  in  a  60-­‐year  review  of  recipients   reactions  towards  organizational  change,  state  that  participation  during  change  projects  decreases   feelings  of  stress  and  resistance  and  leads  to  higher  acceptance  and  support  of  the  change  project.  

Also  Dunphy  and  Stace  (1988)  advocate  for  involvement/  participation    of  the  ones  effected  by  the   change  in  order  to  build  consensus.  They  recognize  the  negative  effects  of  coercive/  top-­‐down   decision  making  (mostly  by  charismatic  leaders)  on  the  ones  effected  by  the  change.    

Bouma  (2009)  lays  a  relation  between  participation  and  ownership  in  stating    that    participation   increases  the  understanding  of  the  necessity  for  change,  which  creates  ownership.  Ownership  will   increase  commitment  and  increase  one’s  intent  to  make  the  change  project  successful  (Bouma  and   Emans,  2005).    

McKeen  and  Guimareas  (1997)  sum  up  different  benefits  of  user  participation.  The  different  benefits   are  illustrated  in  

Exhibit  1

.  

   

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Exhibit  1  Benefits  of  user  participation  (McKeen  and  Guimareas,  1997)  

Despite  the  importance  of  user  participation,  some  authors  state  that  effects  are  overestimated   (Bouma,  2009;  He  and  King,  2008).  Bouma  (2009)  states  that  many  researchers  indicate  that   participation  is  positively  related  to  organizational  change  success,  but  always  by  the  use  of   mediating  entities.  Those  mediating  entities  cause  the  difference  between  positive  and  negative   outcomes  in  organizational  change  success  (Bouma,  2009).  

Likewise,  He  and  King  (2008)  stress  that  the  effects  of  user  participation  are  moderated  by  certain   variables,  such  as;  organization  size,  user  attitudes,  task  interdependency  and  task  complexity,  the   different  types  of  participants,  the  climate  for  participation,  leadership  styles  and  top  management   support.    

       

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2.2 Change  project  success  

In  this  section  a  definition  of  change  projects  and  change  project  success  are  given.  Furthermore,  the   different  dimensions  of  project  success  relevant  for  this  study  will  be  elaborated.  

2.2.1 Change  projects  

In  order  to  specify  organizational  change  projects,  Metselaar  (1997)  defined:  

“The  planned  modification  of  an  organization  its  structure  or  culture,  initiated  by  organization  its  top   management,  aimed  at  improving  organization  its  functioning.”  

In  this  research  the  definition  of  Metselaar  (1997)  is  applied  to  define  change  projects.  

In  their  book  about  interpersonal  skills  for  project  managers,  Boddy  and  Buchanan  (1992)  present   five  characteristics  of  a  change  project.  The  first  two  are  novelty  and  unpredictability.  The  third  and   fourth  characteristic  is  about  interrelatedness.  The  fact  that  organizational  changes  often  effect   other  domains  and  the  fact  that  those  effects  lead  to  actual/  other  changes.  The  last  characteristic   concerns  the  fact  that  project  managers  have  to  cope  with  many  different  stakeholders.  

Additionally,  Boddy  and  Buchanan  (1992)  make  a  distinction  in  the  focus  of  the  organizational   change.  Whilst  some  will  focus  on  structural  matters,  other  interventions  will  focus  on  the  culture/  

human  element.    

2.2.2 Defining  and  measuring  change  project  success  

What  constitutes  change  project  success?  According  to  Cawsey  et  al  (2009)  little  attention  is  given  to   measurement  of  change  projects.  “Change  is  complex,  requires  complex  measurement  tools,  is  hard   to  measure  in  numbers  and  end-­‐points  are  unclear,  due  to  the  evolutionary  nature  of  change”.  

Similarly,  Prabhakar  (2008)  states  that  there  is  a  “wide  divergence”  of  opinions  on  what  constitutes   change  project  success.  What  might  be  successful  for  the  one  individual  may  be  unsatisfactory  for   the  other.  Turner  (2009)  states  that  project  success  is  perceived  differently  by  different  stakeholders.  

To  make  it  even  more  complex,  Turner  and  Zolin  (2012)  stress  that  sometimes  projects  are  seen  as   failures  and  later  on  turned  out  to  be  a  great  success.  The  opposite  may  also  be  possible.    

Change  project  success  can  be  seen  from  an  objective  or  a  more  subjective  point  of  view  and  from  a   combination  of  both  perspectives.    Wu  and  Lee  (2001)  belong  to  the  group  of  authors  that  handle  an   objective  perspective  and  judge  change  project  effectiveness  based  on  hard  and  tangible  results.  

Correspondingly,  De  Wit  (1988)  suggests  project  success  lays  in    “the  golden  triangle”  which  includes   time,  cost  and  quality  of  a  project.    Other  authors  combine  objectivity  and  subjectivity  in  assessing   change  project  success.  For  instance,  Cummings  and  Worley  (2005),  assess  change  project  efficiency  

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based  on  financial  gains,  quality  of  products  and  services,  productivity,  continuous  improvement  and   quality  of  work  life.  Although  they  add  that  the  focus  should  be  on  financial  gains  in  order  to  sustain.  

When  defining  change  project  success,  it  is  important  to  distinguish  change  projects  from  traditional   projects.  According  to  Boddy  and  Buchanan  (1992)  managing  change  projects  is  a  greater  challenge   than  managing  traditional  projects  due  to  its  pace  and  complexity.  Change  projects  are  evolutionary,   characterized  by  trial  and  error,  experimentation  and  learning,  rather  than  a  radical  long-­‐term  fixed   plan  (Boddy  and  Buchanan,  1992).  Whereas  success  of  traditional  projects  relies  on  dimensions  such   as  accomplishment  of  budget/time  and  planning/control,  success  of  change  projects  relies  on  other   dimensions  (Boddy  and  Buchanan,  1992).  Change  project  outcomes  are  not  a  product  of  rationality,   but  are  shaped  by  interests  of  individuals  and  groups  and  are  the  result  of  bureaucracy  and  

manipulation.  Whether  change  project  outcomes  are  perceived  successful  depends  on  interests  of   several  individuals  and  groups  (Whipp,  et  al  1989).  Traditional  project  management  measures  lack     the  political  and  cultural  nature  of  change  projects  (Pettigrew,  1985).    

In  this  study,  the  four  dimensions  of  Shenhar  and  Levy  (1997)  are  used  to  measure  change  project   success.  It  should  be  noticed  that  these  dimensions  represent  “traditional”  project  success  measures,   which  are  not  especially  designed  for  measuring  change  projects.  As  already  stated  in  the  

introduction  of  this  study,  these  dimensions  cover  the  dominant/  traditional  measures  of  project   success,  such  as  “project  efficiency”  and  “business  success”,  but  also  dimensions  that  might  be   especially  relevant  for  this  study,  especially  “impact  on  the  customer”  and  “preparation  for  the   future”.  

In  line  with  the  argumentation  of  Boddy  and  Buchanan  (1992)  and  Whipp  (1989),  Shenhar  and  Levy   (1997)  state  that  satisfaction  of  end-­‐users  is  influential  in  measuring  change  project  success.  In  this   category,  Baker  (et  al,  1988)  made  an  interesting  remark.  They  suggest  project  success  does  not   exist,  what  remains  is  “perceived  success  of  a  project”.  And  also  Turner  and  Zolin  (2012)  state  that   project  success  “has  little  to  do”  with  aspects  such  as  time,  cost  and  quality  but  with  project  its   outcomes,  impact  and  achievement  of  desired  business  objectives.    

                 

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2.2.3 Dimensions  of  project  success  

Shenhar  and  Levy  (1997)  identified  four  dimensions  that  measure  project  success.    

1. Project  efficiency   2. Impact  on  the  customer   3. Business  success  

4. Preparation  for  the  future  

1:  Project  efficiency:    this  dimension  basically  measures  whether  the  project  has  been  finished  on   time  and  within  the  specified  budget.  This  dimension  manages  the  efficiency  of  the  project,  but  does   not  necessarily  reflect  the  long-­‐term  benefits  of  the  organization.  However,  since  organizations  more   and  more  experience  time  pressures,  due  to  increased  competition  and  shorter  time-­‐to-­‐market,   project  efficiency  becomes  of  greater  importance.  Project  efficiency  thus  measures  project  

management  efficiency,  reflected  by  aspects  of  the  golden  triangle  (De  Wit,  1988),  such  as  time,  cost   and  quality.  

2:    Impact  on  the  Customers:    this  dimension  measures  the  effect  on  the  customers  of  the  project.  It   measures  whether  the  project  meets  performance  measures  and  set  requirements,  but  most   important,  it  measures  “customer  satisfaction”.  Reflected  by  actual  “use”  and  intended  “use”.    

3:  Business  Success:    the  fourth  dimension  measures  the  influence  of  the  project  on  overall   organizational  performance,  for  instance  in  terms  of  quality,  market  share  and  profit.    

4:    Preparation  for  the  Future:  the  last  dimension  measures  a  project  its  long  term  effects.  Is  the   organization  after  project  completion  able  to  adapt  to  new  market  challenges?  Or  is  the  organization   even  able  to  “create  the  future  of  the  industry”.  

Turner  and  Zolin  (2012)  and  Shenhar  and  Levy  (1997)  acknowledge  that  the  four  dimensions  are   stated  consciously  in  this  order,  because  judgment  of  the  criteria  is  time  related.  Efficiency  of  the   project  can  be  judged  short  after  the  project  has  been  finished,  the  impact  on  the  team  and   customers  can  be  judged  after  a  few  months.  The  impact  on  business  success  and  the  degree  to   which  the  organization  is  prepared  for  the  future  can  only  be  judged  after  a  few  months/  maybe   even  years.  Turner  and  Zolin  (2012)  add  that  the  importance  attached  by  managers  to  the  different   dimensions  may  vary,  depending  on  their  context.    

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2.3 Relation  between  user  participation  and  the  different  dimensions  of   project  success  

As  stated  in  the  previous  section,  difficulties  arise  when  measuring  change  project  success  due  to  its   ambiguous  and  complex  nature.  In  this  section  the  relationship  between  user  participation  and  the   different  dimensions  of  project  success  (Shenhar  and  Levy,  1997)  is  elaborated.  Furthermore   hypotheses  are  formulated  at  the  end  of  each  section.    

2.3.1 Dimension  1  -­‐  Project  efficiency  

The  project  efficiency  dimension  refers  to  whether  a  project  has  been  finished  within  time  and  the   specified  budget  (Shenhar  and  Levy,  1997).  Boddy  and  Macbeth  (2000)  state  that  successful  projects   do  not  always  consult  users  and  debate  widely.  They  recognize  that  this  viewpoint  is  contrary  with   existing  wisdom  on  change  management,  but    state  that  some  situations  need  managers  that  drive   change  by  the  use  of    power  and  politics,  instead  of  participation  practices  in  order  to  prevent  delays.  

Likewise,  Beer  and  Nohria  (2000)  stress  that  it  may  be  likely  for  participation  to  make  change  projects   more  successful,  but  that  it  slows  down  the  actual  change  process/  project.    

Similarly,  Zajac  and  Bruhn  (1999)  state  that  it  is  wrong  to  presume  organizational  change  projects   have  the  length  to  involve  opinions  of  all  employees,  since  many  change  projects  have  to  be   executed  in  a  short  span  of  time.  This  is  corroborated  by  Shenhar  and  Levy  (1997)  in  stating  that   managing  a  project  within  time  and  specified  budget  is  important  because  of  increased  competition,   a  shorter  product  life  cycle  and  a  shorter  time-­‐to-­‐market.    

Participation  is  time-­‐consuming  and  therefore  a  negative  relationship  between  user  participation  and   the  efficiency  of  the  change  project  is  expected.  

Hypothesis  1:    There  exists  a  negative  relationship  between  user  participation  and  the  efficiency  of   the  change  project.  

 

2.3.2 Dimension  2  –  Impact  on  the  customer  

The  second  dimension  is  probably  the  most  important  dimension  in  measuring  project  success  within   this  study.  This  dimension  measures  the  effects  of  the  project  on  the  customers/  end  users  and   measures  whether  the  project  meets  performance  measures  and  set  requirements,  but  most   important,  it  measures  “customer  satisfaction”.  Correspondingly,  Xue  (2009)  states  change  project   success  cannot  only  be  measured  nowadays  by  completing  the  work  to  time,  costs  and  quality,  but   states  that  the  “desired  outcome”  expected  by  end  users  defines  change  project  success.  This  

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suggestion  is  emphasized  by  Shenhar  and  Levy  (1997).  They  state  that  all  in  all,  the  only  thing  that   matters  is  whether  the  users  affected  by  the  project  are  satisfied  or  not.  

In  demonstrating  benefits  of  user  participation,  He  and  King  (2008)  classified  attitudinal/  behavioral   effects  on  the  individuals  involved.    Attitudinal/  behavioral  benefits  are  reflected  by  user  satisfaction,   use  intention  and  actual  use.  User  satisfaction  is  probably  most  used.  It  refers  to  the  degree  to  which   project  deliverables  meet  user  its  needs,  requirements  and  expectations.  Use  intention  refers  to  the   strength  of  users  intentions  and  predicts  actual  use.  Actual  use  is  measured  by  the  amount  or   frequency  a  user  operates  project  deliverables.  According  to  He  and  King  (2008)  user  participation   contributes  to  favorable  attitudinal  and  behavioral  effects.  

Similarly,  Grunig  (1997)  proposes  that  a  higher  degree  of  participation  of  users  within  a  change   project  is  beneficial  for  trust,  commitment  and  satisfaction.  

Hypothesis  2:  There  exists  a  positive  relationship  between  user  participation  and  the  impact  the   change  project  has  on  the  customers  

 

2.3.3 Dimension  3  –  Overall  business  success  

The  third  dimension  measures  the  direct  impact  on  the  overall  organization.  Did  the  project   contribute  to  higher  revenues,  higher  productivity  and  higher  market  share?  And  is  quality  of   products  and  services  improved  after  project  completion?  (Shenhar  and  Levy,  1997).  

He  and  King  (2008)  mention  productivity  benefits  of  user  participation.  Productivity  benefits  are   reflected  by  improved  performance  and  efficiency,  such  as  an  increase  in  individual  performance  (job   performance,  task  productivity),  an  increase  in  team  performance  (meeting  budget,  schedule  and   other  requirements)  and  an  increase  in  organizational  performance  (overall  performance,  

competitive  advantage).  

Vroom  and  Jago  (1988)  distinguish  between  different  forms  and  amounts  of  participation  and   distinguish  between  situations  where  recipients  are  involved,  but  without  decision  making  mandate   and  actual  participation,  where  recipients  do  have  decision  making  mandate.    According  to  them,   quality  of  decisions  is  improved  by  use  of  participation  where  recipients  have  decision-­‐making   mandate.  Similarly,  McKeen  and  Guimareas  (1997)  state  that  user  participation  stimulates  bargaining   and  sometimes  even  conflict.  These  authors  state  that  bargaining  and  conflict  in  the  short  term  may   encounter  delays  and  tensions,  but  in  the  long  run  this  bargaining  and  conflict  improves  quality  of   the  solutions,  sometimes  even  solutions  that  constitute  a  new  competitive  advantage  for  the  

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Hypothesis  3:  There  exists  a  positive  relationship  between  user  participation  and  the  overall   business  success.  

 

2.3.4 Dimension  4  –  Preparing  for  the  future  

Organization  its  preparation  for  the  future  defines  the  manner  into  which  the  organization  is  

prepared  for  the  future  after  the  change  project  finished.  This  dimension  represents  the  success  of  a   change  project  over  a  longer  period  of  time  (Shenhar  and  Levy,  1997).  

No  proof  was  found  on  the  relationship  between  user  participation  and  an  organization  its   preparation  for  the  future.  From  the  next  we  might  assume  that  a  positive  relation  exists.      

Boddy  and  Buchanan  (1992)  state  that  one  of  the  characteristics  of  a  change  project  is  its  

interrelatedness;  the  fact  that  organizational  changes  often  effect  other  domains  and  the  fact  that   those  effects  lead  to  actual/  other  change  initiatives.  By  introducing  these  new  organizational  

changes,  organizations  evolve  and  prepare  themselves  for  future  opportunities,  such  as  entering  new   markets,  ideas,  innovations  and  products  (Shenhar  and  Levy,  1997).  Sometimes  an  organizational   change  project  might  even  mean  a  breakthrough  innovation,  which  lays  a  foundation  for  the   organization’s  future.    

Hypothesis  4:  There  exists  a  positive  relationship  between  user  participation  and  the   organization’s  preparation  for  the  future.    

 

The  conceptual  model  reflects  the  role  of  user  participation  in  relation  to  the  different  dimensions  of   change  project  success,  as  discussed  in  this  theoretical  framework.  The  conceptual  model  is  

illustrated  in  

Exhibit  2

.    

               

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Change  Project  Success  

Project  Efficiency  

Impact  on  the  Customers  

Business  Success  

Preparation  for  the  Future   User  Participation  

 

-­‐  

+   +   +  

Exhibit  2:  Conceptual  model  

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3 METHOD  

In  this  section  the  modus  operandi  for  data  collection  is  elaborated.  Furthermore  the  measures  are   addressed.  Validity  and  reliability  of  this  study  are  discussed  and  in  the  last  section  the  method  for   data  analysis  is  described.    

3.1 Data  collection  

For  examining  the  relationship  between  user  participation  (independent  variable)  and  change  project   success  (dependent  variable)  a  quantitative  research  was  conducted.  Respondents  had  to  answer   questions  about  their  level  of  participation  in  the  change  project  and  were  questioned  to  assess   change  project  success,  based  on  the  four  dimensions  (Shenhar  and  Levy,  1997).  

Items,  composed  by  several  authors  in  the  field,  were  selected  and  presented  in  an  online  

questionnaire.  The  online  questionnaire  (appendix  1)  consisted  of  several  multiple-­‐choice  questions.  

Prior  to  executing  the  online  questionnaire,  a  pilot  test  was  performed  with  five  respondents.  The   pilot  test  resulted  in  modifications  of  several  items  and  finally  some  items  were  removed.  A  number   of  questions  were  converted  to  past  tense  since  change  project  success  can  only  be  measured  after   the  project  has  been  completed.    

Items  that  were  negatively  formulated  were  transformed  into  positively  formulated  items  since  the   respondents  in  the  pilot  test  experienced  difficulties  with  these  questions.  Finally,  questions  that   seemed  to  measure  exactly  the  same  were  removed  and  the  sequence  of  questions  was  slightly   changed  to  make  the  questionnaire  more  fluently.    

Respondents  were  invited  to  participate  in  this  research  using  the  researcher  its  network.  Since  this   research  has  its  focus  on  user  participation,  people  that  undergo  the  change  project  in  the  role  of   user,  were  requested  to  cooperate.  The  researcher  approached  people  of  several  organizations.    

Examples  of  a  few  change  projects  were  mentioned  by  the  researcher,  because  she  was  familiar  with   the  organizations.  The  respondents  received  an  email  with  a  link  to  a  website.  

At  the  website,  the  respondents  could  read  an  explanation  about  the  research  and  found  a  link  that   redirected  them  to  the  actual  questionnaire.  It  was  made  clear  in  the  explanatory  text  at  the  website   and  in  the  online  questionnaire  itself  that  only  people  that  undergo  the  change  project  could  

participate,  not  project  leaders  or  initiators  of  the  change  project.  Furthermore  the  aim  of  the  study   was  set  out,  and  it  was  explained  that  participation  was  anonymous.    

Hundred  and  fourty-­‐six  respondents  filled  in  the  online  questionnaire  in  a  time  span  of  3  weeks.    Only   completed  questionnaires  were  used  to  draw  conclusions.  The  number  of  entirely  filled  in  

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questionnaires  is  128.  The  questionnaire  did  not  allow  to  fill  in  the  next  question  without  filling  in  the   current  one.  Answering  on  each  question  was  compulsory.    

3.2 Measures  

All  the  items  used  in  the  online  questionnaire  are  stated  in  appendix  1.  The  online  questionnaire   contains  27  items.  The  respondents  had  to  answer  the  questions  on  a  7-­‐point  Likert  scale,  ranging   from  1.  Entirely  disagree,  2.  Largely  disagree,  3.  Somewhat  disagree,  4.  Neutral,  5.  Somewhat  agree,   6.  Largely  agree,  7.  Entirely  agree.    

3.2.1 User  participation  

Two  sets  of  items  have  been  used  to  measure  user  participation.  The  first  set  of  items  is  based  on  the   COCQ  questionnaire  of  Bennebroek  Gravenhorst  (et  al,  2005).  This  questionnaire  measures  how   different  forms  of  communication  of  change  are  evaluated  and  how  these  forms  are  related  to   uncertainty,  readiness  for  change  and  support.  Eight  questions  in  the  original  COCQ  questionnaire   were  used  to  measure  participation.  In  this  research,  five  items  of  Bennebroek  Gravenhorst  (et  al,   2005)  were  selected  to  measure  user  participation.  The  items  were  selected  since  they  are   representative  for  this  research  and  since  they  are  appropriate  for  measuring  user  participation,   where  many  other  items  specifically  measure  employee  participation.    Reliability  of  the  first  set  of   items  has  been  proven  with  a  Cronbach’s  Alpha  of  0,77.  

The  second  set  of  items  that  measures  user  participation  is  based  on  Bouckenooghe  (et  al,  2009).  

This  set  of  items  is  chosen  because  these  researchers  developed  a  questionnaire  of  42  items   addressing  the  wide  spectrum  of  change:  climate  of  change,  process  of  change  and  readiness  for   change.  Participation  is  classified  within  the  category  “process  of  change”  and  has  proven  reliability   with  a  Cronbach’s  Alpha  of  0,78.  Three  items  of  Bouckenooghe  (et  al,  2009)  were  selected  to  

measure  user  participation  in  this  study.  Reliability  of  the  second  set  of  items  have  been  proved  with   a  Cronbach  ‘s  Alpha  of    0,78.    

Together,  these  5  items  of  Bennebroek  Gravenhorst  (et  al,  2005)  and  3  items  of  Bouckenooghe  (et  al   ,2009)  form  the  part  of  the  online  questionnaire  that  measures  user  participation.  

3.2.2 Change  project  success  

The  measurement  of  change  project  success  is  based  on  Shenhar  and  Levy  (1997).  As  described  in   the  literature  section,  these  authors  developed  a  questionnaire  that  measures  four  dimensions  of   project  success  which  are  project  efficiency,  impact  on  the  customer,  overall  business  success  and   preparation  for  the  future.  The  original  questionnaire  consists  of  21  items.  In  this  research,  16  items   were  selected  after  the  pilot  test.      

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3.2.3 Control  variables  

Gender,  education  and  age  were  selected  as  control  variables.    In  section    4.1  these  control  variables   are  discussed.      

3.3 Validity  and  reliability  

According  to  Field  (2009)  validity  measures  whether  the  questionnaire  measures  what  it  was   designed  for.  First  a  factor  analysis  with  all  the  items  of  this  study  was  done.  The  principal  

component  analysis  method  with  Varimax  rotation  and  an  Eigenvalue  greater  than  1  was  performed.  

Absolute  values  were  checked  at  0.6  level.  Items  of  user  participation  loaded  on  two  different   components  and  the  project  success  items  loaded  on  three  components  (whereas  it  concerns  four   dimensions).  Two  items  of  user  participation  were  deleted,  but  project  success  still  loaded  on  only   three  components.  The  possibility  of  entering  five  factors  was  used,  but  a  total  of  five  items  would   have  been  deleted  when  using  this  technique.  It  was  decided  to  perform  two  separate  factor   analyses  to  test  validity  of  user  participation  (independent  variable)  and  change  project  success   (dependent  variable)  to  see  whether  this  gained  better  results.  The  user  participation  factor  analysis   did  not  show  remarkable  outcomes  anymore.  Only  one  component  was  extracted,  so  all  the  items  of   the  user  participation  construct  fit  into  that  component.  No  further  subdivision  of  the  items  was   necessary.    

The  factor  analysis  of  change  project  success  showed  more  complex  figures.  Three  components  were   extracted,  whereas  change  project  success  consists  of  four  dimensions.  Items  of  different  dimensions   loaded  on  the  same  factor.  Aside  from  that,  cross  loadings  above  0.4  were  found.  Different  factor   analyses  were  performed  in  order  to  gain  better  results,  different  items  and  even  a  whole  scale   (impact  on  the  customer)  was  excluded,  but  this  did  not  provide  better  results.  That  is  why  the   possibility  of  entering  four  components  was  used.  This  factor  analysis  showed  the  best  results.  Each   dimension  of  project  success  (with  its  own  items)  fits  into  another  component  and  no  cross  loadings   could  be  extracted  anymore.    The  four  dimensions  of  change  project  success  could  be  retained,   which  is  favorable  for  the  outcomes  of  this  research.    Four  items  had  to  be  deleted  because  the   absolute  values  were  lower  than  the  required  0.6  level.  Because  the  four  deleted  items  belong  to   three  different  dimensions,  no  problems  regarding  to  reliability  arose.  The  deleted  items  and  the   dimension  to  which  they  belong  are  presented  in  table  1.  

     

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