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(1)ROGER IT*LI* HALLAL..

(2) ProQuest Number: 10731640. All rights reserved INFORMATION TO ALL USERS The quality of this reproduction is d e p e n d e n t upon the quality of the copy subm itted. In the unlikely e v e n t that the a u thor did not send a c o m p le te m anuscript and there are missing pages, these will be noted. Also, if m aterial had to be rem oved, a n o te will ind ica te the deletion.. uest ProQuest 10731640 Published by ProQuest LLC(2017). C opyright of the Dissertation is held by the Author. All rights reserved. This work is protected against unauthorized copying under Title 17, United States C o d e M icroform Edition © ProQuest LLC. ProQuest LLC. 789 East Eisenhower Parkway P.O. Box 1346 Ann Arbor, Ml 4 8 1 0 6 - 1346.

(3) -. 2. -. CONTENTS Abstract. 3. Introduction. 4. Part I. East A f r i c a. 1. The F i r s t i l i l l e n n i u m. 12. 2. R elig io u s O rganisation. 29. 3. The C o u nc il System. 42. 4. The F i n a n c i a l I n s t i t u t i o n s. 56. 5. ' W e s t e r n i s a t i o n ' and th e Imamate. 64. Part I I. Britain. 6. The i l i g r a t i o n t o B r i t a i n. 74. 7. Pathways i n B r i t a i n. 85. 8. A S o c ia l Salad. 100. 9. The Co u nc il. 143. Conclusion. 169. 10. Appendix B i b l io g r a p h 5 r. c. 186 188.

(4) ABSTRACT The s u b j e c t o f t h i s t h e s i s i s t h e a r g a n i s a t i o n o f th e Shi a Imaini I s m a ilis in B r ita in .. Part I i s concerned, w i t h c e r t a i n back, round t o p i c s .. Chapter i t o u c h e s on t h e h i s t o r y o f I s m a i l i s m i n g e n e r a l , it. came t o I n d i a ,. in th is context. religiou s,. i n c l u d i n g ho. and on p o i n t s o f d o c t r i n e which can b e s t he u n d e r s t o o d The next t h r e e c h a p t e r s o f p a r t I c o n s i d e r r e s p e c t i v e l y. a d m i n i s t r a t i v e and f i n a n c i a l a s p e c t s o f I s m a i i i o r g a n i s a t i o n i n. E a s t A f r i c a as i t has been d e v e l o p e d du ri ng t h e t w e n t i e t h c e n t u r y . last. The. c h a p t e r i n p a r t I d i s c u s s e s i n g r e a t e r d e t a i l the r o l e o f th e imam. (Aga Khan) i n pr om ot in g change among h i s f o l l o w e r s .. The r e l e v a n c e o f some. o f t h e s e de ve lo p m en ts f o r s e t t l e m e n t i n B r i t a i n i s s u g g e s t e d . The f i r s t. c h a p t e r o f part I I ( c h a p t e r 6 ) d e s c r i b e s th e p a t t e r n o ‘. I s m a i i i m igration to B r i t a i n , changed o v e r t h e y e a r s .. and how the c o m p o s i t i o n o f t h i s m i g r a t i o n. Som eth ing o f the r e s u l t a n t s o c i a l d i v e r s i t y. among I s m a i l i s i n B r i t a i n i s s u g g e s t e d i n c h a p t e r 7? though h e r e the e mp ha sis i s on d i v e r s i t y i n terms o f B r i t i s h s o c i a l c l a s s i f i c a t i o n s .. In. c h a p t e r 3 some d e t a i l e d c a s e h i s t o r i e s are s e t out i n an at tem pt t o b r i n g out t h e a l t e r e d s i g n i f i c a n c e o f c o l l e c t i v e B ritain.. Ism aiii organisation in. At t h i s p o i n t t h e q u e s t i o n o f exogamy i s a l s o c o n s i d e r e d .. The. ^ s m a i l i c o u n c i l i n B r i t a i n , b a s e d on the London mosque, forms the s u b j e c t o f c h a p t e r 9 5 comp ariso n w i t h i t s East A f r i c a n c o u n t e r p a r t s a rg ue s th e w ea kn ess o f th e B r i t i s h c o u n c i l ,. anu some o f the r e a s o n s are s u g g e s t e d .. The c o n c l u d i n g c h a p t e r 10 l o o k s t e n t a t i v e l y at th e I s m a i i i m i g r a t i o n t o B r i t a i n i * terms o f the c h a n g i n g b a s i s o f community economic a c t i v i t y i n East A fr ic a i n the l i g h t of the post-independence s i t u a t i o n t h e r e ,. and. a ls o d i s c u s s e s the s tr u c t u r e of the I s m a i ii o r g a n i s a t i o n in B r i t a i n , e x a m i n i n g dne d e c l i n e i n c o l l e c t i v e o r g a n i s a t i o n and t h e s o c i a l fragmen tation. ol. Ism ailis here.. -. 3. -.

(5) INTRODUCTION Three m a t t e r s w i l l be d e a l t w i t h here* the o b j e c t s t u d i e d ijj the f o l l o w i n g p a g e s ; t h e . m e t h o d s employed; and the v a l i d i t y o f th e c o n c l u s i o n s thereby derived. The o b j e c t s t u d i e d Some o f th e c o n t r a d i c t i o n s and c o n f u s i o n s i n t h e f o l l o w i n g t e x t a r i s e b e c a u s e J have been un ab le to c o n s t i t u t e a s a t i s f a c t o r y o b j e c t f o r a n a l y s i s . T h i s i s p a r t l y masked by f r e q u e n t u s e o f th e term 'community1, a c o n c e p t so polymorphic and u b i q u i t o u s as t o l e a d one t o b e l i e v e t h a t i t m e r e ly marks out an a n a l y t i c a l a b y s s .. Simply j u x t a p o s i n g the p h r a s e s ,. community i n E a s t A f r i c a ' ,. 'the I s m a iii. ' t h e I s m a i i i community i n B r i t a i n '. and ' t h e w or l d. I s m a i i i community', a l l o f them p e r m i s s i b l e u s a g e s , s u g g e s t s the magnitude of the p o i n t .. H e t e r o c l i t e phenomena such as t h e s e ca nn ot but be r e s t l e s s. lumped t o g e t h e r under a s i n g l e r u b r i c . I hope t h i s r e s t l e s s n e s s shows.. I f i t does show, i t w i l l r e f l e c t th e. f a c t t h a t I have not the r i g o r o u s l y d e f i n e d c o n c e p t s w i t h which t o p e n e t r a t e beyond i t .. Had I t r i e d t o d e v e l o p such c o n c e p t s f o r m y s e l f t h i s would have. been a work o f t h e o r y , a d i f f e r e n t job a l t o g e t h e r , p r o b a b l y have s l i p p e d o u t of s i g h t . hang on t o the word ' c l a s s '. and th e I s m a i l i s would. The r e s u l t i s t h a t I have t e n l e d to. rath er too t i g h t l y ,. i n s e a s o n and o u t .. a g a i n i s a c o n c e p t b l u r r e d by c o n c r a d i c t o r y d e f i n i t i o n s ;. But t h i s. t h i s time i t i s not. "that ‘t h e s e d e f i n i t i o n s f a i l f o r l a c k o f r i g o u r , r a t h e r t h a t t h e r e are coo many o f them m asq ue rad ing under the same name. S till, o f the. the I s m a i i i. 'class'. ' c o m m u n i ti e s ' o f the t e x t have t o be t r e a t e d i n term3. r e l a t i o n s w i t h i n them.. That means t h a t the y have to be. u n d e r s t o o d as p a r t a k i n g i n r e l a t i o n s which go f a r beyond the i n t e r n a l dynamic of Ism aiii in s t it u t io n s , class. 'system '.. f o r th e l a t t e r m ere ly m o d i f y ,. at t h e i r l e v e l ,. a. In s p i ^ e o f c h i s o b v i o u s t r u t h l i c t l e w i l l be fou nd h e r e on. t h e s u b j e c t o f t h e development o f c l a s s s o c i e t y i n E a s t A f r i c a , or the a l l e g e d decay o f i t. in B ricain .. Torn out of* c o n t e x t ,. the f r a g m e n t s o f two. o t h e r o b j e c t s - c l a s s r e l a t i o n s i n East A f r i c a and i n B r i t a i n - are d i f f i c u l t t o i n c o r p o r a t e c o n v i n c i n g l y i n t o a new and d i f f e r e n t o n e , much l e s s t o make.

(6) r e l a t i o n s bet wee n t h e s e f r a g m e n t s .. N o n e t h e l e s s I have a t t e m p t e d t o do t h i s .. In one s e n s e t h i s pr oduces t h e now-approved phenomenon o f an a t te m p t to u n d e r s t a n d a r e l a t i o n between r e l a t i o n s , but i t. soon app ears t h a t t h e. r e l a t i o n s r e l a t e d are not s e p a r a t e t h i n g s a t a l l , relation . is,. o n l y a s p e c t s o f t h e same. By t h i s I mean t h a t t h e f o u n d a t i o n o f c l a s s i n Ea st A f r i c a , t h a t. the a c c u m u l a t i o n o f c a p i t a l to which la b o u r i s f o r c e d t o come, i s not. only l ik e. the f o u n d a t i o n o f c l a s s i n B r i t a i n , but a l s o the same f o u n d a t i o n .. T h i s i s we a kl y r e c o g n i s e d i n t h ^ 4 x i s t e n c e o f t h e S t e r l i n g Area, but we s h a l l s e e i t i n a c t i o n s c a p i t a l ac cu mu lat ed i n Ea st A.frica i n v e s t e d i n t h e London p r o p e r t y market, i n e d u c a t i o n which w i l l be d e p l o y e d i n England, and i n bank d e p o s i t s , u n i t t r u s t s and i n s u r a n c e p o l i c i e s (some o f t h e s e funds perhaps r e i n v e s t e d a b r o a d ) ; and we s h a l l s e e E as t A f r i c a n l a b o u r p r od uc in g a r e t u r n on B r i t i s h c a p i t a l i n v e s t e d t h e r e , o f t e n i n a l l i a n c e w i t h i n d i g e n o u s capital.. The e x p o r t and import o f c a p i t a l ,. and the im m ig r a t io n and. e m i g r a t i o n o f l a b o u r are r e de pl oy m e nt s o f what amounts t o an i n t e r n a t i o n a l labour forc e in search of i n te r n a t io n a l c a p i t a l . T h is i s nos t o c la i m sha t t h e r e are no d i s c o n t i n u i t i e s c u t t i n g a c r o s s t h is global rela tio n ;. i n the S t e r l i n g Area t h e r e i s. no f r e e movement o f. c a p i t a l , w h i l e i n the Commonwealth t h e r e i s no f r e e movement o f l a b o u r ( e v e n when the wo rkers c o n c e rn ed are B r i t i s h s u b j e c t s d e s c e n t may pr e ve nt them coming t o B r i t a i n ) .. Some o f the major d i s c o n t i n u i t i e s are the work o f go ve r n. ments - exchange c o n t r o l r e s t r i c t i o n s and im m ig r a t io n p o l i c y , f o r example o t h e r s th e r e s u l t o f de e pe r f a c t o r s l i k e d i f f e r e n t i a l s ta n d a r d s o f e d u c a t i o n , l a n g u a g e , k i n s h i p and, t h e p o i n t i n our c a s e , r e l i g i o u s i d e o l o g y .. For i t i s. the l a t t e r which comes c l o s e s t to l o c a t i n g the p o i n t a t which t h e d i s c o n t i n u t i e s c o n c e r n i n g us a r i s e .. Perhaps th e o b j e c t b e f o r e us i s t h e r e f o r i. b e s t d e f i n e d as t h e i n t e r v e n t i o n o f a r e l i g i o r ^ . n e c o n o m i c s , and hence i n class r e la tio n s.. Beyond t h i s i t. c on c e rn s the l i f e. utyl*?s which are r e l a t e d. t o c l a s s , but i n d o i n g so t e n d s to assume t h a t c l a s s as an economic c a t e g o r y has d i r e c t s o c i a l c o n n o t a t i o n s .. In part I I have a c c o r d i n g l y aimed t o show. how I s m a i l i a m came t o p l a y a r o l e i n t h e d i s t r i b u t i o n o f r e s o u r c e s i n East A f r i c a and hence how i t. affected. r e l a t i o n s bet wee n c l a s s e s t h e r e .. T h is.

(7) -. effect,. 6. -. i t might be added, was not l i m i t e d t o t h e a d h e r e n t s o f I s m a i l i s m. a l o n e , f o r t h e r e a re some i n d i c a t i o n s t h a t o t h e r s were in d u c e d t o f o l l o w the Is m a iliS ' le a d .. In p a r t I I t h i s i s f o l l o w e d up i n B r i t a i n , where i t. i s s u g g e s t e d t h a t th e m ig r a n t s have been un ab le t o r e p l i c a t e the i n v o l u t i o n o f r e l a t i o n s h i p s be tween t h e I s m a i i i f r a c t i o n s o f s o c i o - e c o n o m i c s t r a t a . The o r i g i n a l i n t e r v e n t i o n o f I s m a i l i s m i n East A f r i c a i s s t i l l p r e s e n t i n B r i t a i n i n t h a t i t h e t e r o g e r is e d the I s m a i l i s and a l s o l e d t o the w e s t e r n i s a t i o n which t o g e t h e r a l l o w e d them t o reproduce t h e i r s o c i o - e c o n o m i c d i v e r s i t y h e r e , however; i t. i s m ere ly t h a t i t s. power t o mo dify c l a s s r e l a t i o n s bet ween. I s m a i li s i s diminished. Methods There i s a g r e a t d i f f e r e n c e between the methods u s e d i n c o l l e c t i n g m a t e r i a l f o r t h e xwo p a r t s .. Br o a dl y s p e a k i n g ,. par t I was r e l a t i v e l y formal. and documentary, pa r t I I h i g h l y i n f o r m a l , o f t e n a m a t t e r o f p a r t i c i p a n t observation.. On t h e f i r s t ,. I was i n East A f r i c a f o r t h r e e months i n 1967». though f o r f o u r or f i v e y e a r s b e f o r e t h a t I had been h e a r i n g a b o u t , and t a k i n g an i n t e r e s t i n ,. the East A f r i c a n I s m a i i i o r g a n i s a t i o n .. Kin and. f r i e n d s were k i n d enough not t o h i d e t h a t he r e was s om e th in g re markable, and so i t p r o v e d .. Great c o u r t e s y was shown me and much t r o u b l e taken on my. b e h a l f , w i c h t h e r e s u l t t h a t I was a b l e to t a l k w i t h o f f i c e r s o f t h e mosques, members o f c o u n c i l s a t a l l l e v e l s ,. o f f i c i a l s of the f in a n c i a l i n s t i t u t i o n s. and th e chairman o f a t r i b u n a l , as w e l l as members o f t h e v a r i o u s p r o v i n c i a l comm ittees.. Some o f t h e s e c o n t a c t s t o o k t h e form o f i n t e r v i e w s t o which I. wo u ld ta ke a s e t o f pr epa re d q u e s t i o n s d e s i g n e d to show how much I a l r e a d y knew;. l u c k i l y many o f t h e s e o c c a s i o n s seemed t o run on i n t o lu nc h or. d i n n e r t i m e w i t h the r e s u l t t h a t I was sa ve d t h e w o r s t c o n s e q u e n c e s . Meanwhile I pored o v e r th e c o n s t i t u t i o n ,. read some o f t h e Age Khan's. s p e e c h e s , l o o k e d a t the companies' b a l a n c e s h e e t s ( th ou gh I have s i n c e r e a l i s e d t h a t more was to be g l e a n e d from them than I knew) and r e a d t h e i r prospectuses,. n o t e d down l i s t s. o f former mukhis and kamadias i n mosques, and V. as ked innumerable q u e s t i o n s (which was o n l y f a i r , innumerable q u e s t i o n s as w e l l ) .. s i n c e I had t o answer. Part I t h u s o v e r l a p s c o n s i d e r a b l y w i t h a.

(8) -. fin als. 7. -. d i s s e r t a t i o n p r e s e n t e d a t L e i c e s t e r U n i v e r s i t y i n 1968 .^. two more y e a r s o f l e t t e r s , here parts o f t h i s added, some o f i t. A fter over. c o n v e r s a t i o n s and E as t A f r i c a n c o n t a c t s renewed. d i s s e r t a t i o n were pruned and some a d d i t i o n a l m a t e r i a l documentary, th e r e s t on the r i t u a l o b s e r v a n c e s , on. p a t r o n a g e , t h e r o l e o f the companies (which c o n t i n u e s t o e v o l v e ) and on the processes of w estern isa tio n . U n d e rs t a n d i n g what was ha pp en ing i n B r i t a i n was a n o t h e r m a t t e r .. Here. t h e r e are no h i g h l y s t r u c t u r e d b u r e a u c : - a c i e s , t h e i r r u l e s f r e e l y a v a i l a b l e , o n l y a s i n g l e major jamatkhana, and no I s m a i i i comp anie s; i n p l a c e o f them o n l y a s e r i e s o f f a m i l i e s and i n d i v i d u a l s s c a t t e r e d o v e r G re a ter London ana beyond, and a s i n g l e c o u n c i l by no means as h i g h l y d e v e l o p e d as i t s c o u n t e r p a r t s i n E a st A f r i c a .. V e r t i g i n o u s amorphism produced an awareness o f th e. need t o s e l e c t , but on what b a s i s ?. C l e a r l y t h e r e was no p o s s i b i l i t y of. t a k i n g a random s a m p le , s i n c e t h e c h a r a c t e r i s t i c s o f t h e I s m a i i i p o p u l a t i o n as a whole were unknown, even a3 to numbers; w h i l e t o assume t h a t t h e I s m a i l i s I knew were i n any s t a t i s t i c a l s e n s e r e p r e s e n t a t i v e would have been an o b v i o u s e r r o r .. At t h e same time I was aware t h a t t h e r e were d i s c o n t i n . u i t i e s i n my network and i n t h o s e o f o t h e r I s m a i l i s .. I t was p l a i n , f o r. example, t h a t s t a n d a r d s o f h o u s i n g v a r i e d from h o u s e h o l d t o h o u s e h o l d , as d i d income, l e v e l o f e d u c a t i o n and many o t h e r f a c t o r s .. These v a r i a t i o n s. were not m er e ly d e s c r i p t i v e , f o r t h e y seemed t o a c c o r d w i t h s o c i a l d i s j u n c tions,. e x p r e s s e d sometimes as an un d er v a l u e d k i n s h i p c o n n e c t i o n ,. as a. sim mering d i s l i k e or as a c o n s i s t e n t r e c o r d o f o ut m a r r i a g e i n a p a r t i c u l a r fam ily.. I a l s o knew enough o f the h i s t o r y o f t h e London jamat to r e a l i s e. t h a t t h e r e had been d i s t i n c t waves o f m i g r a t i o n which had changed i - s s o c i a l c o m p o s i t i o n , though how I was not s u r e .. 1.. 'The I s m a i l i s o f East. A frica'..

(9) -. 8. -. At t h i s p o i n t a weakn ess i n part I shows through i n part I I i n. ..hat. t h e r e i s no s u f f i c i e n t l y d e t a i l e d ac c ou nt o f t h e s o c i a l c o m p o s i t i o n o f the Ea st A f r i c a n I s m a i l i s ,. o n l y a crude t w o - , some tim es t h r e e - c a t e g o r y model. o f c l a s s a f f i l i a t i o n s , whereas e v e n middle c l a s s I s m a i l i s have s o m e t h i n g a k i n t o a f o u r - c l a s s im .ge o f t h e i r own 'co m m un ity '.. (An e x t e n s i v e ,. s t a t i s t i c a l s t u d y c o u l d make a g r e a t de a l o f p l a y w i t h th e way models were s o c i a l l y d i s t r i b u t e d i n East A f r i c a ,. and how t h e y changed i n B r i t a i n . ). H ie r a r c h y i t s e l f i s o f t e n a view propounded by upper s o c i a l s t r a t a , a g a i n s t s i m p l e r 'them'. ao. and ' u s ' models a t t h e o t h e r end o f t h e s o c i a l s c a l e ,. and i t may be xlxat I have not a v o i d e d i m p l i c i t l y a c c e p t i n g ' t h e i r '. point. of view. The f i n a l s e l e c t i o n o f c a s e s f o r d e t a i l e d p r e s e n t a t i o n was t h u s somewhat a r b i t r a r y ,. i n t h a t I made i t. a c c o rd w i t h p a t t e r n s o f r e s o u r c e. d i s t r i b u t i o n and s o c i a l s t r a t e g i e s which seemed t o me s i g n i f i c a n t l y differen t.. In t h i s I d i d not remain a p a s s i v e o b s e r v e r , f o r a t one s t a g e. i t became c l e a r t h a t w i t h o u t s x t e n d i n g my own network i n or de r t o by pas s d is c o n tin u itie s in. -hose o f o t h e r p e o p l e I was g o i n g t o be s e v e r e l y l i m i - e d .. The v e r y e f f o r t r e q u i r e d to do t h i s commended t o me the o p i n i o n t h a t t h e r e were i n d e e d wide gaps be-ween d i f f e r e n t a s s o c i a t i o n a l a r e a s .. I t remains. p o s s i b l e t h a t I d i d not e x t e n d i t enough, and no doubt e v e ry I s m a i i i would have r e s e r v a t i o n s about t h i s .. In t h a t s e n s e t h e r e s u l t s are p r o v i s i o n a l ,. j u s t i f i e d o n l y ’by t h e i r i n t e r n a l c o he r en ce and t h e i r f l n i t f u l n e s s i p d e s i g n a t i n g some o f th e p a t t e r n s o f a s s o c i a t i o n w i t h i n a range which cannot be c e r t a i n l y s c a n n e d i n i t s e n t i r e t y .. I t may be t h o u g h t t h a t t h e i n c l u s i o n. o f what l o o k l i k e extreme c a s e s ( o f d i s p e r s a l thr oug h the B r i t i s h s o c i a l s t r u c t u r e ) i m p l i e s t h a t most o f th e s t o r y has been t o l d , but I cannot g u a r a n t e e t h a t t h e r e are not 'more e xtr em e' scale,. c a s e s a t e i t h e r end o f the. and have r e a s o n s t o s u s p e c t t h a t t h e r e a r e .. out such c a s e s i s a g e n u f l e c t i o n towards. That I have not s o ug ht. 'represen tativeness'.. In c h a p t e r 9 ^ have m en ti o n e d some o f my d i f f i c u l t i e s i n c o n n e c t i o n w i t h t h e c o u n c i l , s o d i f f e r e n t a f t e r my e x p e r i e n c e i n E a st A f r i s a .. Though. I pursued i t s o f f i c e r s I had t o remain c o n s e n t w i t h a hare i n s t e a d o f a.

(10) -. fox.. 9. -. T h is m a t e r i a l c o u l d be much improved, even t hou gh Llohamed K(*s. h e l p f u l n e s s was l i m i t e d o n l y by o b l i g a t i o n s imposed by h i s membership o f the c o u n c il.. Chapter 9 i s. d irectly v e r ifia b le ,. t h e r e f o r e r e p l e t e w i t h d e d u c t i o n s not t h e m s e l v e s. some o f them perhaps u n j u s t i f i e d though I have t r i e d. t o g i v e r e a s o n s f o r my a s s e r t i o n s .. O c c a s i o n a l l y newspapers and o t h e r. j o u r n a l i s t i c w r i t i n g s were h e l p f u l - i f o n l y t h e y d i d not d w e l l so e x c l u s i v e ! w i t h the Aga Khan's c a p i t a l , h i s h o r s e s and h i s h o u s e s ! V alidity Some o f t h e main o b j e c t i o n s t o my c o n c l u s i o n s have a l r e a d y been m e n ti o n e d . fact. As f a r a s pa r t I i s c o nc e rn ed t h e y r e a l l y r e v o l v e round t h e. t h a t a r e l a t i v e s t r a n g e r cannot know wh et he r h i s c o n t a c t s are b e i n g. be managed, w i t h th e r e s u l t t h a t what he f o n d l y i m a g i n e s t o ^ a rounded ac co unt would l o o k l i k e i d e o l o g y rrom a n o t h e r p o i n t o f v i e w . ( n o t b e c a u s e anyone w i l l e d i t ) ,. T h i s happened to me. and I am not now sur e how t o c o r r e c t f o r i t .. Thus, though my a c c o u n t o f th e fo rm al p r o p e r t i e s o f i n s t i t u t i o n s seems to h o l d , some might be e a g e r to p o i n t out t h a t I had no t g r a s p e d t h e way t h e y ' r e a l l y * worked.. The m i g r a t i o n o f th e f i r s t. t e n d e d to b r i n g t h i s home t o me.. pa rt o f th e 1960s ( c h a p t e r 6). L i k e w i s e i n En gland, where t h e r e i s. s e t o f f orm al i n s t i t u t i o n s t o r e l y on,. no. though I have s u g g e s t e d -hat I was. not c o n t e n t w i t h my s o c i a l network a s i t s t o o d and s o u g h t t a i e x t e n d i t ways which o f t e n seemed d i s t r e s s i n g l y i n s t r u m e n t a l .. in. One r e s u l t i s t h a t I. have no g u a r a n t e e t h a t my s e l e c t i o n o f c a s e h i s t o r i e s i s a t a l l s t a t i s t i c a l j ; rep resen tative of Ism a ilis ih B r ita in .. However, i t. seems to me t h a t. s t a t i s t i c a l m a n i p u l a t i o n i s w o r t h w h il e o n l y when t h e a t t r i b u t e s t o which t h e f i g u r e s r e f e r have been s i t u a t e d t h e o r e t i c a l l y , meaning i s c l e a r .. t h a t i s , when t h e i r. I have l o o k e d a t a r e l a t i v e l y s m a l l number o f ca s e. h i s t o r i e s o f I s m a i l i s i n B r i t a i n , t r y i n g t o e s t i m a t e t h e s i g n i f i c a n c e and consequences o f v a r ia t i o n s in behaviour.. Perhaps one r e s u l t i s t h a t i f i t. s h o u l d become p o s s i b l e f o r some s o r t o f v a l i d s a m p li n g to be a t t e m p t e d f o r Ism ailis, obvious.. t h e m a t t e r s worth p r o c e s s i n g s t a t i s t i c a l l y w i l l be a l i t t l e more.

(11) - l o . lly hand has be en g u i d e d by a g r e a t many p e o p l e ,. I s m a i i i and o t h e r w i s e .. Sami Zubaida, now o f Bi rk be ck C o l l e g e , s u p e r v i s e d my d i s s e r t a t i o n at L e i c e s t e r ; some o f h i s a d v i c e has at l o n g l a s t p r e v a i l e d .. In e ve ry way. t h e p r e s e n t t h e s i s i s immeasurably i n d e b t e d t o P r o f e s s o r Adrian M ayer's s k i l f u l c o m b in a t i o n o f t h e r o l e s o f c r i t i c and t a s k m a s t e r .. O b v io u sl y. n o t h i n g would have been a c h i e v e d w i t h o u t th e g o o d w i l l o f I s m a i l i s i n t h r e e continents.. Not o n l y have t h e y p r o v i d e d me w i t h i n f o r m a t i o n c f an e m p i r i c a l. k i n d , but o f t e n w i t h i n t e r p r e t a t i o n s which I have a d o p t e d as my own. f r i e n d s and c l o s e k i n w i l l r e c o g n i s e t h e t r u t h o f t h i s ;. Many. among them I must. m en tio n by name S h i r a z Dossa, now at th e U n i v e r s i t y o f T o r o nt o , whose few hours i n England en r o u t e f o r Canada l e d t o a q u i t e d i s p r o p r o t i o n a t e r e c o n s i d e r a t i o n o f much o f par t I .. D e s p i t e i t s c o n t a i n i n g much of which. she d i s a p p r o v e s , my w i f e ' s c o n t r i b u t i o n t o t h i s t h e s i s i s a l l - p e r v a d i n g as though I had a s e c o n d p a i r o f e y e s .. I have drawn f r e e l y on h e r. e n c y c l o p a e d i c knowledge o f h e r own community, and n o t h i n g s a i d h e r e has not p r o f i t e d from y e a r s o f d o m e s t i c d i s c u s s i o n ..

(12) PART I. EAST AFRICA.

(13) Chapter 1. THE FIRST IlILLSITlIIUli The key c o n c e p t s which u nd er pi n t h e i d e o l o g y o f modern I s m a i l i s m were l a r g e l y p r o d u c t s o f th e r e v o l u t i o n which gave b i r t h to I s l a m .. The r e s u l t i n g. t h e o l o g i c o - p o l i t i c a l s y s te m remains a c t i v e to d a y , eve n though i t has s p r e a d t o c o u n t r i e s f a r from i t s home, among p e o p l e s f o r whom i t was not e l a b o r a t e d , and i n t o an e r a where o n c e - p o w e r f u l t h e o l o g i e s have r e t r e a t e d b e f o r e t h e r is e of rationalism . a doctrine i t. In o r d e r to e s t a b l i s h th e p r i n c i p l e s o f so r e s i l i e n t. i s n e c e s s a r y t o go back to the c o n d i t i o n s i n which i t was. f i r s t developed.. A b r i e f survey of i t s subsequent h i s t o r y w i l l in d i c a t e. t h e form i n which i t r e a c h e d t h e p e o p l e whose contemporary s i t u a t i o n i s examined h e r e . As a r e v o l u t i o n a r y t h i n k e r who became a s e c u l a r r u l e r , Mohamed p r o v i d e d t h e t h e o r y o f h i s own l e g i t i m a c y . h is claim to a r t i c u l a t e unique t o h i m s e l f .. Fun dam en ta lly t h i s tu r n e d on. the w i l l o f t h e d e i t y , an a t t r i b u t e i n h i s time. His l e g a c y was th us a body o f t e x t s e x p r e s s i n g th e. d i v i n e w i l l and a p o l i t y s u p p o s e d l y founded on t h e s e t e a c h i n g s .. Rival. groups w i t h i n t h e p o l i t y d e v e lo p e d d i f f e r e n t c o n c e p t s o f th e a t t r i b u t e s o f the s u c c e s s o r s o f th e p r o p h e t . on c o n t i n u i t y o r f i x i t y. The main d i s p u t e seems to have c e n t r e d. of revelation .. I f prophecy en ae d w i t h fhe prophet. t h e n t h e r u l e r who s u c c e e d e d him r e c e i v e d o n l y t h e ma ntle o f s e c u l a r authority.. Such a r u l e r would r e q u i r e a form o f l e g i t i m a c y nou r e l a t e d. to h i s r e l i g i o u s v i r t u o s i t y ,. and t h i s was r e a l i s e d i n the e l e c t i v e. co nc ep t. o f th e c a l i p h a t e .. The t h e o r y o f the f i x i t y o f r e v e l a t i o n ,. and th us o f the. secu lar ca lip h a te,. d e f i n e s t h e Sunni v i e w , which s t a n d s oppose d to t h a t o f. t h e S h i a s , who a rg ue d t h a t the p r o p h e t ’ s c a p a c i t y t o a r t i c u l a t e th e w i l l o f t h e djilgfty p a s s e d t o h i s d e s c e n d a n t s through Fa tim a , h i s d a ug h te r , and he r husband A l i , who was a l s o t h e p r o p h e t ' s c o u s i n . S h i ' i s m t h u s i n a u g u r a t e d an h e r e d i t a r y imamate, i n v o l v i n g t h e c o n t in u in g p r e s e n c e an th e w o r l d o f a spokesman f o r the d i v i n e .. L e w is , ( 1 9 4 0 ) , Watt. ( 1 9 6 6 ) and o t h e r s have s e e n i n t h i s t h e o l o g i c a l d i s p u t e t h e i d e o l o g i c a l form -. 12. -.

(14) -. 13. -. o f a s t r u g g l e be tween v a r i o u s s o c i a l s t r a t a f o r power i n t h e c a l i p h a t e . What i s c e r t a i n i s t h a t th e Su n n is won t h e i n i t i a l v i c t o r y f o r , a s s a s s i n a t i o n when c a l i p h ,. A l i was not s u c c e e d e d by h i s s o n .. l i n e o f F a t i m i d imams, p r e t e n d e r s to t h e c a l i p h a t e ,. continued,. a fte r his. Though the a we ak n ess. w h ic h was to r e c u r soon appeared i n t h e mode o f s u c c e s s i o n a f t e r t h e death o f t h e s i x t h imam, J a f a r as^Sadiq... In t h e o r y t h e imam c o u l d s e l e c t any o f. h i s l i v i n g male d e s c e n d a n t s t o s u c c e e d him.^ p r o c la i m e d h i s e l d e s t so n , I s m a i l ,. At f i r s t. J a f a r as-Sadiq. had. as h e i r , but r e p e n t i n g h i s d e c i s i o n. re vo ke d t h e c h o i c e and nominated Musa, a n o t h e r s o n .. There was a s c h i s m ,. Musa becoming s e v e n t h imam o f t h e I t h n a As h a r i y a s e c t .. A f t e r th e t w e l f t h. I t h n a As h a r i y a imam t h e l i n e seems t o have f a i l e d - t h e imam went i n t o conc ea lmen t u n t i l t h e day o f judgment.. The h i s t o r i c a l t e n s i o n between t h e. f a c t i o n s f o l l o w i n g Musa and I s m a i l was r e v i v e d i n E a s t A f r i c a i n t h e n i n e t e e n t h c e n t u r y o v e r t h e q u e s t i o n o f t h e imam's a u t h o r i t y . But the eponymous imam o f t h e I s m a i i i l i n e ,. 2. though r e p u d i a t e d by h i s. f a t h e r and o u s t e d by h i s b r o t h e r , r e t a i n e d a f o l l o w i n g .. His s o n , Muhammad. i b n I s m a i l , f l e d t h e c a l i p h a t e about th e middle o f t h e se co n d c e n t u r y o f t h e Muslim e r a , and fo unded the f i r s t hi dd e n imamate o f the I s m a i i i l i n e i n I r a q and P e r s i a .. During t h i s p e r i o d a g e n t s o f t h e imam e f f e c t e d t h e. c o n v e r s i o n o f t h e Carmathians o f B ah ra in , a c c u s e d i n Sunni s o u r c e s o f o p e r a t i n g communism o f p r o p e r t y and community o f women. 909 AD, t h e s e imams emerged i n Egypt as p e r i o d o f c o n c e a li n e n f .. Eventually,. :he F a t i m i d c a l i p h s ,. in. thus e n d i n g th e. But a t the end o f the e l e v e n t h c e n t u r y t h e r e wa3. a n o t h e r s u c c e s s i o n c r i s i s f o l l o w i n g the death o f the e i g h t h F a t i m i d c a l i p h ,. 1. The p r e s e n t imam u e s c r i b e d i n an i n t e r v i e w p u b l i s h e d i n t h e Sunday Times ( 1 2 . 1 2 . 1 9 6 5 ) how i t was not known u n t i l h i s g r a n a i a t h e r ' s w i l l was re a d upon whom the c h o i c e had f a l l e n . A l l f o u r male d e s c e n d a n t s h e l d t h e m s e l v e s in readiness. See a l s o F r i s c h a u e r , chap. X I I I . 2. S e c e s s i o n even s p l i t f a m i l i e s , so t h a t e l d e r l y I s m a i l i s may be met whose s i b l i n g s are I t h n a Ashariya* and s e e Morris ( 1 9 6 8 ) , p. 7 3 .. A.

(15) -. M ustansir.. 14. -. Again t h e d i s p u t e a r o s e from th e q u e s t i o n o f which o f M u s t a n s i r ' s. so ns had been a p p o i n t e d s u c c e s s o r .. Second t h o u g h t s had r e p l a c e d N i z a r by. M u s t a l i , and M u s t a l i s u c c e e d e d to th e c a l i p h a t e .. T h is sc hi s m v / i t h i n. I s m a i l i s m produced t h e r e f o r e t h e M u s t a l i a n and N i z a r i l i n e s . g e n e r a t i o n s , how ever, t h e l i n e o f M u s t a l i f a i l e d , s a y , t h e imam went i n t o c o n c e a l m e n t .. In two more. o r , as the “ u s t a l i a n s. Like th e I t h n a A s h a r i y a imam, h i s. r ea pp ea ra nc e i s e x p e c t e d and i n the meantime t h e Dai a l mutlaq l e a d s th e sect.. The M u s t a l i a n s p r o s e l y t i s e d i n I n d i a , where t h e community, which i s. a l s o p r e s e n t i n E as t A f r i c a ,. i s c a l l e d th e Daudi Bohra s e c t .. Though th e. Bohras are th us I s m a i l i s t h e term has been e f f e c t i v e l y a p p r o p r i a t e d by t h e N izaris. Doubts about t h e v a l i d i t y o f the d e s c e n t o f t h e modern imams from Mohamed c e n t r e on t h e p e r i o d o f f i r s t concealment;, b e f o r e t a e f a t i m i d c a l i p h a t e , and on the e v e n t s f o l l o w i n g t h e dea th o f M u s t a n s i r .. While N i z a r. d i e d i n t h e p r i s o n s o f h i s kinsman the c a l i p h , h i s d e v o t e e s r e t i r e d to th e L e v a n t i n e f o r t r e s s o f Alamut.. Here, under the f i r s t Grand M aster o f Alamut,. Hasan b i n Sabbah (who i n h i s y o ut h i s. s a i d to have s t u d i e d w i t h Omar. Khayyam), a programme o f t e r r o r i s m and p o l i t i c a l murder g a i n e d t h e N i z a r i a n s an u n f o r t u n a t e r e p u t a t i o n . ^. In due c o u r s e i t was c l a i m e d t h a t t h e d e s c e n t. o f A l i through N i z a r was i n c o r p o r a t e d i n the l i n e o f Grand M a s t e r s , so c o n t i n u i n g t h e l i n e o f l i v i n g N i z a r i imams. I t may have been a t t h i s tim e t h a t the f i r s t m i s s i o n a r y a c t i v i t y i n I n d i a was i n i t i a t e d ,. but i f so i t cannot have l o n g c o n t i n u e d from Alamut,. f o r i n 12 56 , w i t h t h e c on ni va nc e o f Imam Rukn a l - D i n ,. the f o r t r e s s was ta ke n. by t h e Mongols, who had by then e x h a u s t e d the u s e f u l n e s s o f the I s m a i l i s as. 1. On t h i s p e r i o d i n g e n e r a l s e e Lewis ( 1 9 6 7 ) , where the r e v o l u t i o n a r y na t u r e o f N i z a r i a n I s m a i l i s m emerges s t r o n g l y . Lewis s e e s th e ' t e r r o r i s m ' o f the A s s a s s i n s i n t h i s l i g h t , though at t h i s d i s t a n c e he cannot s a y w i t h much c o n f i d e n c e what t h e groups were whose g r i e v a n c e s were a r t i c u l a t e d through I s m a i i i i d e o l o g y . Ha3San b i n Sabbah i s not f o r g o t t e n . Thus the p e r o r a t i o n o f an I s m a i i i s p e a k e r id an I s m a i i i a u a i e n c e : 'Let us r e v i v e t h e f l a m i n g s p i r i t o f t h a t great reformer, t h a t great I s m a i ii hero, Hassan-bin-Sabbah', ' I s m a i l i s in 1 9 6 4 ' , t y p e s c r i p t o f an a d d r e s s g i v e n by Dr. N o o r a l i Nan ji a t t h e I s m a i l i a C u l t u r a l C e n t r e , London, 1964*.

(16) -. a llies.. 15. -. The imamate th ere up on r e t u r n e d t o P e r s i a and c o n c e a l m e n t .. The l i n e. o f imams was m a i n t a i n e d , however, through t h e s i x c e n t u r i e s b e f o r e th e f o r t y s i x t h imam f i n a l l y f l e d from P e r s i a i n t o I n d i a i n the n i n e t e e n t h c e nd ur y. Though i t seems t h a t many o f the i n t e r v e n i n g imams l i v e d i n a d v e r s i t y and obscurity,. the e a r l y part o f t h e s e co n d P e r s i a n i n t e r l u d e saw a po w er fu l. m i s s i o n a r y e f f o r t d i r e c t e d towards n o r t h - w e s t e r n I d d i a , so t h a t when imam Shah Hasan A l i s e t up h i s darkhana, or h e a d q u a r t e r s , t h e r e was a l r e a d y an o r g a n i s e d community.. a t Bombay i n the 184-O's. The p r o s e l y t i s a t i o n was c a r r i e d. on by a s e r i e s o f p i r s , ^ t h e f i r s t o f whom, P i r Nur S a t a g u r , i s r e p u t e d to have r e a c h e d Gujarat and Kutch e a r l y i n t h e t w e l f t h c e n t u r y , t h a t i s , b e f o r e the f o u n d i n g o f t h e D e l h i S u l t a n a t e , and d u r i n g the time o f Alamut. Thus I s m a i l i s m , and i n p a r t i c u l a r i t s N i z a r i a n form, was p r e s e n t i n I n d i a du r i n g the l o n g p e r i o d when Islam and Hinduism t o y e d m u t u a l l y w i t h one another's d octrin es, syncretic s e c t '.. 2. so much so t h a t Ahmad c l a s s i f i e s I s m a i l i s m as a 'minor. For t h i s th e p i r s are to blame as much as t h e r e s i s t e n c e. o f th e new c o n v e r t s to a t o t a l r e l i g i o u s r e c o n s t r u c t i o n , f o r the former were w i l l i n g to u s e Hindu symbols t o e x p r e s s t h e i r d o c t r i n e .. Most im po r ta nt. i n t h i s r e s p e c t was P i r Sadr a l Din, whose m i s s i o n seems to have begun about 1 4 3 0 .. His work,. 'Das A v a t a r ' , i d e n t i f i e d A l i w i t h th e l o n g - a w a i t e d. t e n t h i n c a r n a t i o n o f Vishnu*. it. remained a s t a n d a r d I s m a i i i t e x t a t l e a s t. u n t i l t h e l a s t few y e a r s i n East A f r i c a .. A c c o r d i n g to 'Noorum-Mubin', ^. I t — A p i r i s a n o n - h e r e d i t a r y s p i r i t u a l gui de a p p o i n t e d by th e imam. 2.. See Ahmad ( 1 9 6 4 ) ,. P» 1 60 .. 3. ' Noorum-Hubin', p u b l i s h e d by th e I s m a i i i A s s o c i a t i o n f o r I n d i a , i s sub t i t l e d ( i n E n g l i s h ) 'The S a c r e d Cord o f God; a G l o r i o u s H i s t o r y o f I s m a i i i Imams'. I t c o n s i s t s o f some 745 pages o f h a g i o g r a p h y , and i s the s o u r c e of t h e n a r r a t i v e p a r t s o f t h e s c h o o l t e x t s r e f e r r e d to b e l o w ..

(17) -. 16. -. e v e n Nur Sa t a g u r g a i n e d much o f h i s e f f e c t through h i s e x t e n s i v e knowledge o f Hinduism. The p i r s were th us r e s p o n s i b l e f o r w r e s t i n g c e r t a i n groups i n I n d i a away from Hinduism.. Among t h e s e were s e c t i o n s o f th e Lohana and B h a t i a. c a s t e s i n c e r t a i n a r e a s , who to o k th e t i t l e. o f Khojas (Khwaja), which i s. u s e d by I s m a i l i s i n Ea st A f r i c a t o r e f e r to t h e m s e l v e s . ^ prowess as a m i s s i o n a r y (on e o f h i s t i t l e s. But beyond h i s. commemorates h i s a l l e g e d c o n v e r . s i o n o f s i x m i l l i o n p e o p l e ) , Sadr a l Din was a l s o r e s p o n s i b l e f o r th e b a s i c i n s t i t u t i o n o f l o c a l I s m a i i i c om m un it ies , t h e jamatkhana, and f o r dassondhu ' Noorum-Mubin1 r e c o r d s t h a t th e f i r s t Sind,. 2. jam atkhanas were fou nde d by him i n. the Punjab and Kashmir, and g i v e s th e names o f the mukhis^ he. appointed*. Sadr a l Din th us p r o v i d e d th e f o u n d a t i o n s o f the o r g a n i s a t i o n. o f I s m a i i i communities i n the ab se nc e o f t h e imam and i n a l a r g e l y nonMuslim e nv i r o n m e n t .. Through dassondh the jamats. 4. were i n to uch w i t h the. c e n t r a l o r g a n i s a t i o n , w h i l e sub se que nt p i r s c o u l d k c e j them up to the d o c t r i n a l mark.. Y/hether Sadr a l D i n ' s o r g a n i s a t i o n was t r u l y o r i g i n a l or. m ere ly a m o d i f i c a t i o n o f p r a c t i c e s o f the c a s t e groups he c o n v e r t e d i s d i f f i c u l t to t e l l . India,. What i s c e r t a i n i s t h a t t h e s y s t e m proved dur able i n. formed the b a s i s o f a f a r more e l a b o r a t e o r g a n i s a t i o n i n Ea st A f r i c a ,. and now has been r e p l i c a t e d i n B r i t a i n and North America i n the t w e n t i e t h century. A c c or d i n g t o H o l l i s t e r , great p r o se ly tisin g p ir s.. 5. Sadr a l Din was t h e most i n f l u e n t i a l o f th e. In t h e s i x t e e n t h c e n t u r y t h e o f f i c e i t s e l f was. 1. Though the term a l s o r e f e r s to o t h e r I n d i a n M us lim s, f o r example I t h n a Ashariyas. See Trimingham, p. 105 ( n ) . 2. Jamatkhana ( i s m a i i i mosques) and dassondh ( r e l i g i o u s t i t l e ) f u l l y e x p l a i n e d i n c h a p t e r 2. 3.. The i m po r t an t r o l e o f mukhi i s. 4*. The l o c a l I s m a i i i body a t t e n d i n g a jamatkhana.. 5.. H ollister,. ( 1 9 5 3 ) p. 35 6.. d e s c r i b e d i n c h a p t e r 2.. are more.

(18) -. 17. -. d i s c o n t i n u e d ( o r r a t h e r r e a b s o r b e d i n t o t h a t o f th e imam).. U n t i l the. coming o f t a e Aga Khans t o I n d i a t h e main c o nc ern was w i t h c o n s o l i d a t i o n o f g a i n s a l r e a d y made. iv en ess to i t s. T h is might w e l l r e f l e c t t h e v a l u e o f th e s e c t ' s e x c l u s . a d h e r e n t s , e s p e c i a l l y where t h e y were m erchants eng ag ed i n. long-distance trade.. At any r a t e t h e r e s u l t was t h a t th e In di an communities. l i v e d at a d i s t a n c e from t h e i r imam, whom t h e y knew as an o b j e c t o f p i l g r i m a g e and a r e c i p i e n t o f dass ondh, a s i t u a t i o n which p e r s i s t e d i n Ea st A f r i c a u n t i l 1899 when t h e t h i r d Aga Khan and f o r t y - e i g h t h imam p a i d h is f ir s t v i s i t there. Meanwhile i n P e r s i a th e f o r t u n e s o f th e imams p r o s p e r e d .. By th e turn. o f the n i n e t e e n t h c e n t u r y t h e y were noblemen, and t h e f o r t y - s i x t h imam became commanaer o f th e -Shah's a r m i e s , whence h i s t i t l e. o f Aga Khan.. I n t r i g u e d a g a i n s : at c o u r t , he a t t e m p t e d an u n s u c c e s s f u l coup and e v e n t u a l l y i n 1840 f l e d t h e c o u n t r y .. He r e a c h e d S i n d and t h e r e put th e remnant o f. h i s f o r c e s a t t h e d i s p o s a l o f the B r i t i s h , who were i n the p r o c e s s o f annexation.. For t h i s s e r v i c e he was g r a n t e d th e s t a t u s o f a h e r e d i t a r y. p r i n c e , and xhe r i g h t to th e t i t l e s u b s e q u e n t Aga Khans.. 'His H i g h n e s s ' , which has adhe re d t o. E v e n t u a l l y t h e f i r s t Aga Khan s e t t l e d i n Bombay,. where h i s adve nt to uc he d o f f an imporxanx seq ue nc e o f e v e n x s .. Even b e f o r e. h i s a r r i v a l e l e m e n t s o f th e Bombay jamat had been d i s p u t i n g th e s t a - u s o f th e Aga Khan, and i n p a r t i c u l a r t h e payment o f t i t h e . b e f o r e the c o u r t s i n I n d i a i n 18 6 6 ,. The q u e s t i o n came. s i n c e c l e a r l y th e p o s i t i o n o f the imam. was not j u s t i c i a b l e w i t h i n the community.. The c o u r t s found i n f a v o u r o f. t h e Aga Khan, d e c l a r i n g not o n l y t h a t he was the l i v i n g imam o f t h e Sh i a Imami I s m a i l i s , but a l s o t h a t h i s t i t l e and a b s o l u t e . ^. to community p r o p e r t y was p e r s o n a l. With the c o n t i n u i n g g o o d w i l l o f t h e l a r g e m a j o r i t y o f. 1. Mr. J u s x i c e A r n o u ld ' s judgment i s w e l l known t o I s m a i l i s t o d a y , and b a t t e r e d c o p i e s o f i i are sometimes f l o u r i s h e d when m a t t e r s a r i s e t o which it refers..

(19) -. Ism ailis,. 18. -. and ba ck ed by t h e a u t h o r i t y o f th e I m p e r i a l c o u r t s , th e f i r s t Aga. Khan was a b l e t o a cc um u lat e a c o n s i d e r a b l e f o r t u n e .. When the P r i n c e o f. Wales v i s i t e d I n d i a i n th e 1 8 7 0 s , t h e Aga Khan e n t e r t a i n e d him: that. 'Both were f a t and ex ch anged h u n t i n g s t o r i e s '. Mor ris s a y s. ( p . 71 )•. I f the f i r s x Aga Khan, through th e t u r f and through a f f a b l e r e l a t i o n s h i p s w i t h th e B r i t i s h r o y a l f a m i l y , began the e v o l u t i o n o f a r o l e f o r the imamate which l o o k e d beyond t h e immediate I n d i a n environment f o r i t s i n s p i r a t i o n s , h i s grands on (whose f a t h e r ,. the s e c o n d Aga Khan, r e i g n e d o n l y. from 1881 u n t i l h i s de a th i n I 8 8 5 ) much expanded and e l a b o r a t e d i t . f a t h e r ' s death he was o n l y e i g h t y e a r s o l d .. At h i s. When he d i e d i n 19 57 he had. r e i g n e d f o r o v e r 70 y e a r s , a p e r i o d i n which he was a b l e t o d e v e l o p th e modern imamate. as statesman,. His. 'Memoirs' are a remarkable r e c o r d o f a m a n y - s i d e d l i f e ,. sportsman and r e l i g i o u s l e a d e r .. In t h e f i r s t c a p a c i t y he was. much i n v o l v e d i n t h e u n s u c c e s s f u l d i p l o m a t i c e f f o r t t o keep Turkey out o f th e f i r s t w o r l d war; l a t e r he was a r e l u c t a n t , t h o u g h v i g o r o u s , the idea of Pakistan; Nations. successor. c o n v e r t to. i n between he was f i r s t p r e s i d e n t o f t h e League o f. As a sportsman h i s r a c i n g s t a b l e s were much renowned (th ou gh h i s has not t h e same en t h u s ia s m f o r the t u r f ) .. ni s a c h i e v e m e n ts as. a r e l i g i o u s l e a d e r w i l l h o p e f u l l y emerge i n the n e x t few c h a p t e r s . While th e imam was making h i s mark i n European d i p l o m a t i c and s o c i a l c i r c l e s , h i s f o l l o w e r s were much t o the f o r e i n t h e t r a n s f o r m a t i o n o f Ea st A f r i c a which f o l l o w e d the European powers' a n n e x a t i o n s o f the l a x e n i n e tee n th century.. Western I n d i a had l o n g t r a d e d w i t h t h e East A f r i c a n c o a s t ,. a a c c o r d i n g to the much-quoted ' P e r i p l u s Maris E r y x h r e a e ' s i n c e a t l'^st the first. c e n t u r y AD.. The t r a d e expanded i n a l l d i r e c t i o n ^ i n the t h i r t e e n t h. c e n t u r y , i n v o l v i n g c o u n t r i e s a s f a r a f i e l d as China i n d i r e c t c o n t a c t w i t h East A fr ic a . In East A f r i c a i t i s from t h i s time onwards t h a t r e l i g i o u s monuments such as mosques and tombs are found a l l a l o n g th e c o a s t . It is pro ba bl y from t h i s p e r i o d , t o o , t h a t th e ' S w a h i l i ' l ang uag e and c u l t u r e began t o take shape among th e I s l a m i s e d Bantu p e o p l e o f th e c o a s t a l p l a i n ' ( O l i v e r and Fage, p. 99)» P a t t e r n s o f t r a d e changed as f i r s t th e P o r x u ge u s e , t h e n th e Omani Arabs and f i n a l l y t h e B r i t i s h became dominant powers i n the a r e a .. The f i r s t.

(20) -. 19. -. i n c u r s i o n s i n t o the i n te r i o r were m o t i v a t e d l a r g e l y by t r a d e , p a r t i c u l a r l y t h e s l a v e t r a d e , but t h e y produced no l a r g e s c a l e permanent s e t t l e m e n t by non-indigenous p e o p le s.. Za nz ib ar p r o v i d e d the main e n t r e p o t ,. and i t was. he r e t h a t the S u l t a n s o f Muscat and Oman s e t up t h e i r c o u r t i n the e a r l y nineteenth century.. As a c e n t r e o f t r a d e Za n zib ar prove d a t t r a c t i v e to. m erc han ts from w e s t e r n I n d i a , and the s e t t l e m e n t g r a d u a l l y i n c r e a s e d . During t h e c o u r s e o f t h e c e n t u r y some Indi an b u s i n e s s h o u s e s r o s e t o g r e a t power unaer t h e s u l t a n a t e , which c o n t r a c t e d w i t h them as t a x c o l l e c t o r s . I t was t hr oug h th e In d i a n s e t t l e m e n t t h a t th e B r i t i s h g a i n e d a purcha se i n t h e Ea st A f r i c a n c o a s t ; t h e a n t i - s l a v e tr a d e l e g i s l a t i o n a p p l i e d t o B r i t i s h s u b j e c t s as s u c h , so t h a t i n c r e a s i n g B r i t i s h hegemony o v e r the s u l t a n a t e was p r e s e n t e r s an i n t e r e s t i n r e s t r a i n i n g B r i t i s h I n d i a n s u b j e c t s from dealing in sla v es.^ Thus by th e end o f t h e n i n e t e e n t h c e n t u r y t h e r e had f o r l o n g been Indi an s e t t l e m e n t i n Za n zi b a r and i n o t h e r towns a l o n g t h e c o a s t .. The l e a d e r s o f. the community were not t r a d e r s i n Ea st A f r i c a m e r e ly f o r b u s i n e s s p u r p o s e s ; t h e y were permanent r e s i d e n t s .. Even i n the l a t t e r p a r t o f t h e c e n t u r y t h e y. began t o make the b e g i n n i n g s o f t r a d i n g o r g a n i s a t i o n s i n t h e I n t e r i o r . Prominent i n t h i s was t h e I s m a i i i A l i d i n a Visra/n, and the Bohra house o f Jeevanjee.. But t h e i r economic p e n e t r a t i o n o f the h i n t e r l a n d was s k e l e t a l. compared w i t h t h a t s t i m u l a t e d by t h e b u i l d i n g o f the r a i l w a y from Mombasa t o N a i r o b i and th e n c e t o Lake V i c t o r i a , which was begun i n I 8 9 6 .. For t h e. t w e n t y - f i v e y e a r s f o l l o w i n g t h i s t h e r e was m i g r a t i o n o f two k i n d s from I n d i a i n t o East A f r i c a . labour.. The r a i l w a y i t s e l f was b u i l t by P a nj a bi i n d e n t u r e d. A c c o r d i n g t o Mangat, most o f the P a n j a b i s r e t u r n e d to I n d i a a f t e r. t h e ir period of inuenture, i f. they s u r v i v e d i t .. T h i s l e f t th e major part. o f the m i g r a t i o n t o f r e e m i g r a n t s , f o r th e most pa rt from w e s t e r n I n d i a . T h i s m i g r a t i o n was r e s t r i c t e d i n 1944*. 1.. See Mangat, ( 1 9 6 9 ) ,. PP». 2. 4-5». 2 . Mangat ( 1 9 6 9 ) PP* ^9 and 160; and a l s o Mor ris ( 1 9 6 8 ) , p . 8 . The impl ica* t i o n t h a t Ea st A f r i c a n I n d i a n s are a l l de s c en de d from the r a i l w a y ' c o o l i e s ' had a c e r t a i n i d e o l o g i c a l o v e r t o n e i n t h e p o l i t i c a l h i s t o r y o f East A f r i c a . I t f r e q u e n t l y r e a p p e a r s i n p r i n t even now, f o r example Pearson ( 1 9 6 9 ) p . 1 2 ..

(21) -. 20. -. I t was much to do w i t h A l i d i n a V i s r a m ' s economic pre-emine nce t h a t I s m a i l i s were d e e p l y i n v o l v e d i n th e p e n e t r a t i o n o f the i n f e r i o r .. Even by. 1900 h i s network o f s t o r e s and t r a d i n g p o s t s e x t e n d e d o v e r th e t h r e e. terri. t o r i e s o f T an gan yik a, Kenya and Uganda ( t h e i r b o u n d a r i e s were d i f f e r e n t then).. Although h i s r e p u t a t i o n among I s m a i l i s t o d a y i s o f one whose a l l e g . i a n c e was t o t h e I n d i a n p o p u l a t i o n o f East A f r i c a as a w h o l e , r a t h e r than a man o f h i s own community, V i s r a m ' s s t o r e s were w h er e v e r p o s s i b l e managed by h i s f e llo w Ismailis.'*’ made good s e n s e ,. Because o f t h i s p r e f e r e n t i a l p o l i c y (which must have. g i v e n th e f r a i l l e g a l i t y at t h e t i m e ) I s m a i l i s. vere p r e s e n t. i n t h e i n t e r i o r a t a v e r y e a r l y d a t e , and many o f them must have g a i n e d invaluable experience.. Yrfhen the r a i l w a y v a s t l y expanded the o p p o r t u n i t i e s. f o r t r a d e away from t h e c o a s t a l p l a i n , d i r e c t l y and as i n t e r m e d i a r i e s . l and own ers or a g r i c u l t u r a l i s t s ,. t h e y were w e l l equ ip pe d t o p a r t i c i p a t e. They were n o t , how ever, a b l e to become ev en had t h e y w i s h e d i t ,. f o r a f t e r 1905 a l l. i d e a s o f s e t t l i n g I n d i a n s on the l a n d i n East A f r i c a were dropped, p a r t l y i n f a v o u r o f European a g r i c u l t u r e i n the Kenya H i g h l a n d s , l a t e r on i n r e c o g n i t i o n o f th e. and i n c r e a s i n g l y. 1paramountcy' o f i n d i g e n o u s A f r i c a n i n t e r e s t s ,. e s p e c i a l l y i n Tanganyika under t h e League o f N a t i o n s mandate.. Thus A s i a n s ,. and a f o r t i o r i I s m a i l i s , were f o r c e d t o accu mu late commercial c a p i t a l r a t h e r tha n i n v e s t i n l a n d .. At t h e same time t h e y c o u l d a c q u i r e urban r e a l. e s t a t e and, under f a v o u r a b l e c o n d i t i o n s , might have s e t up m a n u f a c t u r i n g and p r o c e s s i n g i n d u s t r y .. In f a c t , when the a d m i n i s t r a t i o n d e c r e e d t h a t. o n l y c o t t o n g i n n e r s c o u l d buy raw c o t t o n , A l i d i n a Visram d i d s e t up a ginnery.. T h is was th e e x c e p t i o n , however, c e r t a i n l y s o f a r as I s m a i l i s. were c o n c e r n e d . In the c o u r s e o f the next few c h a p t e r s , f i n a n c i a l i n s t i t u t i o n s w i l l be d e t a i l e d , adm inistrative hierarchy.. 1.. Llangax, pp. 53 and 7 5n.. the appearance o f I s m a i i i. as w i l l the e l a b o r a t i o n o f t h e i r. The emergence o f t h i s complex s t r u c t u r e depended.

(22) -. 21. -. on the communal o r g a n i s a t i o n o f I n d i a n s i n Ea st A f r i c a .. That t h e I s m a i l i s ,. a l o n g w i t h o t h e r c a s t e and s e c t a r i a n In d i a n g r o u p s , o r g a n i s e d t h e m s e l v e s around t h e s e symbols has been s e e n as s u r p r i s i n g .. M o r r i s , h a v i n g m ent io ned. t h a t many I n d i a n s i n E a s t A f r i c a have abandoned t r a d i t i o n i n f a v o u r o f new v a l u e s c u l l e d from the European p r e s e n c e i n the t h r e e t e r r i t o r i e s ,. remarks. that An o u t s i d e r mig ht have p o s t u l a t e d t h a t i n t h e s e c i r c u m s t a n c e s a s i n g l e I n d i a n community would emerge, s t r a t i f i e d p o s s i b l y i n terms o f s o c i a l c l a s s , but no t i n terms o f c a s t e or s e c t a r i a n d i f f e r e n c e s . What i n f a c t emerged was a number o f s e p a r a t e c a s t e and s e c t a r i a n co m m u n i t ie s , each one o f them more s i g n i f i c a n t i n the e v e r y d a y l i v e s o f i t s members tha n t h e I n d i a n community as a w h o l e , ( p . 27) T h i s f r a g m e n t a t i o n o f t h e I n d i a n p o p u l a t i o n o f E a s t A f r i c a he a s c r i b e s to four f a c t o r s .. F irst,. though th e h i e r a r c h y o f c a s t e and s e c t a r i a n communities. was not i m po r te d i n t o East A f r i c a ,. th e e a s e o f communication w i t h I n d i a. made t h e amalgamation o f t h e s e g r o u p s , e s p e c i a l l y a t th e l e v e l o f i n t e r marriage, su rp a ssin g ly d i f f i c u l t .. Many i n d i v i d u a l s. ' l i v e d i n two w o r l d s ' ,. t h e i r r e p u t a t i o n s i n I n d i a a f f e c t i n g t h e i r conduct i n A f r i c a .. Sec ond , the. g r o s s e x p a n s i o n i n numbers made i t i n c r e a s i n g l y p o s s i b l e f o r I n d i a n s to i g n o r e most o t h e r I n d i a n s o u t s i d e t h e i r own g ro up, w h i l e p o l i t i c a l p r e s s u r e s on I n d i a n s a s a whole were not so g r e a t as to f o r c e them i n t o c l o s e r a s s o c i a t i o n a c r o s s c a s t e and s e c t a r i a n b o u n d a r i e s .. T h ir d , Morris s e e s i n. t h e I s m a i l i s a ' pa c e- m a ki n g group' who c o n s i s t e n t l y s t r e s s e d t h e i r d i s t i n c t ne s s from o t h e r A s i a n s , e s p e c i a l l y towards Bec aus e t h e y were so s u c c e s s f u l life'. the a d m i n i s t r a t i v e a u t h o r i t i e s .. ' w i t h t h e a d m i n i s t r a t i o n and i n economic. o t h e r I n d i a n s were ' c o m p e l l e d . . . to examine and i n g r e a t e r or l e s s e r. degree i m i t a t e t h e i r p r e c e d e n t ' .. F o ur th , th e prominence 'which came the way. o f l e a d e r s o f t h e I s m a i i i community i n the w i d e r s o c i e t y ,. through s e a t s on. a d v i s o r y b o d i e s to th e a d m i n i s t r a t i o n and on l e g i s l a t i v e b o d i e s , m o t i v a t e d o t h e r ' s u c c e s s f u l men to emphasise t h e s e p a r a t e i n t e r e s t s o f t h e i r own communities and th us t o m u l t i p l y the r o u t e s to power and p r e s t i g e . ' ^ -. 1.. M o r ri s ( 1 9 6 8 ) ,. pp. 41-4*.

(23) -. 22. -. T h i s can by no means be ta ken as a co mplete e x p l a n a t i o n o f the phenom eno n.^. Though -she g r e a t m a j o r i t y o f I n d i a n s i n E a s t A f r i c a di d not pass. t h r o u g h th e m e l t i n g pot o f i n d e n t u r e d l a b o u r , as di d t h e F i j i I n d i a n s ,. 2. the s u r v e i l l a n c e o f s u b c o n t i n e n t a l e y e s has s u b s i d e d o v e r th e c o u r s e o f the years,. so t h a t v e r y few are now i n c o n t a c t w i t h any k i n i n I n d i a ,. concerned w ith a r e p u ta tio n t h e r e .. s t i l l less. Once i t was e s t a b l i s h e d t h a t t h e. s e t t l e m e n t i n Ea st A f r i c a was permanent, and t h a t f o r most i t was not a p r e l u d e t o r e t i r e m e n t i n I n d i a , as i t has been f o r most o f t h i s c e n t u r y , the s a n c t i o n a g a i n s t non-communally a c c e p t a b l e b e h a v i o u r must be s e e n as r e s i d i n g i n t h e s t r u c t u r e o f East A f r i c a n I n d i a n s o c i e t y .. The growth i n. numbers o f the I n d i a n p o p u l a t i o n may w e l l have been a c o n d i t i o n o f communali s a t i o n , but can s c a r c e l y have been a c a u s e .. In i t s e l f. i t must have. r e d u c e d r e l i a n c e on I n d i a , f o r w i ; h a l i t t l e management marriage p o o l s c o u l d be ar ra nge d so as to a v o i d the e x p e d i e n t o f i m p o r t i n g b r i d e s from India.. In e f f e c t M o r r i s ’ s s e c o n d e x p l a n a t i o n , or f a c t o r , undermines h i s. first• The t h i r d and f o u r t h f a c t o r s which Morris employs i n e x p l a i n i n g communaiiSation b o i l down to t h e s u c c e s s w i t h which I s m a i l i s , tig h t organisation,. th r o ug h t h e i r. a c h i e v e d ends which e x c i t e d t h e envy o f o t h e r A s i a n s .. These ends seem to be i n f l u e n c e o v e r th e c o l o n i a l a d m i n i s t r a t i o n on the one hand, and economic s u c c e s s on th e o t h e r .. On t h e f i r s t , M or ris documents. how the u n i t e d v o i c e o f one s e c t i o n o f the Asian p o p u l a t i o n e nd e a r e d i t t o the a d m i n i s t r a t o r s i m p a t i e n t w i t h uncomprehended f a c t i o n a l i s m .. But i t i s. t h e s e c o n d p o i n t which must be s e e n as t h e d r i v i n g f o r c e o f I s m a i i i settin g'.. 'pace-. The I s m a i l i s p o s s e s s e d a unique f orm ul a f o r economic s u c c e s s .. 1. I t i s , however, more s a a i s f a c t o r y than t h a t o f B h a r a t i * 'Whether th e p u r e l y h i s t o r i c a l a c c i d e n t t h a t th e l a t e Aga Khan, a modern i n t e l l e c t u a l , a humanist and a c o s m o p o l i t a n i s s u e d £irmans ( c a n o n i c a l i n j u n c t i o n s ) which m od e rn is e d the community by d e c r e e , or whet he r t h e r e i s an i n h e r e n t l e n i e n c e i n t h e I s h m a i l i v e r s i o n o f Muslim t e a c h i n g s , or i f t h e y bot h combined t o change t h e community, i s hard t o a s s e s s ' (Agehananda B h a r a t i i n Orhai ( e d ) , p. 2 6 ). 2.. D e s c r i b e d i n Mayer ( l 9 6 l ) ..

(24) -. 23. -. At t h e l e v e l o f economic a c t i v i t y I s m a i i i bu s i n e s s m e n were a l l a., ong i n d ir ec t competition with n o n -I s m a ilis . }. E x c lu siv e n e ss at other l e v e l s im p lies. no c o r o l l a r y t h a t e c o n o m i c a l l y t h e r e was some cordon s a n i f a i r e between the c o m m u n i t ie s .. Bank ru pt cy, which i s by no means rar e i n t h e h i s t o r i e s even. o f prominent E a s t A f r i c a n Asian f a m i l i e s , c a s te as such.. i s no r e s p e c t o r o f r e l i g i o n or. Any group which had an edge on t h e o t h e r s e c o n o m i c a l l y. t h e r e f o r e s t o o d t o reap c o n s i d e r a b l e b e n e f i t s . ^. If it. c o u l d accu mu late. c a p i t a l a t an o r g a n i s a t i o n a l l e v e l h i g h e r than t h e f a m i l y or kit^.roup, and a l l o c a t e i t to growth p o i n t s i n e n t e r p r i s e , edge.. Once l a u n c h e d i t. it. c o u l d a c h i e v e j u s t such an. c o u l d improve the l e v e l o f e d u c a t i o n o f a l l i u s. members, at the same time m a x im is i n g income from extra-communal employment and imp r o v in g the q u a l i t y o f knowhow and r e c e p t i v i ^y towards new i d e a s i n its. own c o n c e r n s , or i n co nc e rn s owned by members o f the community.. c o u l d improve t h e h o u s i n g , h e a l t h and d i e t o f i t s members t o o , i n g t h e i r economic e f f i c i e n c y and c o m p e t i t i v e power,. It. thu s i n c r e a s . Gnder such c o n d i t i o n s. th e p e r s o n a l f o r t u n e s o f i t s upper s t r a t a might m e r e ly p a r a l l e l t h o s e o f t h e i r c o u n t e r p a r t s i n o t h e r c om m un it ies , but as a wh ole t h e l e v e l o f w e l l b e i n g would be h i g h e r , t h e f e e l i n g o f s e c u r i t y more pronounced. t o count on t h e l o y a l t y o f t h e i r c o - r e l i g i o n i s t s ,. Being able. prominent men c o u l d t r u l y. r e p r e s e n t t h e m s e l v e s as spokesmen f o r t h e i r community, and t h u s c a r r y ® a l weight with the a d m in istra tio n . t o economic a d v a n t a g e .. The l o g i c o f c o m m u n a l i sa t i o n i s t k u 3 r e l a t e d. I t i s i n what might be c a l l e d t h e t a k e - o f f t h a t th e. I s m a i l i s had a s t a n d i n g s t a r t on t h e i r f e l l o w I n d i a n s . Given t h i s p e r s p e c t i v e i t i s i n t e r e s t i n g to ask under what c o n d i t i o n s o r g a n isa tio n of t h is kind i s p o s s ib le .. I t i s b e i n g s u g g e s t e d t ha t t h e most. mo vab le, d i s p o s a b l e anonymous a s s e t o f a l l ,. c r e d i t , was b e i n g p o o l e d and. a d m i n i s t e r e d f o r t h e communal good by the I s m a i l i s .. Of c ou rs e p r o p e r t y i n. common i s a f r e q u e n t phenomenon, but where i t i s a m a t t e r o f l a n d or o t h e r immovables t h e problem o f s e c u r i t y i s not so s e r i o u s .. 1.. Note a l s o t h e em p ha sis e d phrase on p . 1 7 5. below.. In g e n e r a l i t might.

(25) -. 24. -. be s a i d t h a t where money i s i n v o l v e d r e l a t i o n s be tween t r u s t e e and t r u s t o r are e i t h e r e x t r e m e l y p e r s o n a l , i n v o l v i n g p e r s o n a l s a n c t i o n s , or e x t r e m e l y i m p e r s o n a l and f o r m a l i s e d , bureaucracy,. as i n the c l a s s i c a l Weberian i d e a l i s a t i o n o f. i n v o l v i n g s a n c t i o n s o f a l i k e kind."*-. t a k e n as an example o f th e f i r s t t y p e , th e s e c o n d .. Fam ily p r o p e r t y may be. a l i m i t e d company as an example o f. Of c o u r s e t h e r e are a l l s o r t s o f d e v i a t i o n s f ’om t h e s e p a t t e r n s ,. from bank managers who r i s k becoming t o o f r i e n d l y w i t h t h e i r c us tom er s t o the husbands who i n s i s t o n / k e e p i n g o f d e t a i l e d h o u s e h o l d a c c o u n t s . I t i s even p o s s i b l e t h a t t o o extreme an i n s i s t e n c e on e i t h e r would l e a d to c o n t r a d i c t i o n in the r e la t io n s h ip .. But i n t h e c a s e o f a community l i k e t h e I s m a i l i s ,. l i k e t h o s e o f t h e i r f e l l o w A s i a n s i n East A f r i c a , b i l i t y f o r the s c a le o f c r e d it in v o lv e d . affective. or. neith er i s a going p o s s i. The p o s s i b i l i t y o f b u r e a u c r a t i c. n e u t r a l i t y may be t a k e n as n i l , e x c e p t where n o n - I s m a i l i management. has been br ought i n ( a s i t h a s , f o r example, i n J u b i l e e I n s u r a n c e , q . v . ) . On t h e o t h e r hand, though i t i s r a r e f o r two E a s t A f r i c a n I s m a i l i s t o be a b l e t o d e m o n s t r a t e no k i n s h i p between t h e m s e l v e s , t h e y are a l l e f f e c t i v e k i n to one a n o t h e r .. t h i s does not mean 'uhat. In t h e s e c i r c u m s t a n c e s an e v e n -. handed a d m i n i s t r a t i o n o f community p r o p e r t y r e q u i r e s t h a t the a d m i n i s t r a t o r s be em a n ci pa te d from p e r s o n a l demands upon them.. But t h e i n c o r r u p t i b l e. i n d i v i d u a l t r a d e s h i s p u b l i c r e p u t a t i o n f o r u n p o p u l a r i t y among h i s c l o s e s t k i n and f r i e n d s .. He must, t h e r e f o r e , be a b l e t o r e l y on v a l u e s which a l l. r e c o g n i s e as o v e r r i d i n g t h o s e o f k i n s h i p and f r i e n d s h i p .. At the same time. he must be a b l e to show t h a t he i s v u l n e r a b l e to r e a l s a n c t i o n s i f he shows f e a r or f a v o u r i n h i s d u t i e s .. For i t i s not s u g g e s t e d t h a t the danger o f. o u t r i g h t d e f a l c a t i o n i s or e v e r was s e r i o u s . What i s p o s s i b l e i s. That i s th e domain o f th e la w.. the c h a n n e l l i n g o f funds by l e g a l means i n t o u n d e s e r v i n g. hand s, the p a r t i s a n use o f d i s c r e t i o n a r y powers. We have a l r e a d y s e e n how i n I n d i a the s t a t u s o f community p r o p e r t y was d e f i n e d by the c o u r t s ,. 1.. Weber, I I I ,. namely as b e i n g the p e r s o n a l p r o p e r t y o f th e imam.. i and i i ..

(26) -. 25. -. Given th e c o n s e n t o f the imam, t h e r e f o r e , th e a d m i n i s t r a t i o n o f community p r o p e r t y makes the a d m i n i s t r a t o r s l e g a l l y a ns w e r ab le to him.. But more. i m p o r t a n t than t h i s i s t h e f a c t t h a t th e imam i s imam o f t h e un p a id a d m i n i s tra to rs them selves.. T h e i r a l l e g i a n c e t o him i s the v a l u e - r e f e r e n c e th e y. r e q u i r e f o r e m a n c i p a t i o n from p e r s o n a l c l a i m s made upon them, a t t e m p t s t o make them show f a v o u r .. At the same time i t i s ap pa re nt t h a t t h e r e are r e a l. k. and r a p i d s a n c t i o n s a v a i l a b l e a g a i n s t any a d m i n i s t r a t o r wjo wavers i n h i s adher en ce t o t h e s e v a l u e s , t h e s e s a n c t i o n s b e i n g o f a r e l i g i o u s natu re ( th o u g h th e y might be e x p r e s s e d i n s e c u l a r form, d i s m i s s a l , f o r example, t h e y would s t i l l we s h a l l s e e ) .. i n v o l v e th e d i s p l e a s u r e o f th e imam, a s e r i o u s m a t t e r as Both. t h e r o l e o f the. are th us c r u c i a l f o r. imam and the i d e o l o g y o f t h e imamate. an u n d e r s t a n d i n g o f th e I s m a i l i form o f o r g a n i s a t i o n. i n East A f r i c a . The m o t i v a t i o n o f the a d m i n i s t r a t o r s t o g i v e up v a l u a b l e time and i n some o f f i c e s a c t u a l l y to d i s b u r s e p e r s o n a l fu nds can be l e f t u n t i l l a t e r . What m a s t e r s a t t h e moment i s th e r o l e o f r e c e n t imams, i n the s e n s e o f t h e i r p o l i c i e s - t h e i r h i s t o r i c a l r o l e - and how they d e r i v e th e a u t h o r i t y t o pl a y t h i s r o l e .. The f i r s t o f t h e s e w i l l be d e a l t w i t h. t i o n o f the r e l i g i o u s , community.. a fte r a descrip. f i n a n c i a l and a d m i n i s t r a t i v e o r g a n i s a t i o n o f the. The s e c o n d , t h e i d e o l o g y o f the imamate, has a l re a d y been. p a r t ia l ly described,. i n terms o f i t s. h isto rica l origin .. how ever,. t h e imami s the. d i r e c t male d e s c en d a n t o f A l i and. to s ay t h a t. Fa tim a , and t h u s o f the p r o p h e t . arises.. I t i s not enough,. The q u e s t i o n o f the s t a t u s o f the imamate. How d i d I s m a i l i s r e c o n c i l e the o f f i c e o f imam w i t h i t s w o r l d l y ,. much-married, A n g l o p h i l e ,. r a c e - g o i n g former incumbent?. How w e l l di d t h e y. make the t r a n s i t i o n to h i s young s u c c e s s o r (whose appoin tment was a s u r p r i s e to I s m a i l i s , who had e x p e c t e d P r i n c e Aly Khan to s u c c e e d ) ? I s m a i l i r e l i g i o u s t e a c h i n g has to overcome t h e s e q u e s t i o n s and problems i f i t i s to make the imamate c r e d i b l e .. In East A f r i c a th e I s m a i l i s have. been a b l e to b r i n g t h e i r d o c t r i n e s i n t o the c l a s s r o o m , schools.. i n the community. Even i n t h e most e l e m e n t a r y o f s c h o o l t e x t b o o k s , o f which a. s e r i e s i s p u b l i s h e d i n G u j a r a t i by the I s m a i l i A s s o c i a t i o n f o r A f r i c a ,.

(27) -. 26. -. t h e r e i s a c l e a r c h r o n o l o g i c a l d i s t i n c t i o n made be tw ee n t h e t h e o l o g y o f I s m a i l i s m and th e h i s t o r y o f the imamate. most e l e m e n t a r y b o o k s . noo r) o f A l i ,. The t h e o l o g y comes f i r s t ,. i n the. In some d e t a i l i t d e a l s w i t h t h e s a c r e d l i g h t. (the. and w i t h i t s r e l a t i o n s h i p t o t h e imam, a r e l a t i o n s h i p which. the f o llo w in g passage i ll u m in a t e s . The a l l - r e v e a l i n g l i g h t o f A l l a h has e x i s t e d s i n c e t h e c r e a t i o n o f the U niverse. For t h e e n l i g h t e n m e n t o f the w o r l d t h i s h o l y l i g h t became t h e pro phe t Adam. From Adam t h i s pure e n l i g h t e n i n g l i g h t p a s s e d from s o u l t o s o u l i n t o our f i r s t imam, M u r t z a l i . Then from f a t h e r to s o n , g e n e r a t i o n b}' g e n e r a t i o n , up t o our p r e s e n t 48th imam, Maulana S u l t a n Mohamed Shah, t h e s a c r e d imam, t h i s j ie r c i n g o m n i s c i e n t l i g h t has been m a n i f e s t e d i n the w o r l d . Enemies make c o n s t a n t e f f o r t s to douse the h o l y l i g h t , but t h e y are u s e l e s s , f o r t h e s a c r e d flam e w i l l never be hi dd e n nor e v e r put o u t ; i t w i l l be p e r p e t u a l l y m a n i f e s t i n the w o r l d u n t i l the end, and w i l l remain u n t i l t h e day o f judgment. When an imam i s about to d i e , he h i m s e l f hands o v e r t h e l i g h t which i s w i t h i n him to h i s h e i r . J u s t as from one f la m e a n o t h e r i s l i t , so each imam has an h e i r i n whom, g e n e r a t i o n by g e n e r a t i o n , th e h o l y l i g h t i s incarnated. We Imami I s m a i l i s , f o l l o w e r s o f the p r e s e n t imam, h o l d s a c r e d the h o l y l i g h t which burns b r i g h t l y i n our imam. In i-he h o l y d u ' a , a t the time when we p r o s t r a t e o u r s e l v e s , we s a y , 'Ac c ep t our p r a y e r s , Noor Maulana S u l t a n Mohamed Sha^ imam,1 as we bow down. Our I s m a i l i f a i t h i s th e f a i t h which g i v e s a t r u e u n d e r s t a n d i n g o f the holy l i g h t . Whom God l o v e s he e n l i g h t e n s through th e n o o r , and he k e e p s t h i s h o l y l i g h t f o r e v e r p r e s e n t i n she wor ld th rough the imam. We do not p r o s t r a t e o u r s e l v e s b e f o r e t h e p h y s i c a l body o f t h e imam, but b e f o r e the s a c r e d l i g h t . T h i s i s a f a i r l y unanibiguous s t a t e m e n t , and a. str o n g one.. d i s t i n c t i o n be tw ee n t h e p h y s i c a l imam and the. s a c r e d l i g h t w i t h i n him,. which p r e c e d e s and s u r v i v e s him.. Nevertheless,. i s the a u t h o r it y r e p r e s e n t in g the. 1e n l i g h t e n i n g l i g h t 1.. i t s e l f t h e s e d i s t i n c t i o n s become a l i t t l e. I t draws a c l e a r. d u r i n g h i s imamate th e imam In the du ' a. blurred.. Q A l y , 0 Muhammad, 0 A l y . 0 our p r e s e n t Imam, 0 our Lord, from you is my s t r e n g t h and you are my support and on you I r e l y . 0 Ye who i s a p p a r e n t , 0 Ye who i s p r e s e n t i n a l l e x i s t e n c e . 0 ISoulana Shah Karim a l - H u s a y n i , you are the t r u e apparent Imam, to y o u r name p r o s t r a t i o n i s due. ( E n g l i s h t r a n s l a t i o n by the I s m a i l i a A s s o c i a t i o n o f P a k i s t a n ) . El se wh er e i n t h e d u ' a t h e imam i s d e s c r i b e d as au th ority'.. 'the evidence of (God's). Another p a s s a g e app ea rs to e qu a t e him w i t h Aly -.

(28) -. 27. -. There i s no d e i t y e x c e p t A l l a h , Muhammad i s the m es s e ng e r o f A l l a h , Al y, t h e m a s t e r o f t h e b e l i e v e r s , i s from A l l a h , (a n d he i s ) our Lord Moulana Shah Karim a l - H u s a y n i , t h e p r e s e n t Imam, i n whose name p r o s t r a t i o n i s due. (it. s h o u l d be p o i n t e d out t h a t th e e x p r e s s i o n ' p r e s e n t imam1 i n E n g l i s h. i s a nea t f o rm u l a , f o r i t i m p l i e s b o t h s e n s e s o f the word ' p r e s e n t ' ;. none. t h e l e s s u n l e s s t h e c o n t r a r y appear ed i t s primary meaning would be ' p r e s e n t i n t h e w o r l d ' , as oppo se d to. ' i n o f f i c e at the m o m e nt '.). I n e f f e c t t h e imam i s a m a t e r i a l i s a t i o n o f t h e no or . i n him.. More, he sp e a ks w i t h i t s f o r c e .. I t i s incarnate. As I s m a i l i s s a y when reminded. t h a t t h e y pay. no a t t e n t i o n t o the Koran, 'Ke ( t h e imam) i s our. K o ra n '.. 'Holy f i r m a n ' ,. d e f i n e d i n the c o n s t i t u t i o n as 'any pronouncement, d i r e c t i o n ,. o r d e r or r u l i n g made or g i v e n by Mowlana Hazar Imam t o t h e community i n any Jaraatlohana or any communication from Mowlana Hazar Imam s p e c i f i e d as a Holy Firman' , c o n s t i t u t e. the mandatory, i n f a l l i b l e a r t i c u l a t i o n o f th e noo r.. An i n s p e c t i o n o f an I s m a i l i jamatlchana t e n d s to d r i v e home the s p e c i a l s e n s e i n which the imam i s a human b e i n g , f o r the a u s t e r i t y o f the room w i l l be r e l i e v e d o n l y by a m u l t i t u d e o f phot ographs o f t h e imam. several siz e s. and v a r i o u s l y p l a c e d .. e n l a r g e d more. or l e s s .. Yet the y a r e a l l the same ph ot og ra ph ,. T h is d i z z y i n g r e p e t i t i o n makes an ik o n o f a r e p r e s e n . t a t i o n ; t h e image c o a g u l a t e s i n t o a d e v o t i o n a l o b j e c t . the imam, he h i m s e l f i s. These w i l l be o f. that ikon.. In th e p r e s e n c e o f. He i s th e m a t e r i a l f o c u s o f t h e i r. w o r s h i p , but he a l s o sp ea ks and t h i n k s and works* he i s the ' m a s t e r o f the b e l i e v e r s '• Thus the a b s o l u t e a s c e n d e n c y o f the imam as r e l i g i o u s l e a d e r and h i s u n f e t t e r e d power to d i s p o s e o f community p r o p e r ty put him i n a p o s i t i o n , he so w i l l s i t , whole.^. if. to a t te m p t t o w e l d h i s f o l l o w e r s i n t o a c o h e r e n t , u n i f i e d. But t h e s e l e g a l and d o c t r i n a l f a c i l i t i e s by no means gu a r a nt e e. s u c c e s s , f o r the s o u r c e o f common p r o p e r t y i s the community, and t h e law e q u a l l y p r o t e c t s them from f o r c e d a p p r o p r i a t i o n .. In t h i s l i e s the adv antage. the E a st A f r i c a n I s m a i l i s have e n j o y e d ov e r o t h e r I n d i a n s t h e r e .. It is. s a i d t h a t a t one s t a g e the I t h n a A s h a r i y a s a t t e m p t e d to f o l l o v / t h e i r example, but t h a t when t h e Shah o f P e r s i a d e c l i n e d t o p l a y a r o l e p a r a l l e l 1.. See a l s o the a p p e n d ix ..

(29) -. 23. -. t o t h a t o f t he imam t h e y fo und t h e m s e l v e s un ab le to c a r r y on - f a c t i o n s developed,. and r i v a l c o u n c i l s p r o c l a i m e d t h e i r own l e g i t i m a c y .. may be an e le m e n t o f I s m a i l i s l a n d e r i n t h i s i t o f a p r e s e n t imam o v er a c o n c e a l e d imam.. does i l l u s t r a t e. In some ways i t. Though t h e r e the a dv a n t a g e s. i s the imamate. which i s th e most s t r i k i n g f a c t o r common to th e comm uni tie s i n E a s t A f r i c a and B r i t a i n .. Yet t h e g r e a t d i f f e r e n c e s between the two s e t t l e m e n t s i l l u s . tr a te the l im i t a t i o n s of the i n s t i t u t i o n s de ter m in e what i t can make o f them.. the m a t e r i a l s upon which i t works.

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