EFFECT OF SPATIAL PRIMING ON AFFECTIVE CONCEPTS ACCESS: A LEXICAL DECISION AND REACTION TIMES STUDY
by
Ernesto E. Guerra
A Master’s thesis submitted in partial fulfillment of the requirements for the degree of
Master of Science in Clinical Linguistics
at the Joint European Erasmus Mundus Master’s Programme in Clinical Linguistics (EMCL)
UNIVERSITY OF POTSDAM
January, 2010
EFFECT OF SPATIAL PRIMING ON AFFECTIVE CONCEPTS ACCESS:
LEXICAL DECISION AND REACTION TIMES STUDY
Ernesto E. Guerra
Under the supervision of Robin Hörnig at the University of Potsdam and
Laura D’Odorico at Universita degli Studio di Milano-Bicocca
ABSTRACT
Background: The organization of the human conceptual system is a central issue for cognitive sciences. Conceptual Metaphors Theory, proposed that this system is fundamentally metaphorical, based on the description of linguistic data that systematically linked concrete concepts with abstract ones. However, advances in neurosciences and cognitive psychology confronted the theory with new challenges. Intending to inspect two aspects that still controversial; the psychological reality and the cross-linguistic validity of conceptual metaphors, the present study examines the relation between verticality and affective concepts.
Methods: A spatial concept (verticality) was primed before words with positive and negative
affective information (valence) were presented. A sample of 41 participants performed a
lexical-decision task in Spanish with, while reaction times were recorded. Results: Statistical
analysis showed a significant interaction effect between position and valence, in a way that
was coherent with the description provided by conceptual metaphors. Discussion: The
findings of the present study give support to the main assumptions of this theory. However,
they demonstrated as well that this field of investigation is far to a conclusion and further
developments with appropriate research approaches can still deliver helpful information for
central questions in cognitive sciences.
ACKNOWLEDGMENTS
I would like to give special thanks to all participants at Universität Potsdam and at Max
Planck Institute of Molecular Plant Physiology in Golm, that participate voluntarily in this
study, in particular to those that selflessly build up human links in order to help me achieve
my purposes. To them I owe the success of this project. I also would like to thank to Robin
Hörning for his valuable help during the experimental design and data analysis, to Claudia
Gil for her indispensable comments on early versions of this thesis and finally to all the
Faculty of the European Master in Clinical Linguistics in Milan, Groningen and Potsdam for
their warm support, encouragement and advisement.
TABLE OF CONTENTS
ABSTRACT……….. iii
ACKNOWLEDGMENTS………. iv
LIST OF TABLES……….vii
LIST OF FIGURES……….……….. viii
1 Chapter 1: Introduction 1.1 Background……… 1
1.2 Research Focus……….. 3
1.3 Overall research aim and individual research objectives……….. 4
1.4 Value of this Research………... 5
1.5 Outline Structure……… 5
2 Chapter 2: Literature Review 2.1 Introduction……… 8
2.2 Conceptual Metaphors Theory and the Cognitive Linguistics: Theoretical and Epistemological Context……….. 9
2.1.1 The Two Commitments………. 9
2.3 Toward a Neural Theory of Language: Psychological Reality………..12
2.4 Conceptual Theory of Metaphors………... 14
2.4.1 Target and source: directionality, hiding-and-highlighting, and entailment………...16
2.4.2 Metaphor systems and image schemas: inheritance relations and invariance………. 17
2.4.3 Primary Metaphors and a Neural Theory of Metaphors……… 20
2.5 Summary……… 27
3 Chapter 3: Experimental Approach to Conceptual Metaphors 3.1 Introduction………29
3.2 Experimental Background on the Study of Conceptual Metaphors……….. 29
3.3 Verticality and Emotional Conceptual Metaphors……….35
3.4 Preview of the Study………..39
3.5 Summary……… 41
4 Chapter 4: Research Methods and Empirical Findings
4.1 Research Methods...………42
4.1.1 Participants……….42
4.1.2 Materials……… 43
4.1.3 Procedure………... 44
4.1.4 Research Hypothesis………. 45
4.2 Empirical Finding……….. 48
4.2.1 Framework for Data Analysis………48
4.2.2 Statistical Analysis of the Data……….. 50
5 Chapter 5: Conclusions and Discussion. 5.1 Introduction………52
5.2 Empirical Research Finding Interpretation………53
5.3 Summary of Findings and Conclusions………. 56
5.3.1 Objective 1: The emerging context Conceptual Metaphors……….. 57
5.3.2 Objective 2: The psychological reality of HAPPY IS UP and SAD IS DOWN ………... 58
5.3.3 Objective 3: Experimental Approach to HAPPY IS UP , SAD IS DOWN in Spanish……… 59
5.3.4 Objective 4: The validity of metaphorical properties ………... 60
5.3.5 Synthesis of Literature and Experimental Findings………...61
5.4 Embodied Cognition and Affective Conceptualization………. 62
5.5 Final Remarks……… 65
REFERENCES……….66
APPENDIX Appendix A: Word and Pseudo Words………..75
Appendix B: Instructions………... 77
LIST OF TABLES
4.1 Summary of factors’ facilitation effects...…... 47
5.1 Summary of average responses latencies………... 55
LIST OF FIGURES
4.1 Possible scenarios for different factors’ contribution ………... 48
4.2 Lexical Decision Latencies for Words………...50
Chapter 1: Introduction
1.1 Background
As simple as it could sound, just by observing people’s use of everyday language one can realize that it is frequently metaphorical. We use a wide range of expressions such as “I feel up today” to communicate that “today I feel happy”, or “he fell into a depression”, when we want to express that someone is affected by a mood disorder. Generally speaking, we make use of metaphorical expressions whenever we are able to understand one concept (object, subject, experience, etc) in terms of another concept; in other words X is Y, which entails a fundamental pragmatic communicative value (Reddy, 1979). For example, when we want to transmit an abstract complex concept, for instance affectivity, we use more concrete concepts, such as temperature (e.g. she is very warm, but her husband seems to be a cold person). One dimension of human experience in which people use a lot of metaphorical
expressions is the emotional world, and this is because it is usually highly complex and, therefore, hard to express in a few simple words. Figurative language helps to effectively communicate and share our internal states with others.
One well known and influential approach to the study of metaphors is the Conceptual
Metaphors Theory (CMT) by Lakoff and Johnson (1980b, 1999). From this perspective, the
extensive use of metaphorical expressions reflects that the human conceptual system itself is fundamentally metaphorical. It contains metaphorical and nonmetaphorical concepts.
Metaphorical concepts are abstract and complex and they are understood in terms of other concepts, as in the former example affectivity is temperature. On the simple equation X is Y, where X recalls a source domain and Y a target domain; metaphorical concepts are the target domain. Nonmetaphorical concepts instead, cannot be understood in terms of other concepts.
They emerge early in development directly from highly recurrent sensoperceptual experiences; they are source domains (Lakoff and Johnson, 1980a).
CMT is a theory among Cognitive Linguistics, a framework concerned with the relationship between human language, the mind and socio-physical experience (Evans, 2009).
From this framework, it is argued that thinking (and language as its manifestation) is highly dependent on perceptions, actions and experience; the embodied hypothesis. Human body, consequently, should play a crucial role in influencing and constraining human cognition (Hurtienne, 2009; Zlatev, 2007). CMT, and Cognitive Linguistics, appears to be strongly associated with Embodied Cognition framework. It describes metaphors not only as a speech figure, but indeed a figure of thought. Abstract concepts, for instance emotions like happiness or sadness, are mentally represented and structured in terms of metaphors (Gibbs
and Steen, 1999). Those recurrent meaningful body-based concepts are brought and extended to abstract thought by means of metaphors (Johnson, 2008).
Although CMT has demonstrated to be an influential and robust theory, there are still
some detractors (Keysar, Shen, Glucksberg & Horton, 2000) and critics (Murphy, 1993,
1997). In addition, it also had confronted changes on its foundation thanks to empirical
(Feldman & Narayanan, 2004) and theoretical advances (Grady, 1997). This means that on
one hand, CMT is still a controversial theory. On the other hand, it means that CMT has
showed itself as a theory which has been capable of enriching itself from new findings
(Gallese and Lakoff, 2005). In this sense, Conceptual Metaphors Theory has had to deal with two main sources of challenge, the neural networks approach and the cognitive-behavioral approach to the study of language. The major question arising from these two trends is about the psychological reality of the metaphorical organization of human conceptual system.
1.2 Research Focus
As exemplified above, emotional states are often communicated metaphorically. They can be expressed in terms of temperature, distance, brightness, even flavour and verticality among other source domains. The present study addresses the relation between affective concepts and spatial cognition. More concretely it concentrates on the primary metaphors
HAPPY IS UP, SAD IS DOWN . Albeit early described by Lakoff and Johnson (1980b), this topic has only lately being studied from a behavioral approach (Meier & Robinson, 2004, 2006). Following Joseph Grady, the enterprise of testing the cognitive reality of the mapping described by CMT is of great importance for Cognitive Linguistics, since it considers the study of language as a way to access to other cognitive functions (Generalization Commitment, see section 2.1.1). The systematic and predictable association between concepts in linguistics expression shows connection on some levels of understanding (see Lakoff, 1987), but “evidence from experimental psychology also helps confirm the cognitive reality of conceptual metaphors” (Grady, 2007: p. 196).
For example, Meier and Robinson (2004) designed a set of experiments that
emphasizes the theory of conceptual metaphors in a reaction times paradigm. Their results
give support to various concepts of the theory. However, in a subsequent article the same
authors suggest that “Although the studies reviewed [,] provide support for the metaphorical
representation of affect, there is plenty of room for future work [and] future research may
also seek cross-cultural verification” (Meier and Robinson, 2005: p. 253). Consequently,
weather as corroboration or as the exploration of new aspects of it, the study of the
relationship between affectivity and verticality within the framework of Cognitive Linguistics is still necessary.
Two main current challenges for research on CMT are to confirm the psychological reality of metaphorical conceptualization and then to explore the cross-linguistic validity of them. The implementation of a behavioral paradigm in Spanish that tests this hypothesis, should deliver valuable information to contribute to answer both fundamental questions. The present study is intended to evaluate the primary metaphors concept and some key principle within CMT. In addition, it aims to be a suitable contribution to the notion of embodied cognition.
1.3 Overall research aim and individual research objectives
The main objective of the present study is to examine the psychological reality of conceptual metaphors and its cross-linguistic validity. In order to do that is crucial to use a suitable methodology approaching. First of all, the review of relevant theoretical and empirical literature is necessary to provide an adequate background to understand the main objective. Subsequently, a sound experimental approach is needed to collect reliable data that shed some lights on these questions. Therefore, a lexical- decision task in with reaction times measures was implemented. A description of the specific objectives that appear to be highly relevant to achieve the aim of the research is given as follows:
OBJECTIVES OF THE STUDY
1 Describe the context in which Conceptual Metaphors Theory was developed.
2 Examine the psychological reality of primary metaphors of affect and vertical spatial perception.
3 Explore the interaction between affect conceptualization and verticality in Spanish.
4 Evaluate the validity of Conceptual Metaphors’ description of metaphorical properties and primary metaphors.
5 Illustrate the role that embodied cognition plays in the affective
conceptualization system.
A review of relevant literature situates the reader in an adequate position to understand the main assumptions and purposes of the Conceptual Metaphors Theory.
Objective 1 is aimed to provide of this ground. Objectives 2 and 3 worked as the operationalization of the main research objective providing access to the two central problems in question. Objectives 4 and 5 are more specifically orientated. Objective 4 orientates the analysis of the empirical data while, and finally Objective 5 should be achieved by the critical valuation of the results.
1.4 Value of the Research
On one hand, as it has been outlined and is described in more details in the following chapter, CMT is not free of controversy, and research groups within the framework and Cognitive Linguistics, insist on the necessity of more research on the topic. On the other hand, the latest study on affective concepts and its relation with verticality appears to be unclear still, and is hard to generate strong conclusion over the available data. The value of the present research is that it addresses both mentioned points. First, it is an empirical approach to CMT, in a widely spoken language that has been not yet analyzed in this domain thus it moves towards a cross-cultural comparison. Second, it implements a sound experiment design intended to generate reliable data on the way of exploring the relation between affect conceptualization and verticality.
1.5 Outline Structure
Chapter 1: Introduction
This chapter provides the reader with background information on some of the current
study of metaphors, including illustration of the importance of this topic for linguistic and
cognitive research, a relevant approach to it and its open questions. The focus of this research
is discussed and justified and the overall research aim and individual research objectives are identified. At the end, the possible contributions of this study are briefly commented.
Chapter 2: Literature Review
Chapter 2 presents an examination of the relevant literature on the cognitive study of metaphors, concentrating in three main issues: the epistemological context in which the theory of conceptual metaphors emerged; the psychological reality of this linguistic recurrence; and the main assumptions that give support to the theory. It provides a historic overview of the theory, highlighting improvements and current challenges.
Chapter 3: Experimental Approach to Conceptual Metaphor
As a necessary complement of the previous one, this chapter presents an experimental review. It provides a general view of experimental approaches to conceptual metaphors and
an in-depth review of the experimental study of the relation between affective conceptualization and verticality. At the end, Chapter 3 provides a study’s preview, aimed to
draw the fundamental connection between relevant methodologies and current questions.
Chapter 4: Research Methods and Empirical Findings
A detailed description of the participants, material and procedures is supplied, followed by consistent hypothesis concerning potential outcomes. Before the review of the main empirical findings, a framework for data analysis explaining the necessary steps to provide a statistical conclusion is given. The second part of Chapter 4 reports on the findings from the experimental research, which is intended to provide a dense account of the statistical result.
Chapter 5: Conclusions and Discussion
The last chapter is aimed to tackle Objectives 4 and 5 of the present thesis. It begins
with the interpretation of the empirical findings that provides a theoretically coherent account
for the results. Consequently, a summary of findings and conclusions supplies an overview of
the results for each individual objective, in addition to an integrative conclusion at the end.
The account for individual results offers substantial arguments to discuss CMT assumptions and to depict the connections between embodied cognition and affective conceptualization.
At the end, some final remarks on the main conclusion of the study work as a reflection about
the impact of the results and further possible steps.
Chapter 2: Literature Review
2.1 Introduction
The present literature examination is intended to revise three main levels: a) the paradigmatic context in which CMT emerged, b) the central theoretical assumptions and concepts, and c) some of the remaining questions within the theory. Chapters 2 and 3 focus on the first two objectives of the present research. Therefore, they offer the theoretical bases for the correct empirical approach to address the Objectives 1 and 2.
This review contributes to the study by presenting an up-to-date assessment of the
state of art in metaphors research from a logical and focused perspective, particularly from an
embodied and cognitive perspective. The most important aspects of theory and paradigm are
described. Moreover, a critical in-depth evaluation of the relevant research on the area is
presented. First, it examines in which levels the psychological reality of conceptual
metaphors has found support, and in which levels is still in need of being revised. Second, the
review explores the research made in these levels, from a cross-linguistics perspective. At the
end, this revision provides a synthesis of what has been done and what is needed to be done in the field, by exhibiting the crucial issues and plausible answers, articulating the justification of the present empirical research study. In order to achieve all these purposes, the literature review starts with the description of the main framework in which Conceptual Metaphors Theory is situated: Cognitive Linguistics.
2.2 Conceptual Metaphors Theory and the Cognitive Linguistics: An Epistemological and Theoretical Context.
Cognitive Linguistics is an interdisciplinary approach to the analysis of natural language that treats it as an instrument for organizing, processing and conveying information.
It is distinguished from other approaches to natural language for studying the formal structures of language not as autonomous and independent processes, separated from cognition, but instead as expression of more general conceptual organization, categorization principles, processing mechanisms, and experiential, environmental and cultural influences (Geeraerts & Cuyckens, 2007). As an interdisciplinary framework on language research, it has been always influenced by other cognitive sciences, especially by cognitive psychology (Evans, 2009). It has demonstrated to be highly tolerant towards both internal variety and external interaction. It is concerned with the relations between cognition and social, psychological, pragmatic and discourse orientated dimensions of language (Ruiz de Mendoza and Peña, 2005). All these trends convey the importance that Cognitive Linguistics attributes to conceptual and experiential basis of linguistic categories which appears to be relevant for the present study.
2.2.1 The Two Commitments
Cognitive Linguistics does not intend to present itself as a single theory, but rather as
flexible framework for the study of language. Nevertheless, theoretically speaking, any strand
of Cognitive Linguistics should be guided by two fundamental principles or “commitments”
after Lakoff (1990, 1991). The first is the Generalization Commitment, which essentially goes against the understanding of “modules” of language, independently organized in significant different ways such as phonology, syntax and semantics. It recognizes that this division might be useful for practical purposes and that in fact, the study of syntactic organization involves slightly different cognitive and linguistic phenomena than the study of phonological organization. However, these formal approaches explicitly hypothesize that they are mechanical devices that operate these subsystems in order to produce the complete set of linguistic possibilities in a given language (Lakoff, 1990, 1991; Evans and Green, 2006). Instead, Cognitive Linguistics posits that different areas of human language share organizing principles. For example, as mentioned above, metaphor entails the equation X is Y, therefore this phenomenon is a meaning extension, but, should it be exclusive material of
“lexical-semantic domain”? As Goldberg (1992) illustrates, metaphors appear in other
“modules” as well, namely in syntax: The case of ditransitive construction generally requires a volitional AGENT in subject position, because it expresses an intentional transfer (Goldberg, 1992). Even so, the following instances show a non-volitional AGENT in subject position.
(1) a. [
NPThe sun] gave me a beautiful day.
b. [
NPThis thesis] gives you a new perspective.
As it can be seen, this ditransitive construction uses objects in the subject position and still is both, grammatical and semantically, correct.
The second principle is the Cognitive Commitment. Language and linguistic
organization must reflect general cognitive principles, and not only specific cognitive
principles for language. In this sense, it is crucial that linguistic structure principles follow
findings on human cognition in the other cognitive sciences (Lakoff, 1990, 1991), namely
cognitive psychology, neurosciences, philosophy and artificial intelligence and subdisciplines
(Varela, Thompson and Rosch, 1991). As in the first commitment, which rejected a modular
theory of language, the second rejects a modular theory of mind. This formal theory states
that the organization of human mind is based on different independent subsystems of knowledge, language among others. If modules should serve as sensorial input filters for a central cognitive system, which involves reasoning, deduction, and so forth, so it can process that information (Evans and Green, 2006), an approach that goes along with the embodied thesis does not agree with a modular view.
Cognitive Linguistics affirms that “metaphor is a matter of thinking, not a matter of language […] and allows one to reason about, not just talk about, one thing in terms of another” (DesCamp, 2007: p. 21) and supports this understanding on extensive evidence.
This view of many aspects of our cognition as essentially metaphorical has been strongly influential (see Gibbs, 2008; Kövecses, 2006). For example, we conceptualize emotions in terms of verticality (Meier and Robinson, 2004, 2006). A schema of emotion as such, describes someone who is happy in an upper position than someone who is sad, who is metaphorically located down (or falling, or in a hole). Therefore emotions, or at least some aspects of it, are conceptualized metaphorically and represented non-linguistically in terms of the conceptual metaphors HAPPY IS UP and SAD IS DOWN. Being emotions such a complex phenomena, there are multiple ways to refer to them ( GOOD IS BRIGHTNESS , Meier, Robinson and Clore, 2004) depending on what type of emotion we experience ( ANGER IS THE HEAT OF THE FLUID IN A CONTAINER , Kövecses; 1986) and the cultural constrains (Kövecses, 2000, 2003), nevertheless all of these ways to communicate our affective internal state are metaphorical. The present study concentrates in two conceptual metaphors mentioned above:
HAPPY IS UP and SAD IS DOWN.
Why should one ascribe to this approach? The first advantage of approaching the
study of language from Cognitive Linguistics is that they are profoundly compromised with
the empirical study of language. This means that no a priori assumptions about the nature of
its object of study are made. Instead, it treats its judgments as empirical matters. The second
benefit is its interdisciplinary nature. In this sense, Cognitive Linguistics is constantly enriched by findings in cognitive and developmental psychology, cognitive anthropology, neurobiology, and so on (Lakoff, 1991). On one hand, this exercise helps to have an up-to- date state of art in the field. On the other hand, it promotes the integrative research and gives linguistics a deserved place within cognitive sciences. Following these two strong reasons, it is assumed that this framework is appropriate to address the current research problem.
Cognitive Linguistics approaches, and more specifically Conceptual Metaphors Theory, based their claims on empirical findings. It is open to engage in integrative and interdisciplinary explanations and it goes along, theoretically and empirically, with the embodied hypothesis. All this together make it possible to achieve models of human language that are psychologically, socially and biologically coherent with each other. The following section describes the paradigmatic viewpoint and the “evolutionary path” of the CMT.
2.3 Towards a Neural Theory of Language: The Psychological Reality.
In 1980, George Lakoff and Mark Johnson released Metaphors that We Live By, an influential book that changed profoundly the existing understanding of metaphors. In terms of the paradigmatic change, they criticized the assumption that most of our thinking is literal and directly corresponding to the external world. Instead, they proposed that we construct meaning in and through the language, and that this is a reflection of our experiences as a whole (Geeraerts, 2006). This distinction is important as evidence of the transition from first generation to second generation cognitive science in linguistics (Lakoff and Johnson, 1999).
In cognitive science, there is a separation between disembodied and embodied paradigms.
Early cognitive science assumed a dualistic perspective in which the mind is disembodied
and defined by its formal structures. Contrary, second generation cognitive sciences assume a
embodied approach to the mind, therefore recognizing the significant function of body and
experience in all aspects of meaning and in the structure and content of human thought
(Varela et al., 1991). According to Rohrer (2007), this strand of Cognitive Linguistics, the cognitive semantics approach to the study of metaphors or CMT is, in this sense, specially associated with the Embodiment Hypothesis.
Historically the concept of Embodiment has had different uses. Referring to the embodied hypothesis in its broad sense it could be said that it has two main characteristics.
First, it considers that the conceptual and linguistic human system is grounded in our human
physical, cognitive and social embodiment; second, although it is recognized that such a
theoretical claim is difficult to prove to be true or false with one research or experiment, the
embodied hypothesis intends always to be an empirical hypothesis. These two aspects lead to
the use of a great variety of the term “embodiment”, for example, following Rohrer (2007)
there must be at least twelve ways to refer to embodied cognition. Naturally, it is not the
purpose of the present study to determinate which of these uses is the most appropriate (in
fact that is highly dependent on the purpose of any particular research project). With a
practical purpose, these definitions can be divided in two main domains or sense of use. The
first group considers Embodiment as the bodily substrate: more orientated to physiological,
neurophysiological and neurocomputational substrate. The second contains all definitions
where Embodiment is considered broadly experiential: more orientated to context, culture
and history of the languages’ speakers. Good research in Cognitive Linguistic frame would
include at least these two levels, providing a non-reductionist way to join them (Rohrer,
2007). However, not all definitions can be clustered that radically. For instance, two
important notions can be merely put in both levels and even work complementary. One is
Embodiment accompanying developmental changes, which refer to the constant ontogenetic
process that every being goes through (MacWhinney, 1999; Tomasello, 2003). The second is
the Embodiment accompanying evolutionary changes, linked to the human phylogenetic path
(Tomasello, 2008); they both involve neurophysiological substrate and environmental constrains as well.
The present project included one of each level in order to fulfill Tim Rohrer’s requirement for good research. From the first sense of use, Embodiment is taken as referring to neurocomputational model of language (Feldman, 2006; Gallese and Lakoff, 2005). This level appears to be particularly relevant for the interaction of conceptual metaphors and spatial language. Following Feldman and Narayanan (2004), a neural network of abstract nature is embodied since it uses as its input-structures, outputs from other embodied neural networks that are better understood, and commonly those are perceptual modalities. The examination of on-line behavioral data implies the assumption that the underlying process is a neural process and therefore can provide information of associated neural network (Elman, 1991, 1993). From the second dimension, Embodied is understood in relation to the Social and Cultural Context in which cognition, body and language are immersed. This level is represented by the influence of historical events on individual learners, institutions and cultural artefacts; the examination of a widely observed linguistic phenomenon in a less studied language can contribute to this point.
From the specific epistemological perspective brought by the embodied hypothesis, the inclusion and consideration of these different levels is a way to address the ongoing organism-environment interaction, therefore seriously addressing their psychological reality them (Johnson and Rohrer, 2007). After having portrayed the epistemological scenario, the following subsection describes the main assumptions and principles of the Conceptual Metaphors Theory.
2.4 Conceptual Metaphors Theory.
Undoubtedly, the origins of human conceptualization are central in cognitive sciences.
Of the same interest is the question about how are we capable to communicate and actually
share our internal conceptual world with other humans. Lakoff and Johnson (1980b, 1999) postulate that conceptual systems are fundamentally metaphorical, since abstract concepts (target Y) are defined and understood in terms of other concepts (source X; X is Y). But what are these “other” concepts? Nonmetaphorical concepts have their origin in purely senso- motor knowledge, which is to say pure experience. They are images schemas, a dense redescription of perceptual experience intended to map spatial structures onto abstract structure (Oakley, 2007). They cannot be use as target because they are defined in their own terms. Lakoff and Johnson (1980a) gave a description of at least, three dimensions in which nonmetaphorical concepts can be clustered: a) spatial orientations, which include notions as
UP-DOWN, IN-OUT, NEAR-FAR , and FRONT-BACK; b) ontological concepts, like ENTITY, SUBSTANCE, PERSON , and CONTAINER; c) structured experiences and activities, including
EATING, MOVING and TRANSFERRING OBJECT FROM PLACE TO PLACE.
Contrary to nonmetaphorical concepts, metaphorical concepts are not fixed. They are creative, rich and flexible, although topologically limited. With a schematic purpose, it can be said that these nonmetaphorical levels, described above act like based for three types of
METAPHORICAL concepts: a) orientational metaphors b) ontological metaphors and c) structural metaphors. These three groups offer a wide number of metaphorical uses. For instance, in a) we found HAPPY IS UP, SAD IS DOWN (of which examples appeared above) ; MORE IS UP, LESS IS DOWN and FUTURE IS IN FRONT, PAST IS IN THE BACK.
(2) a. The amount of money in your account is going up (or down).
b. My birthday is only two weeks ahead (or away).
c. This movie takes me back in time.
While in b) we observe that THE MIND IS A MACHINE (ENTITY), VITALITY IS A SUBSTANCE, INFLATION IS AN ADVERSARY (PERSON) , and VISUAL FIELDS ARE CONTAINERS.
(3) a. My head is not working very well.
b. She is full of vitality.
c. The inflation is strong but it will not defeat us.
d. The land came into the captain’s view.
Finally, c) presents us structural metaphors like UNDERSTANDING IS SEEING or LIFE IS A JOURNEY (Lakoff and Johnson, 1980a, 1999; Lakoff and Turner, 1989; Grady, 2007).
(4) a. Now I can see what you mean.
b. His life turned into a new direction
What have been described are just some instances, among many, of common use of metaphorical expression in terms of corresponding nonmetaphorical concepts. These all come from conversational analysis and corpus data analysis. The following two sections describe some of the main concepts and principles among the theory.
2.4.1 Target and source: directionality, hiding-and-highlighting, and entailment.
So far the concepts of TARGET DOMAIN and SOURCES DOMAIN have been mentioned quite a bit. Nevertheless, an important aspect has not been remarked yet: the directionality of metaphors. This principle states that metaphors can map a structure from a source domain to
a target domain but not reversely (Evans and Green, 2006). By mapping, what is meant is the projection of a frame, which is a detailed knowledge structure emerging from everyday experiences (Gentner and Markman, 1997). This reasoning can easily be illustrated with a few linguistics examples. Taking another prototypical conceptual metaphor one can say that
THEORIES ARE BUILDINGS , yet BUILDINGS ARE THEORIES does not apply. Using this metaphor the sentences in (5a) is easily understood, but it would appear odd and unusual to use it in the inverse sense like in (5b).
(5) a. Its foundations made it a strong theory.
b. The postulates of my house made it strong.
This example appeared to be clear-cut from a linguistic point of view; THEORIES ARE BUILDINGS . It is just that houses cannot be made of postulates. However, there are some other instances where this becomes apparently problematic. Let’s consider the conceptual metaphor
PEOPLE ARE ANIMALS , and ANIMALS ARE PEOPLE.
(6) a. The king of England is a lion.
b. The lion is the king of the jungle.
In (6a) and (6b) we observe that these metaphors seem to be correct in both directions; and they are. But in fact they are two different metaphors since they are based on different mappings. In (6a) the lion’s attributes, such as physical strength and aggressiveness are mapped onto the king of England to exalt his characteristics. In (6b) what is actually mapped onto the lion are the features that the royal title of king provides, such as being highly respected (or feared) and to have power over others (other animals in this case). It also involves another metaphors as JUNGLES ARE KINGDOMS, whereas the mapping corresponding to order and hierarchies, among other features. Same with KINGDOMS ARE JUNGLES , the features mapped are distinct; perhaps this kingdom is ruled by the law of the strongest.
As can be observed from the latter description, metaphors are much more complex phenomena than just X is Y. They involved generally a complex system of mapped structures and they convey a lot of information. This leads to two other important characteristics of metaphors. In addition to the explicit information, metaphors infer implicit knowledge carried out by the metaphorical mapping. These two levels of conveyed information give rise to the principle of hide-and-highlight. Metaphors always standout information that is more relevant or meaningful in a specific context but that is not all the information that it supplies.
Moreover, both hided and highlighted contents are metaphorical entailments. The metaphor
LION IS A KING entails that for example, JUNGLES ARE KINGDOMS implicitly , but explicitly that PHYSICAL STRENGTH IS SOCIAL STATUS and so forth. From this overt complexity another set of concepts emerge.
2.4.2 Metaphor systems and image schemas: inheritance relations and invariance
Since metaphors operate in complex ways and interact with each other, the result of
this interaction is a metaphor system. Metaphors systems are a set of schematic metaphorical
mapping that works in such manner that gives structure to more specific metaphors in a great
diversity. According to Lakoff (1993), this generates particular complex metaphorical systems, for instance, LIFE IS A JOURNEY. By means of this example, Evans and Green (2006) offer an illustrative decomposition of the individual metaphors contained in this metaphorical system as follows:
(7) a. STATES ARE LOCATIONS:
He is stuck in his adolescence.
b. CHANGE IS MOTION:
We better move on from this topic.
c. CAUSES ARE FORCES:
The lack of scholarship pushes him to find a job.
d. PURPOSES ARE DESTINATIONS:
She is arriving to the peak of her career.
e. MEANS ARE PATHS:
They go the exact way to succeed.
f. DIFFICULTIES ARE IMPEDIMENTS TO MOTION:
That problem on the experiment paralyzed my thesis for a while.
g. PURPOSEFUL ACTIVITIES ARE JOURNEYS:
At the end of the road, writing the thesis was a lot of fun.
The entailment of all of these metaphors by this event structured metaphor helps to comprehend it. At the same time it provides an extended meaning to utterances that engaged with it. This is because of the very nature of hierarchies of specificity on metaphorical structures. They are organized in a way that the more specific patterns are inherited in a more general one (Grady, 2007). All metaphorical expressions in (7) inherit structure from the metaphor LIFE IS A JOURNEY. As it could be inferred by (7g), even more specific metaphors can inherit its structure, and they entail a set of other metaphors as well.
(8) a. AN ARGUMENT IS A JOURNEY
She went on her reasoning from the beginning to the end.
b. LOVE IS A JOURNEY
We have got very far together, but I just ran out of gas.
c. A CAREER IS A JOURNEY
She is arriving to the peak of her career.
An important feature for metaphorical systems are images schemas. They were already defined as redescriptions of perceptual experience that map spatial structure onto abstract structure. According to CMT images schemas serve as sources domain for metaphorical mapping precisely because, since they emerge mainly from our objects’
manipulation, our perceptual interaction and our bodily movements through space, they are essentially meaningful structures in a pre-conceptual level (Johnson, 1987). For example, when people refer to the metaphor ANGER IS A BOILING FLUID LIQUID like in (9) , they do so motivated by the embodied experience of being angry, involving higher blood pressure and body temperature.
(9) a. English
He was filled with anger.
b. Chinese
Man qiang fen nu
“To have one’s body cavities full of anger”
c. Spanish
Él estaba lleno de ira.
“He was full of rage.”
Naturally, the presentation of this metaphor received influences from the cultural context and they are differently realized (Kövecses, 2000). Finding these expressions in such different languages and cultures (English, Chinese and Spanish) is strong evidence that there must be some source of relationship between the linguistic expression and bodily- experienced emotions. This is explained by another important principle of CMT, the invariance principle according to which the metaphorical mapping between source and target
should always go along with the topological structure (the image schema) of the target domain (Lakoff, 1990, 1993). As stated before, the mapping from one conceptual domain to other is a complex process that can be represented as X is Y, nevertheless not explained that way. Metaphorical mapping involves much more than just objects and shared characteristics;
it does involves contexts (physical, social and psychological environments), and events and
relationships (metaphorical entailments and inheritance relations) as well (Grady, 2007).
Therefore, all of these elements act to produce and constrain metaphors at the same time. As noticed by Feldman and Narayanan (2004), we all share the same semantic potential due to the same shared neural circuit and, at the same time, different languages explicitly label aspects of life in different way. But there is something saying what can be said and not said about those aspects, which works as a complexity barrier. Because metaphors are based on images schemas and, images schemas are based on the interaction of different perceptive channels that human from different cultures share, then metaphors should be flexibly shaped by culture but inescapably embodied.
Based on the described principles, CMT became an influential theory among Cognitive Linguistic and cognitive sciences, causing that many researchers and research groups kept studying issues on metaphors from a cognitive semantic perspective. CMT offered strong arguments for its account; however, some methodological and theoretical challenges stressed the theory. Next section describes the update of concepts and the computational approach to the study of metaphors that followed the second half of the ‘90s.
2.4.3 Primary Metaphors and a Neural Theory of Metaphors
After mid-‘90s, the classical version of CMT, suffered some modifications. This
update included some new concepts (and the rejection of some conflicting ones) that were
significant to the further development of the theory. This actualization appears to be proving
of the strength of the cognitive commitment. On one hand, CMT needed to act in accordance
with the requirement from psycholinguistics, cognitive psychology and developmental
psychology for independent empirical evidence on the psychological reality of its main
aspects (Gibbs and Colston, 1995). As consequence, some of the core concepts of the initial
version of CMT were reviewed and updated (Grady, 1997, 2007; Johnson, 1999) to provide
better explanations to the nature of metaphorical conceptualization. On the other hand,
Conceptual Metaphors Theory had to confront the rapid development of neurosciences, both from computational neural networks (Feldman and Narayanan, 2004; Feldman, 2006) and brain imaging studies (Rizzolatti and Arbib, 1998).
Cognitive Studies. One of the important critics was centred in the invariance principle (Murphy, 1996; Grady, Taub, and Morgan, 1996). It was found problematic because it claimed that inherent structures of target domains constrain the possible mapping and entailments for it and at the same time, target domains were abstract and not clearly delimited entities. This appears to be at some level contradictory, since a target domain that already comprises a structure needs no other structure to be map onto it, as CMT stated. Confronted with this, Joseph Grady (1997, 2007) proposed a plausible explanation to solve this issue.
According to him, there are actually two types or level of metaphors, primary metaphors and compound metaphors. They have remarkable differences but are intimately related. Primary
metaphors work as ground for compound metaphors; they are foundational subjective interpretation of direct experience. For example, one can experience “anger” and make a fast and subjective interpretation about an embodied state, but one cannot experience “argument”
in this way. Instead argument is cognitively and consciously understood. Both concepts can be expressed in a metaphorical manner, but the first would be a primary metaphor and the second a compound one. Compound metaphors are constructed from the unification of various primary metaphors.
This distinction leads to an important theoretical change for CMT. The role of the
level of abstraction of a concept involved appears to be not as relevant for distinguishing
between target and sources as it is the level of subjectivity. This means that the most
important distinctive aspect between primary source and target domains is that the sources
are direct senso-motor experiences, while the targets are the individual judgments,
assessments, evaluation and so on, of the particular sensory perception. Let’s consider some primary metaphors examples.
(10) a. SIMILARITY IS CLOSENESS
Your master thesis is close to mine b. SIGNIFICANCE IS SIZE
Today is a big day for us c. HAPPINESS IS UP
That grade on my thesis cheered me up
On one hand, primary target domains SIMILARITY, SIGNIFICANCE and HAPPINESS
have no direct relation with sensory perceptive processing
1; instead they can be identified in various domains and that is the reason why they can be targets; but in addition there are personal judgments (about shared characteristics between A and B (10a); about the importance or relevance of an object or an event (10b); about an emotional state (10c)), and that is what makes them not only target but primary target. On the other hand, primary sources can only be identified in direct connection with sensoperceptive phenomena, being the case in these three examples of spatial perception.
Grady’s distinction between types of metaphors supplies an interesting explanation for the understanding of universal and cultural-depending metaphors. Primary metaphors are evaluations of some image schemas that all humans share and they provide the primary matter for compound metaphors. That explains why examples in (9), coming from different cultures tend to have the same underlying logic of construction. All human beings have the potential structure (body awareness) to evaluate their own ANGER , and the potential to physically perceive A FLUID IN A CONTAINER and also to perceive A FLUID BOILING . In contrast, since compound metaphors are flexibly constructed in base of these primary metaphors the particular way that this occurs is influenced by a particular cultural context.
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