RELATING EMOTION RECOGNITION, EXTRAVERSION AND COGNITIVE INTELLIGENCE TO LEADERSHIP EMERGENCE: AN INTEGRATIVE
PERSPECTIVE
REDMAR J. WOUDSTRA Student number: 1542303
University of Groningen
Msc HRM, Faculty of Economics and Business Spaanse Aakstraat 57
9741 CV Groningen Tel: 06 30 40 51 46
Email: r.j.woudstra@student.rug.nl
Coach:
F. Walter
RELATING EMOTION RECOGNITION, EXTRAVERSION AND COGNITIVE INTELLIGENCE TO LEADERSHIP EMERGENCE: AN INTEGRATIVE
PERSPECTIVE
ABSTRACT
This study examined how emotion recognition related to leadership emergence in a
sample of 73 undergraduate students in 22 groups. Moreover, I tested for moderating effects
of cognitive intelligence and extraversion on the emotion recognition – leadership emergence
relation. Moderated multiple regression analysis of the data showed empirical support for the
hypothesis on the moderating effect of extraversion. This result replicates other research and
stresses the importance of research in leadership emergence mechanisms. Practical
implications for team design and use of emotion recognition in selection are given.
INTRODUCTION
More than a century after Terman’s (1904) first notion, the trait approach to leadership is back on track. Trait theory assumes that leadership depends on personal characteristics of the individual (Judge, Bono, Ilies & Gerhardt, 2002). Traits serve two important purposes.
First, people hold certain prototypes of leaders with associated traits, which they project on individuals (Hogg, 2001; Lord, Foti & De Vader, 1984) and use to judge the individual as a leader (Smith & Foti, 1998). Second, traits play an important role in understanding behaviour (Smith & Foti, 1998) and emergence of leaders (Kenny & Zaccaro, 1983).
Leadership emergence is the perception of the leadership qualities of an individual in groups with no formal leader (Judge et al., 2002; Lord, DeVader & Alliger, 1986; Lord et al., 1984; Taggar, Hackett & Saha, 1999). Understanding the emergence of leaders is important as today’s organizations increasingly implement self-managing work teams. In these teams, no formal leader is appointed so an informal leader may emerge (Wageman, 1997). To predict which individuals emerge as leaders, knowledge of traits and other individual characteristics of the potential leader is necessary (Wageman, 1997). The effect of traits like personality and intelligence on leadership emergence are widely investigated. The Big Five personality factors accounted for 28% of the explained variance in leadership emergence (Bono & Judge, 2004). Extraversion, conscientiousness and openness to experience contribute most to leadership emergence (Bono & Judge, 2004). Cognitive intelligence also has a positive contribution to leadership emergence (Judge, Colbert & Ilies, 2004). Although not considered traits, emotion-related variables are also important in leadership (Humphrey, 2002;
Muchinsky, 2000), as leadership is an emotional process (Dasborough & Ashkanasy, 2002).
The role of emotion-related variables is however largely overlooked (Damen, Van
Knippenberg & Van Knippenberg, 2008).
Within the emotion domain, emotional intelligence is advocated to be essential for leadership (Prati, Douglas, Ferris, Ammeter & Buckley, 2003). Unambiguous empirical evidence that clarifies the role of EI in leadership emergence is sparse (Antonakis, 2003).
Most studies focus on charismatic and transformation leadership (Barling, Slater & Kelloway, 2000; Downey, Papageorgiou & Stough, 2006; Gardner & Stough, 2002; Rubin, Munz &
Bommer., 2005; Sivanathan & Fekken, 2002) and leadership effectiveness (Prati et al., 2003;
Rosete & Carriochi, 2005; Sivanathan & Fekken, 2002). Up to now, few studies (Côté, Lopes, Salovey & Miners, in press; Wolff, Pescosolido & Druskat, 2002) focus on the link between EI and leadership emergence. This paper empirically closes the gap between emotional intelligence and leadership emergence.
Emotional intelligence is the ability to recognize, use, have knowledge about and manage emotions of the self and others (George, 2000). Emotion recognition is the most reliable and valid part of emotional intelligence (Chiarocchi, Chan & Caputi, 2000; Elfenbein
& Ambady, 2002b). Emotion recognition accuracy (ERA) refers to accuracy in assessment of outward expressions of emotional behaviour, like facial expressions and gestures (Elfenbein
& Ambady, 2002a). ERA fosters right interpretation of emotional reactions (Newcombe &
Askhanasy, 2002), social interaction (Nowicky & Duke, 2001) and effective negotiation (Elfenbein, Foo, White, Tan & Aik, 2007). Also, ERA contributes positive to transformational leadership (Rubin et al., 2005), which shows that ERA can play a role in leadership.
Therefore, this study will focus on the relevance of ERA for leadership emergence.
Past research on EI and leadership emergence revealed three main problems. First, little research has been done to link EI and ERA with leadership emergence (Daus &
Ashkanasy, 2005). This is remarkable, because even harsh critics advocate leadership
emergence to be a logical variable influenced by EI (Landy, 2005). A study that investigates
the EI-leadership emergence relation is the study of Wolff and colleagues (2002). The study
did not focus on ERA, but on another part of EI, empathy (George, 2000). They found empathy to support cognitions and behaviours necessary for emerging as a leader, but a direct relation between empathy and leadership emergence was not tested (Wolff et al., 2002). In another study, Côté and colleagues (in press) found that emotion recognition was the most robust predictor of leadership emergence. The body of research is to date too small to conclude on the direct effect of EI or ERA on leadership emergence.
Analogous to this problem is that most studies on EI and leadership fail to control for personality and cognitive intelligence (Antonakis, 2003). Controlling for personality and cognitive intelligence is necessary to determine the incremental value of EI in the leadership context (Antonakis, 2003). Several studies (Austin Saklofske & Egan, 2005; Gannon &
Ranzijn, 2005; Vakola, Tsaousis & Nikolau, 2004) showed that EI can predict over-and-above personality and cognitive intelligence on several life outcomes. Evidence with regard to leadership outcomes is still absent (Antonakis, 2003). Also, moderating effects are found for extraversion, on the relation between EI and transformational leadership behaviour (Rubin et al, 2005), and cognitive intelligence (Côté & Miners, 2006), on the EI – job performance relation. These studies show the importance of controlling for and investigating moderating effects of personality and cognitive intelligence.
Thirdly, many studies uses self-report measures instead of ability measures of EI
(Barling et al., 2000; Downey et al., 2006; Sivanathan & Fekken, 2002). There is much
criticism on self-reports measures. Conte (2005) argues that self-report EI measures are
measuring personality constructs, not individual’s ability. Self-reports can work well when the
individual’s understanding of his ability is right, but most of the times this is not the case
(Mayer, Salovey & Caruso, 2000). People generally overestimate their emotional intelligence
ability (Côté et al., in press). Therefore, self-reports measure emotional self-efficacy instead
of emotional ability (Petrides & Furnham, 2003).
This research addresses the three problems. First, this study adds to the studies of Wolff and colleagues (2005) and Côté and colleagues (in press) by testing a direct relation between emotional intelligence and leadership emergence. Second, to determine the incremental value of ERA to leadership emergence, I control for personality and cognitive intelligence factors as Antonakis (2003) deemed necessary. Moreover, I examine possible moderating effects of extraversion (Rubin et al., 2005) and cognitive intelligence (Côté &
Miners, 2006) on the ERA- LSE relation. Third, I use the most validated part of EI: emotion recognition accuracy. The studied relationships are graphically shown in model 1. This study helps to give an integrative perspective on personality, cognitive intelligence, EI and leadership. The results could tell more about the importance of ERA in social situations in general and leadership situations in particular (Elfenbein et al., 2007; Rubin et al., 2005).
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HYPOTHESES Emotional intelligence and leadership emergence
I hypothesize that EI can contribute to leadership emergence in two ways: through impression management and by fostering favourable interpersonal relations.
Perceptions of being suitable as a leader play an important role in leadership
emergence (Lord et al., 1984; Smith & Foti, 1998). Impression management, the process of
manipulation of the image of the self towards others (Rao, Schmidt & Murray, 1995), can
feed these perceptions (Chan, Hannah & Gardner, 2005). The leader-follower relation is laden
with emotions (Fisher & Ashkanasy, 2000; Lewis, 2000), and leaders are expected to
understand and value emotions (Kellet, Humphrey & Sleeth, 2002). Emotion recognition
helps to decode these emotional cues correctly (Newcombe & Ashkanasy, 2002) and making a good impression by taking proper action (Pescosolido, 2002). So, emotion recognitions can help to make positive impressions of the self (Fox & Spector, 2005). The positive impressions make the individual more leaderlike in the eyes of the followers. Hence, the individual will emerge more likely. This can be illustrated with the following example: an individual recognizes emotions of a peer. By acting upon this emotion, the individual creates the impression of understanding and valuing the emotion (Kellet et al., 2002). That impression feeds a positive perception of leader qualities, making it more likely that the individual will emerge as leader. Thus, by enhancing perceptions of leader qualities, emotion recognition adds to leadership emergence through impression management.
Second, someone can emerge as a leader through good relations with followers (Uhl- Bien, 2003), because followers expect leaders to create a bond with them (Kellet, Humphrey
& Sleeth, 2006). A leader can built a bond by meeting the emotional needs of the followers (Michie & Gooty, 2003; Nowicky & Duke, 2001; Zaccaro, Foti & Kenny, 1991). Individuals high on emotion recognition are able to work out the emotional desires of the followers, because they recognize the emotions that feed these desires (Riggio & Reichard, 2008). By acting upon the emotions, the needs of the followers can be met (Lopes et al., 2004; Rossen &
Kranzler, 2009). For example, some followers are sad, because there is a negative group atmosphere. Someone high in emotion recognition will identify the emotions (sadness), act upon it and meets the followers needs by create more positive group moods (Rubin et al., 2005). This will foster the leader-follower relation and the person will more likely emerge as a leader.
Based on these arguments, emotion recognition skills can influence leader emergence
in two ways. First by influencing the perceptions that make the leader emerge through
impression management. Second, emotion recognition helps to build better relations between the potential leader and member, which is an important requirement for emerging as a leader.
H1: Emotion recognition accuracy and leadership emergence are positively related.
Cognitive intelligence, emotion recognition accuracy and leadership emergence
In an extensive meta-analysis, Judge and colleagues (2004) examined the relationship between cognitive intelligence and leadership emergence. They found a moderate positive relation between pen-and-paper measures of cognitive intelligence and leadership emergence.
Perceptions of being intelligent are related to leader emergence too (Rubin, Bartels &
Bommer, 2002). Intelligence serves an important function in impression management:
intelligent people emerge as a leader, because they are able to impress followers with their intellect (Rubin et al., 2002). So, cognitive intelligence can be an important predictor of leadership emergence
1.
This does not imply that there is no hope for those (relatively) low on cognitive intelligence. Certain individual characteristics can compensate for a lower cognitive intelligence (Viswesvaran & Ones, 2002). Côté and Miners (2006) showed that EI becomes more important for predicting job performance when cognitive intelligence decreases. Thus, EI can compensate for a lower cognitive intelligence in job performance.
The results of Côté & Miners (2006) foster interest in the moderating effect of cognitive intelligence on leadership outcomes. Cognitive intelligence helps to achieve better performance on the technical aspects of the job, because leaders deal with complex problems and decisions, which can be solved with high cognitive intelligence (Mumford, Zaccaro, Harding, Jacobs & Fleishman, 2000). On the other hand, the relation-oriented aspect of leadership (Humphrey, 2002) can not be neglected. That is the part where ERA comes into play. Those high on ERA create better leader-member relations. I argue, in line with the
1 Because extensive research is done on the main effect of cognitive intelligence on leadership emergence (see
reasoning of Côté and Miners (2006), that emerging leaders can compensate for low cognitive intelligence by higher ERA. They compensate their lesser skill on the technical aspects of leadership with more skill on the relation-oriented aspects. This mechanism can be illustrated with an example. Someone low on cognitive intelligence can be just average in setting goals (technical aspect; Amabile, Schatzel, Moneta & Kramer, 2004), but very good in maintaining member relations (Michie & Gooty, 2003), and therefore still emerge as a leader. The lower the cognitive intelligence is, the stronger the relation between emotional intelligence and leadership emergence (Côté & Miners, 2006). Therefore, I developed hypothesis H2.
H2: Cognitive intelligence moderates the relation between emotion recognition accuracy and leadership emergence. The lower the score on cognitive intelligence, the stronger the relation between emotion recognition accuracy and leadership emergence.
Extraversion, emotion recognition accuracy and leadership emergence
The five-factor model of personality (FFM, also called Big Five) is the most used personality model (Judge et al., 2002). The five factors of personality are neuroticism, extraversion, agreeableness, openness to experience and conscientiousness. Personality has been extensively studied in relation with leadership topics. Judge and colleagues (2002) performed a meta-analysis to relate the FFM factors to leadership emergence. Personality accounted for 28% of the variance in leadership emergence. Three out of the five dimensions showed a significant positive relation to leadership emergence: extraversion, conscientiousness and openness. In this study, only extraversion is considered
2, as it is the strongest contributor to leadership emergence (Judge et al., 2002). Extraversion is the propensity to be social and assertive. High scorers experience positive moods and are energetic (Benet-Martínez & John, 1998; Bono & Judge, 2004; Judge et al., 2002).
2 Because extensive research is done on the main effect of extraversion on leadership emergence (see Judge et al., 2002), I will only look at the moderating effect of extraversion.