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High-precision 3D geolocation of persistent scatterers with one single-Epoch GCP and LIDAR DSM data

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HIGH-PRECISION 3D GEOLOCATION OF PERSISTENT SCATTERERS WITH ONE

SINGLE-EPOCH GCP AND LIDAR DSM DATA

Mengshi Yang1,2, Prabu Dheenathayalan1, Ling Chang1, Jinhu Wang1, Roderik R.C. Lindenbergh1, Mingsheng Liao2, and Ramon F. Hanssen1

1Department of Geoscience and Remote Sensing, Delft University of Technology, The Netherlands

2State Key Laboratory of Information Engineering in Surveying, Mapping and Remote Sensing, Wuhan University, China

ABSTRACT

In persistent scatterer (PS) interferometry, the relatively poor 3D geolocalization precision of the measurement points (the scatterers) is still a major concern. It makes it difficult to attribute the deformation measurements unam-biguously to (elements of) physical objects. Ground con-trol points (GCP’s), such as corner reflectors or transpon-ders, can be used to improve geolocalization, but only in the range-azimuth domain. Here, we present a method which uses only one GCP, visible in only one single radar acquisition, in combination with a digital surface model (DSM) data to improve the geolocation precision, and to achieve an object snap by projecting the scatterer posi-tion to the intersecposi-tion with the DSM model, in the met-ric defined by the covariance matrix (i.e. error ellipsoid) of every scatterer.

Key words: InSAR, Image Processing and Data Fusion, Interferometry, Data Visualisation.

1. INTRODUCTION

Persistent scatterer Interferometry (PSI) is a powerful re-mote sensing technique for measuring the motion of ob-jects on Earth (Ferretti et al. , 1999). It is capable of estimating the kinematic behavior of these objects with millimetric precision by analyzing their phase signals in a stack of coregistered radar acquisitions(Ferretti et al. , 1999; Berardino et al. , 2002; Hooper et al. , 2004; Kampes, 2005; van Leijen, 2014). Compared to this high precision of the estimated relative point displacements, the positioning precision of the scatterers in a common geodetic reference system is relatively poor, in the order of several meters (Dheenathayalan et al. , 2016). Unlike conventional geodetic surveying techniques, the selected radar scatterers are not related to pre-defined bench-marks or receivers (Perissin, 2006; van Leijen, 2014; Dheenathayalan et al. , 2016). Consequently, while very high-precision kinematic behavior can be measured, this cannot be attributed unambiguously to an identifiable ob-ject, such as a specific part of a building. This uncertainty

in the geolocalization of PS points limits the operational applicability of satellite radar interferometry.

Previous authors have shown that the projection from 3D geodetic coordinates to 2D radar coordinates can be performed very well, up to a few centimeters in range-azimuth coordinates for the Terrasar-X spotlight-mode data (Eineder et al. , 2011) and stripmap-spotlight-mode data (Dheenathayalan et al. , 2016), by correcting for a wide range of instrumental and geophysical effects, see Fig 1. However, for all other radar satellite mis-sions, the parameters required for this correction are not known with sufficient precision, and spotlight data are not abundantly available. Moreover, to address the problem sketched above we need to consider the inverse problem: projecting the 2D radar coordinates to 3D geodetic coor-dinates.

Zhu et al. (2016) and Gisinger et al. (2015) have shown that it is possible to obtain 3D geodetic coordinates by using stereo-SAR–using radar acquisitions from different orbital tracks. This, however, is not always possible since (1) often only one track with time series is available, and (2) it requires physically the same scatterer to be visible in both imaging geometries, which will be unlikely.

Figure 1. Ground target in 3D geodetic coordinates are imaged in (projected to) 2D radar coordinates. Here, we investigate the inverse problem, from 2D radar to 3D geodetic coordinates.

Therefore, we need a pragmatic, efficient and effective way to improve the geo-localization of point scatterers,

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Figure 2. 3D offset computation using a single epoch ground control point and a digital surface model.

to link them to a specific object, and to achieve a better interpretation of the PSI results.

In the following, Section 2 describes the methodology for the positioning improvement. Section 3 gives the exper-imental results, followed by conclusions and discussions in section 4.

2. METHODOLOGY

By improving the 3D position of scatterers and with a quality description it is shown possible to perform object snap i.e., associate PS to physical objects (Dheenathay-alan et al. , 2016). In order to improve 3D position, one has to account for the 3D position offsets in the radar co-ordinates namely, range (r), azimuth (a), and cross-range (c). One approach would be to place a ground control point (GCP), e.g., corner reflector or transponder for the whole period of time-series and measure its position with GNSS to compute the 3D offsets. However, maintaining a GCP for a whole time-series is a tedious and costly pro-cedure. Here, we propose to solve this problem in two steps (Fig.2):

• Deploy one corner reflector in one SAR acquisition and compute azimuth and range offsets (Sec. 2.1) • Use a high resolution DSM (Digital Surface Model)

and compute cross-range offset (Sec. 2.2)

2.1. Fixing Azimuth and Range position based on one single-epoch GCP

The initial positions of scatterers are in the 2D radar da-tum, referred as range-distance r and azimuth-distance a. This coordinate system has its origin in the phase center of the antenna. The range position of scatterer P can be written as:

rP =

υ0

2 · (τ0+ µP· ∆τ ) + γpd+ γtect+ γset, (1)

Where τ0 is the time to the first range pixel, ∆τ is

the range sample interval, the inverse of the range sam-pling frequency(RSF), µP is the dimensionless

pixel-position in range direction, and γpd, γtect and γset are

the influences from path delay, tectonics and solid earth tides (SET). Similarly, the azimuth position of P can be written as:

aP = υs/c· (t0+ νP· ∆t) + αshif t+ αtect+ αset, (2)

here t0 is the time of emitting the first pulse of the

fo-cused image, ∆t is the inverse of pulse repetition fre-quency(PRF), νP is the dimensionless pixel-position in

azimuth direction, and αshif t, αtectand αsetare the

in-fluences from azimuth timing, tectonics and solid earth tides (SET). From above discussion we find that all these secondary positioning components severely impact the position of scatterers in range and azimuth (Eineder et al. , 2011; Dheenathayalan et al. , 2016). However, the re-quired corrections are not always known, for example all the instrumental delays in the sensor are not reported for several satellites.

Here, we deploy ‘one single epoch GCP’ (one CR in only one SAR acquisition) and measure its apex with a GNSS receiver. Using its GNSS-derived position, together with the estimated sub-pixel position of the GCP in the SAR image, the entire point cloud of PS points are corrected in two dimensions. The 3D GPS position in local coor-dinate system (X, Y, Z) are radar-coded to get CR posi-tions (aGP Scr , rcrGP S) in 2D radar datum. The measured

CR positions in SAR image are (aSAR

cr , rSARcr ). Then, the

position offsets are given by,

∆r = rGP Scr − rSAR

cr , (3)

∆a = aGP Scr − aSARcr . (4)

These offsets are applied for all scatterers with respect to the pixels in the master image.

2.2. Fixing Cross-range position based on LIDAR DSM data

Using one single-epoch GCP, the position of a scatterer is well-fixed in 2D radar coordinate (range and azimuth), as mentioned in Section 2.1. To fix the position of the scatterers in the third dimension, cross-range, we propose to use digital surface model (DSM). The DSM, referred to as the AHN-2 (Actueel Hoogtebestand Nederland), is airborne-lidar-based. It was acquired between 2007 and 2012 and processed to a product with a posting of 0.5 m and a vertical precision (absolute and relative) of 16 cm (Van der Zon, 2013). Due to the airborne lidar viewing geometry, only the top-side of targets are observed. To obtain more detail information of single targets (e.g. the facade of buildings), we combine these data with local mobile laser scanning data. Fig. 3 illustrates the DSM model for two buildings. We consider the Lidar-based DSM model as reference and compute the cross-range offset per scatterer between InSAR measurements and DSM model.

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Figure 3. Combined airborne and terrestrial LIDAR data for two buildings. Colors reflect the elevation of the points, ranging from−3 to +18 m.

Histogram matching and ellipsoid intersection

To estimate the cross-range offset, the histograms of the DSM and PSI elevations are computed. Assuming that both datasets represent the same type of physical objects, and ignoring the effects of potential multi-path in the radar data, the mode of both distributions is expected to be equal. By providing an offset to the PSI data, the radar points are shifted such that their distribution matches with the DSM distribution. The mode is used to reduce the ef-fect of the extremes on both data sets.

After applying offsets estimated in azimuth, range, and cross-range, we now have points whose individual dis-tribution functions are centered at the best location, but which may not match perfectly with the outer edges of physical objects. However, since the variance-covariance matrix of the point estimates is known, we can estimate the best possible location of the scatterer on the object by the closest range to the PS point, given in the metric de-fined by the variance-covariance matrix, see Dheenathay-alan et al. (2016).

3. EXPERIMENT AND RESULTS

We demonstrate our method by using stripmap TerraSAR-X data acquired between 2010 and 2015 in Delft, the Netherlands, with a resolution of 1.18 and 3.30 m in slant-range and azimuth, respectively. In order to compute the cross-range unit-vector the incidence angle and heading angle of TerraSAR-X are 24.1 and 192.2, respectively. Eventually, we show the improved PS geolocation in a 3D environment and link PS point to the corresponding ground object.

We used a CR (1m sides) deployed near Delft on 06-March-2014 as our GCP. Using an oversampling factor of (128,128), the sub-pixel position of a trihedral corner re-flector was estimated to a precision of a few centimeters. The position of the corner reflector was measured using DGPS(Differential Global Positioning System) with bet-ter than 1 cm precision. The real radar coordinate of cor-ner reflector was estimated by radar-coding the 3D GPS

Table 1. Offsets derived from the corner reflector GCP. Azimuth Range

Offset [m] 0.453 -2.233

Figure 4. Histograms of the DSM and PS data sets, with elevation on the horizontal axes. An offset of 3.94 m in the mode is observed.

position. This processing requires information of radar imaging such as orbits and timing information. Then the offsets were computed as shown in Eqs.3 and 4 .

As described above, the offset estimated from CR is shown in table 1. With the pixel spacing in azimuth and slant-range, offsets could be transformed from pixel-unit to meter-unit. The offsets are approximately 0.5 m in azimuth and 2 m in range. In the cross-range direction, the offset is derived by histogram matching between the DSM and the PS, see Fig.4. A mode shift of 3.94 m is detected. The coordinates of scatterers were updated by using the offsets in azimuth, range and height. Then the variance-covariance matrix of the scatterers was calcu-lated to describe the position error ellipsoid

Fig.5 gives the error ellipsoids situated relative to a Google Earth building model, and Fig.6 shows the in-tersection of the error ellipsoid of a scatterer to a facade of a building. All the PS points in these two buildings are from facades and (trihedral) corners. The light green point is the point before offsets correction. After offsets correction, it intersects with the building model. Simi-larly, we show the results with LIDAR DSM model in Figs. 7 and 8. In Fig. 8, the black point represents the original position, while the red point is the corrected po-sition.

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Figure 5. Scatterers with error ellipsoids situated relative to a (Google Earth) building model

Figure 6. Zoom of one scatterer with its uncertainty ellip-soid relative to a building. The green point, indicated by the arrow is the original position of the scatterer, before the GCP/DSM correction.

Figure 7. Overview of PSI scatterers with uncertainty ellipsoids relative to buildings in a DSM

Figure 8. Zoom of one scatterer with its uncertainty el-lipsoid relative to the laser point cloud of a building.

4. CONCLUSIONS

Positioning uncertainty of radar scatterers hampers the unambiguous interpretation of PSI data. Using a single corner reflector, in a single acquisition, combined with a high-accuracy digital surface model allowed for a cor-rection in the order of 0.5, 2, and 9 meters, in azimuth, range, and cross-range, respectively. Applying this cor-rection for millions of PSI measurement points will miti-gate the interpretation ambiguity. Using the projection of points to building surfaces, in the metric defined by the variance-covariance matrix, allows for a direct connec-tion to physical objects.

ACKNOWLEDGMENTS

We thank DLR for providing the TerraSAR-X data, Fugro for the lidar data, and the Chinese Scholarship Council for supporting this research.

REFERENCES

Berardino, P, Fornaro, G, Lanari, R, & Sansosti, E. 2002. A New Algorithm for Surface Deformation Monitor-ing Based on Small Baseline Differential SAR Inter-ferograms. IEEE Transactions on Geoscience and Re-mote Sensing, 40(11), 2375–2383.

Dheenathayalan, P, Small, D, Schubert, A, & Hanssen, R. 2016. High-precision positioning of radar scatterers. Journal of Geodesy, 1–20.

Eineder, M, Minet, C, Steigenberger, P, Cong, Xiaoy-ing, & Fritz, T. 2011. Imaging Geodesy - Toward Centimeter-Level Ranging Accuracy With TerraSAR-X. Geoscience and Remote Sensing, IEEE Transac-tions on, 49(2), 661–671.

Ferretti, A, Prati, C, & Rocca, F. 1999. Permanent Scat-terers in SAR Interferometry. Pages 1–3 of: Inter-national Geoscience and Remote Sensing Symposium, Hamburg, Germany, 28 June–2 July 1999.

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Gisinger, C., Balss, U., Pail, R., Zhu, X. X., Montaz-eri, S., Gernhardt, S., & Eineder, M. 2015. Precise Three-Dimensional Stereo Localization of Corner Re-flectors and Persistent Scatterers With TerraSAR-X. IEEE Transactions on Geoscience and Remote Sens-ing, 53(4), 1782–1802.

Hooper, A, Zebker, H, Segall, P, & Kampes, B. 2004. A new method for measuring deformation on volca-noes and other non-urban areas using InSAR persistent scatterers. Geophysical Research Letters, 31(Dec.), L23611, doi:10.1029/2004GL021737.

Kampes, B M. 2005 (Sept.). Displacement Parameter Estimation using Permanent Scatterer Interferometry. Ph.D. thesis, Delft University of Technology, Delft, the Netherlands.

Perissin, D. 2006. SAR super-resolution and character-ization of urban targets. Ph.D. thesis, Politecnico di Milano, Italy.

Van der Zon, N. 2013. Kwaliteitsdocument AHN2. Tech. rept. In Dutch.

van Leijen, F.J. 2014. Persistent Scatterer Interferometry based on geodetic estimation theory.

Zhu, X. X., Montazeri, S., Gisinger, C., Hanssen, R. F., & Bamler, R. 2016. Geodetic SAR Tomography. IEEE Transactions on Geoscience and Remote Sens-ing, 54(1), 18–35.

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