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How  are  your  papers?  

”!ེད་%ི་ཡིག་ཆ་འ+ིག་སོང་ངམ།•

 

   

Documentation,  Legal  Status,  Migration  and  Identity  Construction  of  

Tibetan  refugees  in  India  

 

 

 

 

Master  Thesis    

          University  of  Amsterdam   Contemporary  Asian  Studies   Supervisor:  Dr.  Tina  Harris    

Gedun  Gyatso     ID:  10862145                

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Pic.   No:   1   (The   Multi   documents   held   by   Tibetan   refugees   in   India.     This   shows   the   importance  of  political  identity  construction  through  paperwork  and  what  this  thesis   will   be   exploring   is   the   difficulties   of   documentation   and   legal   status   of   Tibetan   refugees   in   India.   Tibetan   Green   Book,   Registration   Certificates,   Identity   Certificate   and  Chinese  travel  documents.  Photographed  by  Gedun  Gyatso,  2015)  

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ABSTRACT  

According   to   the   Tibetan   Demographic   Survey   of   2009,   there   are   more   than   ten   thousand  “Tibetan  Refugees”  residing  in  India  today  and  these  refugees  have  unique   characteristics  compare  to  other  refugees  in  the  world.  They  are  both  stateless  and   document-­‐less,  which  I  call  “Double  less-­‐ness”.  Tibetan  refugees  in  India  do  not  hold   any  legal  status.  However,  they  are  labeled  according  to  different  criteria:  “Tibetan   Citizens”   in   the   eyes   of   Central   Tibetan   Administration   in   India   (an   unrecognized   political   community),   “Refugees”   in   the   eyes   of   many   western   countries,   “Foreign   Guests”   in   the   eyes   of   Indian   state,   and   “Overseas   Chinese”   in   the   eyes   of   Chinese   government.  In  this  context  refugees  are  referred  as  political  refugees,  the  foreign   guest   should   understand   as   foreign   residents   according   to   Indian   state   and   the   overseas   Chinese   are   referred   as   Chinese   Citizens   from   the   time   when   Tibetan   refugees  have  family  registration  records  in  China  (McConnell:  2011:  968).  Based  on   ethnographic   research   on   Tibetan   refugees   in   India,   this   thesis   discusses   the   legal   status,  difficulties  of  documentation,  its  processes,  expectations  of  Tibetan  migrants   and   different   concepts   regarding   state,   citizen,   migration,   status,   mobility   and   documentation   among   three   different   generations   of   Tibetans   in   the   exile   communities.    

 

During   the   research,   data   was   collected   by   the   methods   of   (1)   informal   conversations  with  Tibetan  refugees  of  different  generations,  backgrounds  and  life   styles,  (2)  observations  with  Tibetan  refugees  planning  to  migrate  from  India  to  the   west   or   return   back   to   Tibet,   (3)   structured   interviews   with   Tibetans   come   from   Tibet   and   born   in   India,(4)   formal   interviews   with   Indian   and   Tibetan   officials   regarding  legal  status  and  rights  of  Tibetan  refugees  in  India.  The  results  show  that   Tibetan  refugees  in  India  do  not  hold  any  legal  statuses  except  for  being  labeled  as   “foreign  Resident”  and  there  is  no  uniform  or  standardized  policy  towards  Tibetan   refugees   from   the   government   of   India.   There   are   thousands   of   Tibetan   refugees   residing   in   India,   as   foreigners   by   holding   false   documents,   making   them   feel   insecure  and  excluded  from  Indian  societies.  This  unfitting  or  outcast  feeling  from   Indian  societies  becomes  the  push  factors  for  Tibetan  refugees  to  migrate  from  the   exile   communities   in   India   to   another   place   again   for   a   better   life.   This   chain   of   outflowing   Tibetans   from   India   generates   a   new   migration   approach:   migration   is   not   always   the   case   of   high   valued   wages,   regional   development   and   natural   disasters.   It   is   a   result   of   difficulties   of   documentation   in   the   exile   communities   where   people   migrate   in   order   to   get   proper   credentials   and   legal   status.   The   processes   of   documentation   of   stateless   people   create   a   new   concept   that   is   of   a   “citizen”   and   it   challenges   the   theory   of   national   citizen,   of   which   we   generally   understand   as   citizens   within   a   bounded   territory   that   legitimated   to   only   one   sovereign   state.   However,   in   contrast,   Tibetan   refugees   are   holding   different   documents   and   carrying   multiple   labels   out   of   fear   and   insecurity   within   the   host   state.  More  surprisingly,  it  is  argued  that  citizenship  and  commitment  to  a  state  is   not  about  geographic  territory,  but  it  is  about  the  security  and  safety  of  people.      

 Key  words:  Legal  status,  difficulties  of  documentation,  citizen,  refugee,  state,   migration  and  mobility  

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      ACKNOWLEDGEMENTS      

First  of  all,  I  would  like  to  thank  my  supervisor  Dr.  Tina  Harris.    I  appreciate  your   seemingly   endless   patience   and   support   during   the   many   rewrites   of   this   thesis.   Your   countless   comments   and   ideas   are   adding   immeasurable   values   to   my   research.  I  could  have  not  done  this  research  without  your  genuine  encouragement,   advices  and  emails.  You  have  helped  me  beyond  your  role  as  a  supervisor.  I  am  very   grateful   to   you   from   bottom   of   my   heart.   Secondly,   I   would   like   to   express   my   deepest   gratitude   to   the   Erasmus   Mundus   scholarship   for   my   master   studies   and   given  me  this  golden  opportunity  to  study  and  explore  the  outside  world.  Without   this  scholarship  I  would  never  have  made  this  far.    I  also  would  like  to  thank  deeply   to  all  my  informants  and  all  other  people  who  I  talked  to  in  India  and  abroad.  I  felt   extremely  special  to  be  let  into  your  life  stories  of  sweet  and  sour.  Lastly,  I  would   like   to   thank   to   my   second   reader   Dr.   Gerben   Nooteboom   and   Dr.   Barak   Kalir   for   their  precious  time.      

                                                     

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TABLE  OF  CONTENTS      

Abstract………2   List  of  Tables  and  Pictures………6    

1.  Introduction………6-­‐8              1.1  Research  Question  and  Objectives……….8-­‐9              1.2  Motivation  and  Relevance………..9-­‐10              1.3  Thesis  Outline……….10    

2.  Theoretical  Framework  

 2.1  The  roles  of  documentation  in  migrants’  lives……….10-­‐12    2.2  Difficulties  of  documentation  and  state-­‐citizen  theory  ………...12-­‐14    2.3.  Roles  of  difficulties  of  documentation  in  migration  ……….14-­‐16    

Chapter  1:    

Indian  Policy  toward  Three  Major  Tibetan  Migration  Waves    

1.1  Migration1959-­‐1987……….16-­‐18   1.2Migration  1987-­‐2003……….18-­‐19   1.3Migration  2003-­‐2015……….19-­‐23    

Chapter  2:    

Difficulties  and  processes  of  obtaining  documentation    

2.1  Registration  Certificates  (RCs)………23-­‐28   -­‐ 1959-­‐1987            -­‐1987-­‐2003  

-­‐ 2003-­‐2015  

Special  Entry  Permit  (SEP)   -­‐ Students        

-­‐  Pilgrimage   -­‐ Others  

2.2  Identity  Certificates  (ICs)………28-­‐29    

Chapter  3:    

Indian  Citizenship  and  Deportation  

         3.1  Citizenship:  a  legal  battle  for  Tibetan  refugees………29-­‐33      

Chapter  4:    

Expectations  of  Tibetan  Returnees  to  Tibet  and  Migrants  to  the  West       4.1Tibetans  who  are  migrating  to  the  west.………33-­‐38   4.2Tibetans  who  are  returning  back  to  Tibet………38-­‐43     5.Chapter  5:     Conclusion………...43-­‐44   6.Bibliography………..44-­‐48     7.  Appendix……….48-­‐50  

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LIST  OF  TABLES  AND  FIGTURES  

 

Table  

 

2.1  Categories  of  RC  holders,  published  by  FRROs/FROs  for  various  visa  related   services:  16th  September  2014)  

 

Pictures    

 

1.  Pic.  No:  1  The  Multi  documents  held  by  Tibetan  refugees  in  India………..2      

2.  Pic.  No:  2  Tibetan  Registration  Certificates………25    

3.  Pic.  No:  3  Registration  Certificates  Extension  Form………29     4.Pic.  No:  4  Tibetans  born  in  India  and  stayed  20  over  years  in  India  are  given  5  years   “Stay  Visa”………32  

5.  Pic.  No:  5  Tibetan  new  arrivals  have  to  extend  their  Registration  Certificates  every   year………..33  

6.  Pic.    No:  6  Tibetan  political  prisoners  are  allowed  to  stay  for  a  longer  term  on  SEPS   “others”  but  they  are  not  given  refugee  status………...35   7.   Pic.   No:   7   Identity   Certificate   “   An   Indian   travel   document   issued   by   the   Indian   government  for  foreign  residents  in  India”………..36   8.  Pic.  No:  8  Chinese  Travel  document  issued  by  Chinese  government  for  the  Tibetan   Returnees.  ………...45   9.   Pic.   No:   9   the   application   Receipt   from   Chinese   Embassy   for   Tibetan   returnees………45   10.   Pic.   No:   10   Current   Situation   of   Tibetan   refugees   in   India   2015.   Published   on   Arunachal  Times  by  AAPSU………..51                

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1.  Introduction    

 

“Tibetans  are  issued  Foreign  Registration  Certificates  not  Refugee  Certificates  in   India.  ”  Tibetan  Parliament  Speaker  Penpa  Tsering:  (17/03/2015)      

There  are  nearly  one  hundred  thousand  Tibetan  refugees  living  in  forty  five  formal   settlements,   in   ten   different   states   including   Karnataka,   Himachal   Pradesh,   West   Bengal,  Arunachal  Pradesh,  Delhi,  Sikim,  Ladakh  and  many  others  living  outside  of   these  settlements  in  India  (TDS:  2009).  All  these  Tibetan  refugees  entered  into  India   during  three  major  waves  of  Tibetan  migration1.  Tibetans  in  India  do  not  hold  any   legal  status.  “They  are  living  in  a  state  of  legal  limbo  and  do  not  qualify  as  refugees   in  any  legal  sense”  (TJC:  2011:  P  12,  Moynihan:  2012:  P  4).  They  are  facing  immense   difficulties  in  India  regarding  legal  status  and  documentation,  majority  of  them  are   either   undocumented   or   illegally   over   staying   on   false   documents   with   multiple   identities.   The   difficulties   of   documentation   and   legal   status   introduce   the   main   aspects  of  the  Tibetan  refugees  in  India,  which  will  be  the  focus  of  this  thesis.    This   thesis  is  based  on  three  months  of  qualitative  fieldwork  in  Tibetan  exile  community   in   Dharamshala   HP2  and   Delhi,   during   which   twenty-­‐two   members   of   Tibetan   refugees  were  interviewed.    

                                   In   this   thesis,   I   will   show   how   difficulties   of   documentation   and   lack   of   legal   status   are   related   to   Indian   foreign   policies   towards   Tibetan   refugees,   the   processes   of   illegal   documentation   activities,   Tibetans’   notions   of   regarding   state   and  citizenship  theory  and  finally  expectations  of  Tibetans  who  are  migrating  from   the  exile  communities  either  to  the  west  or  China.  

 

All  the  difficulties  and  complexities  of  documentation  for  Tibetan  refugees  in  India   are   caused   by   the   uncertain   foreign   policies   of   the   government   of   India.   The   government  of  India  does  not  have  any  standardized  or  written  policies  for  Tibetan   refugees   up   until   2003   and   2014.3  The   processes   of   documentation   and   legal   labeling  are  different  from  every  group  of  entrants  during  the  three  major  waves  of   Tibetan   migration.   Tibetans   migrated   to   India   during   the   first   wave,   were   issued   temporary  registration  certificates  (RCs)  and  provided  basic  humanitarian  support   by  the  Indian  government  while  the  Tibetan  migrants  from  the  second  wave  were   completely   ignored   without   any   documents   and   aids   until   a   new   policy   called   Special  Entry  Permit  was  implemented  for  third  wave  of  Tibetan  migrants  in  2003.                                                                                                                  

1  Three  Major  Tibetan  Migration  waves:  between  1959-­‐1987,  1987-­‐2003  and  2003-­‐2015  

 

2Since  1960  Dharamshala  in  Himachal  Pradesh  became  headquarter  of  Tibetans  in  exile  and  

 

2Since  1960  Dharamshala  in  Himachal  Pradesh  became  headquarter  of  Tibetans  in  exile  and  

thousands  of  Tibetans  including  H.H  Dalai  Lama  are  living  at  this  place.    

3  In  2003  government  of  India  applied  Special  Entry  Policy  and  in  2014  published  Tibetan  

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The   uncertain   foreign   policies   of   the   Government   of   India   (GOI)   towards   Tibetan   refugees   and   difficulties   of   documentations   facilitated   to   label   Tibetans   into   different   categories   of   political   status   by   different   political   entities   based   on   their   national   interests   and   laws.   Tibetan   refugees   in   exile   are   labeled   as   “Tibetan   Citizens”   by   the   Central   Tibetan   Administration   (CTA),   “Refugees”   by   the   international   communities,   “Overseas   Chinese”   by   the   Chinese   government   and   “Foreign   Guest”   by   Indian   state   (McConnell:   2011   P   986).   These   unclear   or   imprecise   statuses   make   Tibetan   refugees   feel   insecure   and   confused   about   their   political   identity.   Hence,   the   uncertain   Indian   policies   of   the   GOI   towards   Tibetan   refugees  are  one  of  my  focuses  in  this  research.    

 

The   processes   of   documentation   for   Tibetans   in   India   are   very   complicated   and   difficult.   Tibetan   refugees   are   registered   as   foreign   residents   in   India,   where   they   must  hold  a  Registration  Certificates  (RCs)  at  the  age  of  16  in  order  to  reside  in  India   legally  for  a  short  amount  of  time  without  being  harassed  by  the  Indian  authorities,   which  must  be  renewed  every  twelve  months  if  they  are  from  Tibet  and  five  years   for   those   who   were   born   in   India   and   have   stayed   in   India   for   twenty   years   (TJC:   2011).   RCs   are   issued   to   Tibetans   under   the   various   acts   mentioned   hereafter   “Foreigners   Act   1939,   1946,   Foreigners   Order   1948   and   Indian   Citizenship   Amendment   Act   2003”   (Wabern:   2013:15   (TJC:   2011   P12).   However,   it   is   not   guaranteed  that  all  new  Tibetans  who  arrive  India  can  obtain  RCs  easily.  There  is  no   “national  wide  uniformity  for  the  issuance  of  RCs  to  Tibetan  refugees”  (McConnell:   2011:  P971).  Hence,  the  processes  of  creating  RCs  differ  from  each  province,  this  is   the  reason  why  Tibetan  refugees  have  to  get  documents  through  binary  ways  (legal   and   illicit)   ways.   For   instance,   one   of   my   informants   did   not   get   RCs   in   Himachal   Pradesh   because   he   lost   his   Special   Entry   Permit   card.     Hence,   he   applied   in   Karnataka  state  in  south  India  and  obtained  it  within  a  month  (Tashi:  2008).  It  is  not   the  state  monolithic  entity  but  individual  state  officials  who  are  using  the  powers  of   issuing,  extensions,  retaining  and  reinforces  of  RCs  for  Tibetans.  For  example,  most   Tibetan  new  arrivals  buy  their  RCs  from  the  Foreign  Registration  Officials  by  paying   around   “twenty   to   twenty   five   thousand   Rupees”   (Adu:   06/01/2015,   McConnell:   2011).  This  document  characterizes  Tibetans  simply  as  “foreigners”  in  India.  A  valid   RC   does   not   provide   Tibetans   to   work   legally,   own   properties   and   travel   freely   within  India,  but  an  RC  is  required  particularly  concerning  on  residency  rights  and   to   get   international   travel   documents.   The   majority   of   the   Tibetan   refugees   feel   insecure,   excluded,   discriminated   and   isolated   from   Indian   society.   To   avoid   this   insecure  environment  of  exile  community,  Tibetan  refugees  are  trying  to  construct  a   “new   political   identify   ”(Citizen,   permanent   resident)   through   paperwork   to   reach   the  higher  levels  of  state  recognition  in  order  to  enjoy  basic  political  and  economic   rights.   Thus,   the   issue   of   whether   to   take   the   Indian   citizenship   or   migrate   to   the   west  and  even  as  far  as  going  back  to  Tibet,  just  to  obtain  a  better  documentation   are  the  daily  topics  among  refugees  in  the  exile  communities.    

However,  changing  the  Tibetan  nationality  in  order  to  get  a  secure  life  is  becoming   an  intensive  debate  among  Tibetan  refugees  in  exile  community,  and  the  notions  of   Tibetans   regarding   state   and   citizen   relationship   is   producing   a   new   political  

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identity   approach.   Majority   of   the   younger   generation   of   Tibetans   in   exile   communities   think   that   taking   the   Indian   citizenship   benefits   both   politically   and   economically.   They   argue   that   Sino-­‐Indo   relationship   keeps   on   growing   smoothly   and  the  probability  that  India’s  policy  towards  Tibetans  may  change  sooner  or  later.   India  may  question  or  shut  down  the  political  activities  of  the  central  administration   of  Tibet  in  India,  which  according  to  the  Indian  state  is  run  by  a  group  of  stateless   foreigners.  There  are  also  chances  that  Tibetans  in  India  may  be  asked  by  the  Indian   government   to   leave   at   any   time,   as   Tibetans   are   uniformly   recognized   as   “foreigners”  or  “guests”  in  India.  The  younger  generations  think  that  it  is  safer  for   CTA  to  be  run  by  Tibetans  who  hold  Indian  citizenship  in  order  to  promote  Tibetan   political   issues   and   protect   Tibetans   in   exile   community   (Moynihan,   2012).   Additionally,   Indian   citizenship   will   benefit   Tibetans   both   politically   and   economically.  Tibetans  will  no  longer  be  treated  as  foreigners  or  informal  refugees   and  be  used  as  a  political  tool  to  pursuit  Indian  national  interests.  On  the  other  hand,   the   older   generations   of   Tibetans   argue   that   if   Tibetans   in   India   obtained   Indian   citizenship  their  primary  legal  obligations,  as  citizens  will  be  towards  India;  which   will  disintegrate  unity  of  Tibetans  in  exile  and  affect  on  Tibetan  political  struggle.    It   may   bring   negative   impacts   in   the   minds   of   both   international   supporters   and   Tibetans  inside  Tibet.  As  one  Tibetan  political  activist  called  Tenzin  Tsondue  said;   “When  you  change  your  nationality,  you  are  changing  your  loyalty.  You  are  choosing   certain   privileges”4  (Soumya:   2014   p1).   This   raises   questions   such   as,     “does   changing   of   nationality   make   someone   less   Tibetan   and   why   should   Tibetans   in   India  refuse  Indian  citizenship  when  Tibetans  in  the  west  are  enjoying  political  and   economic  benefits  of  citizenship  while  still  considering  themselves  as  Tibetans  and   fighting  for  the  Tibetan  political  issues?”    At  this  turning  point  of  the  argument  I  will   discuss   later   in   my   thesis   chapter   three,   of   which   makes   Tibetans   feel   themselves   “Tibetan   citizens”   when   there   is   no   such   territory   and   legal   recognition   called   “Tibetan   State”,   where   this   strong   sense   of   belongingness   to   an   imagined   place   obtained   from   and   what   are   the   factors   making   Tibetans   to   think   contrary   to   the   general  understanding  of  state  and  citizen  relationship.    

Not  all  the  Tibetans  in  India  can  obtain  Indian  Citizenship.  Only  the  descendants  of   the  first  wave  of  Tibetan  migrants  who  were  born  in  India  between  1959  and  1987   are   eligible   to   obtain   Indian   citizenship.   However,   according   to   Tibetan   demographic  survey  of  2009,  “eighty  percent”  of  Tibetans  in  India  are  migrants  from   the   second   and   third   migration   waves   (DST:   2009   P16).   These   Tibetans   and   their   generations   are   not   eligible   for   Indian   citizenship   and   they   have   to   remain   as   stateless  foreigners  in  India.  This  research  population  is  my  main  focus  of  this  thesis   and  the  characteristics  of  this  research  population  will  be  discussed  in  chapter  four,   with   reference   to   the   difficulties   of   documentation   and   lack   of   legal   status.   The   Tibetans   who   are   not   eligible   for   Indian   citizenship   feeling   insecure   without   basic   civil   and   economic   rights   on   Indian   soil;   they   do   not   want   to   be   excluded,   discriminated   and   neglected   from   rest   of   the   society.   Hence,   the   difficulties   of                                                                                                                  

4    Soumya:  2014  Tibetan  exiles  prepare  to  vote  in  India-­‐  published  on  Al  Jazeera   07/04/2014  

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documentation  and  refugee  identity  becomes  a  threat  and  a  push  factor  for  Tibetan   refugees  in  the  exile  communities  to  migrate  either  to  the  west  or  to  China  in  order   to  obtain  a  better  life.    Additionally,  they  are  try  to  obtain  a  “new  political  identity”   (Citizen  or  Permanent  Resident)  and  in  doing  so  constructs  through  binary  (legal  or   illicit)   ways.   For   instances,   fake   transnational   marriage   is   a   common   route   for   Tibetan  refugees  to  migrate  to  the  west.    Those  Tibetan  refugees  who  have  family   members   in   the   west   and   economically   strong   are   migrating   to   the   west   through   different   channels   (transnational   marriage,   student   visa,   false   documents   etc.)   for   the   asylum   purposes   by   paying   huge   amount   of   money.   For   instance,   in   2014   the   Tibetan  visa  brokers  in  India  were  charging  twenty-­‐five  thousand  Euros  for  Tibetan   refugees   who   desire   to   migrate   to   Europe   and   fifty   thousand   US   dollars   for   those   who   want   to   migrate   to   the   United   States   of   America.   (Dhondhup:   28/01/2015)   However,  it  is  not  guaranteed  that  every  Tibetan  migrant  can  get  asylum  in  the  west.   For  instance,  Tashi  (a  Tibetan  resident  in  Brussels  in  Belgium)  said  that  there  are   approximately   two   hundreds   Tibetan   refugees   on   Belgium’s   blacklist   for   deportation  and  due  to  triple  illegalness  (illegal  to  enter,  illegal  to  reside  and  illegal   to   work)   most   of   them   are   facing   insecurity   and   exploitation,   such   as   no   social   security,  no  government  assistance,  inaccessibility  to  hospitals,  illegal  employment   with   extremely   low   wages   and   no   permanent   address.   He   said   that   the   reason   of   them  not  gaining  asylum  is  suspicion  that  these  Tibetans  came  from  India  and  that   they  already  taken  asylum  in  India.    

On   other   hand,   Tibetans   who   are   economically   weak   and   have   family   members   in   Tibet   are   migrating   back   to   China   in   order   to   get   Chinese   documents   and   later   to   take   advantages   of   the   Chinese   economic   development.     This   option   of   returning   back   to   China   is   one   method   for   Tibetans   to   get   rid   of   labels   such   as   ‘stateless’,   ‘refugee’  and  ‘foreigner’.  Additionally,  it  is  true  that  Chinese  economic  development   has   become   one   of   the   pull   factors   for   Tibetans   from   exile   communities   to   return   back  to  China  but  the  first  priority  of  Tibetan  returnees  is  still  to  get  documents  and   legal  status  in  China  and  not  necessarily  economic  capital  accumulation.    

However,  it  is  not  guaranteed  that  every  Tibetan  in  exile  can  get  temporary  travel   documents  from  the  Chinese  embassy  to  return  back  to  China.  Tibetan  returnees  are   political   refugees   who   escaped   from   Tibet   to   India   for   their   safety   and   now   to   surrender   and   confess   for   involving   Tibetan   politics   to   the   Chinese   government   is   not   an   easy   task.   Tibetans   who   are   active   in   Tibetan   political   issues   are   not   permitted  to  return  back  to  China  and  they  are  recorded  in  China’s  black  list  group.   For  instance,  on  April  29th  2012  china  implemented  passport  regulations  to  impose   significant  restrictions  on  the  ability  of  Tibetans  to  obtain  passports  to  travel  abroad   in   order   to   stop   the   connections   between   Tibetan   political   activities   and   Tibetans   inside   Tibet  5(Yangchen:   07/05/2015).   From   both   examples   aforementioned,   migrants  in  exile  communities  can  conclude  that  difficulties  of  documentation  and   its   processes   are   playing   significant   roles   in   their   lives   and   there   is   no   way   to                                                                                                                  

5  Phayul.com  (Discriminatory  Chinese  passport  regulations  violate  Tibetans’  right  to   travel:  TCHRD)  

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separate  this  problem  from  their  daily  living.    

Since   difficulties   of   documentation   is   such   a   common   problem   for   migrants   in   the   world,  the  question  arises  of  how  problems  of  documentation  is  related  to  migration   studies  and  challenges  theory  of  state  and  citizen  relationship.  In  general,  migration   is  understood  as  movement  of  people  in  to  an  alien  place  from  their  native  place  and   motivated   to   move   by   lack   of   access   to   resources   at   home,   desire   for   economic   prosperity,  family  reunion,  and  to  escape  from  political  persecution,  or  even  natural   disasters  or  simply  a  wish  to  change  environments  (Asian  Development  Bank:  2012,   Williams  and  Pradhan:  2009,  Ong:  1992).  However,  it  is  very  significant  to  see  how   difficulties  of  documentation  are  playing  a  major  push  factor  for  stateless  people  in   the   processes   of   migration,   which   is   rarely   found   the   migration   studies   and   I   will   discuss  later  in  my  thesis.    

     

1.1  Research  question  and  objectives    

 Initially,  I  began  the  research  by  gathering  life  stories  of  Tibetan  refugees  in  India   and   abroad   to   find   out   the   differences   by   comparing   with   other   migrants   in   the   world.    Since  the  difficulties  of  documentation  and  its  processes  for  Tibetan  refugees   in  India  is  the  core  topic  of  my  thesis,  it  is  very  important  to  focus  on  the  roles  of   paperwork   and   to   investigate   how   difficulties   of   documentation,   its   binary   processes  (legal  and  illicit)  are  impacting  on  personal  life  stories  and  daily  activities   of  Tibetans  refugees.  I  found  out  quickly  that  paperwork  plays  a  major  role  in  the   lives  of  Tibetan  refugees.  The  difficulties  of  documentation  and  lack  of  legal  status   are  the  root  cause  for  Tibetan  refugees  to  migrate  to  the  west,  return  back  to  China   or  to  change  nationality  in  the  exile  communities.  Additionally,  the  fear,  insecurity,   frustration  and  exclusion  from  societies  of  host  countries  made  Tibetans  produce  a   new   notion   about   state   and   citizen   relationship   theory,   as   Tibetans   refugees   consider   themselves   citizens   of   a   place   called   Tibet   without   territory   and   recognition.    

   

As  the  focus  of  the  thesis  developed  during  the  research  period,  so  did  the  central   research  question.  In  order  to  cover  the  whole  scope  of  the  research,  the  central   research  question  is  formulated  as  follows;  “  How  do  Tibetan  migrants  make   documents  in  India  and  what  are  the  difficulties,  goals  and  process  of  making  

documents  as  a  stateless  person?”  To  answer  this  question  and  to  meet  the  objectives   of  the  thesis,  the  following  sub-­‐questions  provide  the  guideline  of  research.    

 

1. What  is  the  legal  status  of  Tibetan  refugees  in  India?   2. What  are  the  processes  of  making  documents?  

3. What  are  the  different  notions  of  Tibetans  regarding  changing  of  nationality?   4. What  are  the  challenges  of  making  documents  and  how  do  they  face  it?   5. How  difficulties  of  documentation  in  exile  impacts  on  migration  of  Tibetans  

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6. What  are  the  goals  of  Tibetan  migrants?    

Based   on   these   research   questions,   the   main   objectives   are:   (1)   to   expose   the   notions  of  Tibetan  refugees  in  India  regarding  difficulties  of  documentation,  (2)  to   show  through  empirical  data  that  Tibetans  in  India  do  not  hold  any  legal  status,  (3)   to  understand  how  paperwork  is  playing  a  big  role  in  Tibetan  refugees’  lives  and  to   present  how  illicit  documents  are  made  by  Tibetan  refugees  in  India.  (4)  Lastly,  this   research  intends  to  reveal  the  general  circumstances  of  Tibetan  refugees  regarding   construction  of  political  identity  (citizenship)  and  migration.  This  research  provides   a  good  insight  into  the  Tibetan  refugee  experiences  with  documentation  in  India  and   it  should  be  treated  as  exploration  of  the  topic.    

 

1.2  Motivation  and  relevance  

I   was   motivated   to   choose   the   difficulties   of   documentation   and   legal   status   of   Tibetan   refugees   in   India   as   my   research   topic   after   I   have   been   through   various   experiences   of   discrimination   and   difficulties   of   documentation   in   the   exile   communities   in   India   and   abroad.   For   instance,   I   was   stopped   at   the   immigration   when  I  arrived  in  Schiphol  Airport  in  Amsterdam  on  the  3rd  September  2014  for  my   masters’  study.  The  immigration  officials  looked  at  my  Identity  Card  and  asked  me,  “   Where   is   your   passport?   Do   you   want   to   take   asylum?”   I   explained   to   them   that   Identity  Certificate  is  my  passport  and  I  have  a  valid  student  visa  on  IC,  which  was   issued  by  Netherlands  embassy  in  Delhi,  but  they  did  not  listen  to  me.  They  said,  “   this  is  not  a  passport,  this  is  a  family  document”.  I  told  them  that  I  came  for  study   and   showed   all   my   papers   from   University   of   Amsterdam   as   proof   but   still   they   stopped   me   for   few   hours   to   check   my   visa   and   passport.   Finally,   the   officials   allowed  to   me  to  get  out  of  airport,  but  I  could  not  get  any  money  from  exchange   agencies,  they  did  not  accept  my  Identity  Card  as  a  passport  though  I  was  holding  a   valid   student   visa.   From   that   moment   onward   I   came   to   realize   that   something   is   wrong  with  my  political  identity  and  documents.  I  determined  to  find  out  what  is  the   legal  status  of  Tibetan  refugees  in  India  and  difficulties  of  documentation.      

I   found   out   that   there   are   nearly   one   hundred   thousand   Tibetan   refugees   in   India   who  are  living  in  a  state  of  legal  limbo  and  have  been  facing  similar  problems  I  had   experienced.   Hence,   this   research   intends   to   explain   the   legal   status   and   circumstances   of   their   life   regarding   documentation,   migration   and   Indian   foreign   policies   in   exile   community.   These   factors   are   relevant   for   Tibetan   asylum   seeker   facing   the   legal   bar   of   firm   resettlement   in   west   (Europe,   United   States)   and   this   research  will  reflect  on  how  it  is  that  Tibetans  in  India  do  not  hold  any  legal  status   and  there  is  no  formal  law  that  governs  Tibetan  refugees  in  India.  This  may  help  for   immigrant  officials  of  western  countries  to  reconsider  about  granting  of  asylum  to   Tibetan  refugees.    

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documentation   and   legal   status   in   exile   community.   By   studying   Tibetan   refugees   and   their   lives,   I   believe   that   one   can   better   understand   circumstances   of   Tibetan   refugees  as  a  whole.  My  personal  motivation  to  study  Tibetan  refugees  in  India  and   their  difficulties  of  documentation  reflects  my  interest  in  studying  how  paperwork   is  playing  a  role  in  the  lives  of  stateless  people  and  what  are  the  impacts  on  their   daily  activities.  This  research  can  also  represents  the  conditions  of  stateless  people   and   migrants   in   the   world,   who   are   facing   difficulties   of   documentation   in   the   processes   of   migration   and   how   they   over   come   these   challenges.   Furthermore,   from   this   research   I   am   also   motivated   to   evaluate   how   Tibetan   refugees   are   challenging   the   theory   of   economic   migration   and   state   and   citizen   relationship   theory.    Hence,  it  should  not  be  underestimate  that  Tibetans  refugees  are  important   for  migration  studies.    

Lastly,   my   research   on   difficulties   of   documentation   and   its   processes   reflect   my   belief  in  importance  of  documents  for  stateless  people  and  it  is  contributing  to  the   general   theories   and   debate   on   migration   studies   about   Tibetan   refugees   in   exile   community.    

 

1.3  Thesis  Outline    

This   thesis   consists   of   five   chapters   including   conclusion   and   the   readers   should   keep   in   mind   that   there   are   two   distinctive   parts   in   this   thesis.     The   first   part   includes  general  introduction,  theoretical  framework  and  historical  background  of   Tibetan   refugees   with   different   policies   of   Indian   government   regarding   documentation  of  Tibetan  refugees.  These  three  chapters  will  serve  to  understand   the  Tibetan  refugees  in  India  as  a  whole.  In  second  part,  I  will  present  and  discuss   the  difficulties  and  processes  of  documentation  in  India,  its  impacts  on  legal  status   whether   Tibetans   should   change   their   nationality   or   not   and   how   the   feeling   of   insecurity  in  the  exile  community  and  difficulties  of  documents  motivated  Tibetans   to   migrate   from   the   exile   communities   to   different   places.   These   chapters   will   generate  the  roles  of  documents  or  paperwork  in  the  lives  of  Tibetan  refugees  and   reflects  on  the  theories  as  discussed  in  the  first  part  of  thesis.  In  this  thesis  I  will  use   my  research  findings  to  support  my  arguments  and  at  last  I  will  conclude  the  thesis   by  my  recommendations.  

                   

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2.  Theoretical  Framework    

There   are   a   number   of   good   literature   on   Tibetan   migration,   but   less   literature   critiques  on  the  processes  of  documentation  of  stateless  foreigners  and  specially,  on   the  difficulties  of  acquiring  legal  status,  passport,  visa  and  citizenship  in  India.  Most   of  the  literatures  focus  on  the  politic,  history,  trade  and  journey  of  Tibetan  refugees   over   the   Himalayan   Mountains   and   how   they   suffered   during   their   movement   (Bruan:   1980,   Johnson:   2007,   Todd:   199,   Harris:   2013   McConnell:   2011,   etc.).   However,   in   this   thesis   Tibetan   refugees   are   characterized   as   a   form   of   “statelessness   and   document-­‐lessness”,   which   I   call   “double-­‐lessness”   and   I   will   mainly   discuss   this   concept   in   the   theoretical   framework.   I   consider   that   the   difficulty  of  documentation  for  stateless  people  is  a  global  phenomenon  and  they  are   trying   to   over   come   this   problem   by   obtaining   new   political   identity   (citizen)   and   documents.   The   literature   I   present   in   this   chapter   discusses   the   difficulties   of   documentation,  binary  processes  and  its  impacts  on  the  lives  of  Tibetan  refugees  in   India.   I   begin   by   explaining   the   concept   and   roles   of   documents   or   paperwork   in   general,  followed  by  relating  theory  of  state  and  citizen  relationship  to  difficulties  of   documentation.   After   that,   I   will   discuss   the   relationship   between   migration   and   difficulties  of  documentation.    

   

2.1  The  roles  of  documentation  in  migrants’  lives    

A  Russian  expression  states,  “  A  man  consist  of  a  body,  a  soul  and  a  passport.”    

“The  passport  not  only  prompts  questions  of  immigration,  nationality,  globalization,   travel  and  belonging  but  also  connects  individual  to  the  realm  of  the  International   politic   and   economy”   (Salter   2003:40).   This   is   reason   why   state   is   using   documentation  as  a  tool  to  regulate  its  citizens.    States  issue  documents  to  citizens   to  facilitate  trade,  international  movement  and  security  that  domestic  space  is  safe   and   the   outside   is   dangerous.     The   passport   or   documents   illustrates   the   relation   between   the   individual   and   the   state   to   regulate   international   law   along   with   the   individual’s  movement  (McConnell:  2001).  In  this  twenty  first  century,  document  is   one  of  the  central  to  political  identity  categories  and  the  notion  of  state  is  codified  in   documents   rather   than   merely   imagined   (Torpey:   2000).   Hence,   advancement   in   systematic  bureaucracies  and  documentation  are  helping  state  to  decide  who  should   be  excluded  or  included  within  its  bounded  territory.  The  documentation  is  the  one   of  the  key  factors  for  creation  of  state  and  citizen  relationship.    

However,   advancement   in   systematic   documentation   and   bureaucracies   become   a   big  threat  to  migrant  people  in  general  and  it  is  playing  a  significant  role  in  their  life.   There   are   numbers   of   people   who   are   trapped   between   the   distinctions   of   legitimated   and   illegitimated   based   on   documentation.   For   instance,   the   Filipino   economic   migrants   (women)   who   are   running   away   from   Japanese   husbands   are   facing  extremely  difficulties  of  documentation  in  Japan.  “Filipino  women  could  not   renew  their  spousal  visas  without  support  of  their  Japanese  husbands,  women  who   ran   away   would   lose   their   visas   and   remained   unground   without   security”   (Faier:  

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2008:645).     They   are   working   without   documentations   and   becoming   the   victims   for   exploitations   and   deportation.     Similarly,   because   of   restriction   on   foreign   residents  in  China,  Nigerian  economic  migrants  are  facing  triple-­‐illegalness  (illegal   to   enter,   illegal   to   reside   and   illegal   to   work)   and   over   stayed   on   visas   without   resident  permission  is  a  life  threat  to  these  migrants.  For  these  Nigerian  migrants   police   and   immigration   raids   become   daily   subjects   due   to   lack   of   proper   documents.   “They   are   chasing   Africans   like   sheep   without   shepherd”   (Osnos:   2009:7).    These  examples  well-­‐defined  how  significant  documentation  is  in  the  lives   of   migrants   and   presents   how   state   policies   of   documentation   for   excluding   from   and  including  in  is  making  migrants  to  live  in  a  state  of  legal  limbo.    

In   this   thesis,   I   am   taking   Tibetan   refugees   as   an   empirical   research   population,   specifically   focus   on   the   roles   of   documentation   in   their   lives   and   uncover   the   blurred   processes   of   paperwork   in   binary   (legal   and   illicit)   ways   in   the   exile   community.     There   are   nearly   one   hundred   thousand   stateless   and   document   less   Tibetans,   which   I   call   “double   lessness”   all   over   the   world   and   documentation   is   playing  a  significant  role  in  their  lives.  It  is  fascinating  to  see  how  Tibetan  migrants   discuss   the   paperwork   in   Tibetan   society,   whether   it   is   in   a   café,   restaurant   and   office  or  on  the  street,  often  the  first  thing  they  ask  each  other  after  greeting  is  “How   are   your   Papers   (a   common   Tibetan   saying)?”   I   personally   encountered   this   question  more  than  hundred  times  and  this  question  is  embedded  in  the  minds  of   Tibetan  people  after  facing  so  many  difficulties  of  documentation  and  legal  status  as   stateless  refugees.  For  instance,  I  know  a  Tibetan  man  in  England  and  he  is  currently   in  an  in-­‐house  Centre  for  migrants,  which  limits  his  movements  and  political  rights.   He   migrated   from   India   to   England   in   2001.   He   did   not   receive   asylum   status   in   England.   Therefore,   he   illegally   migrated   to   France   via   ship   in   hopes   for   receiving   asylum.   Unfortunately,   his   fingerprints   and   eye   scanning   that   showed   he   had   already  applied  for  asylum  in  England  and  caught  him.  According  to  the  refuge  law,   a   person   has   no   right   to   seek   asylum   for   second   time.   Then   he   escaped   to   Switzerland  and  Austria  for  another  opportunity  to  take  asylum  by  using  different   names,   unfortunately   he   was   caught   again   and   Austrian   police   deported   him   to   England.    This  is  reason  why  the  question  “how  are  your  papers?”  is  so  significant   that  it  generates  relationship  between  documents,  stateless  people,  migrants  and  its   roles  in  their  lives.    

This   thesis   is   focused   on   the   difficulties   of   Tibetans   in   the   processes   of   documentation   and   it   will   contribute   to   the   existing   knowledge   on   roles   of   paperwork  in  migrants’  lives.  Additionally,  I  will  represent  that  the  advancement  in   state   techniques   of   documentation   and   labeling   people   like   electronic   chips   in   the   passport,  fingerprint,  eye  scanning  and  interviews  became  a  big  threat  to  migrants’   mobility  and  it  is  also  creating  a  big  gap  between  state  and  individual  (stateless  and   migrants)   regarding   citizenship   and   labeling,   which   will   discuss   in   the   following   arguments.    

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2.2  Difficulties  of  documentation  and  state-­‐citizen  theory    

Two   different   approaches   to   political   identity   or   citizenship   construction   are   well   defined  within  geography  and  cultural  studies.  Geographers  are  trying  to  construct  a   political   identity   or   citizenship   based   on   the   connections   between   territory   and   statehood  (Marston  and  Mitchell:  2004).  The  citizenship  is  understood  as  a  member   within   the   bounded   territory   and   sovereign   state   has   monopoly   power   over   its   members  within  domestic  space  (Salter:  2003).    This  concept  divided  global  space  in   to  states  based  on  territories,  population  and  authorities.  This  concept  started  from   Medieval   Ages   that   domestic   space   is   safe   and   outside   is   dangerous.   Hence,   the   sovereign   state   began   to   identify   its   citizens   through   documentation   and   control   their  movement  to  keep  them  within  the  bounded  territory  (Torpey:  2000).    It  also   shows   the   power   of   state   sovereignty   toward   other   states   and   how   a   political   identity  is  constructed  based  on  territory.  The  monopoly  power  of  the  state  over  its   citizens   is   more   less   like   the   monopoly   power   of   Medieval   Kings   toward   their   subjects  within  his  territory.    For  instance,  the  doctrine  of  “  Ne  Exeat  Regno”  (Salter:   2003:   12)   is   the   English   common   law   to   mean   that   no   subjects   may   leave   the   territory  without  special  permission  from  the  king.  Hence,  the  king  and  his  territory   are   central   to   political   identity   construction   for   his   subjects.   Like   wise,   in   modern   time  state  is  acting  monopoly  power  over  its  citizens  within  the  bounded  territory   by   labeling   them   through   documentation   and   state   is   the   central   to   political   identities  for  its  citizens.    

 

On  other  hand,  the  anthropologies  of  globalization  and  transnationalism  argue  that   political  identity  is  not  single  dimension.  It  is  multiple  and  fluid  (Brah:  1996).  This   concept   of   identity   construction   and   formation   of   citizen   disrupt   the   general   understanding  theory  of  state  and  citizen  relationship.    It  generated  new  approaches   of   political   identity   formation   that   is   more   flexible   rather   than   systematic   of   state   territory  forms  the  citizenship  and  political  identity.  For  instance,  the  literatures  like   flexible   citizenship   (Ong:   1999)   and   Post-­‐national   citizenship   (Soysal:   1994)   offer   challenges   with   state   formation   of   citizenship   and   state   as   the   constructor   of   political   identity.   However,   the   political   identity   formed   through   globalization   and   transnationalism  has  problematically  ignored  the  state  roles  in  the  construction  of   identity,  citizenship,  etc.    

 

However,  following  empirical  research  made  it  clear  that  it  is  not  always  the  case.   This   thesis   hopes   to   generate   a   new   political   approach   toward   the   formation   of   citizenship   or   identity   apart   from   aforementioned   theories   about   construction   of   political   identity.   This   research   aims   to   conceptualize   citizenship   without   state   monopoly  power  as  an  identity  constructor  by  using  the  empirical  case  of  Tibetan   refugees   in   India.   Tibetans   born   in   India   and   obtained   Indian   Citizenship   do   not   consider  themselves  as  Indians.    According  to  them,  though  they  have  grown  up  and   settled  in  India,  they  feel  like  outsiders  or  guests.  The  different  expression  such  as   “guests”,   “outsiders”   and   “foreigners”   living   in   India   are   used   to   underline   their   attitude  toward  Indian  Citizenship  is  not  being  their  real  identity  (Tibetan  Citizen).   It   is   because   of   uncertain   policies   of   the   Indian   government   toward   Tibetan  

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refugees.  Tibetans  are  living  in  a  state  of  legal  limbo  in  India.  They  do  not  hold  any   legal   status.   They   are   stateless   and   undocumented.   However,   turning   a   critical   spotlight   onto   the   notion   of   Tibetans   toward   identity,   Tibetans   born   in   India   are   obtaining   their   real   identity   (Tibetan   Citizen)   from   a   political   community   without   sovereignty   and   territory.   The   Central   Tibetan   Administration   is   not   a   “State”,   but   functioning   as   a   state   within   the   territorial   jurisdiction   of   host   country.   Tibetan   central   administration   has   drafted   its   constitution   in   1963   and   Tibetan   Charter   in   1991.   It   identifies,   labels   and   documents   Tibetans   as   its   citizens.   All   the   Tibetans   born  in  Tibet  and  outside  of  Tibet  shall  be  a  Tibetan  Citizen  and  any  person  whose   either  of  parents  are  Tibetan  eligible  for  Tibetan  Citizenship.  The  construction  and   meaning  of  identity  is  focused  here  that  the  Central  Tibetan  administration  issues  a   document  called  “Green  Book”  to  every  Tibetan,  which  functions  like  a  citizenship   certificate.  Without  “green  book”,  Tibetans  are  excluded  from  Tibetan  political  and   social   processes.   Tibetans   cannot   vote,   get   financial   aids   and   support   letters   from   the  Central  Tibetan  Administration  to  process  any  other  documents.  A  citizenship  is   created  and  managed  by  an  unrecognized  and  territory-­‐less  political  community  in   exile,   this   opens   up   questions   regarding   the   relationship   among   citizenship,   territory  and  legitimacy  normally  we  understand  (McConnell:  2011).  This  empirical   case  disrupt  theory  of  state  and  citizen  relationship  that  state  plays  the  main  role  in   possession  of  people’s  political  identity  (Torpey:  2002)  and  its  presence  at  central  to   recognize  or  label  its  citizens  within  the  bounded  territory  (Salter:  2000).    

 

On  other  hand,  Tibetans  who  are  changing  their  nationality  as  Tibetan  to  Indian  is   contrary   to   the   concept   of   transnational   citizenship.   In   general,   transnational   citizenship  is  understood  as  individual’s  ability  to  belong  to  multiple  national  states   and  build  social  fields  that  links  together  their  country  of  origin  and  their  country  of   settlement  (Fitzpatrick:  2014).  They  make  it  visible  in  the  political,  cultural,  social   and  economic  realms.  It  is  not  like  national  citizenship,  where  individuals  are  only   legitimated  to  one  sovereign  state.  However,  Tibetans  in  the  exile  communities  are   stateless  and  they  do  not  hold  any  legal  status  of  origin  country.  In  the  processes  of   changing   nationality   they   are   taking   citizenship   as   a   political   privilege   and   right,   which   will   decide   who   would   be   excluded   from   and   included   to.   Hence,   the   nationality  obtained  through  documentation  is  for  political  rights  and  social  security   rather   than   changing   their   real   identity   (Tibetan   Citizen).   The   exclusion,   fear,   insecurity,  and  discrimination  in  the  exile  communities  become  the  source  of  energy   to  cling  on  a  “real  identity”  (Tibetan  Citizen)  and  these  feelings  of  insecurity  in  the   host  country  constructed  a  citizenship,  which  is  beyond  theory  of  territory  bounded   state-­‐citizenship   and   transnational   citizenship   through   globalization.   This   new   citizenship  approach  is  the  contribution  of  my  research  to  the  existing  literatures  on   construction  of  citizenship  and  political  identity.    

   

2.3  Roles  of  difficulties  of  documentation  in  migration.      

In  general,  migration  is  understood  as  movement  of  people  from  their  native  place   to   an   alien   location   and   the   migrants   are   motivated   to   move   by   lack   of   access   to  

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