• No results found

SOA-surveillance Nederland | RIVM

N/A
N/A
Protected

Academic year: 2021

Share "SOA-surveillance Nederland | RIVM"

Copied!
32
0
0

Bezig met laden.... (Bekijk nu de volledige tekst)

Hele tekst

(1)UHVHDUFKIRU PDQDQGHQYLURQPHQW. 5,-.6,167,7887922592/.6*(=21'+(,'(10,/,(8 1$7,21$/,167,787(2)38%/,&+($/7+$1'7+((19,5210(17. 5,90UDSSRUW 62$VXUYHLOODQFHLQ1HGHUODQG -5LMODDUVGDP$%RVPDQ0-:YDQGH/DDU QDPHQVGHZHUNJURHS³KHU]LHQLQJ62$ VXUYHLOODQFH´ VHSWHPEHU. 'LWRQGHU]RHNZHUGYHUULFKWLQRSGUDFKWHQWHQODVWHYDQ,QVSHFWLHYRRUGH*H]RQGKHLGV]RUJ LQKHWNDGHUYDQSURMHFW³62$LQ1HGHUODQG´PLMOSDDO. 5,903RVWEXV%$%LOWKRYHQWHOHIRRQID[.

(2) SDJYDQ. 5,90UDSSRUW.

(3) 5,90UDSSRUW. SDJYDQ. $EVWUDFW 67'VXUYHLOODQFHLQWKH1HWKHUODQGV ,Q0D\DZRUNLQJJURXSZDVVWDUWHGWRHYDOXDWHWKHFXUUHQWVXUYHLOODQFHV\VWHPVIRU VH[XDOO\WUDQVPLWWHGGLVHDVHV 67'

(4) DQGWRPDNHVXJJHVWLRQVIRUDUHQHZHGHIIHFWLYHDQGHI ILFLHQW67'VXUYHLOODQFHV\VWHPLQWKH1HWKHUODQGV7KHVXUYHLOODQFHV\VWHPKDVWRSURYLGH LQVLJKWLQWRWKHSUHYDOHQFHDQGLQFLGHQFHRI67'LQWKH1HWKHUODQGVDQGKDVWREHXVHGIRU UHJLRQDODQGQDWLRQDO

(5) 67'FRQWURODVZHOO7KHUHQHZHGVXUYHLOODQFHV\VWHPDOVRQHHGVWR EHSURIRXQGIRUQDWLRQDOSROLF\PDNLQJDQGVHQVLWLYHWRGHWHFWQDWLRQDOWUHQGV $IWHUHYDOXDWLQJWKHFXUUHQWVXUYHLOODQFHV\VWHPVWKHQHHGVIRULQIRUPDWLRQRQWKHRFFXUUHQFH DQGVSUHDGRI67'ZDVGHWHUPLQHG7KHLUILQDOSURSRVDO\LHOGVWRVWDUWD67'VHQWLQHOZLWKD IHZ0XQLFLSDO+HDOWK6HUYLFHV 0+6

(6) RXWVLGHWKHODUJHFLWLHVLQWKHZHVWRIWKHFRXQWU\DQG 67'FOLQLFVLQWKHIRXUODUJHFLWLHV7KLV67'VHQWLQHOQHHGVWREHFRPSOHPHQWHGZLWKWKH ,QIHFWLRXVGLVHDVHV6XUYHLOODQFH,QIRUPDWLRQ6\VWHP ,6,6

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

(8) )LQDOO\LWLVUHFRP PHQGHGWRLQFOXGHFRQJHQLWDOV\SKLOLVRQWKHOLVWRIQRWLILDEOHGLVHDVHVDJDLQ.

(9) SDJYDQ. 5,90UDSSRUW. 9RRUZRRUG 'LWUDSSRUWEHYDWKHWDGYLHVYDQGHZHUNJURHS³+HU]LHQLQJ62$VXUYHLOODQFHLQ1HGHUODQG´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wQYHQWDULVHHUGZHONHJHJHYHQVJHZHQVW]LMQHQGRRUZHONHYDQGHKXLGLJHV\VWHPHQ GH]HJHJHYHQVJHOHYHUGNXQQHQZRUGHQ+HWXLWHLQGHOLMNH62$VXUYHLOODQFHV\VWHHPLVVD PHQJHVWHOGXLWEHVWDDQGHV\VWHPHQGLHHHQELMGUDJHOHYHUHQDDQGH62$EHVWULMGLQJHQZRUGW HYHQWXHHODDQJHYXOGPHWH[WUDUHJLVWUDWLHV 'HZHUNJURHSZLOJUDDJ,&DLURKRRIGYDQGH62$SROLNOLQLHNYDQGH** *'$PVWHUGDP GDQNHQYRRUKHWFRQVWUXFWLHYHFRPPHQWDDUELMHHUGHUHYHUVLHVYDQGLWDGYLHV.

(10) 5,90UDSSRUW. ,QKRXG 6DPHQYDWWLQJ . . ,QOHLGLQJ . 2SGUDFKWDDQGHZHUNJURHS. . 'HVDPHQVWHOOLQJYDQGHODQGHOLMNHZHUNJURHS. . /HHVZLM]HU. 'RHOVWHOOLQJHQGHILQLWLHV . 'HILQLWLHYDQVXUYHLOODQFH. . 'RHOYDQ62$VXUYHLOODQFH. . $IEDNHQLQJ. . $FWLYLWHLWHQ62$EHVWULMGLQJ. . 2YHU]LFKW62$UHJLVWUDWLHV\VWHPHQ. . 7RHJHYRHJGHZDDUGHYDQ62$VXUYHLOODQFH. . 62$VXUYHLOODQFHLQGHWRHNRPVW . 2YHU]LFKWYDQGHWHYHU]DPHOHQJHJHYHQV. . +HWWRHNRPVWLJ62$VXUYHLOODQFHV\VWHHP. . &RQFOXVLHHQDDQEHYHOLQJHQ. %LMODJH9HU]HQGOLMVW %LMODJH6DPHQYDWWLQJYDQGHWHYHU]DPHOHQJHJHYHQVSHUV\VWHHP /LWHUDWXXU. SDJYDQ.

(11) SDJYDQ. 5,90UDSSRUW. 6DPHQYDWWLQJ ,QPHLLVHHQZHUNJURHSJHVWDUWPHWGHRSGUDFKWRP³YDQXLWGHEHVWDDQGHVLWXDWLHHHQ YRRUVWHOWHGRHQYRRUHHQHIIHFWLHIHQHIILFLsQWVXUYHLOODQFHV\VWHHPYRRU62$GDWLQ]LFKW JHHIWLQGHSUHYDOHQWLHHQGHLQFLGHQWLHYDQ62$LQ1HGHUODQG+HWV\VWHHPPRHWWH JHEUXLNHQ]LMQYRRUGLUHFWH UHJLRQDOHHQQDWLRQDOH

(12) 62$EHVWULMGLQJ+HWV\VWHHPPRHW WHYHQVUREXXVWJHQRHJ]LMQRPHHQQDWLRQDDOEHOHLGRSWHNXQQHQEDVHUHQHQVHQVLWLHIJHQRHJ ]LMQRPQDWLRQDOHWUHQGVWHNXQQHQZDDUQHPHQ´ 'HZHUNJURHSKHHIWGHEHVWDDQGHV\VWHPHQLQNDDUWJHEUDFKWHQGHLQIRUPDWLHEHKRHIWHJHwQ YHQWDULVHHUG'LWDOOHVRYHUZHJHQGZRUGWYRRUJHVWHOGRPHHQ62$SHLOVWDWLRQWHYRUPHQ EHVWDDQGHXLWHHQEHSHUNWDDQWDO**'¶VEXLWHQGHUDQGVWDGHQGHGUHPSHOYULMHSROLNOLQLHNHQ LQYLHUJURWHVWHGHQ+HW62$SHLOVWDWLRQGLHQWDDQJHYXOGWHZRUGHQPHWKHW,QIHFWLH]LHNWHQ 6XUYHLOODQFH,QIRUPDWLHV\VWHHP ,6,6

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

(14) 5,90UDSSRUW. SDJYDQ.  ,QOHLGLQJ  2SGUDFKWDDQGHZHUNJURHS 'H,QVSHFWLHYRRUGH*H]RQGKHLGV]RUJJDIRSPHLHHQODQGHOLMNHZHUNJURHSGHRS GUDFKWRPHHQDGYLHVXLWWHEUHQJHQRYHUGHYRUPHQLQKRXGYDQHHQWRHNRPVWLJODQGHOLMN VXUYHLOODQFHV\VWHHPYRRU62$+HWGRHOYDQGH]HZHUNJURHSLV ³RPYDQXLWGHEHVWDDQGHVLWXDWLHHHQYRRUVWHOWHGRHQYRRUHHQHIIHFWLHIHQHIILFLsQWVXUYHLO ODQFHV\VWHHPYRRU62$GDWLQ]LFKWJHHIWLQGHSUHYDOHQWLHHQGHLQFLGHQWLHYDQ62$LQ1H GHUODQGHQGDWWHJHEUXLNHQLVYRRUGLUHFWH UHJLRQDOHHQQDWLRQDOH

(15) 62$EHVWULMGLQJ+HWV\V WHHPPRHWWHYHQVUREXXVWJHQRHJ]LMQRPHHQQDWLRQDDOEHOHLGRSWHNXQQHQEDVHUHQHQVHQVL WLHIJHQRHJ]LMQRPQDWLRQDOHWUHQGVWHNXQQHQZDDUQHPHQ´ +HWRQGHUZHUS+,9VXUYHLOODQFHYDOWEXLWHQGH]HRSGUDFKWHHQ5*2ZHUNJURHS]DOKLHUYRRU HHQDSDUWYRRUVWHOGRHQ.  'HVDPHQVWHOOLQJYDQGHODQGHOLMNHZHUNJURHS 'UV$--&RHQHQ030 -($0YDQ%HUJHQKXLVDUWVHSLGHPLRORRJ 0Z-YDQGHU3XWWH -+HLMQHQ )GH*URRW$,'6FR|UGLQDWRU 0Z(-DFREVDUWV -YDQ%DDUVDUWV 'U:,YDQGHU0HLMGHQGHUPDWR YHQHUHRORRJ 'U-6$)HQQHPDDUWVHSLGHPLRORRJ /3HWHUVHQDUWV 'U59HUNRR\HQXQLYHUVLWDLUGRFHQW 0Z'U,U0-:YDQGH/DDU $%RVPDQDUWV 0Z,U-5LMODDUVGDP -.YDQ:LMQJDDUGHQDUWV 3URI'U)6WXUPDQV YRRU]LWWHU. 6WLFKWLQJ62$EHVWULMGLQJ 6WLFKWLQJ62$EHVWULMGLQJ /DQGHOLMNHYHUHQLJLQJ62$YHUSOHHJNXQGLJHQ /DQGHOLMNHYHUHQLJLQJ62$YHUSOHHJNXQGLJHQ ** *'*URQLQJHQ QDPHQV/2,

(16) **'0LGGHQ%UDEDQW QDPHQV/2,

(17) **'1LMPHJHQ QDPHQV/2,

(18) 62$FRPPLVVLH19'9 62$SROLNOLQLHN** *'$PVWHUGDP **'5RWWHUGDP (UDVPXV8QLYHUVLWHLW5RWWHUGDPPLFURELRORJLH 5,90 5,90 5,90 ,QVSHFWLHYRRUGH*H]RQGKHLGV]RUJ **'5RWWHUGDPHR.

(19) SDJYDQ. 5,90UDSSRUW.  /HHVZLM]HU ,QKRRIGVWXNWZHHZRUGWHHQGHILQLWLHYDQVXUYHLOODQFHDOVXLWJDQJVSXQWJHQRPHQHQZRUGW LQJHJDDQRSEHVWDDQGHUHJLVWUDWLHV\VWHPHQ'DDUQDDVWEHVFKULMIWKRRIGVWXNWZHHGHDFWLYLWHL WHQGLHLQ1HGHUODQGZDWEHWUHIWGH62$EHVWULMGLQJZRUGHQRQWSORRLG,QKRRIGVWXNGULH ZRUGWSHUDFWLYLWHLWYDQGH62$EHVWULMGLQJDDQJHJHYHQZHONHWRHJHYRHJGHZDDUGH62$ VXUYHLOODQFHNDQOHYHUHQ,QKRRIGVWXNYLHUZRUGHQGHWHUHJLVWUHUHQYDULDEHOHQRSJHVRPGHQ ZRUGHQGULHYHUVFKLOOHQGHFRPELQDWLHV YDULDQWHQ

(20) YDQEHVWDDQGHUHJLVWUDWLHV\VWHPHQJH QRHPGGLHGH]HJHJHYHQVNXQQHQDDQOHYHUHQ+RRIGVWXNYLHUJDDWWHQVORWWHLQRSGHFRQFOX VLHVYDQGHZHUNJURHS.

(21) 5,90UDSSRUW. SDJYDQ.  'RHOVWHOOLQJHQGHILQLWLHV  'HILQLWLHYDQVXUYHLOODQFH ,QGHOLWHUDWXXUZRUGHQYHUVFKLOOHQGHGHILQLWLHVYRRUVXUYHLOODQFHJHJHYHQ'H]HGHILQLWLHV KHEEHQDOVJHPHHQVFKDSSHOLMNHIDFWRUHQKHWYHU]DPHOHQDQDO\VHUHQHQLQWHUSUHWHUHQYDQJH JHYHQVPDDUOHJJHQYHUVFKLOOHQGHDFFHQWHQRSKHWJHEUXLNYDQGHLQIRUPDWLH+LHUZRUGWJH NR]HQYRRUHHQGHILQLWLHGLHHHQGXLGHOLMNHUHODWLHOHJWPHWYRONVJH]RQGKHLGVPDDWUHJHOHQHQ LQWHUYHQWLHHQGLHLVJHwQWURGXFHHUGGRRUKHW&'&RRNWHUHYDOXDWLHYDQVXUYHLOODQFHV\VWH PHQ ³7KHRQJRLQJDQGV\VWHPDWLFFROOHFWLRQDQDO\VLVDQGLQWHUSUHWDWLRQRIKHDOWKGDWDLQWKHSUR FHVVRIGHVFULELQJDQGPRQLWRULQJDKHDOWKHYHQW7KLVLQIRUPDWLRQLVXVHGIRUSODQQLQJLP SOHPHQWLQJDQGHYDOXDWLQJSXEOLFKHDOWKLQWHUYHQWLRQVDQGSURJUDPV6XUYHLOODQFHGDWDDUH XVHGERWKWRGHWHUPLQHWKHQHHGIRUSXEOLFKHDOWKDFWLRQDQGWRDVVHVVWKHHIIHFWLYHQHVVRI SURJUDPV´ L. 8LWGH]HGHILQLWLHYDQVXUYHLOODQFHEOLMNWGDWVXUYHLOODQFHJHJHYHQVJHULFKW]LMQRSSODQQLQJ XLWYRHULQJHQHYDOXDWLHYDQDFWLYLWHLWHQRSKHWJHELHGYDQYRONVJH]RQGKHLG LQIRUPDWLRQIRU DFWLRQ

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

(23) LVHHQYULMH[DFWHEHSDOLQJYDQKHWDDQWDO]LHNWHJHYDOOHQELQ QHQHHQRPVFKUHYHQSRSXODWLHQRGLJ2PGLWRSFRQWLQXHEDVLVELQQHQHHQVXUYHLOODQFHV\V WHHPWHEHUHLNHQLVHHQIRUVHLQ]HWYDQPHQVNUDFKWHQPLGGHOHQQRRG]DNHOLMN2SGLWPRPHQW OHYHUWJHHQYDQGHEHVFKLNEDUHUHJLVWUDWLHV\VWHPHQGHUJHOLMNHEHWURXZEDUHLQFLGHQWLHHQSUH YDOHQWLHFLMIHUVHQZRUGWYHHODOJHEUXLNJHPDDNWYDQUHODWLHYHWUHQGVLQKHWYRRUNRPHQ9RRU.

(24) SDJYDQ. 5,90UDSSRUW. RQGHUVWHXQLQJYDQGHSODQQLQJXLWYRHULQJHQHYDOXDWLHYDQDFWLYLWHLWHQLQGH62$EHVWULMGLQJ NDQZRUGHQYROVWDDQPHWKHWEHVWXGHUHQYDQWUHQGV +HWEHRRJGHV\VWHHP]DOGHUKDOYHJHHQFRQWLQXLQ]LFKWNXQQHQYHUVFKDIIHQLQGHSUHYDOHQWLH HQLQFLGHQWLHYDQ62$LQGHDOJHPHQHEHYRONLQJ2PGHUJHOLMNLQ]LFKWWHNXQQHQNULMJHQLV JHULFKW62$LQFLGHQWLHSUHYDOHQWLHRQGHU]RHNQRGLJ 2PYHUKHIILQJHQYDQ62$LQDOOHUHJLR¶VRSQDWLRQDDOQLYHDXWHNXQQHQGHWHFWHUHQLVHHQJH RJUDILVFKILMQPD]LJQHWZHUNYDQVXUYHLOODQFHQRRG]DNHOLMN,QGLWGRFXPHQWJDDQZLMHUYDQ XLWGDWKHWGHWHFWHUHQYDQORNDOHHQUHJLRQDOHYHUKHIILQJHQJHHQSULPDLUGRHOYDQKHWV\VWHHP LVPDDUGDWGLWRQGHUGHYHUDQWZRRUGHOLMNKHLGYDQGHEHWUHIIHQGH**'EHKRRUW+HWEHRRJGH V\VWHHPGLHQWSULPDLUHHQODQGHOLMNEHHOGWHJHYHQZDDUELMZHOUHOHYDQWLVGDWHUDDQNQRSLQJV SXQWHQ]LMQLQZHONHUHJLR¶V]LFKHYHQWXHHOSUREOHPHQYRRUGRHQ.  $FWLYLWHLWHQ62$EHVWULMGLQJ 2SKHWJHELHGYDQGH62$EHVWULMGLQJLQ1HGHUODQG]LMQLQKRRIGOLMQHQGHYROJHQGHDFWLYL WHLWHQYDQEHODQJ 35,0$,5(35(9(17,( +HWGRHOYDQSULPDLUHSUHYHQWLHLVKHWYRRUNyPHQYDQ QLHXZH

(25) LQIHFWLHV  3ULPDLUHSUHYHQWLHYLDEHYRUGHUHQYDQYHLOLJVHNVXHHOJHGUDJ 'LWJHVFKLHGWYLDYRRUOLFKWLQJJHULFKWRSKHWYHUDQGHUHQYDQNHQQLVKRXGLQJHQJHGUDJ 9RRUHHQGRHOPDWLJHLQ]HWYDQPLGGHOHQGLHQWNHQQLVWHEHVWDDQRYHUGH SRWHQWLsOH

(26) ULVL FRJURHSHQYRRU62$  3ULPDLUHSUHYHQWLHYLDYDFFLQDWLH 0RPHQWHHOLVDOOHHQYRRUKHSDWLWLV%HHQYDFFLQDWLHEHVFKLNEDDUHQZRUGWHHQVHOHFWLHI YDFFLQDWLHEHOHLGJHKDQWHHUG+HWLVYDQEHODQJWLMGLJVLJQDOHQWHNXQQHQRSPHUNHQGLH ZLM]HQRSIDOHQYDQYDFFLQRIYDQKHWYDFFLQDWLHEHOHLG  6(&81'$,5(35(9(17,( YURHJWLMGLJRQGHUNHQQHQHQEHKDQGHOHQYDQ62$

(27) 2QGHUVHFXQGDLUHSUHYHQWLHYDOOHQYURHJWLMGLJHRSVSRULQJEURQHQFRQWDFWRSVSRULQJHQWLM. GLJKXOS]RHNJHGUDJ'H]HODDWVWHGULHDFWLYLWHLWHQZRUGHQKLHURQGHUYHUGHUXLWJHZHUNW .  9URHJWLMGLJHRSVSRULQJ +HWGRHOYDQYURHJWLMGLJHRSVSRULQJLVKHWYLQGHQYDQ DV\PSWRPDWLVFK

(28) JHwQIHFWHHUGHQ RPYLDWLMGLJHEHKDQGHOLQJFRPSOLFDWLHVWHYRRUNRPHQ'LWZRUGWQXDOXLWJHYRHUGELM VFUHHQLQJYDQDOOH]ZDQJHUHQYRRUV\ILOLVHQKHSDWLWLV%HQLQGHWRHNRPVWPRJHOLMNYRRU FKODP\GLDHQKXPDDQSDSLOORPDYLUXV +39

(29) %LM62$SROLNOLQLHNHQZRUGHQDOOHEH]RH NHUVDFWLHIJHVFUHHQGYRRUHHQDDQWDODDQGRHQLQJHQ.

(30) 5,90UDSSRUW. SDJYDQ. .  +HWEHYRUGHUHQYDQWLMGLJKXOS]RHNJHGUDJ 2PJHFRPSOLFHHUGHLQIHFWLHVHQYHUGHUHYHUVSUHLGLQJWHYRRUNRPHQHQRPGHWUDQVPLVVLH YDQLQIHFWLHVWHUHGXFHUHQLVKHWEHODQJULMNGDWJHwQIHFWHHUGHQLQHHQYURHJVWDGLXPPHGL VFKHKXOS]RHNHQHQ]LFKODWHQEHKDQGHOHQ6LJQDOHQYDQYHUWUDJLQJLQGLWKXOS]RHNJH GUDJGLHQHQWHOHLGHQWRWHHQRQGHU]RHNQDDUGHWRHJDQNHOLMNKHLGYDQ]RUJ .  %URQHQFRQWDFWRSVSRULQJ %URQHQFRQWDFWRSVSRULQJYLQGWSODDWVQDLQGLYLGXHOHGLDJQRVWLHNYRRU]RYHUKLHURYHUDI VSUDNHQEHVWDDQPHWGHFXUDWLHYHVHFWRU+HWGRHOYDQEURQHQFRQWDFWRSVSRULQJLVKHW YLQGHQYDQ ODWHQW

(31) JHwQIHFWHHUGHQ]RQGHUOLFKDPHOLMNHNODFKWHQ]RGDW]LMRQGHU]RFKWHQ EHKDQGHOGNXQQHQZRUGHQ+LHUGRRUZRUGWGHNDQVRSFRPSOLFDWLHVYHUNOHLQG VHFXQGDLUH SUHYHQWLH

(32) HQYHUPLQGHUWGLWKHWULVLFRRSYDQYHUGHUHYHUVSUHLGLQJ SULPDLUHSUHYHQWLH

(33)  %(675,-',1* .  *HULFKWLQJULMSHQELMYHUKHIILQJHQYDQ HUQVWLJH

(34) LQIHFWLHV 2QGHUYHUKHIILQJYHUVWDDQZHHHQ SORWVH

(35) WRHQDPHYDQKHWJHREVHUYHHUGHDDQWDO]LHNWH JHYDOOHQERYHQKHWYHUZDFKWHDDQWDOLQEHSDDOGH ULVLFR

(36) SRSXODWLHV+LHUZRUGHQDOOHHQ YHUKHIILQJHQEHVFKRXZGZDDUELMLQJULMSHQYHUHLVWLV .  (IIHFWLHIJHEUXLNDQWLELRWLFD 9RRUHHQJRHGHWKHUDSLHLVJHEUXLNYDQGHMXLVWHDQWLELRWLFDYDQEHODQJ%LMGHNHX]HYDQ KHWDQWLELRWLFXPLVLQ]LFKWLQGHUHVLVWHQWLHSDWURQHQYDQPLFURRUJDQLVPHQEHODQJULMN 1DLQWURGXFWLHYDQHHQDOWHUQDWLHIDQWLELRWLFXPWHJHQJRQRUURHRQWZLNNHOW]LFKPHHVWDO ELQQHQHQNHOHMDUHQUHVLVWHQWLH+HWZRUGWDDQEHYROHQRPELMPHHUGDQUHVLVWHQWLHRYHU WHJDDQRSHHQDQGHUDQWLELRWLFXP  LL. %(/(,' .  6LJQDOHUHQYDQµQLHXZH¶62$ 'HLQWURGXFWLHYDQQLHXZHRIQLHXZWHGLDJQRVWLFHUHQ62$]DOYDDNUHGHQ]LMQRPEHOHLG WHZLM]LJHQRIQLHXZEHOHLGWHIRUPXOHUHQ2QGHUQLHXZZRUGWKLHUYHUVWDDQZDWLQGH(Q JHOVWDOLJHOLWHUDWXXUµHPHUJLQJ¶RIµUHHPHUJLQJ¶ZRUGWJHQRHPG'LWNDQGXVJDDQRP KHOHQLHXZH]LHNWHEHHOGHQ]RDOV$,'6EHJLQMDUHQWDFKWLJRIUHHGVODQJHUEHVWDDQGH62$ GLHLQ1HGHUODQGJHZRRQOLMNQLHWRIQDXZHOLMNVYRRUNZDPHQRIQXSDVDGHTXDDWJHGLD JQRVWLFHHUGNXQQHQZRUGHQ ELMYFKODP\GLD

(37)  .  %HSDOLQJYDQKHWUHODWLHYHYRONVJH]RQGKHLGVSUREOHHP %LMKHWVWHOOHQYDQSULRULWHLWHQLQJH]RQGKHLGVEHOHLGHQGDDUDDQJHNRSSHOGGHYHUGHOLQJ YDQPLGGHOHQLVLQ]LFKWQRGLJLQKHWYRRUNRPHQYDQYRONVJH]RQGKHLGVSUREOHPHQLQUHOD WLHWRWHONDDU.

(38) SDJYDQ. 5,90UDSSRUW. .ZDOLWHLWYDQ]RUJ +HWRQGHUZHUSNZDOLWHLWYDQ]RUJLVHLJHQOLMNHHQKRRIGVWXNDSDUWHQRPYDWHHQ]HHU EUHHGDDQGDFKWVYHOG'RHOPDWLJKHLGHIIHFWLYLWHLWHQWRHJDQNHOLMNKHLGYDQGH]RUJ]LMQ VOHFKWVHQNHOHEHJULSSHQGLHRQGHUKHWKRRIGVWXNNZDOLWHLWJHUDQJVFKLNWNXQQHQZRUGHQ :DQQHHUGH]RUJYHUOHQLQJDOVHHQNHWHQNDQZRUGHQEHVFKRXZGGDQLVYRRUGHEHRRUGH OLQJYDQGHNZDOLWHLWYDQGH]RUJGRRUJDDQVLQIRUPDWLHQRGLJRYHULHGHURQGHUGHHOYDQGH NHWHQ.

(39) 5,90UDSSRUW. SDJYDQ.  2YHU]LFKW62$UHJLVWUDWLHV\VWHPHQ ,Q1HGHUODQGEHVWDDQYHUVFKLOOHQGHUHJLVWUDWLHV\VWHPHQYRRU62$QDDVWHONDDUVRPVPHWHHQ JHGHHOWHOLMNHRYHUODSLQGHSDWLsQWHQSRSXODWLH $62$5HJLVWUDWLHGRRUVRFLDDOYHUSOHHJNXQGLJHQ ,QLVGH]HUHJLVWUDWLHRSQDWLRQDDOQLYHDXRSJH]HW'H]HYULMZLOOLJHUHJLVWUDWLHZRUGWXLWJH YRHUGGRRUVRFLDDOYHUSOHHJNXQGLJHQZHUN]DDPLQGH62$EHVWULMGLQJELM**'¶VHQGUHPSHO YULMH62$SROLNOLQLHNHQ+HWGRHOYDQGH]HUHJLVWUDWLHLVGHYHU]DPHOLQJYDQDFKWHUJURQGJHJH YHQVYDQFOLsQWHQGLHPHWHHQ62$KXOSYUDDJHQRI+,9WHVWYHU]RHNHHQ**'RI62$ SROLNOLQLHNEH]RHNHQHQKHWQRWHUHQYDQGHHYHQWXHHOYDVWJHVWHOGH62$ LQFO+,9WHVWXLWVODJ

(40)   $FKWHUJURQGJHJHYHQVEHWUHIIHQQDDVWOHHIWLMGJHVODFKWHQZRRQSODDWVQDWLRQDOLWHLWULVLFRJURHS SURVWLWXHHVPDQQHQPHWKRPRVHNVXHOHFRQWDFWHQGUXJJHEUXLNHUV

(41) HQHYHQWXHOHYRRUJHVFKLH GHQLVYDQ62$+HWJHEUXLNYDQGHJHJHYHQVXLWGH62$UHJLVWUDWLHZRUGWEHPRHLOLMNWGRRURQ EHNHQGHSDWLsQWHQVHOHFWLHHQGRRUORNDOHYHUVFKLOOHQLQGHLQWHUSUHWDWLHYDQGHUHJLVWUDWLHYRRU VFKULIWHQHQKHWJURWHDDQWDOPHHWSXQWHQ 

(42)  'HLQVWHOOLQJHQZDDUGHSDWLsQWJHJHYHQVYDQGDDQNRPHQYHUVFKLOOHQLQRS]HW=R]LMQHU**'¶V ZDDUDOOHHQDFWLYLWHLWHQURQG62$SUHYHQWLHHQ62$EURQHQFRQWDFWRSVSRULQJSODDWVYLQGHQ ]RQGHUFXUDWLHYHFRPSRQHQW'DDUQDDVW]LMQHUHHQWLHQWDO**'¶VZDDUWHYHQVFXUDWLHYH62$ ]RUJZRUGWJHERGHQ ]RDOVGLDJQRVWLHNHQWKHUDSLHYDQ62$ELMSHUVRQHQGLH]LFK62$ZLOOHQ ODWHQRQGHU]RHNHQ

(43)  ]LHILJXXU

(44) 7HQVORWWH]LMQHUGHGUHPSHOYULMH62$SROLNOLQLHNHQ ]LH%

(45)  LLL. LY. ILJXXU5HLVDIVWDQGHQWRWGUHPSHOYULMHHQODDJGUHPHOSLJH62$SROLNOLQLHNHQ 'H]HGLYHUVLWHLWEUHQJWDDQ]LHQOLMNHYHUVFKLOOHQLQGHSDWLsQWSRSXODWLHVYDQGH]HLQVWHOOLQJHQPHW ]LFKPHH EURQ5,90RQJHSXEOLFHHUGHGDWD

(46) 2QGDQNVGHPRJHOLMNHYHUWHNHQLQJLQGHGDWD YHU]DPHOLQJGRRUKHWQLHWEHNHQG]LMQYDQGHZLM]HZDDURSSDWLsQWHQVHOHFWLHSODDWVYLQGWLVGH]H.

(47) SDJYDQ. 5,90UDSSRUW. UHJLVWUDWLHYDQ62$ZDDUGHYRORPGDWKHWGHHQLJHRSQDWLRQDDOQLYHDXLVPqWDFKWHUJURQGJHJH YHQVYDQSDWLsQWHQHQERYHQGLHQQLHWEHSHUNWLVWRWHQNHOH62$2RNLVKHWGHHQLJHUHJLVWUDWLH PHWJHJHYHQVXLW ELMQD

(48) DOOH**'UHJLR¶V7UHQGVLQKHWYRRUNRPHQYDQGLYHUVH62$HQELMEH KRUHQGHGHWHUPLQDQWHQNXQQHQXLWGHYHU]DPHOGHJHJHYHQVJHYROJGZRUGHQ %5HJLVWUDWLHGRRUGUHPSHOYULMH62$SROLNOLQLHNHQ ,Q1HGHUODQGEHVWDDQ]HVGUHPSHOYULMH62$SROLNOLQLHNHQ $FDGHPLVFK=LHNHQKXLV5RWWHUGDP 'LMN]LJW+DYHQ]LHNHQKXLV5RWWHUGDP8QLYHUVLWDLU0HGLVFK&HQWUXP8WUHFKW** *'$P VWHUGDP:HVWHLQGH=LHNHQKXLV'HQ+DDJ=LHNHQKXLV/H\HQEXUJ'HQ+DDJ

(49) .HQPHUNHQG YRRUGH]HGUHPSHOYULMHSROLNOLQLHNHQLVGDW]LM]LFKEHYLQGHQLQJURWHVWHGHQLQGH5DQGVWDG ZDDUKHWJURRWVWHDDQWDOSHUVRQHQPHW62$JH]LHQZRUGWHQGDW]LMYULMNRVWHORRVHQDQRQLHP WRHJDQNHOLMN]LMQYRRUSHUVRQHQGLHRQGHU]RFKWZLOOHQZRUGHQRS62$9DQDIZRUGWKHW DDQWDOFRQVXOWHQHQJHGLDJQRVWLFHHUGH62$PqWSDWLsQWHQNDUDNWHULVWLHNHQJHSUHVHQWHHUGLQ MDDUYHUVODJHQGRRUGH62$SROLNOLQLHNYDQGH** *'$PVWHUGDP 6LQGVHHQDDQWDOMDUHQ YHUVFKLMQWRRNHHQMDDUYHUVODJYDQGH62$SROLNOLQLHNHQLQ8WUHFKWHQ5RWWHUGDP$FKWHU JURQGJHJHYHQVEHWUHIIHQOHHIWLMGJHVODFKWDDUGYDQGHVHNVXHOHFRQWDFWHQSURVWLWXWLHGUXJJH EUXLNQDWLRQDOLWHLW62$LQDQDPQHVHHQSODDWVYDQLQIHFWLH'RRUGDWGHRSERXZYDQKHWMDDU YHUVODJHONMDDUKHW]HOIGHLVNXQQHQPHHUMDUHQYHUJHOLMNLQJHQJHPDDNWZRUGHQ'HJHJHYHQV JHYHQHHQJRHGLQ]LFKWLQGHSDWLsQWHQSRSXODWLHGLHGH62$SROLNOLQLHNEH]RHNW*HJHYHQVRYHU GHDQGHUHGUHPSHOYULMH62$SROLNOLQLHNHQHQHHQDDQWDOODDJGUHPSHOLJH62$NOLQLHNHQZRU GHQMDDUOLMNVJHUDSSRUWHHUGLQKHW62$EXOOHWLQKLHUELM]LMQHFKWHUDOOHHQFLMIHUVRYHUKHWDDQWDO EH]RHNHQDDQGHGUHPSHOYULMHSROLNOLQLHNHQRSJHQRPHQHQKHWDDQWDOSDWLsQWHQPHWJHGLDJQRV WLFHHUGHFKODP\GLDJRQRUURHHQV\ILOLV (UEHVWDDWJHHQXQLIRUPUHJLVWUDWLHV\VWHHPYRRUFRQVXOWHQRS62$SROLNOLQLHNHQ6RPPLJHSR OLNOLQLHNHQKHEEHQHLJHQ YHUVFKLOOHQGH

(50) JHDXWRPDWLVHHUGHUHJLVWUDWLHV\VWHPHQHQDQGHUHQKHE EHQJHHQVSHFLILHNHJHDXWRPDWLVHHUGH62$UHJLVWUDWLH Y. . &$DQJLIWHELMGH,QVSHFWLHYRRUGH*H]RQGKHLGV]RUJ ,*=

(51) YLD,6,6**' 6LQGVMDQXDULEHVWDDWHHQDQRQLHPHDDQJLIWHSOLFKWYRRUJRQRUURHHQV\ILOLVHQHHQQRPL QDWLHYHDDQJLIWHSOLFKWYRRUDFXWHKHSDWLWLV% JURHS%

(52) DDQGH,QVSHFWLHYRRUGH*H]RQGKHLGV ]RUJ ,*=

(53) 'HJHJHYHQVYRRUV\ILOLVHQJRQRUURH]LMQWRWDSULOEHVFKLNEDDU1DGH]HGD WXP]LMQGRRUHHQZHWVZLM]LJLQJJRQRUURHHQV\ILOLVQLHWPHHUDDQJLIWHSOLFKWLJ,QILJXXUHQ LVSHU**'UHJLRLQNDDUWJHEUDFKWKRHYHHOJHYDOOHQYDQJRQRUURHHQV\ILOLVLQ]LMQDDQJH JHYHQ'HDDQJLIWHFLMIHUV]LMQEHVFKLNEDDURSGDWXPYDQDDQJLIWHQDDUJHVODFKWOHHIWLMGHQ ZRRQSODDWVHQYRRUKHSDWLWLV%RRNQDDUGHPHHVWZDDUVFKLMQOLMNHEURQYDQEHVPHWWLQJHQDDUG YDQGHLQIHFWLH DFXXWRIGUDJHUVFKDS

(54) 'HDDQJLIWHLVEHGRHOGRPFRQWLQXHLQIRUPDWLHPHWEH WUHNNLQJWRWGHLQFLGHQWLHHQKHWEHORRSKLHUYDQLQGHWLMGYDQGH]H62$WHYHU]DPHOHQHQWHUXJ WHNRSSHOHQ'HEUXLNEDDUKHLGYDQDDQJLIWHFLMIHUVLVHFKWHUEHSHUNWGRRUGDWQLHWDOOHJHYDOOHQDOV ]RGDQLJZRUGHQKHUNHQGRIQDGLDJQRVHZRUGHQDDQJHJHYHQPDDU]LMQMDUHQODQJJHEUXLNWYRRU GHEHVWXGHULQJYDQWUHQGV.

(55) 5,90UDSSRUW. SDJYDQ. ILJXXU$DQJLIWHYDQ*RQRUURHSHU**' UHJLR EURQ,*=

(56). ILJXXU$DQJLIWHYDQ6\ILOLVSHU**' UHJLR EURQ,*=

(57). ',QIHFWLH]LHNWHQ6XUYHLOODQFH,QIRUPDWLH6\VWHHP ,6,6

(58) 'LWDOJHPHQHLQIHFWLH]LHNWHQVXUYHLOODQFHV\VWHHP ,6,6

(59) YDQKHW5,90EHYLQGW]LFKWKDQVLQGH LPSOHPHQWDWLHIDVHHQKHHIWWRWGRHODFWXHOHLQIRUPDWLHWHYHUVFKDIIHQPHWEHWUHNNLQJWRWKHW YRRUNRPHQYDQLQIHFWLH]LHNWHQLQ1HGHUODQG'LWJHEHXUWGRRULQIRUPDWLHYDQGHGLYHUVHODER UDWRULD ,6,6ODE

(60) HQGHDDQJLIWH ,6,6**'

(61) WHLQWHJUHUHQ*HJHYHQVYDQGLYHUVHSDWKRJHQHQHQ YDQDOOHDDQJLIWHSOLFKWLJH]LHNWHQZRUGHQHOHNWURQLVFKYHU]DPHOGJHDQDO\VHHUGHQV\VWHPD WLVFKWHUXJJHNRSSHOG]RGDWEHOHLGVYRUPLQJLQWHUYHQWLHLQGHYRUPYDQµRXWEUHDNPDQDJHPHQW¶ HQQDGHUZHWHQVFKDSSHOLMNRQGHU]RHNPRJHOLMNLV 2SGLWPRPHQWLV,6,6ODELQUHJLR¶VRSH UDWLRQHHO(UZRUGWJHVWUHHIGQDDUHHQV\VWHHPPHWXLWHLQGHOLMNODERUDWRULDRSQDWLRQDDOQL YHDXHLQG (HQEHSHUNLQJKLHUELMLVGDWQLHWDOOH62$RSEDVLVYDQHHQODERUDWRULXPXLWVODJZRUGHQJHGLD JQRVWLFHHUG PDDURSJHOHLGHYDQKHWNOLQLVFKEHHOG

(62) 2RNEOLMNHQGLDJQRVWLVFKHSURFHGXUHVWH YHUVFKLOOHQELMGHYHUVFKLOOHQGHEHKDQGHODDUV]RGDWHUVSUDNHLVYDQHHQYHUWHNHQLQJLQKHW YRRUNRPHQGRRUVHOHFWLHLQGHGDWDYHU]DPHOLQJ,6,6**'RPYDWDOOHDDQJLIWHQYDQLQIHFWLH ]LHNWHQYDQ**'¶VLQ1HGHUODQG :DWEHWUHIWGH62$LVRSGLWPRPHQWDOOHHQKHSDWLWLV%DDQ JLIWHSOLFKWLJ ]LHERYHQ

(63)  . YL. YLL. (+XLVDUWVHQSHLOVWDWLRQV ,QGH&RQWLQXH0RUELGLWHLWUHJLVWUDWLH3HLOVWDWLRQV1HGHUODQG &05

(64) YDQKHW1HGHUODQGV,QVWL WXXWYRRURQGHU]RHNYDQGHJH]RQGKHLGV]RUJ 1,9(/

(65) ZRUGWGRRUKXLVDUWVHQKHWYRRUNRPHQ YDQEHSDDOGH]LHNWHQZHNHOLMNVYDVWJHOHJG'HSHLOVWDWLRQV]LMQYHUVSUHLGRYHUKHWODQGHQGH RSERXZYDQGHSDWLsQWHQSRSXODWLHLVUHSUHVHQWDWLHIYRRUGHJHKHOH1HGHUODQGVHEHYRONLQJ1LHW DOOH]LHNWHQZRUGHQFRQWLQXLQGHUHJLVWUDWLHRSJHQRPHQ]RGDWWUHQGVQLHWYRRUDOOHDDQGRHQLQ JHQEHVFKLNEDDU]LMQ'HUHJLVWUDWLHLVJHEDVHHUGRSKHWNOLQLVFKHEHHOG]RQGHULQJHYDOYDQ.

(66) SDJYDQ. 5,90UDSSRUW. LQIHFWLH]LHNWHQVSHFLILFDWLHYDQKHWPLFURELRORJLVFKDJHQV'RRUGDWGHµDOJHPHQHEHYRONLQJ¶ XLWJDQJVSXQWLVLVGH]HUHJLVWUDWLHDOOHHQJHVFKLNWYRRU]LHNWHQPHWHHQUHODWLHIKRJHLQFLGHQWLH 8UHWKULWLVLVLQGHSHULRGHJHUHJLVWUHHUG3,' SHOYLFLQIODPPDWRU\GLVHDVH

(67) LQGHSH ULRGHHQKHSDWLWLV%LQ,QGHKXLGLJHUHJLVWUDWLHZRUGWDOOHHQXUHWKULWLV JHUHJLVWUHHUG/HHIWLMGHQJHVODFKW]LMQGHHQLJHEHVFKLNEDUHSDWLsQWHQNDUDNWHULVWLHNHQ %LQQHQ KHW&051LMPHJHQYLQGWHHQPHHUXLWJHEUHLGHUHJLVWUDWLHYDQDI]RQGHUOLMNH62$SODDWV'H LQFLGHQWLHYDQJRQRUURHKHUSHVJHQLWDOLVFRQG\ORPDWDDFXPLQDWDQDDUJHVODFKWHQOHHIWLMGNDQ EHUHNHQGZRUGHQ2QGXLGHOLMNLVLQKRHYHUUHGHUHVXOWDWHQQDDUGHJHKHOH1HGHUODQGVHEHYRO NLQJJHs[WUDSROHHUGNXQQHQZRUGHQ,Q$PVWHUGDPLVHHQORNDDOKXLVDUWVHQSHLOVWDWLRQRQGHU KXLVDUWVSUDNWLMNHQVLQGVDFWLHI3,'LVJHUHJLVWUHHUGLQGHSHULRGH ,Q5RW WHUGDPEHVWDDWVLQGVPHGLRMDUHQHHQQHWZHUNYDQFLUFDSHLOVWDWLRQSUDNWLMNHQGLHVSH FLILHNYRRULQIHFWLH]LHNWHVXUYHLOODQFH]LMQRSJHULFKW,QGH]HUHJLRQDOHSHLOVWDWLRQUHJLVWUDWLH]LMQ ]LHNWHEHHOGHQDOV³XUHWKULWLV PHWZDDUVFKLMQOLMNKHLGVGLDJQRVH

(68) ´HQ³+,9FRQVXOW´RSJHQRPHQ YLLL. L[. )6XUYHLOODQFHYDQDQWLELRWLFXPJHYRHOLJKHLGELMJRQRNRNNHQRSKHW5,90 9DQDIZHUGHQLQRSGUDFKWYDQGH,*=DOOHLVRODWHQYDQSHQLFLOOLQDVHYRUPHQGHJRQRNRN NHQ 39*

(69) GRRUGHHOQHPHQGHVWUHHNODERUDWRULDQDDUKHW5,90JHVWXXUGYRRUEHSDOLQJYDQ GHµ0LQLPXP,QKLELWRU\&RQFHQWUDWLRQ¶ 0,&

(70) YDQSHQLFLOOLQHHQDQGHUHNOLQLVFKUHOHYDQWHDQ WLELRWLFDHQYRRUQDGHUHDX[RVHURW\SHULQJHQSODVPLGHNDUDNWHULVHULQJ'H]HVXUYHLOODQFHLV RSJH]HWYRRUGHWKHUDSLHDGYLVHULQJELMJRQRUURHHQEHYDWQDDVWPLFURELRORJLVFKHLQIRUPDWLH HQNHOHSDWLsQWHQJHJHYHQVDOVJHVODFKWOHHIWLMGQDWLRQDOLWHLWHQSODDWVYDQEHVPHWWLQJ2PGH LQFLGHQWLHYDQ39*DOVSHUFHQWDJHYDQDOOHJRQRUURHJHYDOOHQWHNXQQHQVFKDWWHQZHUGKHWWR WDDODDQWDOJRQRNRNNHQLVRODWHQHQKHWDDQWDOJHwVROHHUGH39*ELMGHEHWUHIIHQGHODERUDWRULD QDJHYUDDJGPHWEHKXOSYDQHHQMDDUOLMNVHHQTXrWH9DQDILVGHVXUYHLOODQFHYDQWKHUDSLH UHVLVWHQWHJRQRNRNNHQEHSHUNWWRWJHYRHOLJKHLGVRQGHU]RHNELMHHQVWHHNSURHIYDQ 39*HQQRQ 39*

(71) LVRODWHQXLWYLMIODERUDWRULDXLWGHGULHJURWHVWHGHQ $PVWHUGDP5RWWHUGDP'HQ+DDJ

(72)  [. */DQGHOLMNH0HGLVFKH5HJLVWUDWLH 6,*

(73) $DQGH/DQGHOLMNH0HGLVFKH5HJLVWUDWLH /05

(74) YDQGH6WLFKWLQJ,QIRUPDWLH*H]RQGKHLGV]RUJ 6,*

(75) ZRUGHQRQWVODJGLDJQRVHQGRRU]LHNHQKXL]HQJHUDSSRUWHHUG'LWJHVFKLHGWYROJHQVGH ,&'FRGHULQJ ,QWHUQDWLRQDO&ODVVLILFDWLRQRI'LVHDVHV

(76) 1LHWDOWLMGZRUGWKHWLQIHFWLHX]HDJHQV JHUDSSRUWHHUGELMYRRUEHHOGLQJHYDOYDQ3,'RI(8**RQRUURHV\ILOLVHQKHSDWLWLV%ZRUGHQ LQWHJHQVWHOOLQJWRWELMGH&05ZHODOV]RGDQLJJHUHJLVWUHHUG2QGHUVFKHLGZRUGWJHPDDNWWXV VHQKRRIGHQQHYHQGLDJQRVHYHUGHU]LMQGHJHJHYHQVEHVFKLNEDDUQDDUJHVODFKWHQMDDUYDQRQW VODJ +9LURORJLVFKHZHHNVWDWHQ $OJHUXLPHWLMGPHOGHQDOOHYLURORJLVFKHODERUDWRULD QX

(77) ZHNHOLMNVGHDDQWDOOHQSRVLWLHYH WHVWXLWVODJHQRSSDSLHUYRRUHHQEUHGHJURHS]LHNWHYHUZHNNHUV:HNHOLMNVZRUGHQGH]HPHO GLQJHQRSKHW5,90VDPHQJHYRHJGWRWHHQODQGHOLMNRYHU]LFKW,HGHUHYLHUZHNHQYHUVFKLMQW GLWRYHU]LFKWLQKHW,QIHFWLH]LHNWHQ%XOOHWLQ'HJHJHYHQV]LMQHLJHQGRPYDQGHZHUNJURHS NOLQLVFKHYLURORJLH:DWEHWUHIWGH62$]LMQFKODP\GLDHQKHSDWLWLV%RSJHQRPHQ.

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

(79) ]LMQDOOHKXLGLJHVXUYHLOODQFHV\VWHPHQLQ1HGHUODQGRSJHQRPHQ 3HUV\VWHHPZRUGWHHQDDQWDONHQPHUNHQJHJHYHQ]RDOVKHWJHELHGYDQVXUYHLOODQFHIUHTXHQWLH YDQJHJHYHQVYHU]DPHOLQJRUJDQLVDWLHYDQGHVXUYHLOODQFHRPYDQJYDQGHSRSXODWLHRQGHUVXU YHLOODQFHHQDDUGYDQGHSRSXODWLH9HUGHUZRUGWDDQJHJHYHQZHONHDFKWHUJURQGYDULDEHOHQGH V\VWHPHQYHU]DPHOHQ JHVODFKWOHHIWLMGSRVWFRGHRIZRRQSODDWVQDWLRQDOLWHLWRIJHERRUWHODQG VHNVXHOHJHDDUGKHLGHQFRQWDFWPHWSURVWLWXWLH

(80) HQZHONH]LHNWHYHUZHNNHUVRI]LHNWHEHHOGHQ ZRUGHQJHUHJLVWUHHUG9DQHHQDDQWDOUHJLVWUDWLHV\VWHPHQLVGHYRRUW]HWWLQJLQGHWRHNRPVWRQ ]HNHU.

(81) 1/. VWHGHQLQ NZDUW /DERUDWRULD UDQGVWDG. 1/. ( 1,9(/. ) JRQRNRNNHQ VXUYHLOODQFH. * 6,*. %ORHGEDQN. EH]RHNHUV  KXLVDUWV . . . . GRQRUHQ. . ]ZDQJHUHQ Y. JHKRVSLWD  OLVHHUGHQ ODERUDWRULD . DOOHRSQDPHV. 6WHHNSURHI. YDQ1/.  ZRUGW

(82). . . . . . . . . . . . . . .  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SRVWF QDWLRQ VH[ SURVW FW DDUG. . . PY OIW. EH]RHNHUV  **' EH]RHNHUV  SROL WRWDDO . DDUGSRS. . . . . . . . . .   FRQ JHQ  . . .   SYJ. . . . . . . . . . . . . . . . . . . . . . (8*  3,'  . . 8UHWU . . . . . . . . . . . . . V\I KLY KEY 3,' DQGHUH UHJSRV 8UHWU 62$ QHJ XLWVODJ      .   SYJ  . . . . JR. OIW OHHIWLMGSRVWF SRVWFRGHFW FKODP\GLDWUDFKRPDWLVJR JRQRUURHV\I V\ILOLVKEY KHSDWLWLV%YLUXVXUHWU XUHWKULWLVUHJ UHJLVWUDWLH. 1/. MDDU. EORHGGRQRUHQ. -. 9HUORVNXQGLJHQ. MDDU. ]ZDQJHUHQ VFUHHQLQJ. ,. 1/. ZHHN /DERUDWRULD. =LHNHQKXL]HQ. +XLVDUWVHQ. /DERUDWRULD. + YLUZHHNVWDWHQ 1/. MDDU. -DDU. GDJ. UHJLR¶V. ' ,6,6/DE. . RPYDQJ. 'UHPSHOYULMH62$  SROLNOLQLHNHQ **' 1/. VWHGHQLQ -DDU UDQGVWDG 1/ GDJ. **'. RUJDQLVDWLH. % GUHPSHOYULMH SROL & ,6,6**'. MDDU. IUHT. 1/. JHELHG. $ 62$UHJ. V\VWHHP. WDEHO2YHU]LFKWYDQUHJLVWUDWLHV\VWHPHQLQ1HGHUODQG.

(83) 5,90UDSSRUW. SDJYDQ.  7RHJHYRHJGHZDDUGHYDQ62$VXUYHLOODQFH 2PGHDFWLYLWHLWHQYDQGH62$EHVWULMGLQJXLWWHNXQQHQYRHUHQ]LMQJHJHYHQVRYHUKHWYyyU NRPHQYDQ62$QRGLJ'H]HJHJHYHQVNXQQHQYHU]DPHOGZRUGHQGRRUHHQFRQWLQXVXUYHLO ODQFHV\VWHHPRIGRRUJHULFKWHRQGHU]RHNHQ1LHWYRRUDOOHDFWLYLWHLWHQLVHHQVXUYHLOODQFH V\VWHHPYDQWRHJHYRHJGHZDDUGH6RPVLVKHWHIILFLsQWHURIPHHUSUDNWLVFKRPYLDHHQJHULFKW HSLGHPLRORJLVFK

(84) RQGHU]RHNGHEHQRGLJGHJHJHYHQVWHYHU]DPHOHQ +LHURQGHUZRUGWSHUDFWLYLWHLWRSKHWJHELHGYDQ62$EHVWULMGLQJLQ1HGHUODQGDDQJHJHYHQ ZDWGHWRHJHYRHJGHZDDUGHYDQHHQ62$VXUYHLOODQFHV\VWHHPLV7HYHQV]DOSHUDFWLYLWHLW DDQJHJHYHQZRUGHQZHONH62$PHWKHWV\VWHHPJHYROJGPRHWHQZRUGHQ 35,0$,5(35(9(17,( YRRUNRPHQYDQKHWRYHUGUDJHQYDQ62$

(85) 

(86)  3ULPDLUHSUHYHQWLHYLDEHYRUGHUHQYDQYHLOLJVHNVXHHOJHGUDJ 7RHJHYRHJGHZDDUGH62$VXUYHLOODQFH 'HJHJHYHQVXLWHHQVXUYHLOODQFHV\VWHHPJHYHQDDQZLM]LQJHQGDWSUHYHQWLHDFWLYLWHLWHQ HIIHFWKHEEHQJHKDG HYDOXDWLH

(87) RIGDWSUHYHQWLHDFWLYLWHLWHQJHVWDUWPRHWHQZRUGHQ SODQQLQJ

(88) 1DDVWKHWUHFKWVWUHHNVPRQLWRUHQYDQVHNVXHHOJHGUDJKHWJHHQDUEHLGVLQWHQ VLHIHQPHWKRGRORJLVFKJHFRPSOLFHHUGLVOHYHUW62$VXUYHLOODQFHLQGLUHFWHJHJHYHQV RPGHPDWHYDQRQYHLOLJVHNVXHHOJHGUDJWHVFKDWWHQ WUHQGVLQ62$

(89) (ULVQLHWppQVSH FLILHNH NRUWLQFXEHUHQGH

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

(91)  3ULPDLUHSUHYHQWLHYLDYDFFLQDWLH . 7  RHJHYRHJGHZDDUGH62$VXUYHLOODQFH 'HJHJHYHQVXLWHHQVXUYHLOODQFHV\VWHHPVLJQDOHUHQYHUDQGHULQJHQLQGHHIIHFWLYLWHLWYDQ HHQYDFFLQDWLHSURJUDPPD HYDOXDWLH

(92) +HWGLUHFWPHWHQYDQGHSUHVWDWLHVYDQDOOHRQGHU GHOHQYDQKHWSURJUDPPDLVDUEHLGVLQWHQVLHIHQJHFRPSOLFHHUG'RRUHHQXLWNRPVWYDQ.

(93) SDJYDQ. 5,90UDSSRUW. GLWSURJUDPPDWHEHSDOHQ KHWYRRUNRPHQYDQGHDDQGRHQLQJZDDUWHJHQJHYDFFLQHHUG ZRUGW

(94) NDQKLHULQRRNLQ]LFKWZRUGHQYHUNUHJHQ'LWWHUDDQYXOOLQJRSJHULFKWHSLGHPLR ORJLVFKRQGHU]RHNQDDUGHZHUN]DDPKHLGYDQKHWYDFFLQHQGHHIIHFWLYLWHLWYDQKHWSUR JUDPPD  $DQJH]LHQKHSDWLWLV%RSGLWPRPHQWGHHQLJH62$LVZDDUYRRUHHQYDFFLQEHVFKLNEDDU. LVHQZDDUYRRUHHQYDFFLQDWLHEHOHLGEHVWDDWZRUGWKLHUDOOHHQKHSDWLWLV%LQKHWVXUYHLO ODQFHV\VWHHPRSJHQRPHQ+HWLVQRRG]DNHOLMNGDWGHVXUYHLOODQFHLQ]LFKWJHHIWLQKHW YRRUNRPHQYDQKHSDWLWLV%LQGHEHYRONLQJ  [LY.  6(&81'$,5(35(9(17,( YURHJWLMGLJRQGHUNHQQHQHQEHKDQGHOHQYDQ62$

(95) . 

(96)  9URHJWLMGLJHRSVSRULQJ VFUHHQLQJ

(97) 7RHJHYRHJGHZDDUGH62$VXUYHLOODQFH *HJHYHQVXLWHHQ62$VXUYHLOODQFHV\VWHHPRQGHUVWHXQWGHQRRG]DDNWRWRIGHFRQWLQXH ULQJYDQYURHJWLMGLJHRSVSRULQJ VFUHHQLQJ

(98) YDQEHSDDOGH62$+HWYDVWVWHOOHQYDQGHHI IHFWLYLWHLWYDQHHQVFUHHQLQJVSURJUDPPD]HOIYHUJWHHQJHULFKWRQGHU]RHN(HQGHUJHOLMN RQGHU]RHNNDQRQGHUDQGHUHZRUGHQJHwQLWLHHUGGRRUYHUDQGHULQJHQLQKHWYyyUNRPHQ YDQVSHFLILHNHFRPSOLFDWLHV'H]HYHUDQGHULQJHQNXQQHQYLD62$VXUYHLOODQFHJHVLJQD OHHUGZRUGHQ  2SGLWPRPHQWLVKHWGHVFUHHQLQJVSURJUDPPDRQGHU]ZDQJHUHYURXZHQJHULFKWRS FRQ. JHQLWDOH

(99) V\ILOLVHQKHSDWLWLV%]RGDWGH]HEHLGHLQGHVXUYHLOODQFHZRUGHQRSJHQRPHQ  (HQVWLMJHQGHWUHQGELQQHQGHVXUYHLOODQFHYDQHHQ62$NDQDDQOHLGLQJJHYHQWRWLQFL. GHQWLHSUHYDOHQWLHVWXGLHVZHONHGHQRRG]DDNYRRUHHQVSHFLILHNVFUHHQLQJVSURJUDPPD NXQQHQRQGHUERXZHQ ]RDOVHYHQWXHHOFKODP\GLD

(100)  . 

(101)  +HWEHYRUGHUHQYDQWLMGLJKXOS]RHNJHGUDJ . 7  RHJHYRHJGHZDDUGH62$VXUYHLOODQFH *HJHYHQVXLWHHQVXUYHLOODQFHV\VWHHPJHYHQLQ]LFKWLQKHWYyyUNRPHQYDQFRPSOLFDWLHV YDQYHUVFKLOOHQGH62$+HWUHFKWVWUHHNVPRQLWRUHQYDQKXOS]RHNJHGUDJLVDUEHLGVLQWHQ VLHIHQPHWKRGRORJLVFKJHFRPSOLFHHUG+HWPRQLWRUHQYDQGHJHYROJHQYDQKHWQLHWWLMGLJ VWHOOHQYDQHHQGLDJQRVH FRPSOLFDWLHVYDQLQIHFWLHV

(102) LVHFKWHUPRJHOLMNPHWHHQVXUYHLO ODQFHV\VWHHP  9RRUEHHOGHQYDQFRPSOLFDWLHV]LMQ FKODP\GLD 3,'(8*LQIHUWLOLWHLW

(103) JRQRUURH 3,'(8*

(104) KHUSHV FRQJHQLWDOHKHUSHV

(105) . V\ILOLV FRQJHQLWDOHV\ILOLVFRPSOLFDWLHVDDQRJHQOHYHUPLOWQLHUHQHQJHZULFKWHQ

(106) KH SDWLWLV% OHYHUFLUURVH

(107) .

(108) 5,90UDSSRUW. SDJYDQ. 9RRUFRPSOLFDWLHV]RDOV3,'(8*HQFRQJHQLWDOHV\ILOLVJHOGWGDWGH]HJRHGYDVWWHOHJ. JHQ]LMQLQFDVHGHILQLWLHVKHWJHHQ]HHYHQWXHHOJHVFKLNWPDDNWDOVRQGHUZHUSHQYRRU VXUYHLOODQFH . 

(109)  %URQHQFRQWDFWRSVSRULQJ 7RHJHYRHJGHZDDUGH62$VXUYHLOODQFH *HJHYHQVXLWHHQVXUYHLOODQFHV\VWHHPJHYHQQDXZHOLMNVDDQZLM]LQJHQRYHUGHHIIHFWLYL WHLWYDQEURQHQFRQWDFWRSVSRULQJ E F

(110) :HOOLFKWNDQHHQLQGUXNYHUNUHJHQZRUGHQYDQ GHµRSEUHQJVW¶YDQE FGRRUKHWUHJLVWUHUHQYDQGHUHGHQYDQEH]RHN JHZDDUVFKXZG GRRUSDUWQHU

(111) HQKHWKHEEHQYDQOLFKDPHOLMNHNODFKWHQ'HGLUHFWHUHJLVWUDWLHYDQSDUWQHU ZDDUVFKXZLQJHFKWHULVODVWLJRPGDWGDDUYRRUGHSDWLsQWPLQLPDDOWZHHNHHUPRHWZRUGHQ JH]LHQ9RRUHYDOXDWLHYDQHIIHFWLYLWHLWHQNZDOLWHLWYDQE F]LMQGXVGLUHFWJHULFKWHRQ GHU]RHNHQYHUHLVW  . 

(112)  *HULFKWLQJULMSHQELMYHUKHIILQJHQYDQ62$ 7RHJHYRHJGHZDDUGH62$VXUYHLOODQFH *HJHYHQVXLWHHQVXUYHLOODQFHV\VWHHPVLJQDOHHUWWLMGLJYHUKHIILQJHQHQJHQHUHHUWK\SR WKHVHQRYHUKHWRQWVWDDQGDDUYDQ XLWYRHULQJ

(113) HQODWHQ]LHQRIPDDWUHJHOHQHIIHFWVRUWHUHQ HYDOXDWLH

(114) 9RRUKHWJHULFKWLQJULMSHQELMYHUKHIILQJHQLVHHQV\VWHHPQRGLJGDWRSFRQWL QXHEDVLVGHWUHQGVDQDO\VHHUW+HWEHRRJGHV\VWHHPGLHQWHHQLQGLFDWLHWHJHYHQLQZHON GHHOYDQKHWODQGHHQYHUKHIILQJSODDWVYLQGW   \ILOLVJRQRUURHFKODP\GLDHQKHSDWLWLV%]XOOHQLQGHVXUYHLOODQFHZRUGHQRSJHQRPHQ 6 RPGDWLQJULMSHQKLHUELMQRRG]DNHOLMNHQPRJHOLMNLV . 

(115)  (IIHFWLHIJHEUXLNDQWLELRWLFD 7RHJHYRHJGHZDDUGH62$VXUYHLOODQFH *HJHYHQVXLWHHQVXUYHLOODQFHV\VWHHPJHYHQDDQZLM]LQJHQRYHUGHPDWHZDDULQKHWJH EUXLNYDQDQWLELRWLFDWHJHQ62$DIGRHQGHHQDGHTXDDWLV+HWLVPRJHOLMNRPUHFKWVWUHHNV GHUHVLVWHQWLHWHJHQDQWLELRWLFDYDQEHSDDOGHYHUZHNNHUVWHPRQLWRUHQ . 5  HVLVWHQWLHWHJHQDQWLELRWLFDLVEHNHQGELMJRQRUURHHQNDQPRJHOLMNHHQSUREOHHPZRU GHQELMFKODP\GLD:DQQHHULQGHWRHNRPVWIUHTXHQWHUJHEUXLNZRUGWJHPDDNWYDQJHQ DPSOLILFDWLHWHFKQLHNHQLQSODDWVYDQEDFWHULsOHNZHNHQ]DOHUPRJHOLMNVWHHGVPLQGHULQ IRUPDWLHRYHUDQWLPLFURELsOHUHVLVWHQWLHEHVFKLNEDDU]LMQ'XVLVKHWYDQEHODQJYRRUKHW EHZDNHQYDQGHUHVLVWHQWLHJUDDGGDWJRQRNRNNHQNZHNHQLQHHQDDQWDOODERUDWRULDXLW JHYRHUGEOLMYHQZRUGHQ .

(116) SDJYDQ. 5,90UDSSRUW. 

(117)  6LJQDOHUHQYDQµQLHXZH¶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

(118) JDDWKHWKLHURP168 XOFHUDWLHYHDDQGRHQLQJHQ ]RDOV+69 KHUSHVVLPSOH[YLUXV

(119) +69FKDQFURLG O\PSKRJUDQXORPDYHQHUHXPJUDQXORPDLQJXLQDOHXOFXVHFL

(120) HQRYHULJHDDQGRHQLQJHQ ]RDOVVFDELHV . 

(121)  %HSDOLQJYDQKHW³UHODWLHYHYRONVJH]RQGKHLGVSUREOHHP´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yyUNRPHQYDQ62$HQKXOSYUDJHQLQGHHHU VWHOLMQ1DDUVFKDWWLQJYDQGH62$ZRUGWJH]LHQHQEHKDQGHOGGRRUKXLVDUWVHQ +HW1,9(/UHJLVWUHHUWGHV\QGURRPGLDJQRVHXUHWKLWLV(WLRORJLVFKHGLDJQRVWLHNHQPHW QDPHKHWYRRUNRPHQYDQ&KODP\GLDLQGH]HUHSUHVHQWDWLHYHVHOHFWLHYDQKXLVDUWVSUDNWLM NHQ]RXLQ]LFKWYHUVWUHNNHQLQKRHYHUUHGHYHUVFKLOOHQGH62$LQVWHGHOLMNHYHUVWHGHOLMNWH HQSODWWHODQGVJHELHGHQYRRUNRPHQ  ,Q]LFKWLQGHVWDQGYDQ]DNHQURQGRP62$LQ1HGHUODQGLVUHOHYDQWYRRUEHOHLGVPDNHUV. HQLQVWHOOLQJHQLQGH62$EHVWULMGLQJ(HQSHULRGLHNHXSGDWH HHQVSHUMDDU

(122) YDQµGH VWDQGYDQ]DNHQURQGRP62$LQ1HGHUODQG¶LVJHZHQVW ]LHRRNGHWZHHMDDUOLMNVH 5,90UDSSRUWHQRYHU62$LQ1HGHUODQG

(123) ZDDUELMWHYHQVHHQEUHGHUHLQYHQWDULVDWLHPRHW ZRUGHQJHPDDNWYDQXLWGHEHVFKLNEDUHV\VWHPHQHQRQGHU]RHNVJHJHYHQV 62$ SUHYHQWLHLQFLGHQWLHRQGHU]RHN

(124) .

(125) 5,90UDSSRUW. SDJYDQ. . 

(126) .ZDOLWHLWYDQ]RUJ 7RHJHYRHJGHZDDUGH62$VXUYHLOODQFH *HJHYHQVYDQHHQ62$VXUYHLOODQFHNXQQHQVOHFKWV]HHUEHSHUNWLQ]LFKWJHYHQLQGH NZDOLWHLWYDQ]RUJRPGDW62$VOHFKWVppQYDQGHPRJHOLMNYHOHXLWNRPVWHQYDQKHWJH KHOH]RUJYHUOHQLQJSURFHV RIKHWRQWEUHNHQGDDUYDQ

(127) LV :HONDQVXUYHLOODQFHELMGUDJHQDDQLQ]LFKWRPWUHQWKHWDDQWDOPHQVHQGDWJHEUXLNWPDDNW YDQGH]RUJLQVWHOOLQJHQGLHGHVXUYHLOODQFHXLWYRHUHQ+LHUYRRULVKHWQRRG]DNHOLMNRPELM GH]H]RUJLQVWHOOLQJHQDOOHSDWLsQWHQPHWHHQ62$KXOSYUDDJ RIWHVWDDQYUDDJ

(128) WHUHJLVWUH UHQRQDIKDQNHOLMNYDQGHGLDJQRVH2RNGH]HJHJHYHQV]XOOHQPHWYRRU]LFKWLJKHLGPRH WHQZRUGHQJHwQWHUSUHWHHUG(HQWRHQDPHYDQKHWDDQWDOFRQVXOWHQ RIRRNWHVWHQ

(129) NDQ LPPHUVHHQJHYROJ]LMQYDQHHQWRHQDPHYDQ62$PDDUNDQyyNYHURRU]DDNWZRUGHQ GRRUHHQWRHQDPHYDQNHQQLVRYHUULVLFRRSKHWYHUNULMJHQYDQHHQ62$ELMGHULVLFR JURHSHQRIGHLQWURGXFWLHYDQQLHXZHGLDJQRVWLHN.

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

(131) 2RNZRUGWDDQJHJHYHQZHONHYDQGHEHVWDDQGHUHJLVWUDWLHV\VWHPHQGHJH ZHQVWHJHJHYHQV]RXNXQQHQOHYHUHQ(FKWHURPGDWGHEHVWDDQGHUHJLVWUDWLHV\VWHPHQQLHW SUHFLHVNXQQHQYROGRHQDDQDOOHZHQVHQLVLQGHWDEHORRNHHQNRORPRSJHQRPHQRPGHRQ YROOHGLJKHGHQDDQWHJHYHQ %LMGH62$FRQVXOWHQ]XOOHQDOOHGLDJQRVHVZRUGHQRSJHQRPHQLQKHWV\VWHHPHULVJHHQEH SHUNLQJYDQZHJHGHPRJHOLMNHVLJQDOHULQJYDQHYHQWXHOHQLHXZHSUREOHPHQRIYHUDQGHULQJHQ LQUHODWLHI]HOG]DPHDDQGRHQLQJHQ ]RDOVFKDQFURLG

(132) 1DDVWJHJHYHQVRYHU62$FRQVXOWHQLV GHWLMGLJKHLGYDQUDSSRUWDJHYDQEHODQJRPLQJULMSHQELMYHUKHIILQJHQPRJHOLMNWHNXQQHQ PDNHQGLW]DOJHEHXUHQYLDGH62$GLHPHWEHKXOSYDQODERUDWRULXPGLDJQRVWLHNZRUGHQ YDVWJHVWHOG9RRUGHPRQLWRULQJYDQKHSDWLWLV%LQIHFWLHV GLHQDXZHOLMNVYLDGH62$]RUJ ZRUGHQJHGLDJQRVWLFHHUGHQEHKDQGHOG

(133) ]LMQQDDVWGH62$FRQVXOWHQDDQYXOOHQGHJHJHYHQV QRGLJQDPHOLMNXLWGHYHUSOLFKWHHQYULMZLOOLJHDDQJLIWH9HUGHUPRHWLQ]LFKWYHUNUHJHQZRU GHQLQKHWYRRUNRPHQYDQ3,'XUHWKULWLVHQFRQJHQLWDOHV\ILOLVHQGHRQWZLNNHOLQJHQLQGH UHVLVWHQWLHYDQJRQRUURHHQFKODP\GLD.

(134) *2&7. DOOHSRVLWLHYHHQQH. 

(135)  HIIHFWLHIJHEUXLNDQWLELRWLFD. 

(136)  VLJQDOHUHQQLHXZHSUREOHPHQ. DQWLELRWLFXP GDWXPGLDJQJHEGDWXPJVO]RUJLQVWHOOLQJ GLDJQRVH . GDWXPGLDJQDDQYUDJHUWHVWJHYRHOLJKHLG. . GRRUORSHQG. GRRUORSHQGLQVWHHNSURHI. . $RI%. 'RI). RI+.  * (

(137)   $RI%HQ'. ,RI&. &. SRWHQWLsOH V\VWHPHQ $RI%.  RQGHUUDSSRUWDJHJHHQXQLIRUPLWHLW $  JHHQODQGHOLMNHGHNNLQJ % . NLQJ 'JHHQVH[DDUGHWQSURVWJHEODQGHWQ ]RUJLQVW +DOOHHQSRVWHVWXLWVODJ+%9+$9 )JHHQ&7.  JHHQHWQ * (PRPHQWHHOJHHQ3,'PHHU

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¶V ,6,6

(139) ' ODERUDWRULXPVXUYHLOODQFH ,6,6

(140) ( 1,9(/SHLOVWDWLRQV) 5HVLVWHQWLHVXUYHLOODQFH*RQRNRNNHQ* 3ULVPDQW6,*+ YLURORJLVFKHPDDQGVWDWHQ. 

(141)  UHODWLHIYRONVJH]RQGKHLGV SUREOHHP 

(142)  NZDOLWHLWYDQ]RUJ. JDWLHYHGLDJQRVHQ .  RQJHQLWDOHV\ILOLV &  *2V\I+%9&7. 

(143)  EURQHQFRQWDFWRSVSRULQJ 

(144)  LQJULMSHQELMYHUKHIILQJHQ. . YROOHGLJYRRU(8* YROOHGLJGRRUORSHQG  GRRUORSHQGLQVWHHNSURHI. 

(145)  WLMGLJKXOS]RHNJHGUDJ. VWHHNSURHIYRRU3,'. GLJHRSVSRULQJ]ZDQ JHUHQ

(146) HQ62$SROL NOLQLHNHQ 3,'(8* JHEODQGHWQJURHSSURVW GDWXPGLDJQRVHJHEGDWXPSRVWFRGH  GDWXPGLDJQRVHJHEGDWXPJVO]RUJLQVWHO OLQJVH[DDUGJHEODQGHWQJURHSSURVW DDQYUDJHUWHVW. V\IHQ+%9 YURHJWLM. 

(147)  YURHJWLMGLJHRSVSRULQJ. GRRUORSHQGYROOHGLJ. GDWXPGLDJQRVHJHEGDWXP]RUJLQVWHOOLQJ. +%9. 

(148)  YDFFLQDWLH. GRRUORSHQGLQVWHHNSURHI. ] ZDQJHUHQVWHHNSURHI  HRQDWDOHQYROOHGLJ Q. GDWXPEH]RHNJHEGDWXPJHVOSRVWF]RUJLQ. *2V\I&7. 

(149)  EHYRUGHUHQYHLOLJVHNVXHHO JHGUDJ. IUHTXHQWLHUHJLVWUDWLH. VWHOOLQJVH[DDUGJHEODQGHWQJURHSSURVW UHGHQEH]RHNGLDJQRVH HHUVWH]LHNWHGDJJHEGDWXPJVOSRVWFVH[ DDUGJHEODQGSURVWGUXJJHEUEHURHSDOOH QLHXZJHLQIHFWHHUGHQDFXXWRIFKURQLVFK GDWXPWHVWSRVWFSRVQHJWHVWELM]ZDQJH UHQLQIHFWLHELMQHRQDWDOHQ. WHUHJLVWUHUHQYDULDEHOHQ. WHUHJLVWUHUHQ62$. DFWLYLWHLW. 7DEHO2YHU]LFKWYDQWHUHJLVWUHUHQJHJHYHQV.

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œ 5HJLVWUDWLHYDQ62$FRQVXOWHQPHWDOOH62$HQDFKWHUJURQGJHJHYHQVRPKHWYRRUNRPHQ YDQ62$LQEHSDDOGHULVLFRJURHSHQWHPRQLWRUHQLQHQEXLWHQGHUDQGVWDG œ 'H,6,6**'RPKHWYRRUNRPHQYDQKHSDWLWLV%WHPRQLWRUHQLQFOXVLHIJHJHYHQVRYHU ULVLFRJURHSHQ ]RDOVLQGHYULMZLOOLJHDDQJLIWHZRUGWJHYUDDJG

(151)  œ 'H,6,6ODERUDWRULXPVXUYHLOODQFHYRRUDOOH62$GLHPHWGLDJQRVWLHNEHYHVWLJGZRUGHQ RPHHQVQHOOHWHUXJNRSSHOLQJWHKHEEHQYDQWUHQGV œ 1,9(/KXLVDUWVHQSHLOVWDWLRQRPKHWYRRUNRPHQYDQGHGLDJQRVHXUHWKULWLVHQJHFRPSOL FHHUGHLQIHFWLHVDOV3,'WHPRQLWRUHQLQDDQWDOOHQ œ +HWMDDUOLMNVHLQFLGHQWLHHQSUHYDOHQWLHRQGHU]RHNWHULMNLQJHQHYDOXDWLHYDQGHVXU YHLOODQFHLQFOXVLHIGHJHJHYHQVRYHUPRUELGLWHLWHQPRUWDOLWHLW %LMHHQGHUJHOLMNV\VWHHP]RXKHWLQ]LFKWLQKHWYRRUNRPHQYDQFRQJHQLWDOHV\ILOLVRQWEUHNHQ ]RGDWZRUGWDDQEHYROHQRPFRQJHQLWDOHV\ILOLVZHHUDDQJLIWHSOLFKWLJWHPDNHQ]RGDWYLD,6,6 **'GLHLQIRUPDWLHZRUGWYHU]DPHOG 7HQDDQ]LHQYDQGH62$FRQVXOWHQ]LMQHUYHUVFKLOOHQGHNHX]HVPHWEHWUHNNLQJWRWKHWUHJL VWUHUHQYDQFRQVXOWHQHQGLDJQRVHVYDQSDWLsQWHQPRJHOLMN=RDOVXLWKHWYRRUJDDQGHEOLMNWLV GHNHX]HWXVVHQGH D

(152) UHJLVWUDWLHYDQ62$ELM**'HQ E

(153) GHUHJLVWUDWLHYDQ62$ELMGH]HV GUHPSHOYULMHSROLNOLQLHNHQ+HWLVHFKWHURRNPRJHOLMNRPHHQFRPELQDWLHYDQEHLGHV\VWHPHQ WHNLH]HQ'HVWHUNHHQ]ZDNNHSXQWHQYDQEHLGHEHVWDDQGHV\VWHPHQ]LMQUHHGVHHUGHUEH VFKUHYHQ SDUDJUDDI

(154)  D

(155)  'HUHJLVWUDWLHYDQ62$ELM**'¶VLVHQLJHMDUHQJHOHGHQJHsYDOXHHUGZDDUELMDDQJHJH YHQZHUGGDWRDGHYROJHQGHSXQWHQYRRUYHUEHWHULQJYDWEDDU]LMQKHWDDQWDOPHHWSXQWHQ UHGXFHUHQ ]RQGHUGDWHUHHQYHUOLHVDDQVHQVLWLYLWHLWRSWUHHGW

(156) XQLIRUPHUHQYDQGHJHJH YHQVYHU]DPHOLQJGHZLM]HYDQUHJLVWUHUHQDQDO\VHHQWHUXJUDSSRUWDJH+LHUELMPRHWZRU GHQRSJHPHUNWGDWKHWGHYUDDJLVRIXQLIRUPHULQJKDDOEDDULVRPGDWGH**'¶VHLJHQRU JDQLVDWLHVWUXFWXUHQKHEEHQKHWJHHQYDQLQYORHGLVRSGHRUJDQLVDWLHYDQGH62$ VSUHHNXUHQ.

(157) 5,90UDSSRUW. SDJYDQ. E

(158) 'HUHJLVWUDWLHYDQ62$ELMGUHPSHOYULMHSROLNOLQLHNHQGHYROJHQGHSXQWHQ]LMQYRRUYHU EHWHULQJYDWEDDUXQLIRUPHULQJYDQJHJHYHQVYHU]DPHOLQJXLWEUHLGLQJYDQUHJLVWUDWLH PEWDFKWHUJURQGJHJHYHQVGHZLM]HYDQUHJLVWUHUHQDQDO\VHHQWHUXJUDSSRUWDJH+HW JURRWVWHQDGHHOWHQRS]LFKWHYDQGH62$UHJLVWUDWLHLVGDWHUJHHQLQ]LFKWYHUNUHJHQZRUGW LQKHWFLUFXOHUHQYDQ62$LQGHULVLFRJURHSHQEXLWHQGHUDQGVWDG F

(159)  62$3HLOVWDWLRQ(HQFRPELQDWLHYDQEHLGHV\VWHPHQZDWHHQLQSHUNLQJLQKHWDDQWDO SDUWLFLSHUHQGH**'LQKRXGWPDDURRNHHQGXLGHOLMNHDIVWHPPLQJPEWFDVHGHILQLWLHHQ DFKWHUJURQGJHJHYHQVYRRUDOOH]RUJLQVWHOOLQJHQLQFOXVLHIGHSROLNOLQLHNHQ'LW]RXHHQ ZLM]LJLQJYDQEHLGHV\VWHPHQEHKRHYHQPDDUPHWHHQODQGHOLMNHHQGXLGLJZHUNHQG62$ ]RUJV\VWHHPDOVXLWHLQGHOLMNHUHVXOWDDW+HWYRRUGHHOGDDUYDQYRRUVXUYHLOODQFHLVGDWHHQ XQLIRUPHHQHHQGXLGLJHJHJHYHQVYHU]DPHOLQJWRWVWDQGNRPWGLHQDDUYHUZDFKWLQJYHHO HIILFLsQWHUHQWRHJDQNHOLMNHULVGDQGHEHLGHRRUVSURQNHOLMNHV\VWHPHQWHYHQVZRUGWWH JHQHHQPLQLPDOHLQ]HWYDQPLGGHOHQHHQODQGHOLMNHGHNNLQJEHUHLNWKHWJHHQQRRG]DNH OLMNLVRPLQ]LFKWWHEHKRXGHQRYHUKHWYRRUNRPHQYDQ62$LQULVLFRJURHSHQEXLWHQGH UDQGVWDG +HW62$SHLOVWDWLRQEHVWDDWGDQXLWGHGUHPSHOYULMHSROLNOLQLHNHQHQHHQEHSHUNWDDQWDO FXUDWLHIZHUNHQGH**'¶V+LHUELMZRUGWJHGDFKWDDQ**'¶VLQJURWHUHVWHGHQEXLWHQ GHUDQGVWDGDIKDQNHOLMNYDQGHJHVWHOGHFULWHULD'LHODDWVWHZRUGHQJHNR]HQRSEDVLVYDQ KXQJHRJUDILVFKHOLJJLQJGHDDQZH]LJKHLGYDQHHQ62$VSUHHNXXUHQ±WRWVORWKXQ ELMGUDJHDDQGH GDQYRRUPDOLJH

(160) 62$UHJLVWUDWLHLQNZDQWLWDWLHYHHQNZDOLWDWLHYH]LQ 'LW62$SHLOVWDWLRQPRHWZRUGHQRQGHUVWHXQGWDYKHWDFWXHHOKRXGHQYDQGHJHJH YHQVYHU]DPHOLQJHQGHNZDOLWHLWVFRQWUROHYDQGHJHJHYHQV'HJHJHYHQVZRUGHQMDDUOLMNV RSQDWLRQDDOQLYHDXJHDJJUHJHHUGJHDQDO\VHHUGHQJHUDSSRUWHHUGGLWNDQRRNIUHTXHQWHU JHEHXUHQDOVSDUWLFLSDQWHQGDDUKXQPHGHZHUNLQJDDQJHYHQ ,-NLQJHQHYDOXDWLHYDQKHWVXUYHLOODQFHV\VWHHP ,QSDUDJUDDILVUHHGVJHVWHOGGDWHHQVXUYHLOODQFHV\VWHHPDOOpp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sQ WHQVWURPHQ

(161) ZDDUGRRUGHVHQVLWLYLWHLWYDQGHVXUYHLOODQFHRQEHWURXZEDDUNDQZRUGHQ7HQ VORWWH]RXKHW]RQGHUHHQGHUJHOLMNLQFLGHQWLHSUHYDOHQWLHRQGHU]RHNQLHWPRJHOLMN]LMQRP EHWURXZEDUHVFKDWWLQJHQYDQGHLQFLGHQWLHHQSUHYDOHQWLHWHEOLMYHQGRHQ]RDOVRPVFKUHYHQLQ GHRSGUDFKW.

(162) SDJYDQ. 5,90UDSSRUW.  &RQFOXVLHHQDDQEHYHOLQJHQ ,QGH]HUDSSRUWDJHLVXLWJHJDDQYDQEHVWDDQGHV\VWHPHQYRRU62$VXUYHLOODQFHRPGHLQIUD VWUXFWXXUYRRUHHQWRHNRPVWLJH62$VXUYHLOODQFHV\VWHHPLQ1HGHUODQGWHRQWZLNNHOHQ'H ZHUNJURHSVWHOWYRRURPHHQ62$SHLOVWDWLRQWHYRUPHQEHVWDDQGHXLWGHGUHPSHOYULMHSROL NOLQLHNHQHQHHQEHSHUNWDDQWDO**'¶VEXLWHQGHUDQGVWDG+HW62$SHLOVWDWLRQPDDNWJH EUXLNYDQGHVWHUNHSXQWHQYDQEHLGHDI]RQGHUOLMNHV\VWHPHQWHUZLMOHQNHOH]ZDNNHSXQWHQ GXLGHOLMNHYHUEHWHULQJEHKRHYHQ9RRU]RZHOGHUHJLVWDWLHELM62$SROLNOLQLHNHQDOVELM **'¶VJHOGWGDWKLHULQDDQ]LHQOLMNHNZDOLWHLWVYHUEHWHULQJHQQRGLJ]LMQ]RDOVJHQRHPGRQGHU ,QGLHQHURPZLOOHYDQGHKDDOEDDUKHLGHQLJHIDVHULQJQRGLJLVKHHIWGHUHJLVWUDWLHELMGH 62$SROLNOLQLHNHQGHHHUVWHSULRULWHLW'HUHJLVWUDWLHELM**'¶VGHWZHHGH 9HUGHUGLHQWKHW62$SHLOVWDWLRQDDQJHYXOGWHZRUGHQPHWKHW,QIHFWLH]LHNWHQ6XUYHLOODQFH ,QIRUPDWLHV\VWHHP ,6,6

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

(164) GDQNDQJHFRQFOXGHHUG ZRUGHQGDWKHW62$SHLOVWDWLRQPHWGDDULQHHQEHSHUNWDDQWDO**'¶VHQGHGUHPSHOYULMHSR OLNOLQLHNHQPHWHHQDDQYXOOLQJYDQ,6,6KLHUDDQYROGRHW +HWWRHNRPVWLJ62$VXUYHLOODQFHV\VWHHP - 5HJLVWUDWLHYDQDOOH62$FRQVXOWHQLQHHQEHSHUNWDDQWDOFXUDWLHIZHUNHQGH**'¶VHQGH GUHPSHOYULMHSROLNOLQLHNHQ - $DQJLIWHYDQKHSDWLWLV% ,6,6

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

(166) ZDDULQ. VSUDNHLVYDQHHQWUHQGEUHXNLQGHJHJHYHQVRYHUKHWYRRUNRPHQYDQ62$EHYHHOWGHZHUN JURHSDDQRP]RVSRHGLJPRJHOLMNHHQNHX]HWHPDNHQYRRUHHQ62$VXUYHLOODQFHV\VWHHP.

(167) 5,90UDSSRUW. SDJYDQ. RPYHUYROJHQVGHNHX]HYHUGHUXLWWHZHUNHQ(UGLHQWGDQDDQGDFKWWHZRUGHQEHVWHHGDDQ KHWRQWZHUSHQYDQHHQUHJLVWUDWLHIRUPXOLHU RSSDSLHURIHOHNWURQLVFK

(168) KHWRQWZHUSHQYDQHHQ V\VWHHPYRRUYHU]HQGHQRSVODDQHQWHUXJUDSSRUWDJHYRRUGHUDQGYRRUZDDUGHQZDDURQGHUGH GDWDZRUGHQDDQJHOHYHUGILQDQFLHULQJLPSOHPHQWDWLHWUDLQLQJHQVFKROLQJYDQUHJLVWUDWLH PHGHZHUNHUV'HZHUNJURHSEHYHHOWDDQRPXLWHUOLMNMXQLHHQJHDFFRUGHHUGLPSOHPHQ WDWLHSODQWHKHEEHQHQYRRUMXQLWH]LMQJHNRPHQWRWHHQRSHUDWLRQHHOV\VWHHP  .

(169) SDJYDQ. 5,90UDSSRUW. . %LMODJH9HU]HQGOLMVW                                      . +RRIGLQVSHFWHXUYRRUGH*H]RQGKHLGV]RUJ 0LQLVWHULHYDQ9:6'LUHFWHXUJHQHUDDO ,QVSHFWHXU,QIHFWLH]LHNWHQYDQGH,QVSHFWLH*H]RQGKHLGV]RUJ +RRIGLQVSHFWLHYRRUGHSUHYHQWLHYHHQFXUDWLHYHJH]RQGKHLGV]RUJ 9RRU]LWWHUYDQGH*H]RQGKHLGVUDDG /DQGHOLMNH9HUHQLJLQJYRRU**'¶V /DQGHOLMN&R|UGLQDWLHVWUXFWXXU,QIHFWLH]LHNWHEHVWULMGLQJ 6WUHHNODERUDWRULD /HGHQ,*=LQIHFWLH]LHNWHQRYHUOHJ5,90 6RFLDDOYHUSOHHJNXQGLJHQ62$$,'6EHVWULMGLQJ**'¶V $UWVHQLQIHFWLH]LHNWHEHVWULMGLQJ**'¶V /DQGHOLMN2YHUOHJ,QIHFWLH]LHNWHEHVWULMGLQJ +RRIGHQ62$SROLNOLQLHNHQ 3URIGU-YDQGHU0HHU1HGHUODQGVH9HUHQLJLQJYRRU,QIHFWLH]LHNWHQ 3URIGU+9HUEUXJK1HGHUODQGVH9HUHQLJLQJYRRU0HGLVFKH0LFURELRORJLH 6WLFKWLQJ62$EHVWULMGLQJ 6WLFKWLQJ$,'6)RQGV 1DWLRQDOHZHUNJURHSKHU]LHQLQJ62$VXUYHLOODQFH 

(170) 1DWLRQDOHZHUNJURHS+,9HQ$,'6VXUYHLOODQFH 

(171) %HVWXXU62$FRPPLVVLH1HG9HU'HUPDWRORJLHHQ9HQHUHRORJLH %HVWXXU1HGHUODQGVH9HUHQLJLQJYRRU6WXGLHYDQ62$ =LHNHQIRQGVUDDG 'U+%LMNHUN 'HSRW1HGHUODQGVH3XEOLFDWLHVHQ1HGHUODQGVHELEOLRJUDILH 'LUHFWLH5,90 3URIGULU'.URPKRXW 'UV-/.RRO 'U-*/RHEHU 'U7*.LPPDQ 'ULU$0+HQNHQ 'ULU-&6HLGHOO 'U3*1.UDPHUV 0HGHZHUNHUV&HQWUXPYRRU,QIHFWLH]LHNWHQ(SLGHPLRORJLH $XWHXUV +RRIG9RRUOLFKWLQJHQ3XEOLF5HODWLRQV5,90 %LEOLRWKHHN5,90 %XUHDX5DSSRUWHQUHJLVWUDWLH %XUHDX5DSSRUWHQEHKHHU.

(172) 5,90UDSSRUW. SDJYDQ. %LMODJH6DPHQYDWWLQJYDQGHWHYHU]DPHOHQJHJHYHQV SHUV\VWHHP $%. &. '. (. 5HJLVWUDWLHYDQ62$FRQVXOWHQYRRUDOOHGLDJQRVHQ  GDWXPEH]RHN  JHERRUWHGDWXPOHHIWLMG  JHVODFKW  ]RUJLQVWHOOLQJ  VHNVXHOHJHDDUGKHLG  JHERRUWHODQG  HWQLVFKHJURHS  SURVWLWXWLHFRQWDFW  JHZDDUVFKXZGGRRUSDUWQHUMDQHH  NODFKWHQMDQHH  GLDJQRVH $DQJLIWH ,6,6**'

(173) YDQKHSDWLWLV%HQFRQJHQLWDOHV\ILOLV  HHUVWH]LHNWHGDJ  JHERRUWHGDWXPOHHIWLMG  JHVODFKW  SRVWFRGH ZRRQSODDWV

(174)  VHNVXHOHJHDDUGKHLG  JHERRUWHODQG  SURVWLWXWLHFRQWDFW"  GUXJJHEUXLN"  EHURHS  DFXXWFKURQLVFK ,6,6ODERUDWRULXPVXUYHLOODQFHYRRUJRQRUURHV\ILOLVKHSDWLWLV%HQYRRUDQWLELRWLFXP UHVLVWHQWLHYDQJRQRUURHHQFKODP\GLD  GDWXPGLDJQRVH  JHERRUWHGDWXPOHHIWLMG  JHVODFKW  ]RUJLQVWHOOLQJ  DDQYUDJHUWHVW  JHYRHOLJKHLGDQWLELRWLFXP ELMJRQRUURHHQFKODP\GLD

(175) 1,9(/KXLVDUWVHQSHLOVWDWLRQYRRUFKODP\GLDHQXUHWKULWLVLQKHWDOJHPHHQ  GDWXPGLDJQRVH  OHHIWLMG  JHVODFKW  HWQLVFKHJURHS  SURVWLWXWLHFRQWDFW.

(176) SDJYDQ. 5,90UDSSRUW. /LWHUDWXXU. .ODXFNH'1%XHKOHV-:7KDFNHU6%3DUULVK5*7URZEULGJH)/DQG%HUNHOPDQ5/*XLGH OLQHVIRUHYDOXDWLQJVXUYHLOODQFHV\VWHPV 6XSSO6

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

(178)   %RVPDQ$=ZDUW2GH6FKRS:$6FKRRWV%0HLMGHQ:,YDQGHU&KLQ$/LHQ5$07RH QDPH YDQ YURHJH V\ILOLV LQ HHQ WLSSHO]RQH LQ 5RWWHUGDP 

(179)  HQ SURI\ODFWLVFKH EHKDQ GHOLQJ17Y*9  'X\QKRYHQ<73+YDQ/DDU0-:YDQGH6FKRS:$0RXWWRQ-:0HLMGHQ:,YDQGHU 6SUHQJHU0-:'LIIHQUHQWGHPRJUDSKLFDQGVH[XDOFRUUHODWHVIRUFKODP\GLDOLQIHFWLRQDQGJRQ RUUKRHDLQ5RWWHUGDP,QW-(SL  5RHVW5:0HLMGHQ:,YDQGHU+HUSHVJHQLWDOHV62$EXOOHWLQMDDUJDQJQRYMX ELOHXPQXPPHU  $GYLHVJH]RQGKHLGVUDDGLQ]DNHKHSDWLWLV% . L. LL. LLL. LY. Y. YL. YLL. YLLL. L[. [. [L. [LL. [LLL. [LY.    .

(180)

Referenties

GERELATEERDE DOCUMENTEN

Bij de patiënt met tekenen van hypotensie / shock, kan ETCO₂ tijdens een PLR meer informatie geven over fluid responsiveness ter overbrugging naar het inbrengen van een

• Ontwikkel ik zelfstandig de verpleegkundige protocollen binnen het eigen aandachtsgebied en draag ik zorg voor de implementatie en evaluatie. • Draag ik zorg voor het introduceren

Elements of the goal, scope, scenario definitions, valuation and uncertainty analysis are more often not defined or justified than the elements of exposure, hazard and risk or effect

2015 heeft het Centrum voor Bevolkingsonderzoek van het RIVM (RIVM- CvB) van de minister opdracht gekregen om zorg te dragen voor een uitvoeringstoets naar de haalbaarheid

De doelgroep van deze verkennende studie zijn de GGD-medewerkers, die in hun werk te maken kunnen krijgen met vragen van burgers over isolatiematerialen en gezondheid, maar

Use of the independent action model as an assessment concept for combination effects requires knowledge or demonstration that modes of action of individual substances in a mixture

 Databases that may be used for epidemiological research on possible relationships between occupation and/or exposure to substances and health effects (e.g. occupational cancer)