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D

ETECTION OF AUTOREGULATION

IN THE BRAIN OF PREMATURE INFANTS

D. De Smet

, S. Van Huffel

, J. Vanderhaegen

, G. Naulaers

and E. Dempsey

ESAT - SISTA, Katholieke Universiteit Leuven, Leuven, Belgium

† University Hospital Gasthuisberg, Katholieke Universiteit Leuven, Leuven, Belgium

McGill University Health Centre, Montreal, Canada

Dominique.DeSmet@esat.kuleuven.be

Problem Statement

P roblem : defective cerebrovascular autoregulation : ∆CBF (Cerebral Blood Flow) =⇒ brain injuries.

Premature infants have a propensity for such troubles because :

• ∆M ABP (Mean Arterial Blood Pressure) frequent • ∆M ABP =⇒ ∆CBF in some infants

1st means to detect defective autoregulation : ∆M ABP ⇐⇒ ∆CBF

But, if ∆SaO2 (arterial Oxygen Saturation) → 0, then ∆HbD ⇐⇒ ∆CBF (hypothesis) 2nd means to detect defective autoregulation : ∆M AP ⇐⇒ ∆HbD when ∆SaO2 → 0

Solution : apply mathematical methods to quantitate the concordance between HbD and M ABP , which

reflects impaired autoregulation, with to hope to allow physicians to administrate medicines to sick infants such that ∆CBF → 0.

Methods

Correlation

Description : concordance between two signals in the time domain

COR = PN t=1(x(t) − ¯x)(y(t) − ¯y) q PN t=1(x(t) − ¯x)2 PNt=1(y(t) − ¯y)2 (1)

with N the number of samples considered and x,¯ y stands for the mean of x(t), respectively y(t).¯

Coherence

Description : concordance between two signals in the frequency domain

COHxy(f ) = |Pxy(f )|

2

Pxx(f )Pyy(f ) (2)

with Pxy(f ) the crosspower spectral density (CSD) of x(t) and y(t) at a given frequency f , and Pxx(f ),

Pyy(f ) the power spectral densities (PSD) of x(t), respectively y(t). The spectral density functions are

estimated using Welch’s method.

Partial Coherence and Principal Power Spectral Density

Let us start from x1(t), x2(t), x3(t) (time domain).

Step 1 : compute Fourier transform : X1(f ), X2(f ), X3(f ) (freq. domain)

Step 2 : expression of the linear dependence between signals (black-box model) X31 = X3 − P13

P11X1 (3)

where P13 is the CSD between x1 and x3, P11 is the PSD of x1 (≈ energy of x1), X3 is dependent on X1 and

X2, and X31 is dependent on X2 (+ generalization to X21, X13, . . . and X312, X213, . . .

Step 3 : calculation of the partial coherence (PCOH)

COH231 = |P

1 23|2

P221 P331 (4)

+ generalization. PCOH is a measures of the concordance between two signals in the frequency domain computed without the influence of some other signals.

Step 4 : calculation of the principal power spectral density (pPSD). Same steps as for PCOH, but uses

linearly independent vectors computed by means of an eigenvalue decomposition of the initial autopower matrix :

X1(f ), X2(f ), X3(f ) −→ X1′(f ), X2′(f ), X3′(f ) (5) After the calculation of (COH′)123, calculation of :

(P′)1233 = (P′)133(1 − (COH′)123) (6) + generalization. pPSD is a measure of the independence level of one signal compared to the others.

Subspace-based Methods

Description : quantify and extract the common information present in several signals in the case where the

channels are contaminated by different undesired harmonics.

The signals x(t) and y(t) are set in matrices, and the common subspace is determined :

FIGURE 1: A schematic way to understand the subspace-based methods : the yellow parts in the

matri-ces correspond to the common part to signals x(t) and y(t)

HT LS − SEP : allows two input signals, fit a linear model to the signals.

M U SCLE : allows two or more input signals, uses unitary matrices for determining a set of linearly

inde-pendent vectors spanning the common subspace.

Def inition : EDS model (Exponentially Damped Sinusoid)

x(t) =

K

X

k=1

cxkzkt + nx(t), t = 0, 1, . . . , N − 1 (7)

with nx(t) representing the noise, K the signal order and zk, k = 1, . . . , K the so-called signal poles :

zk = e(j2πfk−dk)T (8)

with fk, k = 1, . . . , K represent the frequencies, dk, k = 1, . . . , K the dampings, and T the constant

sam-pling interval. Furthermore, cxk, k = 1, . . . , K represent the so-called complex amplitudes associated with

x(t) :

cxk = axkejφxk (9)

with axk, k = 1, . . . , K stands for the amplitude and φxk, k = 1, . . . , K for the phase. Def inition : CPC : importance of the common part ˆxc(t) of original signal x(t)

CP Cx = PN−1 t=0 (ˆxc(t))2 PN−1 t=0 (ˆxc(t))2 + PN−1 t=0 (x(t) − ˆxc(t))2 (10)

P roblem : determine the EDS form of the common part to the signals

Step 1 : apply HTLS-SEP or MUSCLE : determine the common subspace to the signals Step 2 : apply SAMOS, ESTER or iterative method : order of the common part

Step 3 : apply HTLS : determine common poles (fk and dk)

Step 4 : apply LS : determine complex amplitudes (ak and φk)

Step 5 : build EDS model of common part Step 6 : compute CPC

Experimental Results

Experimental conditions

• MAP, SaO2 and HbD were measured simultaneously and continuously (55 babies aged from 24 to 31.6 weeks, with a weight ranging from 570 to 1470g, for a recording time ranging from 1h30 to 23h35). HbD was assessed by near-infrared spectroscopy (NIRS), and MABP by intravascular catheterisation.

• a sliding window approach was used because the concordance between the signals might vary as a function

of time. The presented measures were calculated over 30-minute recordings.

• HbD is the signal having been considered to compute the CPC’s. In the case of the 3-input MUSCLE, the

third signal considered is SaO2.

• all signals were filtered to keep only the recording intervals during which the variation of SaO2 around its mean does not exceed 5%

FIGURE 2: Simultaneous changes in MABP (a) and HbD (b) in a premature infant, with corresponding

measures for two (c) and three (d) input signals

Analyses

• first two hours of the recording : fluctuations in MABP seem at first sight not to be associated with parallel

changes in HbD

• last two hours : fluctuations in MABP are associated with parallel changes in HbD (case of impaired

autoregulation)

• last 45 minutes : HbD presents still parallel changes with the ones of MABP, even if slightly delayed. The

CPC values are more sensitive to detect an impaired autoregulation.

Conclusion

• the hypothesis of linearity of PCOH and pPSD gives acceptable results • HTLS-SEP and MUSCLE are more sensitive

• MUSCLE can be generalized to study more than two signals

• a larger follow-up study is needed to confirm the performance of the methods, and to evaluate statistically

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