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A Human Factors Perspective on Simulation-Based Surgical Skill Assessment

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Academic year: 2021

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Background

International reports on surgical safety revealed major

deficiencies in worldwide surgical skill training. Training is

moving towards objective, outcome-based performance

assessment and simulation is increasingly used for that goal. At

the University of Twente’s Experimental Centre for Technical

Medicine, we revised our Surgical Skills course to further

improve surgical skill assessment.

Insights from human factors research were applied during

course re-design. Human factors approaches in medicine have

mainly focused on incident analysis and error reduction,

however, performance assessment is integral to these

approaches. In our course design, knowledge from cognitive

psychology and psychometrics is applied within a human

factors approach to develop a state-of-the-art assessment

procedure.

Discussion

Reliable and valid performance-based assessment

requires adequate assessor training. Procedural

proficiency has to be demonstrated before practice on

patients.

Conclusions

Adherence to the assessment guidelines proved to be a challenge.

Sufficient time and resources for assessor training is paramount to

reliable assessment. Also, adequate design of simulation-based

assessment should take psychometric principles concerning reliability

into account.

Goal

The aim is valid and reliable simulation-based assessment of surgical skill based on a human factors approach for performance assessment.

A

HUMAN FACTORS

PERSPECTIVE

ON SIMULATION-BASED

SURGICAL SKILL ASSESSMENT

Marleen Groenier PhD, Erik Groot Jebbink MSc, Frank Halfwerk MSc

Technical Medicine, MIRA Institute, University of Twente, Enschede

1. Characterise skill and optimal performance

2. Develop performance objectives

VR simulation Direct observation

5. Establish reliability:

Internal consistency: > .80 Test-retest reliability: > .80

4.2e. Ensure independence of assessors by blinding them to identity and level of training of trainees

3. Determine goal of assessment (formative/summative)

2a.Select 3 – 5 experts

2b.Identify and define performance objectives

2c.Validate objectives: discriminate between experience levels

3a.For summative assessment: set benchmark for pass/fail decision

4.1a. Establish construct validity of simulator parameters: use parameters that discriminate between experience levels

4.2a. Select observation instrument or design new instrument

4.2c. Select assessors experienced with skill

4.2d. Train assessors to required level of agreement

 Inter-rater agreement > .90 for summative assessment

 Inter-rater agreement > .80 for formative assessment

4.2b. Establish construct validity: scores should discriminate between

experience levels

6. Provide feedback to trainees,

evaluate assessment process and outcomes and adapt procedure if necessary

4.1b. Use parameters that reflect

performance objectives, not just those that are easy to measure

1. Assessed skills are: scrubbing, suturing, local anesthesia,

incision/excision. Students are allowed to make minor errors if corrected during the assessment

2. Develop performance objectives

Direct observation 5. Internal consistency: alpha scrubbing = .948 (n=55) alpha suturing = .942 (n=57) alpha incision/excision = .925 (n=55) alpha anesthetic = .888 (n=55) no test-retest reliability

4.2e. No blinding possible 3. Determine goal of assessment

(formative/summative)

2a.3 senior surgeons reviewed performance objectives

2b.Performance objectives reflected acceptable practice in the Technical Medical training program. Critical errors were defined

2c.Omitted

3a.Benchmark = minimum amount of points & no critical errors.

4.2a. New rating scale developed

(1-5 scale) for each skill, based on existing instruments

4.2c. 5 assessors: 2 junior Technical Physicians & 3 senior surgeons

4.2d. Training = independently assess 4 video recordings & discuss discrepancies in ratings

 3 of 5 assessors were available for training

 IRR was low;

ICC = .185 ; range = -.385 - .609 4.2b. Omitted

6. See conclusions

Evaluation

Method

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