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Astrid  Zwinkels  (6125182)  

ah.zwinkels@gmail.com  

Research  Master  Social  Sciences  

Jonathan  Zeitlin  (first  reader)  

Conny  Roggeboom  (second  reader)  

Final  version  30  June  2016  

 

 

 

U n i v e r s i t y   o f   A m s t e r d a m  

The  Feminist  Sex  Wars:  The  Battle  for  

Impact  on  European  Prostitution  Policy  

 

           

08  

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Table  of  Contents  

List  of  abbreviations  ...  3  

Abstract  ...  4  

1.  Introduction  ...  4  

2.  Theoretical  framework  ...  5  

2.1  The  EU  institutions  and  reasons  for  interacting  with  academia  and  advocacy   groups  ...  5  

2.3  Advocacy  groups  and  reasons  for  lobbying  the  EU  institutions  ...  6  

2.3  Possible  factors  affecting  the  level  of  influence  in  the  EU  institutions  ...  8  

2.4  The  case  study  ...  10  

2.4.1  Case  study  design  and  case  selection  ...  10

 

2.4.2  A  pan-­‐European  approach  to  prostitution?  ...  10

 

3.  Methods  ...  12  

3.2  The  Survey  ...  12  

3.3  Expert  interviews  ...  13  

3.4  Documentary  literature:  Content  analysis  ...  13  

4.  Results  ...  14  

4.1  The  EU  institutions  ...  14  

4.1.2  Influence  on  the  European  Commission  ...  14

 

4.1.3  Influence  on  the  European  Parliament  ...  17

 

4.2  Influence  of  academics  on  the  EU  institutions  ...  21  

4.2.1  Preferred  approach:  abolitionist  vs.  anti-­‐abolitionist  ...  21

 

4.2.2  Advocacy  and  academia  ...  22

 

4.2.4  Networks  of  academics:  personal  relations  and  email  lists  ...  22

 

4.3  Influence  of  advocacy  groups  on  the  EU  institutions  ...  24  

4.3.1  The  main  advocacy  groups  ...  24

 

4.3.2  Factors  of  influence  ...  26

 

5.  Conclusion  ...  31  

5.1  Summary  of  findings  ...  32  

5.2  Recommendations  for  advocacy  groups  ...  33  

5.3  Recommendations  for  future  research  ...  33  

6.  Discussion  and  reflection  ...  34  

6.1  Problems  with  generalizing  from  interview  data  ...  34  

6.2  Problems  with  gathering  respondents  for  survey  and  interviews  ...  34  

6.3  Practical  and  Theoretical  Recommendations  ...  35  

Bibliography  ...  37  

 

 

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List  of  abbreviations  

 

ALDE   Group   of   the   Alliance   of   Liberals   and   Democrats   for   Europe   (European  Parliament)  

CATW   Coalition  Against  Trafficking  in  Women   CCME   Church  Commission  on  Migrants  in  Europe  

DG   Directorate  General  

DG  HOME   Directorate  General  for  Migration  and  Home  Affairs   DG  Justice   Directorate  General  for  Justice  and  Consumers   DG  SANTE   Directorate  General  for  Health  and  Food  Safety  

EC   European  Commission  

ECDC   European  Centre  for  Disease  Prevention  and  Control  

ECR   European   Conservatives   and   Reformists   Group   (European  

Parliament)  

EFD   Europe   of   Freedom   and   Direct   Democracy   Group   (European   Parliament)  

EMCDDA   European  Monitoring  Centre  for  Drugs  and  Addictions  

EP   European  Parliament  

EPP   Group   of   the   European   People’s   Party   (Christian   Democrats)   (European  Parliament)  

EU   European  Union  

EWL   European  Women’s  Lobby  

FEMM  Committee   Committee  for  Women’s  Rights  and  Gender  Equality  (European   Commission)  

Greens/EFA   Group   of   the   Greens/European   Free   Alliance   (European   Parliament)  

GUE/NGL   Confederal   Group   of   the   European   United   Left   –   Nordic   Green   Left  (European  Parliament)  

ICRSE   International  Committee  on  the  Rights  of  Sex  workers  in  Europe  

IDU   Injecting  drug  uses  

MEP   Member  of  European  Parliament  

MSM   Men  having  sex  with  men  

NREM   National  Rapporteurs  or  equivalent  mechanisms  

OHCHR   United  Nations  Human  Rights  Office  of  the  High  Commissioner   PICUM   Platform   for   International   Cooperation   on   Undocumented  

Migrants  

S&D   Group  of  the  Progressive  Alliance  of  Socialists  and  Democrats  in   the  European  Parliament  

STI   Sexually  Transmitted  Infection  

TAMPEP   European   Network   for   HIV/STI   Prevention   and   Health   Promotion  among  Migrant  Sex  workers  

TFEU   Treaty  on  the  Functioning  of  the  European  Union  

 

         

 

 

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Abstract  

Based  on  a  case  study  of  advocacy  groups  that  aim  to  influence  the  EU  institutions  in  relation  to   prostitution  or  sex  work  policy,  this  study  aims  to  explain  the  relative  effectiveness  of  advocacy   groups  lobbying  the  EU  institutions  for  topics  where  the  EU  has  no  official  competences.  Through   the  use  of  interviews,  a  qualitative  survey  and  documentary  analysis  the  study  confirms  multiple   existing  hypotheses.  Advocacy  groups  are  more  likely  to  influence  the  EU  institutions  if  they  have   access  to  financial  and  personal  resources;  have  a  physical  presence  in  Brussels;  if  their  position   confirms  the  status  quo  in  the  EU  institutions;  if  they  are  institutionalized;  and  if  they  are  part  of   strong  lobbying  coalitions.  Furthermore,  two  new  explanations  are  found  that  explain  why  some   advocacy   groups   are   more   influential   than   others   in   relation   to   a   topic   where   the   EU   has   no   formal  competences.  First,  successful  advocacy  groups  seem  to  take  a  position  that  EU  officials   can  express  support  for  without  much  risk.  Secondly,  successful  advocacy  groups  reframe  their   issue  in  such  a  way  that  it  connects  to  a  topic  where  the  EU  has  official  competences.  By  doing   this,  they  are  able  to  circumvent  the  prerequisite  that  advocacy  groups  can  only  lobby  the  EU  on   topics  where  the  EU  has  competences  and  furthermore  can  increase  their  area  of  influence.    

 

1.  Introduction  

 

At   the   beginning   of   2014   The   European   Parliament   (EP)   adopted   Mary   Honeyball’s   ‘Report   on   sexual   exploitation   and   prostitution   and   its   influence   on   gender   equality’.   Adopting  this  report  means  that  the  EP  advises  all  member  states  to  follow  the  Swedish   policy   framework   on   prostitution   policy   and   to   implement   the   Nordic   model.   In   the   Nordic  model  it  is  legal  to  sell  sexual  services  but  it  is  illegal  to  buy  them.  The  adopted   report   stands   in   sharp   contrast   to   the   position   Amnesty   International   adopted   a   year   later.  Amnesty  argues  that  the  best  policy  for  sex  work  and  the  one  that  is  best  suited  to   protect   the   rights   of   sex   workers   is   decriminalization,   in   which   neither   selling   nor   buying   of   sexual   services   is   illegal.   They   speak   out   against   the   abolitionist   standpoint.   Ones  preference  for  policy  is  often  linked  to  the  terminology  one  uses  (prostitution  or   sex   work),   which   will   be   elaborated   upon   in   section   2.4.2.1   below.   At   the   level   of   international   agreements   and   transnational   advocacy   networks,   the   abolitionist   perspective  has  shown  remarkable  success,  whereas  at  the  local  level  of  NGOs  working   with   sex   workers,   the   perspective   of   decriminalization   seems   to   be   more   popular   (Mattson  2015:  172-­‐73).    

In  general,  one  can  say  that  advocacy  groups  dealing  with  prostitution  policy  at  a   European  level  disagree  about  what  the  best  prostitution  policy  would  be.  Furthermore,   even   among   women   who   define   themselves   as   feminists   there   exists   disagreement.   Since  these  groups  are  not  in  agreement,  the  question  arises  how  the  EP  has  been  able  to   adopt  a  position  that  endorses  so  clearly  one  side  of  the  debate.  Especially  interesting   here  is  the  fact  that  the  EU  has  no  official  competences  in  relation  to  prostitution  or  sex   work   policy.   Every   member   state   decides   by   itself   what   legislation   it   feels   is   most   appropriate.  For  these  reasons,  this  study  aims  to  explain  the  reasons  for  the  success  of   abolitionist  advocacy  groups  at  the  level  of  the  EU  institutions.    

  In  line  with  Andrews  and  Edwards’  conceptualization  of  advocacy  organisations,   in  this  study  these  are  defined  as  “groups  and  organizations  that  make  public  interest   claims   either   promoting   or   resisting   social   change   that   if   implemented,   would   conflict   with  the  social  cultural,  political,  or  economic  interests  or  values  of  other  constituencies   and   groups”   (Andrews   and   Edwards   2004:   485).   Next   to   advocacy   groups,   it   is   important  to  take  academics  into  account  as  well,  as  we  can  perceive  the  emergence  of     “small   elite   networks   of   academics,   lawyers,   and   International   Nongovernmental   Organizations   (INGO)   activists   who   use   their   expertise   and   present   proposals   for   European  action”  on  various  issues  (Guiraudon  2001:  164).  

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There   are   already   a   number   of   studies   that   deal   with   how   one   of   the   largest   advocacy   groups   advocating   for   decriminalization   tries   to   influence   the   EU   when   it   comes  to  prostitution  policy  (Grundell  2015;  Scaramuzzino  and  Scaramuzzino  2015)  or   that   try   to   explain   the   influence   of   one   of   the   largest   organisations   in   favour   of   the   Nordic   model   has   on   the   EU   institutions   on   the   topic   of   prostitution   (Agustín   2012;   Bygnes  2012;  Ramot  2006).  However,  these  studies  very  rarely  take  the  perspective  and   preferences  of  the  EU  institutions  into  account.  Furthermore,  other  studies  that  focus  on   explaining   the   success   of   advocacy   groups   in   influencing   the   EU   institutions   normally   focus   on   topics   where   the   EU   has   official   competences   (Klüver   2010).   In   contrast   to   these  studies,  this  thesis  will  study  the  popularity  of  the  abolitionist  standpoint  within   the   EU   institutions   with   the   aim   to   provide   more   insights   into   factors   that   favour   or   hinder   advocacy   groups   in   general   when   they   aim   to   influence   the   EU   institutions   in   relation  to  topics  where  the  EU  has  no  official  competences.    The  research  question  that   I  will  aim  to  answer  in  this  study  is:  

 

What   explains   the   relative   effectiveness   of   advocacy   groups   lobbying   in   the   EU   institutions  for  topics  where  the  EU  has  no  official  competences?    

 

Since   effectiveness   can   be   measured   in   more   than   one   way,   this   will   be   measured   on   five   different   dimensions:   agenda   setting;   access   to   decision-­‐making   arenas;   achieving   favourable   policies;   monitoring   and   shaping   implementation;   and   shifting   the   long-­‐term   priorities   and   resources   of   political   institutions   (Andrews   and   Edwards  2004:  492).    

  In   the   following   section,   the   theoretical   framework   will   be   outlined.   In   this   framework   I   focus   on   the   reasons   for   the   EU   institutions   and   advocacy   groups   to   interact   with   one   another   and   on   existing   literature   that   aim   to   explain   which   factors   affect  the  level  of  influence  advocacy  groups  can  exercise  in  the  EU  institutions.  At  the   end   of   the   theoretical   framework   the   case   that   functions   as   the   basis   for   this   study   is   introduced  in  more  depth.  Following  this  section  the  methods  of  the  study  are  discussed,   after  which  I  will  outline  the  results  of  this  study,  focusing  separately  on  the  European   Commission  (EC),  the  EP,  academia,  and  advocacy  groups.  In  my  conclusion,  the  results   will  be  summarized  and  recommendations  provided  for  advocacy  groups  that  want  to   have   more   influence   on   the   EU   institutions.   This   thesis   concludes   by   discussing   and   reflecting  on  how  to  overcome  some  of  the  difficulties  encountered  in  the  study  in  the   future.    

2.  Theoretical  framework  

2.1  The  EU  institutions  and  reasons  for  interacting  with  academia  and  advocacy  groups   Most  people  are  unable  to  explain  exactly  how  the  European  Union  (EU)  works.  Even  for   experts  in  EU  governance  explaining  the  workings  of  the  EU  is  not  always  an  easy  task.   Central  to  the  EU  are  the  EU  institutions,  which  are  the  EU’s  seven  principal  decision-­‐ making  bodies.  These  seven  bodies  include  the  European  Parliament  (EP),  the  European   Council,  the  Council  of  the  EU,  the  European  Commission  (EC),  the  Court  of  Justice  of  the   EU,   the   European   Central   Bank   and   the   Court   of   Auditors.   If   one   wants   to   measure   influence  on  the  EU  policy  process,  as  I  do,  it  is  the  influence  on  these  institutions  that   one   should   look   at.   Due   to   the   limits   of   a   thesis   study,   not   all   institutions   will   be   addressed.  In  this  study  I  will  focus  on  the  EC  and  the  EP,  since  these  two  institutions   particularly  provide  advocacy  groups  with  the  opportunity  to  influence  EU  policies.  The   EC   is   the   institution   solely   responsible   for   proposing   legislation.   Its   monopoly   of   legislative   initiative   is,   however,   restricted   by   the   fact   that   the   Council   (and   under   Codecision   also   the   EP)   has   to   consent   to   the   proposed   legislation.   The   EP   is   the   EU’s   directly  elected  law-­‐making  body.  Based  on  proposals  from  the  EC  it  passes  EU  laws.  It  

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also   reviews   the   Commission’s   work   programme   and   asks   it   to   propose   legislation   (Europa.eu  2016).  

  There   are   multiple   reasons   for   the   EU   institutions   to   actively   interact   with   academia  and  advocacy  groups.  Some  reasons  are  to  increase  the  democratic  legitimacy   of   the   EU   institutions   and   to   fight   against   the   idea   of   the   democratic   deficit;   to   assess   interests   and   constraints   of   external   parties   and   other   EU   institutions;   and,   most   importantly,  to  gather  (neutral)  information.  All  three  reasons  will  be  shortly  discussed   below.  

  First  of  all,  criticism  on  the  EU  focuses,  among  other  things,  on  the  complexity  of   its  institutions  and  on  a  perceived  democratic  deficit.  Scharpf  (1999)  for  example  argues   that   the   EU   institutions   should   create   proper   output   legitimacy.   Output   legitimacy   “requires  policies  to  work  effectively  while  resonating  with  citizens’  values  and  identity”   (Schmidt  2013:  7).  One  way  the  EC  deals  with  this  criticism  is  by  creating  new  initiatives   to   increase   its   contact   with   advocacy   groups   and   academia,   increasing   its   democratic   legitimacy.   Mainly   advocacy   groups   that   represent   a   large   constituency   are   hereby   of   interest   (Klüver   2010:   179).   Further   examples   of   EU   initiatives   in   this   respect   are   the   White   Paper   on   Governance   of   the   Transparency   Initiative   (Klüver   2011:   1).   The   EC   moreover  deliberately  builds  up  networks  with  the  aim  to  enhance  its  own  position  and   influence   (Mak   2000:   9).   Sanchez   Salgado   believes   that   the   adaptation   of   Civil   Society   Organisations   is   mainly   EU-­‐driven   (2014:   3).   European-­‐focused   organisations   prosper   especially   because   “it   is   in   the   interest   of   the   Commission   that   they   do   so,   for   they   provide  both  information  for  policy-­‐making  and  legitimization  for  the  European  project”   (Tarrow  2001:  250).    

  A  second  reason  for  EU  institutions  to  interact  with  advocacy  groups  is  to  assess   interests  and  constraints  of  external  parties  and  other  EU  institutions.  This  way  the  EU   institutions  can  develop  “win-­‐win  solutions”  (Gornitzka  and  Sverdrup  2011:  49).  Linked   to  this  is  the  fact  that  creating  stable  relationships  with  advocacy  groups  enables  the  EU   institutions   to   enhance   its   political   effectiveness   towards   other   EU   institutions   (Gornitzka  and  Sverdrup  2011:  53).    

The   most   important   reason   for   EU   institutions   to   interact   with   academia   and   advocacy   groups   is,   however,   because   these   can   function   as   prevalent   information   providers.   The   EU   institutions   have   to   deal   with   a   very   broad   scale.   Drawing   on   academia   enables   the   EU   institutions   to   legitimize   its   autonomous   basis   for   action   “independent   of   national,   societal   and   partisan   interests”   (Gornitzka   and   Sverdrup   2011:   52).   Advocacy   groups   furthermore   “dispose   of   specialized   issue-­‐relevant   expertise  and  enjoy  informational  advantages  vis-­‐à-­‐vis  policy  makers”  (Klüver  2011:  7)   and   hold   expert   knowledge   and   insights   of   what   is   happening   at   the   ground   (Bouwen   2009:  22).  The  EU  institutions  can  benefit  from  this  highly  specialized  policy  expertise  in   creating   high   quality   proposals.   When   proposals   are   furthermore   based   on   external   academic   expertise   this   strengthens   the   position   of   the   EU   institutions   in   relation   to   other   political   institutions   (Gornitzka   and   Sverdrup   2011:   53).   A   final   very   practical   reason  for  the  EU  institutions  to  consult  academia  and  advocacy  groups  to  gather  expert   information  is  because  the  EU  institutions  are  “notoriously  understaffed”  (Klüver  2010:   179;  Klüver  2011:  7;  Gornitzka  and  Sverdrup  2011:  59).  With  a  staff  similar  in  size  to  a   large   city   administration   (Bouwen   2009:   20),   the   EC   is   in   constant   need   of   external   expertise.  This  is  not  only  the  case  for  the  EC,  but  for  the  EP  as  well.  To  build  their  cases,   Members   of   the   European   Parliament   (MEPs)   make   use   of   the   expertise   of   academics   and   advocacy   groups   by   inviting   them   to   present   their   opinions   either   directly   in   sessions  of  the  EP  or  in  hearings  of  separate  committees.    

2.3  Advocacy  groups  and  reasons  for  lobbying  the  EU  institutions  

When   the   EU   institutions   are   the   ones   benefitting   from   contact   with   advocacy   groups   this  may  be  termed  usages  by  Europe  (Woll  and  Jacquot  2009).  However,  it  is  of  course   possible   as   well   for   advocacy   groups   to   make   use   of   the   possibilities   that   Europe  

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provides.   This   latter   situation   is   coined   usages   of   Europe   (ibid).   Scholars   generally   disagree   on   how   exactly   one   should   interpret   the   relationship   between   the   European   level   and   the   level   of   advocacy   groups.   While   some   authors   describe   a   kind   of   static   relationship   where   they   distinguish   between   a   bottom-­‐up   or   top-­‐down   approach   or   between  ‘supply  and  demand’,  others  alternatively  propose  less  static  models  and  look   at  the  relationship  as  a  “managed  multilevel  process  with  numerous  feedback  loops  and   entry  points”  (Coen  and  Richardson  2009:  7).  This  multi-­‐level  European  governance  is   understood   by   Lehmann   as   “a   network   of   horizontal   and   vertical   cooperative   relationships   between   supranational,   national,   regional,   and   local   public   and   private   actors”  (Lehmann  2009:  42).    

The  EU  is  becoming  “an  increasingly  important  arena  for  collective  mobilisation”   (Grundell  2015).  The  EC  can  be  a  focus  of  lobbying  activities  for  advocacy  groups  as  the   EC   enjoys   a   monopoly   on   legislative   initiatives.   Since   the   frames   used   in   particular   legislation   can   have   a   very   large   impact   on   the   outcome   of   that   legislation,   advocacy   groups   and   other   (academic)   experts   are   oftentimes   more   than   happy   to   share   their   insights  with  the  EU  institutions,  as  this  provides  them  with  the  possibility  to  influence   the  frame  of  the  status  quo  (Klüver  et  al.  2015:  486).  This  accounts  for  both  national  and   European  advocacy  groups.  Furthermore,  the  EP  has  lately  become  an  important  target   for  the  lobbying  activities  of  lobbying  groups  as  well.  A  reason  for  this  is  that  since  the   Lisbon   Treaty   came   into   force,   the   co-­‐decision   procedure   has   become   the   ordinary   legislative  procedure,  which  has  increased  the  power  of  the  EP  quite  a  bit.  As  its  power   grew,   the   EP   became   of   greater   interest   for   advocacy   groups.   Furthermore,   advocacy   groups  can  ask  MEPs  to  lobby  for  their  issue  at  the  level  of  the  Commission.  

Advocacy   groups   have   a   broad   range   of   strategic   options   and   tactics   that   they   can   use   to   advance   their   cause,   such   as   institutionalized   participation,   bargaining,   political   pressure   and   confrontation   (Rucht   2001:   128-­‐29).   However,   “lobbying   EU   institutions   is   by   far   more   adequate   and   effective   than   the   kind   of   unconventional   protest  action  that  is  so  common  at  national  and  subnational  levels”  (Rucht  2001:  136).   There  are  different  reasons  that  explain  the  interest  that  advocacy  groups  have  in  the   EU  institutions.  However,  they  can  all  be  traced  back  to  the  same  origin:  lobbying  the  EU   institutions   provides   advocacy   groups   with   an   opportunity   to   influence   policy   on   the   topic  they  are  lobbying  for.    

One   possible   concrete   reason   as   to   why   advocacy   groups   lobby   the   EU   institutions   is   because   this   provides   advocacy   groups   with   new   opportunities   to   convince  political  actors  of  the  importance  of  their  cause  when  lobbying  at  the  national   level  turns  out  to  be  unsuccessful.  This  effect  can  be  described  as  the  Boomerang  effect   or   as   the   Ping-­‐Pong   effect   (See   Figure   1).   The   Boomerang   effect   is   an   effect   “through   which   weak   domestic   actors   can   use   alliances   with   external   allies,   mediated   through   other   states   and   international   institutions,   to   advance   their   claims   against   their   own   governments”   (Tarrow   2001:   245).   Whereas   advocacy   groups   mainly   refrain   from   directly  influencing  the  domestic  level  with  the  Boomerang  effect,  it  is  also  possible  that   advocacy   groups   continue   to   lobby   their   national   governments,   but   at   the   same   time   lobby  the  supranational  level  with  the  aim  to  influence  their  national  governments  even   more.   This   latter   effect   is   described   as   the   Ping-­‐Pong   effect   (Zippel   2006:   120).   When   advocacy  groups  turn  to  the  European  level  to  compensate  for  their  lack  of  access  at  the   domestic  level  this  is  called  the  compensation  hypothesis  (Klüver  2010:  176).    

In  conclusion  one  can  say  that  the  EU  Institutions  are  mutually  dependent  upon   one  another:  the  EU  needs  information  from  advocacy  groups  and  advocacy  groups  need   to   influence   (national)   policy   through   the   EU   institutions.   Through   this   mutual   dependency  a  relationship  is  established.  The  influence  advocacy  groups  can  exercise  in   through  this  relationship  is  the  focus  of  this  study.  

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Figure  1:  The  Boomerang  effect  and  the  Ping-­‐Pong  effect.  

 

2.3  Possible  factors  affecting  the  level  of  influence  in  the  EU  institutions  

As  has  now  become  clear,  advocacy  groups  can  aim  to  influence  policy  through  lobbying   the  EU  institutions.  This  study  will  focus  on  different  factors  that  can  influence  the  effect   advocacy  groups  can  exercise  on  the  EU  institutions  to  reach  their  desired  influence  on   policy  outcomes.  Both  internal  as  well  as  external  factors  that  have  been  mentioned  in   previous  studies  will  hereby  be  discussed.  Different  texts  by  Heike  Klüver  will  form  the   main  basis  for  these  explanatory  factors.  The  internal  factors  that  will  be  focused  upon   are  financial  and  personnel  resources  of  advocacy  groups;  having  a  physical  presence  in   Brussels  and  the  resonance  of  the  position  with  the  status  quo  and  with  the  EU  frame.   External   factors   are   the   complexity   and   salience   of   the   topic;   the   degree   of   conflict   in   relation  to  the  topic;  the  lobbying  coalitions;  the  level  of  institutionalism  of  the  advocacy   groups;   and   the   resonance   with   official   EU   competences   of   the   topic.   All   factors   will   shortly  be  discussed  below.  

  First  of  all,  there  are  the  internal  factors  that  according  to  the  literature  can  have   an   effect   on   the   extent   to   which   advocacy   groups   can   affect   the   EU   institutions   to   influence   certain   policy   outcomes.   The   first   internal   factor   is   whether   the   advocacy   groups  trying  to  influence  the  EU  institutions  have  access  to  financial  resources.  Some   even   argue   that   having   money   is   a   necessary   condition   for   EU   lobbying   (Kluver   2010:   187).   Advocacy   groups   “with   a   very   high   degree   of   resources   at   their   disposal,   Europeanize   their   lobbying   activities,   whereas   all   interest   groups   that   possess   only   a   very   low   amount   of   resources,   do   not   extend   their   lobbying   strategy   to   the   European   level”   (Klüver   2010:   184).   A   reason   for   this   is   that   advocacy   groups   with   fewer   resources  need  to  focus  their  money  on  the  places  where  their  chances  of  success  are   the   highest,   which   is   often   the   national   level   (Dür   and   Mateo   2014:   6).   Furthermore,  

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these  groups  have  to  engage  in  actions  that  are  directly  visible,  since  they  need  to  appeal   to  their  membership  (ibid).    

Closely  linked  to  financial  resources  is  the  factor  of  personnel  resources:  to  be   effective   in   the   EU   one   needs   well-­‐trained   personnel   to   “monitor   the   decision-­‐making   process,   elaborate   statements   and   reports   and   participate   in   hearings   and   consultations”  (Klüver  2010:  179).  Finally,  having  a  Brussels-­‐based  office  has  proved  to   be  useful  (ibid).    

Further  internal  factors  are  the  resonance  of  the  position  of  the  advocacy  group   with   the   status   quo   and   with   the   EU   frame.   A   frame   is   influential   when   it   contains:   “relevance   to   the   issues   at   hand,   adequacy,   applicability,   appropriateness,   and   resonance”   (Schmidt   2008:   311).   Since   policy-­‐makers   in   the   EU   do   not   start   from   scratch,   it   is   likely   that   advocacy   groups   whose   position   confirms   the   status   quo   are   more   likely   to   influence   the   EU   institutions   (ibid).   The   EU   institutions   often   recognize   claims  that  fit  their  own  frame  as  more  valid.  Some  claims  therefore  have  “higher  value   and   greater   legitimacy   from   the   outset”   (Rolandsen   Agustín   2008:   514).   Advocacy   groups  are  often  aware  of  this  preference,  as  they  tend  to  prefer  to  modify  the  dominant   ideas   and   policies   of   the   EU   by   fitting   their   own   claims   into   the   institutional   context.   Advocacy   groups   “must   articulate   their   claims   in   accordance   with   the   dominant   discourse  and  the  official  policies  of  the  EU  institutions”  (Rolandsen  Agustín  2008:  509).  

Next   to   these   internal   factors   there   are   many   external   factors   that   affect   the   extent   to   which   advocacy   groups   can   influence   EU   institutions.   First   of   all,   the   complexity   and   the   salience   of   the   topic   that   advocacy   groups   focus   on   plays   a   role.   When   a   field   deals   with   technical,   complicated   matters   or   has   large   repercussions   in   many   fields   the   EU   institutions   are   more   likely   to   look   for   the   external   expertise   provided  by  advocacy  groups  and  academia.  Furthermore,  EU  institutions  are  also  more   likely  to  include  advocacy  groups  and  academia  when  a  topic  gains  importance  among   stakeholders  and/or  the  overall  public  (Klüver  et  al  2015:  451-­‐52).    

A  second  external  factor  that  is  of  interest  is  the  degree  of  conflict  in  relation  to   the   topic.   While   some   topics   do   not   cause   major   opposition,   others   divide   advocacy   groups  into  different  sets  of  competing  advocacy  coalitions.  It  is  generally  assumed  that   advocacy   groups   that   deal   with   topics   without   competing   coalitions   find   it   easer   to   influence  the  EU  institutions  (Klüver  et  al  2015:  452).  A  third  external  factor  is  the  level   of   institutionalism   of   the   advocacy   group   that   tries   to   influence   the   EU   institutions.   In   general,  the  EU  institutions  tend  to  be  in  closest  contact  with  “the  resourceful  and  the   already  recognised  networks”  (Rolandsen  Agustín  2008:  514-­‐15).  

The  fourth  external  factor  focuses  on  the  strength  of  the  lobbying  coalition  that   an  advocacy  group  belongs  to.  As  multiple  advocacy  groups  often  try  to  shift  the  policy   outcomes   to   their   preferred   outcome   at   the   same   time,   advocacy   groups   are   often   lobbying  together  (Klüver  2011:12).  Klüver  defines  such  lobbying  coalitions  as  “a  set  of   actors  who  share  the  same  policy  goal”  (ibid).  She  even  argues  that  political  scientists   should  always  study  the  effect  of  lobbying  coalitions  instead  of  studying  single  advocacy   groups,  as  one  individual  advocacy  group  is  not  very  likely  to  determine  the  outcome  of   the   policy   formulation   process   (ibid).   She   furthermore   argues   that   strong   lobbying   coalitions  are  defined  by  the  “sum  or  the  characteristics  of  all  coalition  members  rather   than  the  individual  properties  of  a  few  powerful  interest  groups”  (Klüver  2011:  28).  and   that  size  and  resources  of  the  coalitions  play  a  role  here  as  well  (Klüver  et  al  2015:  452).  

The  final  external  factor  is  the  level  of  resonance  that  the  topic  has  with  official   EU   competences.   The   competences   of   the   EU   are   specified   in   the   Treaty   on   the   Functioning  of  the  European  Union  (TFEU).  This  document  enumerates  in  which  areas   the   EU   has   exclusive   competences,   shared   competences   and   supporting   competences.   Some   authors   see   a   high   resonance   with   a   topic   with   exclusive   or   at   least   shared   EU   competences  as  a  necessary  condition  for  advocacy  groups  to  lobby  the  EU  institutions   (Klüver  2010:  187).  Others  only  state  that  advocacy  groups  that  focus  on  policy  areas  in   which   the   EU   has   high   competences   are   more   likely   to   lobby   the   EU   institutions   than  

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advocacy  groups  that  deal  with  policy  areas  in  which  the  EU  has  low  or  no  competences   (Dür  and  Mateo  2014).  The  idea  exists  that  advocacy  groups  “active  in  policy  areas  with   low   EU   competence,   therefore,   will   focus   their   resources   on   national   or   subnational   political  decisions”  (Dür  and  Mateo  2014:  6).  

2.4  The  case  study  

2.4.1  Case  study  design  and  case  selection  

The   question   to   answer   in   this   study   is:   What   explains   the   relative   effectiveness   of   advocacy   groups   lobbying   in   the   EU   institutions   for   topics   where   the   EU   has   no   official   competences?  To  answer  this  research  question  I  have  made  use  of  a  case  study  design.   The  aim  of  using  a  case  study  is  to  “generate  an  intensive  examination  of  a  single  case,  in   relation   to   which   [I]   then   engage   in   a   theoretical   analysis”   (Beyers   2012:   71).   Case   studies   can   be   used   for   theory   generation   as   well   as   theory   testing.   While   the   above   literature  argues  that  advocacy  groups  that  focus  on  a  topic  with  low  EU  competences   are   unlikely   to   lobby   the   EU   institutions,   this   study   will   focus   on   a   case   of   advocacy   groups   that   deal   with   a   topic   where   the   EU   has   no   official   competences   (prostitution   policy),  but  where  they  nevertheless  aim  to  influence  the  EU  institutions.  Furthermore,   according   to   Yin   (2003)   case   study   designs   can   be   useful   when   one   wants   to   answer   ‘why’  or  ‘how’  questions.  The  study  will  then  on  the  one  hand  test  whether  the  existing   ideas  on  which  factors  impact  the  level  of  influence  that  advocacy  groups  have  on  the  EU   institutions  are  nevertheless  confirmed  in  this  case  and  will  on  the  other  hand  generate   possible  new  ideas  on  other  factors  that  impact  the  advocacy  groups  influence.    

  The   case   itself   can   be   best   described   as   a   hypothesis-­‐generating   case   study   (Lijphart   1971)   or   an   instrumental   case   (Stake   1995).   A   hypothesis-­‐generating   case   starts  out  “with  a  more  or  less  vague  notion  of  possible  hypotheses,  and  attempt[s]  to   formulate   definite   hypotheses   to   be   tested   subsequently   among   a   larger   number   of   cases”   (Lijphart   1971:   692).   Since   the   aim   of   this   study   is   to   both   build   on   existing   findings   in   relation   to   advocacy   influence   in   the   EU   and   to   possibly   formulate   new   hypotheses  here,  this  fits  well  within  the  description  of  a  hypothesis-­‐generating  case.  An   instrumental  case  furthermore  provides  insight  into  an  issue  or  helps  to  refine  a  theory.   “The   case   is   often   looked   at   in   depth,   its   contexts   scrutinized,   its   ordinary   activities   detailed,  and  because  it  helps  the  researcher  pursue  the  external  interest.  The  case  may   or  may  not  be  seen  as  typical  of  other  cases”  (Baxter  and  Jack  2008).  

2.4.2  A  pan-­‐European  approach  to  prostitution?    

In  February  2014,  the  EP  adopted  Mary  Honeyball’s  ‘Report  on  sexual  exploitation  and   prostitution   and   its   impact   on   gender   equality’   by   343   votes   in   favour   to   139   against.   Adopting  this  report  means  that  the  EP  advises  all  member  states  to  follow  the  Swedish   example   on   prostitution   policy   and   implement   the   Nordic   model.   As   the   EU   has   no   competences  in  relation  to  prostitution  policy,  the  resolution  was  non-­‐binding.  Adopting   this  resolution  means  no  more  than  that  the  EP  advises  its  member  states  to  follow  their   recommendation.  However,  even  though  some  people  say  that  the  report  mainly  has  as   a  symbolic  function,  the  effects  of  this  resolution  should  not  be  underestimated.    

Since  the  Honeyball  resolution  was  voted  on  in  the  plenary  session  this  area  will   form   part   of   the   focus   on   this   study.   Furthermore,   since   this   Resolution   originated   in   The   Committee   for   Women’s   Rights   and   Gender   Equality   (FEMM   Committee),   this   Committee  will  also  be  focused  upon.    

Due   to   a   lack   of   competences   on   this   topic,   the   position   of   the   Commission   on   this   topic   is   not   completely   clear.   Since   prostitution   policy   is   not   a   EU   competence,   prostitution  or  sex  work  is  touched  upon  by  the  EU  institutions  through  different  frames   where   the   EU   does   have   competences:   human   trafficking   and   violence   against   women   (shared   competences   under   the   heading   of   ‘the   area   of   freedom   security   and   justice’)   and   sexual   health   (supporting   competences   under   the   heading   of   ‘the   protection   and  

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improvement   of   human   health).   In   relation   to   these   EU   competences   the   focus   will   mainly   be   on   the   Directorate   General   Migration   and   Home   Affairs   (DG   HOME),   the   Directorate  General  for  Justice  and  Consumers  (DG  Justice)  and  the  Directorate  General   Health  and  Food  Safety  (DG  SANTE).    

2.4.2.1  Terminology:  prostitution  or  sex  work  

Because  of  the  sensitivity  of  the  ‘prostitution  debate’,  it  is  important  to  take  a  moment  to   reflect  on  the  different  connotations  of  the  concepts  ‘prostitution’  and  ‘sex  work’.  Even   though  both  concepts  seem  to  refer  to  the  same  phenomenon  and  are  seemingly  used   interchangeably,  whether  the  one  or  the  other  is  used  in  policy  or  academic  documents   immediately   reflects   a   certain   preference   for   a   legal   framework.   Since   both   terms   are   used  in  the  literature  and  in  policy  documents  both  concepts  will  be  used  in  this  study  as   well.   When   I   am   referring   to   an   abolitionist   standpoint   the   terms   ‘prostitution’   and   ‘prostitute’   will   be   used,   whereas   reference   to   anti-­‐abolitionist   standpoints   will   make   use  of  the  terms  ‘sex  work’  and  ‘sex  worker’.  Following  a  definition  provided  by  Joyce   Outshoorn,  prostitution  or  sex  work  is  in  this  study  defined  as:  “the  exchange  of  sex  or   sexual  services  for  money  or  other  material  benefits”  (Outshoorn  2004:  3).  A  prostitute   or   sex   worker   in   this   study   refers   to   a   person   who   provides   sex   or   sexual   services   or   money  or  other  material  benefits.  These  definitions  are  chosen  to  provide  a  definition   that  is  as  descriptive  as  possible.    

2.4.2.2  Terminology:  different  prostitution  policies  

When   one   talks   about   advocacy   work   on   prostitution   or   sex   work   it   is   furthermore   important   to   understand   the   different   legal   frameworks   that   are   debated.   Although   different  terminology  is  used  throughout  the  literature,  four  different  types  of  policies   towards   prostitution   or   sex   work   are   generally   recognized:   prohibition,   abolition,   legalization  and  decriminalization.  Under  prohibitionism,  all  prostitution  is  illegal  and  all   people  involved  are  liable  to  penalties.  Prostitution  is  considered  as  something  immoral.   Under   abolitionism,   prostitution   itself   is   not   criminalized,   but   third   parties   (such   as   clients  or  pimps)  are.  Under  legalization,  some  forms  of  sex  work  are  portrayed  as  work.   When   a   country   has   enforced   this   legal   framework,   sex   workers   are   allowed   to   earn   money   in   the   sex   industry   under   specific   rules.   Under   decriminalization,   no   legislation   dealing  with  sex  work  specifically  exists.  Sex  work  is  perceived  as  a  service  industry  and   is   treated   as   such   (Scaramuzzino   and   Scaramuzzino   2015:   139;   Outshoorn   2004:   8;   Wagenaar  and  Altink  2012a:  12).    

  A  further  distinction  can  be  drawn  between  prohibition  and  abolition  on  the  one   hand   and   legalization   and   decriminalization   on   the   other   is   that   the   latter   clearly   distinguishes  between  voluntary  and  forced  prostitution  whereas  the  first  does  not  (Soo   Chon   2015).   However,   it   must   be   noted   that   although   this   is   an   often-­‐mentioned   distinction,   most   legal   frameworks   that   fall   in   the   first   category,   such   as   the   Swedish   abolitionist   framework,   do   not   officially   state   anything   about   this   in   their   laws.   This   distinction  should  therefore  be  understood  as  one  of  moral  differences  between  radical   and  liberal  feminists,  which  will  be  discussed  below.    

2.4.2.3.  Diverging  feminist  perspectives:  the  Sex  Wars  

As  the  sensitivity  of  the  concepts  of  prostitution  and  sex  work  shows,  different  groups   perceive   prostitution   and   sex   work   very   differently   and   therefore   have   very   diverging   ideas   of   what   the   best   prostitution   or   sex   work   policy   entails.   Feminists   have   such   strong   but   diverging   interpretations   of   feminist   sexual   morality   that   Ferguson   (1984)   coined   these   debates   the   ‘Feminist   Sex   Wars’.   An   employee   of   the   European   Women’s   Lobby  (EWL)  stated  that  she  believed  there  to  be  no  ideological  clash  in  the  organization   and  that  there  was  of  lot  of  consensus.  “But  when  one  started  to  talk  about  prostitution,   there   was   an   explosion!   Women   were   shouting.   It   was   chaos”   (Translated   from   Lafon   2014).    

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When   it   comes   to   feminist   perceptions   of   prostitution   and   sex   work,   two   opposing  positions  can  generally  be  identified:  the  radical  feminist  view  and  the  liberal   or  libertarian  feminist  view  (Ferguson  1984;  Limoncelli  2009).  Radical  feminists  see  the   ideal   sexual   relationship   as   one   between   “fully   consenting,   equal   partners   who   are   emotionally   involved   and   do   not   participate   in   polarized   roles”   (Ferguson   1984:   108)   and  describe  prostitution  as  “an  exploitation  of  women  by  men  and  argue  that  certain   women  are  forced  to  prostitute,  making  prostitution  a  tool  for  men  to  dominate  women”   (Soo  Chon  2015:  378).  Liberal  feminists,  by  contrast,  see  the  ideal  sexual  relationship  as   one   between   “fully   consenting,   equal   partners   who   negotiate   to   maximize   another’s   sexual  pleasure  and  satisfaction  by  any  means  they  choose”  (Ferguson  1984:  109)  and   portray  prostitution  as  “a  kind  of  sex  work  which  individual  women  can  freely  choose”   (Soo  Chon  2015:  378).    

Whether   someone   defines   her   or   himself   as   a   radical   or   as   a   liberal   feminist   functions  as  a  very  good  predictor  for  their  preferred  policy  towards  prostitution  or  sex   work.   Radical   feminists   prefer   abolition,   while   liberal   feminists   prefer   legalization   or   decriminalization.  Feminists  are,  however,  not  the  only  group  of  people  who  engage  in   these  sex  wars.  Conservative  and  religious  groups  often  side  with  the  radical  feminists   in  their  assessment  of  prostitution.  Furthermore,  while  the  debate  goes  beyond  the  left-­‐ right  divide,  nationality  is  also  quite  good  indicator  of  one’s  position  in  the  debate.  For   example,   Sweden   is   often   mentioned   as   a   country   where   most   people   favour   the   abolitionist  model,  whereas  the  Dutch  are  perceived  to  be  anti-­‐abolitionist.    

3.  Methods  

My  research  question  focuses  on  understanding  why  advocacy  groups  lobby  the  EU  on  a   topic   where   the   EU   lacks   competences.   Qualitative   methods   tend   to   be   best   suited   to   answer  this  type  of  explanatory  question.  Furthermore,  a  case  study  design,  like  in  this   study,  often  favours  qualitative  methods  (Bryman  2012:  68).  Moreover,  since  academic   and   policy   documents   tend   to   provide   very   little   information   about   tactics   and   strategies,   the   intensity   of   collaboration   between   advocacy   groups   and   the   EU   institutions,   or   how   particular   policy   proposals   are   understood   by   the   different   actors   (Beyers   et   al.   2014:   176),   it   is   very   important   to   combine   documentary   analysis   with   methods  that  are  able  to  answer  these  questions.  For  this  reason,  I  used  three  different   data   gathering   forms   or   analysis   methods   in   this   study.   I   made   use   of   a   qualitative   survey,  I  conducted  expert  interviews  with  different  experts  and  I  used  content  analysis   on  both  academic  as  well  as  policy  documents.  Each  of  these  methods  will  be  discussed   below.    

3.2  The  Survey  

The  first  method  I  used  was  a  qualitative  survey.  Qualitative  surveys  are  generally  most   appropriate   for   exploratory   studies   of   small   population   studies   and   are   aimed   at   idea   generation  (Researchplan  2016).  I  have  used  this  survey  format  to  collect  both  answers   to  close-­‐ended  questions  as  well  as  to  collect  verbatim  statements  through  open-­‐ended   questions.    

For   my   survey   I   approached   two   different   groups   of   academics   that   either   officially  supported  or  criticized  the  2014  EP  resolution  on  Mary  Honeyball’s  ‘Report  on   sexual  exploitation  and  prostitution  and  its  impact  on  gender  equality’.  The  first  group   that  I  surveyed  consisted  of  the  75  academics  who  signed  the  document  ‘Submission  in   support   of   Mary   Honeyball’s   Report   on   sexual   exploitation   and   prostitution   and   its   impact  on  gender  equality.’  The  second  group  consisted  of  the  94  academics  who  signed   the  International  Committee  on  the  Right  of  Sex  Workers  in  Europe  (ICRSE)  document   entitled  ‘A  Critique  of  the  “Report  on  Prostitution  and  Sexual  Exploitation  and  its  Impact   on   Gender   Equality”’.   I   invited   all   signers   whose   email   addresses   I   could   retrieve   to   participate  in  the  survey  via  a  personal  email.  After  two  weeks  a  reminder  was  sent  to  

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everybody  containing  a  similar  request  to  fill  out  the  survey  and,  as  requested  by  some   of  the  academics,  an  official  ethical  clearance  from  the  University  of  Amsterdam.    

The   aim   of   the   questionnaire   was   to   develop   a   clearer   picture   of   the   way   the   academics   who   had   been   willing   to   openly   voice   their   support   for   or   against   the   abolitionist  framework  on  prostitution  organized  themselves.  Questions  focused  on  the   academic’s  preferred  prostitution  approach;  whether  they  had  previously  focused  their   advocacy   activities   at   the   political   level;   whether   they   personally   had   been   in   contact   with  the  EU  institutions;  whether  they  thought  the  academic  community  was  involved  in   the   debates   and   if   yes,   how,   and   what   it   meant   to   be   part   of   this   global   network   of   academics.    

The   response   rates   from   both   groups   differed   a   lot.   Whereas   30%   of   the   academics   who   signed   the   Critique   from   ICRSE   in   the   end   filled   out   the   survey,   the   response   rate   was   only   7%   for   the   academics   who   signed   the   Submission   for   Honeyball’s  report.  A  likely  explanation  for  this  is  that  one  of  the  people  in  the  ‘Nordic   Model  Information  Network’,  which  is  a  mailing  list  containing  of  all  the  academics  who   signed  the  submission,  found  an  old  presentation  online  in  which  I  presented  arguments   as   to   why   I   personally   believe   it   would   not   be   a   good   idea   to   follow   the   abolitionist   framework   on   prostitution.   This   person   shared   her   concerns   about   the   ethics   of   the   study  with  this  network.  The  Ethical  Clearance  of  the  University  of  Amsterdam  provided   for  this  study  was  unable  to  remove  these  concerns  among  many  of  the  people  in  this   network.  To  compensate  for  this  low  response  rate,  I  have  also  used  the  personal  email   conversations  with  some  of  these  academics  that  followed  from  the  survey  as  input  for   this  study.  

3.3  Expert  interviews  

Regarding  my  expert  interviews  I  aimed  to  speak  with  people  in  the  EU  institutions  as   well  as  with  people  from  different  advocacy  groups.  My  aim  was  furthermore  to  cover   both   sides   of   the   debate.   In   the   end   I   was   able   to   interview:   representatives   from   different   anti-­‐abolitionist   organisations   (ICRSE,   TAMPEP,   La   Strada);   academics   who   signed  the  ICRSE’s  critique;  and  a  member  of  the  FEMM  committee  of  the  EP.  In  total  I   conducted  6  interviews  which  all  took  place  in  the  spring  of  2016.  

The  aim  of  the  interviews  was  to  gain  a  better  insight  in  what  factors  positively   or   negatively   impacted   advocacy   groups’   level   of   impact   on   the   EU   institutions.   They   furthermore   helped   me   to   visualize   the   needs   of   the   EP   and   the   EC   when   it   comes   to   expert  input  and  to  understand  what  the  different  positions  within  the  EU  institutions   were  and  how  these  positions  originated.    

Similar   to   the   problems   encountered   in   the   survey,   it   proved   to   be   extremely   difficult   to   come   into   contact   with   people   advocating   a   pan-­‐European   abolitionist   approach   to   prostitution.   The   most   important   advocacy   group   in   this   respect   is   the   European   Women’s   Lobby.   Despite   repeated   attempts,   I   have   sadly   been   unable   to   receive   any   response   from   this   organization,   which   means   that   my   analysis   of   this   organization   is   based   on   the   views   of   the   other   experts.   Similarly,   my   request   to   interview  different  people  in  the  Commission  was  denied,  based  on  the  fact  that  the  EC   has  no  competences  on  the  topic  of  prostitution.  Input  on  the  Commission  has  therefore   been   obtained   through   multiple   emails   from   officials   in   DG   SANTE,   DG   HOME   and   DG   Justice.    

The  responses  to  the  survey  as  well  as  the  interview  transcripts  were  manually   coded   with   help   of   the   programme   ATLAS.ti.   These   codes   formed   the   basis   for   the   analysis  of  the  survey  and  interviews.  

3.4  Documentary  literature:  Content  analysis    

Available  documentary  sources  are  a  good  addition  to  the  use  of  interviews,  since  these   sources  can  “considerably  improve  the  quality  of  the  interviews  and  also  because  these   help   in   coding,   cross-­‐referencing,   cross-­‐validating   and   interpreting   evidence   obtained  

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