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20-­‐12-­‐2013  

Tokyo:  towards  a  Smart  Energy  City  

Accelerating  a  transition  by  hosting  the  Olympic  and  Paralympic  Games  at  2020.  

Abel  Hemmelder  (10103295),  Philip  Kuipers  (10189262),  Viola  Bennink  (10251651)    

 

 

 

 

 

 

 

Abstract    

Cities   have   become   more   attractive,   but   also   more   pollutant   due   to   unsustainable   city   development.  In  Tokyo,  the  earthquake  and  tsunami  of  March  2011  were  incentives  for   the  Japanese  residents  to  become  eager  to  transform  Tokyo  into  a  more  sustainable  city   (Tanikawa,  2011).  A  major  event,  like  hosting  the  Olympics,  could  form  an  accelerating   force   to   make   the   transition   towards   an   energy   and   resource   efficient   city,   increasingly  powered   by   renewable   energy   sources:     a   Smart   Energy   City   (Transition,   2013).   Common   ground   can   be   explored   between   the   goals   of   transition   and   the   opportunities  and  flaws  of  hosting  Olympics.  This  research  focuses  on  the  main  research   question:   How   can   hosting   the   Olympic   games   in   2020   contribute   in   the   transition   of   Tokyo   to   become   a   Smart   Energy   City   (SEC)?   By   means   of   a   scenario   method   within   a   thematic   framework,   a   comparison   of   the   effects   of   the   Olympic   games   in   other   cities   and  the  conditions  required  for  a  transition  towards  a  SEC  leads  to  the  conclusion  that   all   fundamental   conditions   for   this   synergy   are   present.   However,   improvement   of   particularly  the  public  support  and  the  diversity  of  the  residential  population  would  be   beneficial.  

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Table  of  content  

 

Introduction  (3)  

Necessity  to  change  (3)  

Towards  a  Smart  Energy  City  (3)   Tokyo;  an  ideal  scenario?  (3)   Research  aim  (3)  

Scenario-­‐based,  thematic  research  approach  (4)   Chapter  1    

Explaining  the  concept  of  a  Smart  Energy  City  (5)   Biomimicry  (5)  

Circular  economy  (5)     Social  capital  (5)   Smart  City  (5)  

Smart  Energy  City  (5)   Chapter  2  

Introducing  Tokyo:  an  overview  of  the  current  state  (7)   Japan’s  unsustainable  development  (7)  

Energy  use  (7)  

Tokyo  in  tentative  transition  towards  a  SEC  (8)   Chapter  3  

Thematic  conditions  required  for  shifting  towards  a  Smart  Energy  City  (10)   Lifestyle  and  vision  (10)  

System  resilience  (11)   Chapter  4  

Impacts  for  a  city  hosting  the  Olympic  game  (14)   Money  &  Investments  

Infrastructure   Governance  

Ideology  &  Public  awareness   City  Facilities  

Education  and  Innovation   Media  attention  

Chapter  5  

Integrating  impacts  of  the  Olympics  with  condition  required  for  a  transition     towards  a  Smart  Energy  City  (16)  

Chapter  6   Discussion  (19)   Chapter  7     Conclusion  (19)   References  (20)      

 

 

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Introduction  

 

Necessity  to  change  

Cities  have  proven  to  be  incubators  of  creativity,  wealth  creation  and  economic  growth   (Bettencourt  &  West,  2010)  and  are  increasingly  attractive  for  the  world  population  to   reside   (DESAUNS,   2007,   cited   in   Morvaj,   2011).   However,   due   to   unsustainable   city   development,   the   majority   of   all   cities   have   become   pollutant   (Bettencourt   &   West,   2010).  Despite  the  fact  that  cities  occupy  only  2%  of  the  Earth's  surface,  all  together  they   emit  almost  80%  of  global  carbon  dioxide  and  significant  amounts  of  other  greenhouse   gases  (Watson,  1998).  As  a  result  of  increasing  welfare  and  rising  prices  of  raw  materials   in  the  early  ninety’s,  it  is  agreed  that  cities  should  be  converted  into  more  sustainable   cities   to   improve   human   and   environmental   conditions   (Gordan,   1990).   However,   the   theories   to   do   so   are   diverse,   because   they   are   created   from   different   perspectives   at   varying  degrees  of  abstraction  (Nielsen  et  al.,  2010)  

Campbell  (1996)  and  Gordon  (1990)  were  the  first  to  come  up  with  concrete  drawings   of  what  such  a  sustainable  city  should  contain  and  what  conditions  are  required  to  make   the  transition.  Since  then,  new  sustainable  city-­‐concepts  continue  to  arise  and  develop   rapidly.    

 

Towards  a  Smart  Energy  City  

A  relatively  new  concept  that  encounters  a  modern  sustainable  city  is  a  Smart  Energy   City   (SEC).   We   will   use   the   most   recent   definition   of   a   SEC:   ‘a   liveable,   resilient   city,   which   is   inclusive,   climate   friendly,   data   insight   driven   and   fosters   innovation   and   a   sustainable   economy’   (Transform,   2013).   Chapter   1   provides   more   insight   on   the   development  of  the  SEC.    

Since   operating   SECs   are   still   rare,   it   is   important   to   give   attention   to   the   conditions   required   to   make   a   shift   towards   a   SEC.   For   instance,   insights   of   accurate   knowledge   concerning   the   flow   of   materials   and   nutrients   should   be   present   (McKinsey,   2012;   MacDonough,   2010;   Ayres,1996;   Boulding,   1966).   Also,   there   should   be   a   high   public   awareness   regarding   the   transition   towards   a   greener   city   (Song,   2011)   and   preparedness  from  businesses  to  participate  (McKinsy,  2013).  Thereby,  the  physical  city   structure   needs   to   be   fictile   in   order   to   make   adaptations   to   the   system   gradually.   Chapter  3  will  elaborate  on  the  conditions  required  to  make  a  transition  towards  a  more   sustainable  city.    

 

Tokyo;  an  ideal  scenario?  

The   Tokyo   Metropolitan   Government   has   written   down   an   ambitious   vision,   in   which   Tokyo  will  be  a  SEC  (BETMG,  2012).  At  the  same  time,  Tokyo  is  the  host  city  of  the  OPG   (OPG)   in   2020.   The   current   state   and   goals   of   Tokyo   will   be   discussed   in   chapter   2.   Chapter  4  includes  the  impact  of  the  Olympics  on  a  host  city.  It  might  be  wise  to  use  the   eight   years   preparation   time   provided   by   the   International   Olympic   Committee   in   synergy  with  the  transition  towards  becoming  a  SEC.  In  this  way,  the  OPG  might  be  an   accelerating  force  for  the  SEC-­‐transition.    

 

Research  aim  

We  set  up  a  scenario  study  where  common  ground  can  be  explored  between  the  goals  of   transition  towns  and  the  opportunities  of  hosting  the  OPG.  How  can  hosting  the  Olympic   games  in  2020  accelerate  the  transition  of  Tokyo  in  becoming  a  Smart  Energy  City?  This   question  will  be  addressed  in  chapter  5.  

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Scenario-­‐based,  thematic  research  approach    

With  a  scenario-­‐based  research  approach,  plausible  as  well  as  predictable  outcomes  are   explored   that   can   challenge   conventional   wisdom   (Shell,   2013).   A   scenario   can   help   decision   makers   to   reconcile   apparent   contradictions   or   uncertainties.   They   also   have   the   potential   to   improve   awareness   around   issues   that   could   become   increasingly   important  to  society  (Shell,  2013),  such  as  pollution  and  diseases  due  to  unsustainable   city   development   (Bettencourt   &   West,   2010).   Figure   1   shows   the   four   possible   scenarios  with  the  level  of  success  in  meeting  goals  as  driving  forces.  Of  course,  hosting   the  OPG  could  also  be  a  driving  force  of  even  more  pollution  for  Tokyo.  However,  we  will   focus  on  the  best  possible  scenario  that  a  positive  synergy  will  arise  (top-­‐right  in  fig.  1).                                                               Due  to  the  complexity  and  the  interconnectedness  of  the  disciplines  involved  in  a  SEC,   some  argue  that  a  sustainable  city  cannot  be  viewed  as  the  sum  of  parts,  but  holistically   as  a  network  of  interconnected  infrastructures  dependent  on  each  other  (Morvaj,  2011).   Therefore,   it   is   appropriate   to   conduct   this   scenario-­‐based   research   from   an   interdisciplinary   perspective;   otherwise   the   research   could   be   more   sensitive   to   limitations   within   different   disciplines.   The   interdisciplinarity   will   be   expressed   in   a   thematic   approach   that   might   provide   the   most   holistic   result   as   possible   within   our   interdisciplinary  project.    

Figure  1  Possible  scenarios  with  degree  of  succes  in  meeting  goals  of  becoming  a  Smart  Energy   City  and  of  hosting  the  Olympic  and  Paralympic  Games  of  Tokyo  as  driving  forces.  

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Chapter  1    

Explaining  the  concept  of  a  Smart  Energy  City    

Biomimicry    

Nature   can   be   seen   as   a   model,   form   of   measurement   and   mentor:   the   biomimicry   concept.  This  is  the  abstraction  of  good  design  from  nature.  O.  Schmidt  first  mentioned   this  term  in  1938  in  his  study  on  squid  nerves  (Schmidt,  1938).  Since  nature  includes  a   lot  of  biological  and  inorganic  cycles,  this  biomimicry  concept  inspired  K.E.  Boulding  in   the   sixty’s   to   form   a   new   theory   that   embraces   the   idea   of   a   circular   flow   of   material   through   a   system.   Contrary   to   the   traditional   linear   ‘take,   make,   dispose’,   mimicking   nature  means  that  all  materials  should  stay  in  the  system  as  long  as  possible.  

 

Circular  economy    

In  this  circular  economy,  Boulding  (1966)  embraced  four  key  principles.  Firstly,  waste   does  not  exist.  Products  should  be  produced  in  a  way  that  all  the  materials  and  nutrients   can  be  reabsorbed  into  the  material  cycle  (McKinsey,  2012).  Secondly,  diversity  should   be  encouraged  and  embraced  (Boulding,  1966).  Due  to  the  fast  evolving  and  uncertain   world   modularity,   versatility   and   adaptively   are   features   that   need   to   be   prioritized   (McKinsey,   2012).   The   third   key   principle   is   that   renewable,   clean   energy   should   be   axiomatic   (Boulding,   1966).   In   the   linear   system,   materials   and   energy   form   the   two   main   bottlenecks   for   progress.   Creating   and   maintaining   a   source   a   renewable   energy   (such   as   solar-­‐   and   wind   energy),   puts   efficiency   pressure   on   both   (McKinsey,   2012).   And   latsly,   thinking   in   systems.   The   ability   to   understand   how   parts   influence   one   another   within   a   whole,   and   the   relationship   of   the   whole   to   the   parts,   is   crucial   (McKinsey,  2012).  

 

Social  capital  

Nowadays,  sufficient  economical  capital  is  no  longer  the  only  thing  that  cities  compete   for.  They  depend  increasingly  on  the  availability  and  quality  of  human  and  social  capital.   Knowledge,   communication   and   social   infrastructure   are   important   for   urban   competitiveness  (Caragliu,  2009).    

 

Smart  City  

Against  this  background,  the  concept  of  the  Smart  City  has  recently  been  introduced  as  a   strategic   device   to   encompass   modern   urban   production   factors   in   a   common   framework   and,   in   particular,   to   highlight   the   importance   of   Information   and   Communication   Technologies   (ICTs)   to   enhance   the   competitive   profile   of   a   city   (Caragliu,   2009).   A   Smart   City   continually   increases   its   performance   in   satisfying   all   needs  of  its  citizens  (Morvaj,  2011).    

 

Smart  Energy  City  

In   interaction   with   economic   and   social   capital,   energy   will   still   stay   uttermost   important   in   cities.   Disruptions   in   the   power   system   have   severe   economic   and   social   consequences,   even   for   short   periods   of   time   (Lugaric,   2010).   Therefore,   cities   will   benefit  from  an  uninterrupted  power  supply,  coupled  to  a  smart  control  system  that  can   improve  conveniences,  facilitate  mobility,  identify  any  problems  in  the  operation   of  city  systems  and  fix  them  quickly  and  recover  rapidly  from  disasters  (Kanter,   2009).    

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Usually,  a  SEC  in  transition  requires  a  fundamental  revision  of  its  electric  power   policy.   It   is   necessary   not   only   to   reform   the   power   supply   system   but   also   to   establish   a   system   to   promote   energy   saving   and   power   demand   reduction,   for   instance  by  decreasing  the  peak  energy  demand.  In  this  way,  comfortable  office   and  living  environments  can  be  created  (TMG,  2013).  

 

So  within   the   framework   of   this   research,   a   Smart   Energy   City   enhances   low   carbon  capability,  comfortable  environments  and  disaster  resistance  at  the  same   time  (TMG,  2013)  (see  fig.    

 

   

Figure  2  Smart  Energy  City  Concept  (BTMG  2012).  

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Chapter  2  

Introducing  Tokyo:  an  overview  of  the  current  state    

Tokyo,  with  thirteen  million  residents  on  two  thousand  square  kilometres,  is  the  capital   city  of  Japan  (fig.  2).  In  this  chapter,  the  current  and  desired  situation  of  Japan  and  Tokyo   in  particular  will  be  discussed  briefly  in  order  to  address  the  feasibility  of  reaching  the   2020-­‐goals  of  the  local  authorities  in  general.    

 

  Figure  3  City  profile  Tokyo  (BETMG,  2012).  

Japan’s  unsustainable  development  

Japan  is  the  sixth  on  the  list  of  the  most  carbon  dioxide  emitting  countries  in  2012,  with   4%   (1324   Mt)   of   the   direct   global   carbon   dioxide   emission.   In   2010,   Japan’s   first   cap-­‐ and-­‐trade  emissions  trading  program  started  off,  with  the  aim  to  reduce  total  emissions   among   the   capped   sectors   by   6%   of   the   base-­‐year   emissions   by   2014   (TMG,   2010).   However,  Japan’s  emissions  increased  since  2009  to  a  five-­‐year  average  of  2%  above  its   base  year  level,  so  they  do  not  meet  their  wishes  up  to  now.    

 

Energy  use  

The  power  generation  sector  is  the  largest  and  the  fastest  growing  contributor  to  direct   carbon  dioxide  emissions  (see  fig.  3).    

 

Figure  4  Sector-­‐by-­‐sector   trends   in   CO2   emissions   (direct   emissions)   of   Japan  from  1990  to  2011.   Prepared   from   GHG   emissions   inventory   by   Japan’s  National  Institute   for   Environmental   Studies.    

   

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The   reason   for   this   long-­‐term   growth   is   the   Japanese   economy   growth   (World   Bank,   2013),  causing  an  increase  in  electricity  consumption  in  the  commercial  and  residential   sectors,   fuelled   by   coal-­‐fired   power   plants   (Kiko   Network,   2008).   A   steep   short-­‐term   increase  of  6,2%  in  2012  is  the  highest  of  the  past  twenty  years  and  could  be  explained   by  the  economic  recovery  since  the  recession,  along  with  the  closure  of  nuclear  plants   after  the  Fukushima  accident  in  2011  (Olivier  et  al.,  2013).  However,  in the autumn and winter through the spring, power demand of households and offices in Tokyo stayed lower than the pre-earthquake level by around 4 GW. This could suggest that power demand has shifted downward as a structural trend (BETMG, 2012).

 

Besides   energy   savings,   the   Tokyo   Metropolitan   Government   (TMG)   considers   renewable  energy  as  an  alternative  for  the  future,  that  could  account  for  about  one-­‐fifth   of  Japan’s  energy  mix  by  the  2020s  (TMG,  2010).  Renewable  energy  in  2012  has  been   accounted  for  10%  of  the  energy  supply,  mostly  from  hydroelectric  sources  (Guardian,   2013).  

Tokyo  in  tentative  transition  towards  a  SEC  

The   Tokyo   Metropolitan   Government   has   set   up   an   energy   management   plan   (fig.   5),   that  consists  of  three  steps.  The  most  obvious  step  is  saving  energy  and  reducing  power   demand  with  use  of  technologies  and  knowhow.  This  way,  the  carbon  dioxide  emission   will  be  reduced  and  the  peak  power  demand  could  be  reduced.  Expanding  use  of  low-­‐ carbon,  independent  distributed  energy  systems  is  the  second  step.  The  popularization   of  renewable  energy  and  diversification  of  energy  utilization  are  important  in  this  face.   At   last,   the   optimization   of   supply   and   demand   via   energy   management   will   improve   comfortable  environments  and  intellectual  productivity,  as  well  as  the  enhancement  of   low  carbon  capability  and  disaster  resistance  (BETMG,  2012).      

  Figure  5  Energy  management  concept  Tokyo  (BETMG,  2012).  

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There   are   already   initiatives   of   high-­‐technology   companies   in   Japan   like   Panasonic,   Honda,   Hitachi   and   Toshiba   that   are   working,   respectively,   with   municipal   bodies   in   Fujisawa,   Saitama,   Yokohama   and   Kashiwa.   These   cities   are   all   near   Tokyo   and   will   reduce   carbon   emissions   through   an   intelligent   network   of   electricity   grids   and   new   equipment   (Tanikawa,   2011).   A   major   task   will   be   the   harmonization   of   the   multiple   systems.   Technology   companies   are   using   the   smart-­‐town   projects   to   promote   their   energy   systems   and   the   standards   that   come   with   them,   that   can   possibly   result   in   incompatible   systems   (Enomoto,   2010).   What   should   be   taken   into   account,   is   that   by   2020,  probably  one  out  of  four  citizens  of  Tokyo  will  be  older  than  65  years  old,  living   alone  (Ministry  of  Internal  Affairs  and  Communications,  2010).  Especially  this  category   is   not   suitable   for   coping   with   incompatible   energy   systems.   Also,   Japanese   laws   regulating   generation   and   distribution   of   electricity   forbid   sales   of   electricity   between   homes,   eliminating   the   potential   for   exchange   among   households   to   optimize   energy   use.  Individual  households  may  sell  electricity  only  to  power  companies;  so  changing  the   regulation  will  be  inevitable  (Wolsink,  2007).    

 

Tokyo  vision  2020    

Tokyo’s  vision  is  ambitions  and  detailed  (e.g.  see  website  TMG).  The  eight  main  goals  of   the  Tokyo  Vision  up  to  2016  are  stated  in  box  1.  The  success  of  achieving  Tokyo’s  goals   can   only   be   reached   under   certain   conditions.   The   following   chapter   will   explore   the   required  conditions  that  need  to  be  created.    

 

 

Box  1:  Tokyo’s  Big  Change:  The  10-­‐Year  Plan  (2007  –  2016)  (Metro.tokyo.jp)    

 

   

1.  Restore  Tokyo’s  beauty  as  a  city  of  water  and  greenery    

2.  Connect  land,  air,  and  sea  to  raise  Tokyo’s  international  competitiveness   3.  Have  Tokyo  become  the  city  with  the  lowest  environmental  load  in  the  world     4.  Strengthen  Tokyo’s  disaster  preparedness  to  enhance  safety    

5.  Create  a  reassuring  society  for  senior  citizens  and  child-­‐raising  families     6.  Raise  Tokyo’s  profile  through  culture  and  industry    

7.  Create  a  society  where  motivated  individuals  can  pursue  their  ambitions     8.  Promote  sport  to  provide  dreams  to  children  

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Chapter  3  

Thematic  conditions  required  for  shifting  towards  a  Smart  Energy  City    

Shifting  towards  a  smart  energy  city  is  a  complex  challenge  for  cities  such  as  Tokyo.  It   depends   on   large   numbers   of   stakeholders   and   participants   with   differing   and   conflicting   interest   (Nijkamp   et   al.,   1998).   Hence,   a   governments   desire   to   make   a   transition  towards  a  Smart  Energy  City  alone  is  not  enough  to  effectuate  an  actual  shift.   In   order   to   make   the   transition,   a   number   of   conditions   are   requisite   (Nijkamp   et   al.,   1998;  McKinsey,  2012).  By  probing  underlying  theories  and  concepts  that  are  related  to   the  concept  of  a  Smart  Energy  City,  a  framework  of  overlapping  aspects  can  be  drawn   (Nielsen  et  al.,  2010).

Testing  these  factors  against  social-­‐economic,  urban  development  and  transition  studies   provides   evidence   for   the   correctness   of   the   conditions.   Finally,   the   conditions   are   bound  together  in  overlapping  thematic  conditions.    This  chapter  will  give  an  overview   of  these  thematic  conditions.    

 

Lifestyle  and  vision  

 A  widely  supported  condition  that  has  been  proven  to  be  a  crucial  condition  in  order  to   make   a   transition   is   the   presence   of   the   correct   vision   and   lifestyle.   (Macionis,   2004;   Zukin,  1998;  Bennister,  2000).  These  terms  cover  the  preparedness  of  the  inhabitants  of   the  city  to  participate  as  well  as  both  the  capability  of  the  local  government  to  lead  and   the   willingness   of   the   local   businesses   to   contribute.   Shifting   towards   another   state   requires   multiple   distinct   incentives.   Vision   and   Lifestyle   contribute   to   this   in   multiple   ways.    

First  of  all,  it  determines  the  public  support  and  acceptance  for  the  transition  (Jackson,   1991).   The   extent   to   which   the   city’s   population   supports   the   municipal   policies   influences  the  probability  these  policies  to  succeed.  (Jackson,  1991).  When,  for  example,   a  population  perceives  that  its  cultural  and  historical  values  are  threatened  by  certain   policies,   it   will   develop   recalcitrance   against   these   policies   (McLaren,   2002).   Raiser   (1999)   emphasizes   the   importance   of   public   support   by   demonstrating   a   correlation   between   confidences   in   governmental   transition   policies   en   the   effectiveness   of   those   policies   in   practice.   He   compares   the   success   of   multiple   countries   that   made   the   transition   from   communism   towards   a   capitalistic   system.   Trust   in   transformation   policies  proved  to  be  of  significant  influence  on  their  success  (Raiser,  1999).  Also  with   regards  to  a  transition  towards  a  SEC,  a  lack  of  social  support  could  form  a  stumbling   stone.    

Secondly,   a   clear   indicator   of   public   support   can   be   found   in   the   mind-­‐set   of   different   stakeholders   (Acha,   1999).   In   order   to   transfer   from   passive   support   to   active   participation   a   correct   mind-­‐set   is   crucial   (Acha,   1999).   In   the   economic   sector,   this   mind-­‐set   could   for   instance   lead   to   forms   of   Corporate   Social   Responsibility   (Holme,   1999)  and  embracing  the  concept  of  Cradle2Cradle.  Among  the  citizens,  voluntary  work   is  a  great  indicator  of  an  active  participating  mind-­‐set  (Lowndes,  2001).  An  active  mind-­‐ set  differs  from  social  support,  which  has  a  more  passive  tone,  and  plays  a  crucial  role   brining   ideas   into   practice   (Tennenhouse   et   al.,   2002).     Broad   (2002)   separates   the   active   mind-­‐set   and   social   support   from   each   other   based   on   the     extend   to   with   politicians  strive  to  stimulate  them.  Although  citizens’  participation  (active  mind-­‐set)  is   more  efficient  in  achieving  political  goals,  it  is  feared  among  politicians  due  to  the  high   volatility   (Broad,   2002).   In   contrary   to   social   support,   which   is   more   stable   and  

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predictable,   a   strongly   participating   population   oppose   the   local   government   in   demonstrations   and   strikes   when   they   feel   dissatisfied.   In   the   policy   plans   and   the   Olympic  bid  book,  the  local  government  emphasises  on  boosting  both  the  social  support   and  the  citizen’s  participations.      

Finally,  the  involvement  of  local  business  is  crucial.  It  sets  an  example  for  the  community   by  demonstrating  an  alternative  way  of  using  products  and  materials  (McKinsey,  2012).     In  Tokyo,  large  companies  in  multiple  industries  already  make  large  steps  in  reducing   emissions   and   increasing   efficiency.   A   clear   indicator   of   the   involvement   of   local   business   can   be   found   observing   the   Forbes   sustainable   companies   top   100   2011   (Forbes,  2011).  On  this  chart,  nineteen  Japanese  companies,  founded  in  Tokyo,  are  listed   because   of   their   steps   towards   more   sustainable   business   practices.   Results   of   this   upcoming   sustainable   business   vision   are   displayed   in   the   circle   diagram,   presented   below   (BETMG,   2010).   As   illustrated   in   figure   6,   the   industry’s   accountability   for   CO2   emission   decreases   over   time,   due   to   the   steps   of   large   companies   towards   more   sustainable  business  practices  (BETMG,  2010).    

Driving  forces  behind  these  upcoming  sustainable   business   practices   are   the   policies   of   the   Tokyo   Metropolitan   Government   (TMG).   In   policy   plans   such   as   Tokyo   2020   (TMG,   2012)   and   policy   advices   such   as   OECD   (Alter,   2013)   local   businesses   are   encouraged   and   enforced   to   participate  in  shifting  towards  greener  alternative   techniques   and   production   methods.   Not   only   business   practices   are   subject   to   the   guiding   policies   towards   greener   practices.   Residents,   public  transport  and  commercial  activities  are  also   subjected   to   the   ambitious   plans   laid   out   by   TMG   in   Tokyo   2020   (TMG,   2010),   Universities   are   encouraged   to   develop   sustainable   study   programs   while   public   transport   companies   are   obligated  to  reduce  emission  by  3%  every  3  years   (BETMG,  2010).  Central  in  TMG’s  policies  are  both   the   long-­‐term   vision   and   the   strong   guiding   influence.    

 

System  resilience  

Due  to  the  unpredictability  of  the  gradient  of  a  transition  towards  another  system,  a  high   level   of   diversity   is   important   (McKinsey,   2012).   Economic   sectors   and   policies   might   not   evolve   as   expected,   positively   or   negatively.   A   solid   starting   position   for   the   transition   dams   the   effects   of   major   or   minor   setbacks.   Diversifying   the   systems   strengthens  the  resilience  of  the  system  and  decreases  the  vulnerability  (Herriot  et  al,   1995;  Baud,  2010).    

Applying   the   theory   of   resilience   on   transition   thinking   and   urban   development   planning  has  multiple  advantages  (Wilkinson  et  al.,  2010).  First  of  all,  it  creates  insights   in   the   nature   of   structural   changes   of   complex   systems.   Secondly,   it   offers   a   new   framework  for  the  analysis  of  the  dynamics  in  the  social-­‐economical  urban  systems  and   their   complexity.   Third,   it   explains   the   importance   of   adaptive   governance   in   the   transition  process  of  urban  planning.  (Wilkinson  et  al,  2010).  Embracing  the  theory  of   resilience   in   the   urban   policies   and   processes   forms   a   crucial   condition   for   a   Figure  6  Changes  in  emissions  by  sector   over  time  (BETMG,  2010).  

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Figure  7   Diversified   industry.   metropolitan   to   shift   towards   a   Smart   Energy   City.   It   increases   the   flexibility   and   autonomy  at  a  local  level  and  creates  a  more  adaptive  governance  model  (Baud,  2010).     A   highly   diversified   group   of   inhabitants   might   not   be   a   crucial   condition   to   shift   successfully,  but  they  form  an  addition  to  the  ease  of  the  transition  (Santos  et  al.,  2008).   Breaking   with   the   apparent   paradox   of   the   evolutionary   game   theory,   Santos   et   al.   (2008)  states  that  social  diversity  promotes  the  emergence  of  cooperation  for  the  public   good.  Encouraging  the  development  of  social  diversity  enlarges  the  social  and  creative   capital  of  a  city  (Thomas  et  al.,  2006).  These  forms  of  capital  play  an  important  role  in   the   future   competitive   position   of   the   city.   Therefore,   having   and   promoting   social   diversity  forms  a  vital  aspect  in  the  transition  towards  a  Smart  Energy  City  

In   the   highly   competitive   environment   of   today’s   global   economy,   having   diverse   industries   increases   the   vitality   and   resilience   of   the   city   (Gibson-­‐Graham,   2007).   It   secures   a   permanent   flow   of   capital   and   investors   (Smith,   2007).   Although   a   city’s   economy  will  always  be  vulnerable  to  a  certain  level  of  fluctuations  by  the  world  market,   a   significant   part   can   be   neutralized   by   diversification   (Brealey   et   al.,   2006).   A   city‘s   industry   can   diversify   by   focussing   of   different   markets   or   market   segments   and   different  sectors  (Freeman,  2010).  Observing  the  pie  chart  in  figure  7,  one  can  state  that   Tokyo’s  industry  is  highly  diversified.  With  seven  sectors  each  covering  more  than  five   per   cent   of   the   city’s   industry,   the   industry   is   highly   resilient.   Disappointing   result   in   sectors  (finance  or  household  for  example)  can  be  absorb  by  better  preforming  sectors.                        

In   conclusion,   six   thematic   conditions   required   for   transition   towards   a   Smart   Energy   City  can  be  isolated.  Namely:  public  support,  active  mind-­‐set,  diverse  population,  diverse   industry,  involvement  of  local  business  and  directing  policy.  Now  these  conditions  are   isolated,  the  impacts  of  hosting  Olympics  can  be  researched.  These  findings  can  then  be   projected  on  the  conditions,  based  on  field  of  impact.    

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Figure   9   Schematic   overview   of   the   interconnectedness   of   the   conditions   required   for   a   shift  towards  a  SEC.  

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Chapter  4  

Impacts  for  a  city  hosting  the  Olympic  game    

Now   the   definition   of   a   SEC   is   known   and   the   conditions   for   the   transition   towards   a   SEC,   it   is   time   to   research   the   impacts   of   hosting   the   Olympics   games.   We   did   this   through   a   literature   review.   In   the   literature   we   found   theories   that   combine   multiple   disciplines.   Because   of   the   combination   of   disciplines   in   the   theories,   we   choose   to   divide  the  theories  in  themes.  This  makes  it  possible  to  provide  an  interdisciplinary  view   of   the   complex   problem.   The   7   themes   that   emerged   are:   Money   &   Investments,   infrastructure,   governance,   ideology   &   public   awareness,   city   facilities,   education   &   innovation   and   media   attention.   Each   theme   conducts   several   impacts   of   hosting   the   Olympic  games.    

 

Money  &  Investments  

One  of  the  most  widely  published  benefits  of  hosting  the  Olympics  is  the  large  amount  of   money  that  gets  available  for  the  host  city.  Firstly,  there  is  the  financial  support  of  the   International   Olympic   Committee   (IOS).   According   to   Furrer   (2002)   the   operating   budget   has   reached   more   than   €1.5   billion   for   summer   games.   In   addition   to   the   contribution  of  the  IOS,  the  host  city  also  invests  large  amount  of  money  in  organizing   the  Olympics.  For  example:  according  to  former  Sport  Minister  Hugh  Robertson  the  final   cost  of  the  London  Olympic  games  in  2012  are  €10.6  billion  euro  (Gibson,  2012).    

From   a   macroeconomic   perspective   hosting   the   Olympics   creates   an   opportunity   for   new   trade   relationships   and   attracts   foreign   investments.   Other   directly   affected   macroeconomic  factors  are  employment  and  tourism.  Needless  to  say,  the  magnitude  of   the  effect  depends,  among  other  things,  on  the  current  state  of  the  host  city  (Metropolis,   2002).    

 

Infrastructure  

Effects  on  the  infrastructure  are  the  most  significant  long-­‐term  changes  on  the  host  city   (Furrer,  2002).  According  to  Chalkley  &  Essex  (1998)  the  Olympics  act  as  a  stimulus  for   major  developments  in  infrastructure.  Key  infrastructure  components  that  are  adjusted   during  the  hosting  the  Olympics  are  the  host  city  transport  system,  tourism  facilities,  air   terminals,  parks  and  city’s  environment  and  sport  facilities  (Metropolis,  2002)(Chalkley   &  Essex,  2003).    According  to  Chalkley  &  Essex  (2003)  city  planners  see  the  Olympics  as   opportunity   to   fund   and   bring   forward   long-­‐term   plans.   The   overall   impact   of   hosting   the  Olympics  on  the  infrastructure  is  that  that  Olympics  serve  as  an  accelerated  force  in   the  development  of  infrastructure.    

 

Governance  

The   Olympics   influence   the   way   of   policy-­‐making   on   issues   of   hosting   the   Olympics.     According  to  Chalkley  &  Essex  (2003)  the  organization  around  the  Olympics  shifted  the   last   3   decades   from   ‘government’   to   ‘governance’,   caused   by   the   emergence   of   the   private  sector  model  of  the  Olympic  organization  and  the  many  stakeholders.  This  shift   to   ‘governance’   is   characterized   by   speed,   flexibility,   initiative,   networking   and   a   willingness  to  work  with  a  range  of  other  public  and  private-­‐sector  bodies  (Chalkley  &   Essex,   1999).     A   continuation   of   governance   is   that   new   forms   of   public-­‐private   partnerships  in  leading  major  projects  arise,  which  an  acceleration  of  public  investment   decisions  causes  (Furrer.  2002)    

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Ideology  &  Public  awareness  

Hosting   the   Olympics   games   has   several   impacts   on   the   society   of   the   host   city.   According  to  Waitt  and  Furrer  (1999)  the  Olympics  can  create  a  sense  of  enthusiasm  and   pride   and   give   a   sense   of   community   and   unity,   which   can   even,   transcend   social   and   ideological  divisions.  Additionally,  the  Olympics  represent  a  set  of  values  that  they  try  to   spread   throughout   the   entire   society.   Values   such   as   respect,   tolerance,   fair-­‐play,   the   balance  between  a  strong  body  and  mind,  pursuit  of  excellence  and  others  do  contribute   to   building   a   better   and   more   peaceful   world   (Furrer,   2002;   International   Olympic   Committee,  2013).    

 

City  Facilities  

Hosting  of  the  Olympics  has  the  consequence  that  several  city  facilities  are  taxed  heavily.   The  many  people  that  come  to  visit  the  host  city  need  shelter,  water,  food,  energy  and   transportation.   Often   sees   the   host   city   the   Olympics   as   an   excellent   opportunity   to   improve   these   city   facilities   (Metropolis,   2002).   City   facilities   that   are   frequently   improved   are:   transportation   system,   water   system,   waste   system,   sewage   system,   energy   distribution,   food   security,   sleeping   facilities,   sport   facilities   and   tourism   attractions   (Furrer,   2002;   Metropolis,   2002).   A   great   example   is   the   renovation   of   the   seafront   area   in   Barcelona   for   the   1992   Olympics,   which   is   after   20   years   still   an   attractive  leisure  for  locals  and  tourists.    

 

Education  and  Innovation  

Education   is   a   main   pillar   in   the   policy   of   the   IOC.   Being   the   centre   of   the   world’s   attention   during   the   Olympics   makes   it   a   perfect   opportunity   to   show   the   world   the   importance  of  education.  Successfully  hosting  the  Olympics  may  function  as  a  showcase   of   creativity,   talent   and   innovation   (Furrer,   2002).   Improvement   of   the   city   facilities   requires   new   knowledge   and   innovative   solutions.   Sustainability   is   a   pillar   of   the   philosophy  of  the  IOC;  this  in  combination  with  the  media  attention  causes  a  platform   for  innovation  in  the  sustainability  sector.  New  innovation  in  environmentally  friendly   technologies,   renewable   energy   sources,   new   standards   for   buildings,   upgrading   of   water,   waste   and   sewage   systems   and   environmental   education   programmes   are   all   examples  of  themes  where  the  host  city  and  the  IOC  pay  attention  to  (Furrer,  2002).    

Media  attention  

The   role   of   the   media   is   essential   in   all   the   impacts   of   the   Olympics   on   the   host   city   (Metropolis,  2002).  The  host  city  is  the  centre  of  the  world  during  the  Olympics.  It  gives   an  excellent  opportunity  to  show  itself  of  his  best  side.  The  attention  can  give  a  boost  to   tourism  and  investors  and  makes  an  image  of  the  city  (Metropolis,  2002).  The  media  can   also  be  seen  as  a  watchdog,  where  something  is  not  right  the  media  will  notify.      

                     

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Chapter  5  

Integrating   impacts   of   the   Olympics   with   condition   required   for   a   transition   towards  a  Smart  Energy  City  

 

Now   the   conditions   to   make   a   shift   towards   a   SEC   are   isolated   and   the   impact   of   the   Olympics   on   the   host   city   have   been   researched,   a   statement   can   be   draw   on   the   potential   synergy.   To   do   this,   we   observe   the   effect   that   the   Olympics   have   on   the   transitional   conditions.   In   chapter   3   we   isolated   six   pillars   on   which   the   process   of   shifting  towards  a  SEC  can  be  build.  Those  six  pillars  are:  Public  support,  active  mind-­‐ set,   involvement   of   local   business,   directing   policies,   diverse   industry   and   a   diverse   population.   These   pillars   form   the   basic   conditions   required   to   make   the   transition     towards  a  SEC.  Hosting  a  major  event  like  the  Olympic  games  can  have  an  effect  on  those   pillars.  This  chapter  will  connect  those  effects  on  the  pillars  for  the  city  of  Tokyo.  This   will   results   in   an   integrated   overview   on   how   the   Olympics   can   affect   a   transition   towards  a  SEC.  As  can  be  viewed  at  figure  8,  specific  aspects  of  the  impact  of  hosting  the   Olympics  affect  each  pillar.      

     

Figure  10  Integration  transition  conditions  (pillars)  and  impact  Olympics  (arrows).        

Observing  the  outer  left  side  of  the  image,  one  can  state  that  the  degree  of  public  support   in  a  city  is  affected  by  both  media  attention  and  ideology.  Media  attention  forms  a  crucial   role   in   the   public   support   for   a   transition.   Giving   opponents   and   proponents   of   the   transition   plans   the   stage   to   express   their   views   can   either   affect   the   public   support   positively  or  negatively.  Either  way,  the  media  plays  an  important  role  through  their  role   as  a  watchdog  on  the  overall  process  and  promises  made.  In  the  case  of  Tokyo,  the  media   attention  can  play  a  positive  role  on  influencing  the  public  support  by  reporting  on  the  

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ambitions  of  the  city  as  a  whole.  People  will  tend  to  live  up  to  the  worlds  image  of  the   city   shaped   by   the   media   (Metropolis,   2002).   Leading   up   to   the   Olympics,   media   attention  about  the  Olympics  can  serve  as  a  discussion  board  for  the  local  community,   emphasizing  on  the  area  development.  This  way  they  function  as  an  informative  actor  in   the  process.    

Due  to  the  size  of  the  metropolis  of  Tokyo,  housing  more  than  thirteen  million  people,  it   is   difficult   to   create   a   high   level   of   public   support.   Reaching   and   motivating   all   those   people  to  participate  in  the  development  of  their  own  neighbourhood  is  challenging.  The   Olympic  games  can  cause  a  sense  of  community,  pride  and  solidarity.  The  ideology  of  the   Olympics  can  play  as  an  emulsifier,  which  can  transcend  social  and  ideological  division.   Due  to  the  feeling  of  solidarity  and  national  pride,  the  public  support  is  fanned.    

 Both   media   attention   and   the   ideology   of   the   Olympics   influence   not   only   the   public   support,  but  also  the  pillar  of  an  active  mind-­‐set.  As  mentioned  in  chapter  2,  an  active   mind-­‐set   covers   both   the   incentives   from   local   businesses,   the   government   and   the   public.    The  media  attention  also  plays  a  controlling  and  informative  actor  for  this  pillar.   Due   to   this   role,   businesses   and   the   government   are   obligated   to   live   up   to   their   promises.   On   the   one   hand,   it   might   scare   of   companies   to   be   the   first   to   make   steps   towards  more  sustainable  ways  of  doing  business,  on  the  other  hand,  they  are  viewed  by   the   entire   world,   which   is   good   for   the   company’s   image.   For   Tokyo   desire   to   shift   towards  a  SEC,  an  active  mind-­‐set  is  crucial.  In  order  to  achieve  a  successful  transition,  it   is   important   than   the   different   actors   and   stakeholders   actively   participate   in   the   process.    

In   order   to   achieve   a   resilient   and   stable   state,   a   diverse   population   is   important.   It   stimulates   creativity   and   enhances   the   social   capital   of   the   city.   Tokyo   knows   a   highly   mono-­‐racial   population,   with   over   98   per   cent   (TMG,   2006)   of   the   inhabitants   being   from  Japanese  origin.    Preparing  for  the  Olympics,  foreign  investors  and  companies  will   be   drawn   towards   the   city,   bringing   their   employees   and   families.   This   way,   they   diversify  the  population  of  the  city,  bringing  their  own  standards  and  values,  culture  and   traditions.    

Part   of   the   social   diversity   can   also   be   found   in   the   educational   system.   Japan   is   extremely  well  educated  with  80  per  cent  of  the  population  carrying  a  university  degree   (Tse,   1998).   Organizing   the   Olympic   requires   a   diverse   pallet   of   knowledge   and   organizing   skills,   Project-­‐based   education   does   not   forms   a   major   part   of   the   current   education   system,   which   mainly   focusses   on   individual   achievements   (Brown,   2005).   During  the  Olympics,  there  are  up  to  53  organizational  bodies  and  commissions  that  will   be   active   at   the   same   time   (TMG,   2012),   this   requires   communicational,   planning   and   management   skills   within   and   among   these   bodies.   During   the   ten   year   process   of   organizing  the  games,  it  is  important  to  involve  and  educate  the  local  youth,  an  approach   that  is  emphatically  stimulated  by  the  IOC  (TMG,2012).    The  Olympics  is  a  showcase  of   creativity,  talent  and  innovation.  The  organization  will  attempt  to  transfer  this  ideology   onto  every  person  involved  in  the  process.  Due  to  the  many  different  aspects,  this  will   result  in  a  diversification  of  the  population.  

A  diverse  industry  increases  the  resilience  and  competitiveness  of  a  city.  Currently,  the   industry   of   Tokyo   is   highly   diversified   (Fout!   Verwijzingsbron   niet   gevonden.).   Hosting  the  Olympics  will  stimulate  this  diversification  even  more,  although  there  is  a   risk  that  companies  will  focus  too  much  on  the  Olympics,  instead  of  the  long-­‐term  goal  of   shifting   towards   a   SEC.   City   planner   can   use   the   Olympics   as   a   tool   to   achieve   infrastructural  improvements  due  to  the  increased  liquidity  of  capital.  New  projects  are   issued,   requiring   highly   educated   engineers,   construction   workers   and   innovative  

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building  techniques.  This  forms  a  demand  for  different  segments  of  the  industry  such  as   the  construction-­‐,  transport-­‐,  finance  and  energy-­‐sector.  The  risk  lies  in  the  temporary   nature  of  the  effects,  after  the  Olympics  are  over,  the  demand  and  liquidity  will  decrease.   What  remains  are  the  knowledge  and  social  capital  in  the  different  sectors.    

 

Local  businesses  already  demonstrate  a  high  level  of  involvement  in  Tokyo’s  desire  of   becoming   a   greener,   sustainable   city.   Observing   Forbes’   (2010)   chart   of   the   most   sustainable   companies   in   the   world;   Tokyo   leads   with   nineteen   companies   in   the   top   100.  This  indicates  that  these  companies  already  embrace  the  philosophy  of  sustainable   development.   This   is   important   because   local   businesses   are   connected   with   the   local   communities  and  form  a  role  model.  Their  participation  has  a  strong  effect  on  the    mind-­‐ set   and   support   of   the   community.   The   improvements   on   city   facilities,   such   as   sport   complexes,  will  be  depended  on  the  involvement  of  the  local  community  and  businesses.   Therefore,  the  IOC  involves  local  businesses  and  communities  in  the  creation  of  policies   about  the  improvements  and  exploitation  of  the  city  facilities,  This  is  because  after  the   Olympics,  sport  centres,  for  example,  will    be  exploited  by  local  businesses.  As  a  result,   hosting   the   Olympics   therefore   will   increase   the   involvement   of   the   local   community   during  and  after  the  event.  

 

Directing   policies   are   an   important   pillar   in   the   transition   towards   a   SEC.   In   order   to   make  the  transition  successful,  the  government  has  to  take  the  lead  and  set  an  example   for  the  rest  of  the  city.  This  can  be  done  by  rewarding  good  behaviour,  punishing  bad   behaviour   or   through   direct   involvement   in   the   local   communities   and   businesses.   Tokyo   demonstrates   a   high   level   of   involvement   of   the   government   in   the   business   operations   of   local   companies,   setting   targets   and   goals.   This   might   also   be   an   explanation   for   the   high   level   of   involvement   of   the   local   businesses.   The   governance   around  the  Olympics  is  characterized  by  speed,  flexibility  and  a  willingness  to  work  with   a   range   of   other   public   and   private   sector   bodies.     A   high   liquidity   of   capital   makes   it   easier  to  achieve  the  goals  set  and  to  stimulate  desirable  behaviour.  

   

In  summary,  the  conditions  to  shift  towards  a  SEC  are  affected  by  the  impact  of  hosting   the  Olympics.  In  the  case  of  Tokyo,  we  predict  an  overall  positive  affect,  which  will  cause   an   accelerating   force   on   the   transition.   Important   is   to   note   that   the   influence   of   the   Games   cannot   be   seen   as   a   sum   of   parts,   but   has   to   be   treated   as   an   complex   and   integrated  force.  Due  to  the  interconnectedness  of  the  every  effect,  it  is  crucial  to  think  in   systems  rather  than  disciplines  or  separate  parts.  Defining  the  impact  is  not  a  collection   of  puzzle  pieces,  but  an  interwoven  chain  of  factors.    

 

In   order   to   give   a   general   indication   of   possible   liming   factors,   we   traced,   direct   and   indirect,   back   the   shortcoming   in   the   conditions   required   for   the   transition   of   Tokyo   towards  a  SEC.  By  mapping  the  interconnectedness,  we  identified  two  core  pillars  that   explained  most  of  these  shortcomings,  namely:  Public  support  and  Diverse  population.   Observing  the  conditions  required  for  the  desired  shift,  the  pillars  of  public  support  and   diverse  population  form  the  hardest  conditions  to  satisfy  for  Tokyo  Especially  for  these   conditions,  hosting  the  Olympics  can  play  an  important  role.  Education  and  innovation   forms   a   strong   incentive   for   the   development   of   a   more   diverse   population.   Public   awareness   and   the   ideology   of   the   Olympics   form   a   major   contribution   for   the   public   support  in  the  city  

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Figure  9  Thematic  scheme  of  integration  of  SEC-­‐conditions  and  impact  Olympics.        

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Chapter  6  

Discussion    

Because  of  the  broad  interdisciplinary  approach,  a  number  of  aspects  are  not  taken  into   account.   First   of   all,   and   most   importantly,   the   magnitude   of   the   impact   has   not   been   assessed.  With  the  limited  timeframe  and  lack  of  quantitative  data,  it  was  not  realistic  in   this  research  to  take  the  magnitude  of  every  impact  into  account.  This  means  that  every   impact  was  considered  to  have  a  comparable  impact  on  the  selected  pillars.  In  reality,   this   would   not   be   the   case.   Secondly,   since   this   is   the   first   time   that   Tokyo   hosts   the   Olympics,   we   had   to   rely   on   experience   of   other   city’s   than   Tokyo,   for   the   impact   assessment  of  the  Olympic  games.  It  is  assumed  that  the  impacts  found  elsewhere,  will   be  the  similar  for  Tokyo.  However,  due  to  the  complexity  and  uniqueness  of  every  city,   the  impact  on  Tokyo  may  differ  from  the  impact  on  other  host  cities.    A  third  difficulty  is   the   definition   used   for   the   concept   of   a   Smart   Energy   City.   Since   there   is   no   general   consensus  of  one  definition,  other  definitions  might  focus  on  other  aspects,  changing  the   conditions  required  to  make  a  transition  towards  it.  

 

The  broad  approach  in  this  research  was  ideal  to  give  an  overview  of  the  complexity.  It   provides  insight  in  the  many  actors  involved  in  to  process  and  the  unpredictability  of  the   outcome.   However,   more   research   has   to   be   conducted,   specifying   more   on   the   individual  components  of  the  transition.    

 

Chapter  7    

Conclusion    

This   research   is   conducted   to   describe   a   possible   scenario   of   the   synergy   between   hosting  the  Olympic  games  and  the  transition  of  Tokyo  towards  a  Smart  Energy  City.  The   main   research   question   of   this   research   was:   ‘Can   hosting   the   Olympic   games   in   2020   contribute  in  the  transition  of  Tokyo  to  become  a  Smart  Energy  City?’  

This  research  shows  the  full-­‐scale  complexity  of  problem.  Many  disciplines  are  involved   and   intertwined   with   each   other,   so   we   chose   a   thematic   approach   to   research   the   problem.  By  the  integration  of  impacts  of  the  Olympics  and  the  condition  for  a  transition   towards  a  SEC,  similarities,  contradictions,  direct  and  indirect  effects  where  found.      

The  impact  of  the  Olympics  has  several  benefits  for  the  conditions  of  the  transitions.  For   Tokyo   the   benefits   for   the   conditions   ‘Public   support’   and   ‘Diverse   population’   are   in   need   for   special   attention,   because   these   two   conditions   are   presently   weakly   accomplished.   However,   the   Olympics   could   become   an   accelerating   force   in   the   development  of  the  conditions  ‘Public  support’  and  ‘Diverse  population’.    

 

Hosting  the  Olympics  must  be  seen  as  a  tool  to  accomplish  the  conditions  for  a  SEC.  The   impacts   of   the   Olympics   will   not   be   decisive   for   the   transition,   but   it   can   give   strong   incentives  on  the  development  of  the  conditions.    

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